HomeMy WebLinkAbout1986-1041.Jensen.89-09-26EMPLOY~S DE LA CO”RONNE 0EL’0NTARI0
COMMISSION DE
SElTLEMENT REGLEMENT
DES GRIEFS
Between:
1041/86
IN TBR HATTER OP AN ARBITRATION
Under
TBE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
TBE GRIEVANCE SETTLEUENT BOARD
OPSEU (Jensen)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Skills Development)
Employer
Before:
For the Grievor:
POT the Employer:
Bearings:
E. Ratushny Vice-Chairperson
J. Solberg Member
M. O'Toole Member
P. Lukasiewicz
Counsel
Gowling, Strathy 6 Henderson
Barristers & SOliCitOrS
P. Pasieka
Counsel
Winkler, Filion & Wakely
Barristers & Solicitors
October 29, 1987
February 18, 1988
December 1, 1988
f;
:i
DECISION'
The Grievor is employed in the Sudbury office of the
Apprenticeship Branch of the Ministry of Skills Development. Her
position is described as Examination/Administrative Clerk. It is
also referred to as "Invigilator" since one of her main
responsibilities is to administer the writing of government trade
examinations by apprentices following their prescribed periods of
apprenticeship. A clerk works under her supervision in carrying
out routine administrative tasks and, on occasion, additional
part-time clerical staff are hired. Finally, there are three
Industrial Training Consultants in the Sudbury office. This
position will be referred to as an "ITC".
One of the ITC positions in the Sudbury office was vacant
and was advertised on June 13, 1986. The Grievor submitted a
written application but did not make the short list of candidates
who were granted an interview. The failure of the Employer to
grant her an interview was surprising since she was an excellent
employee who was experienced in the operation of the Sudbury
office where she had served faithfully since January of 1974. In
her view, she carried out most of the responsibilities of an ITC
in her current position although she was not required to do so.
Moreover, when she had applied for the same position some seven
years earlier she had received an interview. On the face of
these circumstances, the Employer's decision to interview
external candidates rather than her appears to be unfair to the
Grievor..
The position specification for an Examination/
Administrative Clerk describes three basic functions:
1. Administering and invigilating examinations;
2. Performing a variety of clerical duties; and
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3. Performing other related duties such as training and
providing technical assistance to support staff and
performing secretarial functions in the absence of other
staff.
The position specification for an Industrial Training Consultant
describes four basic functions:
1.
2.
3.
4.
Thus,
Promoting industrial training programs by persuading
potential employers to participate;
Acting as a consultant to employers in developing
training programs (analyzing the skill needs for various
positions, identifying specific training needs and
training options and drafting appropriate schedules of
training);
Counselling potential and active trainees and employees
in all aspects of apprenticeship; and
Performing other related tasks which include many of
those carried out by an Examination/Administrative Clerk.
while there are areas of overlap, there are
-responsibilities and corresponding qualification requirements for
an ITC which extend well beyond those for an Examination/
Administrative Clerk.
A great deal of evidence was addressed on behalf of the
Grievor to demonstrate that she was fully conversant with the
role of an ITC, that she performed many of the functions of that
position when the consultants were absent from the office and
that she felt fully capable of fulfilling this role. For
example, she not only answered inquiries but tried to assist
prospective apprentices by discussing their career aspirations
with them and offering advice. In the office, she would hear
what the consultants were saying to clients and felt capable of
providing the same counselling. In effect, she claimed to have
done everything that consultants do when they are in the office
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with the exception of administering the Progressive Achievement
Tests to prospective apprentices. In some areas, she did not
have authority to act but would prepare documentation for the
approval of a consultant. In addition, she looked after all
aspects of testing at the completion of the apprenticeship
period. She also was responsible for the administration of the
office and the training of temporary clerical staff who worked
under her.
