HomeMy WebLinkAbout1987-1483.Lamb.88-08-29Between:
IN THE MATTER OF AN ARBITRATION
under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
OPSEU (P. Lamb)
Grievor
and
The Crown in Right of Onta~rio
(Ministry of Community and Social Services)
Employer
Before: J.W. Samuels Vice Chairman
J.D. McManus Member
R. Trakalo Member
For the Grievor: B. Herlich
COUIlSel . .
Cavalluzzo, Hayes & Lennon
Barristers and Solicitors
For the Employer:' 0. Costen
Solicitor
Legal Services Branch
Ministry of Community and Social Services
February 18, 1988
.rune 7, 1988
July 27, 1988
Hearings:
'DECISION 2
The grievor is a Residential Counsellor at the Oxford Regional
Centre. She came to the Centre in December 1983. She was suspended for
two 12-hour days without pay after an incident at the Centre on March 27,
1987. She grieves that there was no just cause for this disciplinary action.
The Centre is home for a number of mentally handicapped adults.
There are residents of all types, from profoundly handicapped to mildly
handicapped.
Around 1:30 in the afternoon on the day in question, a group of
eight residents, three Residential Counsellors, and two recreational staff
had gathered for a bowling trip. They were waiting for a bus in the
ambulance entrance of the North Park Building.
One of the residents was T, a thirty-year old woman, whom the
grievor had never met, and who was one of the residents for whom Larry
.Thompson, another Counsellor, had the primary responsibility that day. T
is in the higher severe range of mental retardation (not profoundly
handicapped) and has serious heart problems.
The witnesses to the incident recollect the. events somewhat
differently.
According to the grievor, she was sitting on the steps talking with
one of the recreational staff, Ms. P. Fitzgerald (her last name was
Newcomen at the time), when T began staring at the grievor at very close
range. This bothered the grievor and she told T not to stare, that it was
rude. T was sitting near the grievor. T continued staring. The grievor
repeated her admonition. This seemed to anger T. T proceeded to back up
on the floor, while still sitting. T’s foot struck the grievor in the back.
The grievor says she was “kicked’, but not all that hard. It’s not clear to us
that T meant to kick the grievor. T was back-pedalling on the floor, and
her foot may have slipped. In any event, the grievor held T’s foot so that
this wouldn’t happen again. The grievor told T not to kick her or anyone
3
else, and that she couldn’t get away with this. The grievor continued her
conversation with Fitzgerald. T began pacing in the doorway behind and,
when the grievor looked at her, T stuck out her tongue. T came back and
sat beside the grievor and patted the grievor’s head. The grievor told T
not to do this. T again backed up while sitting on the floor, and again the
grievor says T ‘kicked” her. Neither “kick” was with much force, but the
grievor says “it wasn’t a love tap”. Now the grievor grabbed T by her coat
lapels and told T not to kick her anymore. The grievor then released T,
and the incident was over. And this is ail the grievor can recollect.
Lisa Bauman (her last name was McCann at the time) is a
Recreational Instructor. She had been at~the Centre for five years. She
was in charge of the bowling trip and was very near the grievor during
much of the incident. She knew T well. According to Bauman, she saw T
seated behind the grievor, staring at the grievor. She heard the grievor tell
T not to do this. She says that T then patted the grievor (this was a
common practice for T, and, she had been patting others that day). The
grievor became very agitated, grabbed T by the ankles and m “Don’t
do that to me. No one does that to me and gets away with it”. T struggled
to pull back. The grievor grabbed T by the upper arms and shook her,
pulling her forward. T’s head bobbed forward and down, banging on the
floor. T continued struggling, with her head back up now, and a bit of a
red spot on the forehead. The grievor was shaking T, and T’s coat came
up over her head. The grievor was now screaming and saying “No one
does that and gets away with it”. T pulled back and the grievor let her go.
The incident was over.
Patsy Fitzgerald was a contract recreational instructor at the time.
She’d been at the Centre just over three months. She says she was standing
near a radiator,~ some five feet from the grievor. The grievor says
Fitzgerald was sitting right beside her and they were having a conversation.
Whichever is the case, Fitzgerald was right there. According to her, she
4
heard the grievor ask T not to stare. T kept staring. T “tapped” the
grievor on the backside with her foot. The grievor told T not to do this.
T did it again. The grievor said “don’t”. T continued. The grievor stood
up and pulled T towards her by her pant leg. Then the grievor took both
T’s upper arms and shook her. The grievor had T by the coat. The coat
started slipping off over T’s head, until it was half undone. The grievor let
go and T’s head went down, hitting the floor between her legs, and snapped
back up. T backed up. The grievor turned around, saying again “You
can’t do that”. And the incident was over.
