HomeMy WebLinkAbout1986-1998.Sundberg.88-03-10,
,., ‘~ .. ONTI\RIO CROWN EMP‘CJYEES
GRIEVANCE
SETTLEMENT
BOARD
1998186
IN THE MATTER OF AN ARBITRATION
under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
before
THE GRIEVANCE SETTLEMENT BOARD
Between:
Before:
For the Grievor:
OPSEU (Sundberg)
Grievor
The Crown in Right of Ontario
(Ministry' of Correctional Services)
Employer
J.H. Devlin Vice Chairman
J. Best .Member
G. Peckham Member
A. Ryder
Counsel
Gowling & Henderson
barristers & Solicitors
For the Employer: A. Arungayan
Staff Relations Officer
Ministry of Correctional Services
Hearing: January 25, 1987
1
The Grievor, George Sundberg, is employed at the
Lindsay Jail and is classified as a Correctional Officer 2. In a
grievance dated January 11, 1987, Mr. Sundberg alleges that he
was disciplined without just cause in tha,t he received an'
unwarranted written reprimand. The reprimand to which Mr.
Sundberg refers is dated December 2, 1986 and Mr. Sundberg
requests that it be removed from his file.
At the outset of the hearing, Mr. Arungayan, on
behalf of the Employer, raised a preliminary objection to
arbitrability. It was the position of Mr.,Arungayan.that the
letter of December 2, 1986 was issued for purposes of counselling
and does not constitute disciplinary action. In contrast, hit was
the position of'Mr. Ryder, on behalf of the Grievor, that the
letter must be construed as a disciplinary communication and that
a grievance in respect of the letter is arbitrable by virtue of
Section 18(2) of the Crown Employees Collective Bargaining Act.
Although by agreement of the parties, the Board heard
evidence with respect to both,the preliminary objection and the
merits, having considered the matter caref.ully, we are of the
view that the preliminary objection advanced by the Employer must
prevail.
The letter which is the subject matter of Mr.
Sundberg's grievance is to the following effect:
II . . .
December 2nd, 1986.
Mr.
George Sundberg,
Lindsay Jail .
50 Victoria Avenue North,
LINDSAY, Ontario.
K9V 4G3
Dear Mr. Sundberg:
This will confirms our meeting in my office at
,approximately 0900 hours on December lst, 1986.
Two incidents had occurred earlier this date
which were of concern to me, during the~sh,ift
change in the Control Module on December lst,
1986. I instructed you to account for the keys
and record the number on the shift changeover
certificate. You replied 'It looks alright', at
which time I instructed you to put the key count
of the shift changeover certificate to which you
replied 'I don't do that,'.
Later, during the same changeover I 'further
instructed you to explain the operational
procedures of the Control Module to Miss K.
Kinger, the new Casual Correctional who was on
shift for training purposes. Your reply was 'As
long as she can drink coffee and read the
newspaper she will do alright,'I am not the
Staff Training Officer'. During our meeting I
showed you copies of Lindsay Jail Standing Order
No. 25 and Lindsay Jail Instruction #13/84 which
clearly show the proper procedures for the
accounting of security keys in the Control
Module. .During our meeting you indicated that
in both situations you made these comments as a
joke.
Although a sense of humor is necessary in any
working environment it must be used
appropriately at the proper times. Certainly in
3
t~hese instances, your al.ledged (sic) joke or
sense of humor was most inappropriate.
As a Correctional Officer with approximately 4
years expe'rience, you must be aware of the
necessity of keeping .accurate .counts of security
keys Ian an institution. Security of an institution is not a joke, it must be maintained
in the highest'order in order to protect both
staff and inmate. Further, your comments made
in front of a now staff member cannot be
condoned. You can appreciate that usually first
impressions are lasting impressions and the job
of a Correctional Officer is not to drink coffee
and read newspapers while on duty, and these
type of comments show a lack of professionalism
on your part.
Also, it is a function of a Correctional Officer
to show new staff the proper procedures for the
operation of the Jail. .Your active
participation in the meeting and your commitment
that it won't happen'again is appreciated.
This letter is not to be construed as discipline
but as a means of assisting you in becoming a
more efficient Correctional Officer.
Yours truly,
'D.G. Goden'
D.G. Goden
OM-14
Shift Supervisor
c.c.: Mr. P.H. Campbell, Superintendent."
Both Mr. Goden, who gave evidence at the hearing, and Mr.
Arungayan undertook to,the Board that the letter of December
2, 1986 would not be used to support disciplinary action in
the future.
4
The nature of certain written communications.
from an employer to an employee have been considered in a
number of grievances before the Board. In Cloutier and
Ministry of Revenue, GSB Fi.le #20/76, the grievor received a
letter from the employer advising him that~ unless there was
an improvement in his conduct in the future, his next merit
increase would not be forthcoming. In that case, the Board
found that the communication was neither an appraisal under
Section 17(2)(b) ( now Section 18(2)(b) ) of the
Crown Employees Collective .Bargaining Act nor disciplinary
action within the meaning of Section 17(2)(c) ( now Section
18(2)(c) ) because the letter referred to action that might
be taken in the future. It was implicit, therefore, that
such action was not being taken at that time.