While there is no doubt that the Grievor did fulfil many
of the functions of an ITC in the office, it is also clear that
the majority of the functions of an ITC are performed outside of
the office. At the present time, each of the three consultants
is scheduled to be in the office only one and one-half days per
week and, in practice, it works out to less than that. She
conceded that she did not perform these out-of-office functions
of consultants but assumed that they were similar to the
functions which she observed them performing in the office. She
considered the vast majority of the work of consultants to be in
responding to problems of individual apprentices. She estimated
that only 10 to 15% of this time was spent dealing with employers
and that this involved mainly providing them with precedents of
training programs and contracts. Occasionally, but not even once
a month; she thought, they might make contact with guidance
counsellors and any extra time would be spent dropping in on
potential new employers and leaving their cards.
The Grievor testified that when she read the
advertisement for the position in question, she found it
repetitive and did not really understand it. She considered the
requirements of "identifying employers' training needs" and
"effectively promoting the concepts of skills training and
development programs" to amount to the same thing. She also
thought that it would be rare for consultants to do "job
. .
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analysis" since a number of the trades were regulated by statute
so that programs did not have to be developed for them. While
there was no limit to the number of "unregulated" trades for
which programs could be developed, the Sudbury office dealt with
many more "regulated" than "unregulated" trades. Later, she
stated that she did not really know what job analysis was.
The Grievor did not discuss the advertisement with the
consultants in the office or with anyone knowledgeable about the
job functions but did show it to a friend who also found it
confusing. In general, she did not consider the advertisement to
reflect what consultants really did most of the time. Her
perception was that the job was more basic and mainly involved
responding on a day-to-day basis to practical problems. For
example, an apprentice might not have sufficient funds to attend
at a trade school so that his attendance there would have to be
.re-scheduled. Her perception of the position was based on
observing what consultants actually did in the office over a
period of fifteen years. On cross-examination she was presented
with the job specification for an ITC and stated that this was
the first time she had seen it. She conceded that she had not
performed many of the functions listed in it.
It is apparent from both the job specification and the
testimony of Mr. Hudson, who was Manager of Field Services in the
Apprenticeship Branch, that the Grievor failed to appreciate some
of the most important dimensions of the role of an ITC. These
include -the development of job-specific training programs..
While much of the work of the Sudbury office may have been
routine, it was the non-routine demands which required on-site
attendance and a particular expertise. After an employer has
been convinced to participate in an apprenticeship program for
the first time, a job analysis would have to be done. This
involves breaking down the requirements of the job into simple
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components and determining what skills and knowledge are required
to fulfil1 each of these. Next a program must be developed to
ensure that the necessary knowledge and skills are acquired. The
program might consist of both academic and practical instruction
at a school, instruction at work, practical application to a
variety of situations, and other components.
The Grievor stated that she had skills and experience in
the development of training programs since it was her entire
responsibility to train the clerical staff who assisted her in
the office. However, Mr. Hudson testified that there are
well-documented procedures in field offices for clerks so that no,
job analysis or significant training program is required. We
consider this experience to be marginal in relation to the
qualifications required for an ITC.
However, even if the Grievor were fully experienced in
every aspect of the role of an ITC, that would not resolve this
grievance in her favour. The decision not to grant her an
interview was based on a screening process which involved the
submission of written applications. The following observations
of Ms. Swinton in Borecki and MNR (G.S.B. 356/82) have been
quoted with approval by this Board on a number of subsequent
occasions:
"Did the employer act improperly, then, in failing to interview the grievor? In conducting a job competition, an employer can not be
required to interview all the applicants, regardless of their suitability. When numerous applications come forward, as is common in the public service with its large number of employees, questions of efficiency and cost may require the screening of applications. At
times,
only those meeting the basic qualifications may be considered. Of course, these qualifications must be reasonably related to the job in question. At other times, the
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pool of apparently qualified applicants may be so large that a ranking of the most qualified will have to occur and only those with the highest scores will be called for an interview and further consideration. The ranking again must be reasonable, in the sense that each candidate's qualifications are reasonably evaluated. Failure to interview an employee with greater seniority than the successful candidate may well lead to a grievance, with the senior employee arguing that he is relatively equal." (At pp. 7-8)
Here, the Grievor was critical not only of the assessment of her
application but also the screening process itself.