Larry Thompson is a Residential Counsellor. He was there in the
room too. T was in the ward for which Thompson was responsible. He
knew T well. According to him, he saw T sticking out her tongue at the
grievor. Then T stared at the grievor, and the grievor told her to stop. A
few minutes later, he heard a commotion and when he looked for the
source of the noise, he saw the grievor pulling T towards her by the coat
lapels. T was sitting and the grievor was kneeling. The grievor said
“Nobody hits me and gets away with it”. Then the grievor got up and the
incident was over.
It appears to us that T was bothering the grievor by staring at her,
sticking out her tongue, touching her, and then lightly kicking at her from
the rear. However, there was never any sign of aggressiveness on T’s part,
nor any hint of personal threat to the grievor. The grievor’s response to
this tioyance was quite agitated. T was getting to her. After several
attempts to stop T’s behaviour by admonishment, the grievor grabbed T
vigorously by the arms or coat lapels. The grievor’s force was sufficient
to shake T and to pull the coat up over T’s head. And this force was
enough to unbalance T sufficiently that, when the grievor let go, T’s head
hit the floor.
5
Following the incident, the group learned that the bus was not
coming after all. There’d been a snafu. The grievor went back to work
for the several hours remaining in her shift and thought nothing more of
the incident. At the end of the day, she left for her two-and-a-half-week
vacation.
Lisa Bauman was very upset about what she had seen. After the
residents were returned to their wards, and Bauman and Fitzgerald were
back in the recreational office, Bauman raised the incident. She told
Fitzgerald that she didn’t like what ,she’d seen. She said she thought it was
abuse. She wanted to talk with Thompson about it. In short order, she did
meet with Thompson. By around 2:30, Bauman had made her first contact
with management to report the incident. She and Fitzgerald and Thompson
met with management after 3:00, to relate what they had seen. By the time
management decided that they should speak with the grievor, she had left
for her vacation. The grievor would not know that she was alleged to have
abused a resident until she returned from vacation.
Following the reports by Bauman et al, management investigated the
incident and ultimately the grievor was suspended for two days without
pay. We have little comment on this process, except to note that the
grievor was never asked for a written report, and it would have been best
if she had been asked for one. Management did ask for and receive written
reports from the other three witnesses. In a written report, the grievor
could have set down her version of the events and there would never have
been any misunderstanding by management about what the grievor said had
occurred. .e
Was there just cause for the discipline imposed?
6
There is little doubt that the Oxford Regional Centre takes abuse
very seriously. Staff are taught how to deal with residents, and they are
under no misunderstanding that a resident is not to be abused.
The Ministry has issued Standards of Conduct and Disciplinary
Guidelines, a copy of which goes to every employee. The employees sign
to show that they have read these Standards. Copies are posted in Ministry
facilities. In this document, it is made clear that it is unacceptable to
endanger the well-being of any person on Ministry premises, or to use
force in excess of approved methods resulting in injury or abuse to a
resident. “Abuse” is defmed as
The unwarranted andjor inappropriate use of
physical force, psychological stress or sexual
involvement, or any unwarranted, inappropriate
act of omission, (including action which leaves no
physical scars, but results in emotional damage)
by staff interacting with residents, wards and
trainees.
And this definition is essentially reiterated in ,thq Centre’s Procedures for
the Reporting and Investigation of Suspected Resident Abuse, which is
section 20 of the Centre’s Procedure Manual.
Mr. B. Murphy, now a Program Supervisor with the Ministry, and
at the time involved here the Unit Program Director at the Oxford
Regional Centre, testified that management of the Centre has put a lot of
emphasis on the prevention of abuse. The Ministry’s Standards are clearly
made known to staff. At staff meetings, management has made clear the
importance it attaches to the prevention of abuse and has told employees
that incidents of abuse would not be swept under the table.
Mr. W. Fenlon; the Assistant Administrator at the Centre since 1977,
testified that the facility “is death on abuse”. It is clear that abuse is
intolerable and staff are so sensitized to this.
-
I :
7
Mr. J. F. Hewitt, the Centre’s Administrator for one and one-half
years, testified that he expects Counsellors to provide care according to
proper procedures.
These management expectations were never challenged and it seems
undeniable that members of the staff know of these expectations.
Furthermore, these expectations are manifestly reasonable.
Obviously, given the nature of the facility and the difficulties
inherent in working with mentally handicapped people, it will not always
be easy to judge how much physical force is appropriate in particular
circumstances. This is a very stressful environment. But the staff are well
trained, and .they are professionals. They have chosen this work. As one
arbitrator has so aptly put it ” . ..when an employee enters the health care
field he must do so with considerable ability to understand human frailty
and with a gargantuan tolerance of aberrant and unpredictable behaviour
that often attends the infirm or elderly” (Greyell in Re Baptist Housing
Society (Grandview Towers) and Hospital Employees’ Union, Local 180
(1982), 6 LAC (3d) 430, at 437).