Similarly, in Naik and The Crown in Right of
Ontario (Ministry of the Attorney General), GSB File
#108/77, the grievor received a memorandum from her
supervisor referring to her practice of taking extended
coffee breaks and her use of profanity. The memorandum
also advised the grievor that future outbursts would not be
tolerated and that if they occurred, necessary action would
be taken. Although the letter was ctiaracterized as a
warning, the Board found that the warning was not
disciplinary,in nature as .its purpose was to provide
guidance to the employee as to the scope of acceptable
,:
. 5
conduct. In dealing with the preliminary objection to
arbitrability advanced by the employer 'in that case, the
Board had this to say:
I, . . .
was the Cloutier case and the cases cited
therein make clear, one can not characterize
every communication from an em.ployer to an
employee as disciplinary action. Only if the
warning will have a prejudicial effect on the'
employee's position in future grievance
proceedings, in the sense that it is being used
to build up a record against the employee, can
it be characterised as disciplinary action. To
conclude otherwise would be to allow an employee
to grieve any communication which he believed to
be unfounded, with unfortunate results for the
grievance procedure and for the employer trying
to give guidance to an employee without engaging
in formal disciplinary action. As Professor
Beatty stated in Cloutier with regard to
criticisms that mrght have adverse effects in
the future -
That is to say if this Board were to accept
any other construction of s.l7(2)(b), it
would 'ensure that every letter or
memorandum sent by an employer to an
employee, which commented critically on the
latter's work performance, could be made
the subject of grievance~to be brought
before this Board. As a consequence, such
a construction, by bringing the anticipated
but not yet realized decisions of'the
employer before this Board, could well
result in the grievance procedure being
clogged with, and.this Board's attention
being diverted to, matters which are at
most of marginal significance and which may, in the final analysis, be only of
hypothetical interest to the parties.
While Professor Beatty was discussing s.l7(2)(b)
of the Act the same comments are applicable
with regard to s.l7(2)(c).
While Mr. Nabi for the grievor expressed
concern for the adverse effects of such a
,,
6
memorandum on the grievor's opportunities
for promotion or he.r relationship with,a
new supervisor, this does not lead.to the
conclusion that the warning is
disciplinary. If the grievor feels that
the charges are not well-founded, she can,
as Professor Beatty suggested in Cloutier,
submit ,a letter to the employer and retain
a copy for herself. Then, if she'considers
herself subsequently prejudiced in
promotions or appraisal because of this
warning, she can raise the issue in a
gri.evance at that time.
1, . . .
Finally, in OPSEU (N..Zuibrycki) and The Crown in
Right of Ontario (Elinistry of Industry and Trade), GSB File
#425/81, the grievor received a memorandum from the employer
complaining about his failure to follow certain office procedures
and about his discussing personal matters with other employees
during office hours. There the Board reviewed the earlier
decisions in Cloutier and Naik and concluded that the memorandum
was properly characterized as an attempt to require the employee
to conform with normal office procedures and not as a form of
disciplinary act,ion.
In this case, the letter of December 2, 1986 is
critical of Mr. Sundberg's manner and conduct in relation to two
incidents which occurred on December 1, 1986. The letter also
records a meeting which took place between Mr. Goden, the shift
s,upervisor, and the Grievor in which Mr. Goden outlined the
reasons for which the Grievor's conductwas considered to be
unacceptable and advised him of the appropr-iate procedures to be
i. i
1
followed. The letter of December 2, 1986 concludes by advising
the Grievor that the communication was not to be construed as
disciplinary but rather was intended to assist the Grievor in
becoming a more efficient Correctional Officer.
In our view, there is nothing either on the facesof
the letter of December 2, 1986 or in the evidence which we heard
to lead us to conclude that the letter was a disciplinary
response. In the circumstances, we are also unable to accept the
submission of Hr. Ryder that the letter was indicative of
discriminatory treatment on the part of the Employer.
,Although Mr. Goden only expressed his concern orally to the
employee on the out-going shift with regard to the procedure to
be followed for the counting of security keys, Mr. Goden
testified that greater responsibility for recording the number of
keys rests withy the Correctional Officer coming on shift. On
December 1, 1986, the Officer coming on shift was the Grievor,
George Sundberg. Moreover, the Grievor was also involved in.
another incident that day and Mr. Goden felt the events were
sufficiently serious to record them in writing.~ This, however,
does not necessitate a finding that the letter was disciplinary
in nature as we know of no requirement that confines counselling
to oral communications.
Although the letter of December 2, 1986 was placed on
Mr. Sundberg's file, we are satisfied that it was intended to
I .
8
i . ,*
provide guidance to hr. Sundberg as to acceptable professional
conduct while on duty and to remind him of the securi'ty,
procedures to be followed at the Institution. As pointed out in
Naik and Cloutier, it is open to Mr. Sundberg to respond in
writing to the letter of December 2, 1986 if he feels that the
Employer's criticism is not justified and to ask that his
response be placed on his Ifile.
Mr. Ryder made much of the fact that it was not until
the hearing that the Employer gave an undertaking .to~the effect
that the letter of December 2, 1986 would not.be used to build a
record against the Grievor. The letter itself, however, is quite
clear that it was not to be construed as disciplinary action and,
in our view, such a statement is equivalent to the undertaking
given at the hearing. In the result and for' the reasons set out,
the grievance of Mr. Sundberg is hereby dismissed as
inarbitrable.
DATED AT TORONTO, this 10th day of MARCH, , 1988.
J.H. DEVLIN, VICErCHAIRMAN
G. PECKMAN, MEMBER