It is, therefore, necessary to consider:
1. The decision to conduct the competition on a
province-wide rather than on a local basis;
2. The selection criteria which were established for the
screening phase and their relationship to the criteria
for the interview stage and the job specification;
3. The procedures followed and weighting given to the
various criteria when assessing the written applications:
4. The merits of the Grievor's application in comparison to
the successful candidates.
Each will be addressed in turn.
Steps were taken to fill the Sudbury position together
with seven other ITC vacancies throughout Ontario as a result of
the removal of a "hiring freeze" by the Government. The other
vacancies were in Toronto East, Toronto Central, Hamilton, St.
Catherines, Chatham, Sault Ste. Marie and North Bay. In view of
the number of vacancies to be filled, the Employer decided to
conduct the competition on a province-wide basis.. Applicants
would specify the offices for which they wished to be considered.
Separate pools of applications were collected for each vacancy
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and if an applicant wished to be considered for more than one
location, his or her application would be reproduced so that a
copy was placed in each pool. Each application was assessed in
relation to all of the other applications in the same pool.
While the evidence was not perfectly clear in this respect, it
indicated that approximately 700 applications were considered
involving 475 applicants for the eight positions.
Counsel for the Grievor was critical of the competition
for treating applicants from all parts of the province equally.
He argued that the screening should have occurred regionally for
each of the vacancies and should have been more "office specific"
by taking into account that the Grievor was familiar with the
Sudbury office and the people who worked there.
Mr. Hudson was convincing in his testimony that skills in
job analysis and counselling were transferable from one subject
area to another and that these generic skills were far more
important than knowledge of the Sudbury office. In fact, he saw
no advantage in the position of ITC to having worked in the
Sudbury office. Along the same lines, he considered these skills
to be more important than knowledge of the legislation and
regulations which would be applied since these could be learned
quickly. In view of the large number of vacancies and identical
qualifications required for each, the province-wide approach
which was adopted provided the greatest likelihood of attracting
the best candidates and of treating their applications as
objectively as possible.
The Grievor did not challenge the accuracy of the
position advertisement or the selection criteria as established
for the interviews. Both adequately reflect the position
specifications. The selection criteria are attached as an
appendix to this decision.
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However, the Grievor did challenge the fairness of the
screening criteria. These were the criteria which were
established and applied to determine whether an applicant should
be granted an interview or rejected. Mr. Hudson was responsible
for establishing both the selection criteria for the interviews
and the screening criteria for the written applications. The
screening criteria were as follows:
1.
2.
3.
4.
5.
6.
Experience in Job Analysis;
Experience in Developing Training Programs;
Knowledge of Act and Regulations;
Experience in Occupational Counselling;
Public Speaking;
Experience in Consulting and Analysis of Ski
Employers.
11 Needs of
He did not consider items 3 and 5 to be as important as
experience in the other four areas and gave them approximately
one-half the weight of the others.
Counsel for the Grievor demonstrated convincingly that
the screening criteria did not accurately reflect the selection
criteria in quantitative terms. He pointed out that items 1, 2,
4 and 6 represent 80% of the screening criteria but only 43% of
the selection criteria. However, we do not consider it to be
necessary for screening criteria to reflect the selection
criteria in numerical detail provided they substantially reflect
the requirements of the position specification. In most
competitions, the screening criteria will not be comprehensive
but will constitute a threshold which all potentially successful
candidates must meet. They will tend to reflect key
qualifications which can be determined from the written
applications.
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Indeed it would be impossible for the screening criteria
completely to reflect the selection criteria in this competition.
The fifteen points allocated for "PERSONAL SUITABILITY-Tact,
Diplomacy, Judgment" simply cannot be determined from a written
application.
What is more important in our view is that the screening
criteria accurately reflect the qualifications specified in the
job advertisement so that a proper written application can be
submitted. In this competition, the advertised qualifications
were as follows:
1. Considerable experience in job analysis to determine
skill training requirements;
2. Experience in developing skills training programs and
schedules designed to address identified needs;
3. Knowledge and understanding of the Apprenticeship and
Trademen's Qualification Act and Regulations;
4. Demonstrated experience in occupational counselling of
individuals interested in skills training and
development;
5. Proven public speaking, analytical and report-writing
abilities.