In the ambulance entrance on March 27, 1987, the resident T was
bothering the grievor. There is little doubt about that. But the grievor is a
professional Residential Counsellor. She ought to know how to deal with
this sort of bother. The grievor told us at the hearing that the Counsellors
must teach the residents how to be normal, that the residents must know
what is unacceptable behaviour. She was determined to “teach” T that her
behaviour was unacceptable. When the grievor grabbed T by the arms or
coat lapels, T was backing away, but the grievor wanted to hold her close
to impress on T that she mustn’t act as she had been doing.
This response by the grievor was entirely inappropriate, and she
ought to have known that from the outset. All the management witnesses
spoke of their meetings with the grievor after the incident, and the fact that
8
the grievor was always adamant that she had done no wrong. And the
grievor maintained this posture steadfastly before us. But the grievor
clearly did wrong.
Firstly, obviously T is not “normal” and will never be “normal”.
She needs special care and this requires a knowledge of her particular
mental and physical problems. The grievor told us that she responded to
T’s behaviour in the same way she would respond to this behaviour from a
normal person on the street. But this makes little sense. The Residential
Counsellor in a facility like the Oxford Regional Centre has to respond to
resident behaviour in a manner which is appropriate in dealing with
mentally handicapped people.
Secondly, whatever T did, the grievor could have seen that T was
not being aggressive, and it was absolutely clear that T was posing no
immediate threat to the grievor. There was no reason whatsoever for the
~grievor to lay hands on T. Indeed, when the grievor grabbed T by the
arms or the coat lapels, she did so to hold T close, because T was trying to
back away. why didn’t the grievor just remove herself from the situation?
Thirdly, the grievor did not know T at all. She had no idea what
particular mental or physical problems T had. She had no idea whether T
had peculiar mannerisms (such as patting people) that were being dealt
with. But the grievor did know that Mr. Thompson was responsible for T
and knew T well. And Mr. Thompson was only a few feet away. Why
didn’t the grievor simply ask Mr. Thompson to deal with this behaviour,
which the grievor found so offensive. Each resident is different, and needs
special care. The grievor had no business trying..to “teach’ T something,
when Mr. Thompson was at hand to deal with this resident.
In our view, given that the grievor did not know anything about T’s
condition or peculiarities, unless the grievor had to take action immediately
in order to avoid harm to herself or some other person (and this wasn’t
necessary in this case), she ought to have left any “training” which was
9
necessary to Mr. Thompson, who was close at hand. A staff member
should not ignore an “assault” by a resident, but one needs to know the
resident in order to judge whether or not the resident is being aggressive
and does require corrective measures. Had the grievor been alone in
charge of the residents, we might have viewed the situation differently.
Then the grievor would have been responsible for any “training” that was
necessary in response to T’s behaviour.
The grievor used unnecessary force on a resident. This is a form of
abuse. It was not a serious situation, but it requires a firm response by
management to ensure that the grievor understands that she did wrong and
mustn’t do this kind of thing again. The grievor’s steadfast insistence that
she did no wrong is the very reason why discipline is necessary here.
Management has to get its point across to the grievor and a two-day
suspension in these circumstances is eminently reasonable.
For these reasons, we dismiss the grievance.
Before closing, we have two further comments to make.
Firstly, one of management’s considerations in deciding to impose no
more than a two-day suspension was the grievor’s fine employment record
at the Centre. She had never been disciplined. And since the two-day
suspension, she has had no further difficulties at work. This ought to be
part of the record recorded in this award. We expect now that, if she faces
a similar situation to the one which occurred on March 27, 1987, she will
deal with it much differently than the way in which she handled T that day.
Secondly, it is a credit to the three members of the professional staff
who reported this incident to management that, by-and large, they followed
the proper procedure. The Centre’s Procedures for the Reporting and
Investigation of Suspected Resident Abuse provide that “It is mandatory for
all staff to report any incident or suspected incident of resident abuse...“.
At the time of the incident itself, things happened so quickly that the three
employees really had no chance to act directly. And, while it is true that
10
they did not report the matter immediately to their supervisors, it was
reasonable for them to discuss the incident among themselves first. This
was not a major incident. But the grievor had engaged in very worrisome
conduct, In our view, in the end the three employees did the correct thing.
They took their concerns to management. They realized that they had
witnessed an “incident or suspected incident of resident abuse”.
Done at London, Ontario, this 29th day of August,
, 1988.
J. D. McManus, Member
R. Trakalo, Memher