In addition, willingness to travel and possession of a driver's
license were listed in the advertised qualifications but these
were not included in the screening criteria since most applicants
had failed to refer to them. Fluency in French was also
described as an asset but the Grievor testified that she was not
fluent in French (only two of the applicants were). It is clear
that the screening criteria are very faithful in reflecting the
qualifications specified in the job advertisement. In our view,
the screening criteria were both reasonable and fair.
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We are more concerned about the fairness of the next
aspect of the screening process. This involved reading the
written applications and determining on a “Yes-No” basis whether
each of the pre-screening criteria had been met. One point would
be assigned for each "Yes" except for items 3 and 5 which
received approximately one-half the weight of the other criteria.
As a result, each candidate was rated on a scale from zero to
five. We are not concerned that the threshold for-being granted
an interview might vary between the pool of applications for one
vacancy and that for another. After all, candidates can only be
considered for the vacancies for which they have applied and the
object of screening is to reduce the number of interviews to a
manageable size. Nor are we concerned about the consistency of
the assessment of the applications since they were all assessed
by the same person, Mr. Hudson. Moreover, while these
assessments were occurring, they were monitored for consistency
through spot checks by Ms. Carson. (In view of the magnitude of
the competition she had been assigned to co-ordinate all aspects
and to ensure fairness to all candidates).
What is of concern is the subjectivity involved in Mr.
Hudson's assessment of the presence or absence of each
qualification from the written application. For example, it was
his decision to give one-half weighting to items 3 and 5. He
also testified that he tended to be more favourable to women
applicants since fewer than 5% of ITCs were women. Furthermore,
"Yes" answers to items 1, 2 4~ and 6 were not given equal weight.
For example, experience in job analysis in an industrial
environment would be given greater weight than such experience in
a simple commercial environment such as a supermarket where
analysing the functions of cashiers, stock clerks and "baggers"
is much simpler. As a result, in some of these situations Mr.
Hudson would balance the weights to be given for each item in
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order to ensure a fair over-all numerical result on the scale of
zero to five.
While we are concerned about this element of
subjectivity, the evidence indicates that all applicants were
subjected to the same type of assessment by the same person.
Indeed, it is difficult to see how all subjectivity could have
been eliminated in the circumstances of this competition. On
balance, we consider the screening criteria to have been applied
in a fair and reasonable manner.
The Employer conceded that the Grievor had met items 3
and 5 of the screening criteria. However, she was assessed as
not satisfying the other four. Her written application consisted
of a covering letter, the completed job application form and her
personal resum&. Were the negative assessments for criteria 1,2,
4 and 6 fair and reasonable?
The first criterion is experience in job analysis. It
was pointed out earlier that the Grievor testified that it would
be rare for ITCs to engage in job analysis and, later, that she
did not really know what job analysis was. There is nothing in
her written application to indicate experience in job analysis.
The second criterion is experience in developing skills
training programs. The Grievor felt that she had met this
criterion because she had developed a training program for
clerical staff who worked under her supervision. She conceded
that she has had no other experience in developing skills
training programs. For the reasons given earlier, this simply
cannot be assessed as relevant experience for the ITC position.
Even if it were, there is no identification in her written
application of this experience as involving the development of a
skills training program.
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c
The fourth criterion is experience in occupational
counselling. The Grievor's testimony clearly established that
she did have considerable experience in counselling as a result
of her taking the initiative to assist people who came to the
office. Through observing and listening to the ITCs over the
years she was able to do more than merely respond to inquiries.
She was also able to encourage people to think about their career
aspirations and options and help them to take steps to establish
and pursue occupational goals. Unfortunately, none of this
experience is reflected in her written application. The closest
suggestions of counselling experience are references to answering
inquiries and counselling clerical staff. The correct assessment
of the Grievor's written application clearly was that she had no
counselling experience, even though she had.
The sixth criterion is experience in consulting and
analysis of skill needs of employers. There is simply no
indication in the Grievor's written application that this
criterion had been met.
It remains to consider the contention of counsel to the
Grievor that the successful candidates, Martel and Lefebre, were
assessed at a higher level than was warranted by their written
applications. A perusal of their applications clearly does not
support this contention. Ms. Lefebre was an Employment
Counsellor with the Canada Employment and Immigration Commission.
Her application clearly indicates experience in job analysis,
developing, training programs and occupational counselling.
While it does not clearly indicate experience in consulting and
analysis of skill needs of employers, it does indicate:
Wnployer liaison and development . . . through on-site visits, interviews, and . . . by providing assistance to
encourage employers to undertake manpower planning."
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Even if this criterion were treated as not being met, the written
application of Ms. Lefebre is demonstrably superior to that of
the Grievor .
Mr. Martel was employed for ten years as a training
technician with Ontario Hydro. His written application clearly
reflects experience in job analysis, developing training programs
and consulting and analysis of skill needs of employers. His
only negative assessment was in relation to occupational
counselling. However, the personal resume' which accompanied his
application states:
"AS a training technician and supervisor I was
responsible for monitoring the progress of individuals and counselling them in their development of skills and talents".
This reference should have been treated as satisfying the
occupational counselling criterion. In otherwords, Mr. Martel's
written application clearly did not warrant a lower assessment
and was demonstrably superior to that of the Grievor.
There is a danger that the detailed analysis and
comparison of qualifications of the Grievor with those of others
may leave negative impressions of her. We wish, emphatically, to
dispel any such notions. Ms. Jensen is a conscientious,
industrious and dedicated employee who has demonstrated a
willingness to go beyond "the call of duty" in providing service
to the ~public. She may have made assumptions about the duties of
an ITC or the manner in which this competition would be conducted
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which proved to be inaccurate. However, they are understandable.
The grievance is dismissed.
DATED at Ottawa, this 26th day of Sept., 1989.
E. RATusHNY, vIcE-cHAIRPERsoN
"I dissent” (dissent attached)
J. SOLESERG, MEMBER
Dissent from: Janet Solberg
Union Nominee
Re: Ministry of Skills and Development and
OPSEU
Grievance of Jensen (#1041/86)
-----------__-___-_-____________________---
Perhaps this is more of an addendum than a dissent. I certainly
have no quarrel with the Board’s analysis of the evidence. And
though I regret the outcome, I have no quarrel with the Board’s
reasoning.
But I cannot concur.
Surely, it is not good enough for this Ministry to dismiss an
employee’s capacities merely with reference to a written
application. Is that really how good labour relations is
practised? Or how a fair selection process is furthered? On the
basis of one’s skill in writing a resume? It’s an absurd
proposition.
And surely when a job vacancy occurs, human imagination is
capable of devising a posting procedure that gives come
precedence to the employees already working in that very
location. After all, these employees have every right to expect
that their long and dedicated effort will one day be accorded
some recognition when promotions arise. Hiding behind the veil
of bureaucratic methods and explanations is not good enough.
Failure to grant an interview in this case was insulting and
demeaning and unnecessary.
I say it again. I cannot concur. To
to a process which showed remarkably
respect to the employee involved.
do so would lend legitimacy
little sensi tivity or
APPENDIX
CARDIDATE hAME CGMPETITIOK NO. --
IRDUSTRIAL TRAINING CONSULTANT - IT0 2
SELECTION CRITERIA
KNOWLEDGE
A. Programs - Futures, TIBI
B. Legislation Act and Regulations
C. Role of CAATs, Federal Government, Employer/Employee
EXPERIENCE
A. Industrial/Vocational Training/Counselling
B. Develop training programs
C. Analyzing skills needs
D. Program promotion
COlWWlCATION
A. Oral - Public speaking
B. written
SKILLS
A. Promotion
B. Consulting - analysis, negotiating
C. Counselling -
PERSONAL SUITABILITY - Tact, Diplomacy, Judgement
10
25
25
25
15 -
TOTAL 100
MISCELLANEOUS
A. Willingness to travel
B. Valid drivers license
C. Willing to use Private Motor Vehicle on Government Business
;. .,..