HomeMy WebLinkAbout1987-1668.Loweth.89-04-18ONTMIO EMPLOYh DELA COURONNE
cRowNEMPLO”EEs DE L’ONT/\R,O
GRIEVANCE
q n BOARD
CQMMISSION DE
SE-ITLEMENT REGLEMENT DES GRIEFS
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IN THE NATTER OF AN ARBITRATION
Under
TEE CROWN EMPLOYEES COLLECTIVR BARGAINING ACT
Before
TEE GRIBVANCB SETTLEMENT HOARD
Between:
Grievor
OPSEU ( E. Loweth)
i and -
Employer
Before:
APPEARING FOR
TEE GRIEVOR:
APPEARING FOR
THE EMPLOYER:
HEARING:
The Crown in Right of Ontario
(Ministry of Labour)
J. McCamus - Vice-Chairperson
T. Kearney - Member
D. Wallace - Member
R. Wells
Counsel
Gowling a. Henderson
Barristers & Solicitors
J. Zarudny
Counsel
Ministry of the Attorney General
December 16, 1988
RULING ON PRELIMINARY OBJECTION
This grievance concerns what has been referred to by the
Employer as the Grievor's release from a probationary appointment
with the Race Relations Division which was, at the time, a unit
within the Ministry of Labour. A number of preliminary objections
were taken by Counsel for the Employer at the commencement of the
proceedings, one of which is the subject of this ruling. It was
argued on behalf of the Employer that the Union had effectively
withdrawn the grievance and that a withdrawal of the grievance is
final and irrevocable. In response to this objection, the Union
has argued that the grievance was not in fact withdrawn either
-because no notice of withdrawal was forwarded to the Employer or,
alternatively, on the ground that if a misleading communication was
forwarded to the Employer, it was not-coupled with an effective
intention to withdraw the grievance.
In order to consider the merits of this objection, it is
necessary to set out the factual circumstances of certain
communications made by the parties and by the Grievance Settlement
Board concerning this matter. An application for a hearing of this
grievance filed by Mr. Mike Pratt, who was then the Co-ordinator
of the Union's grievance department, was received by the Grievance
Settlement Board on September 17, 1997. In due course, counsel for
both parties were appointed and a hearing was scheduled for January
29, 1988. Shortly before that date, the parties agreed to adjourn
the hearing sine die due to the unavailability of the grievor. On
-::. .
2
May 17, 1988, the critical piece of correspondence, on which the
Employer's preliminary objection rests, was sent by Mr. Pratt to
Ms. Teresa Camacho, the Acting Registrar of the Grievance
Settlement Board. After referring to the present grievance, Mr.
Pratt wrote as follows (Exhibit 4):
"Please be advised that a hearing in this
matter is no ,longer required, your file may be
closed.
Thank you for your attention to this matter.
Yours truly,
Mike Pratt, Co-ordinator
Grievance Department"
This letter arrived at the Grievance Settlement Board on May 24,
1988. A carbon copy of the letter was forwarded to the Deputy
Minister of Labour. That copy bears a date stamp indicating that
the letter alsoarrived at the Deputy Minister's office on May 24.
The Employer .submits that it is this communication to the Deputy
Minister' that constitutes an irrevocable withdrawal of the
grievance.
For reasons not explained in the evidence to this point in
these proceedings, the letter written by Mr. Pratt was written in
error. When it was discovered that such a letter had gone out, Ms.
Joan Reid contacted the Board on behalf of the Union and advised
the Board that such a letter had been sent in error and that the
Union's intention was, in fact, to continue with the grievance.
This information was communicated by Ms. Reid to Mr. Daniel Pascoe
3
on May 20, 1988, four days before the letter arrived. Mr. Pascoe
made a notation on the file as follows (Exhibit 2):
"Joan Reid advised that OPSEU has sent a letter
of 1st to us but that it was done too soon and
they request that we ignore the letter and
continue on with the September 15 date which
I set."
Mr. Pascoe had set the September 15th hearing date after
discussions with counsel concerning their availability and a notice
of hearing dated May 19, 1988 (the day before Ms. Reid's phone call
to Mr. Pascoe) was prepared and sent out under Ms. Carnacho's
signature.- The evidence does not clearly establish when this
notice was mailed out by the Board.
It would appear, however, that
this notice was'received by the Union on June 3, 1988. Counsel for
the Employer was not prepared to concede that the notice was
received then or at any other point in time by the Employer and no
direct evidence of its receipt has been led in these proceedings.
Accordingly, in ruling on this preliminary objection, it is our
view that we cannot take into account the fact that some time after
the receipt of a copy of Mr. Pratt's May 17th letter, the Employer
likely received the May 19th Notice of Hearing from the Board.
On receiving the information from Ms. Reid concerning the
erroneous nature of the May 17th letter, Mr. Pascoe made the
notation quoted above in the file, but took no further action.
More particularly, he did not communicate this information to the
Employer. Further, it'appears that within the Board itself the
.
4
information was not communicated effectively for the normal
processes of closing the file were commenced once the May 17th
letter arrived at the Board. Apparently, neither Ms. Reid nor Mr.
Pratt nor anyone else from the Union advised the Employer of the
erroneous nature of the contents of the May 17th letter and
accordingly, the Employer's position is that its receipt of the May
17th letter constitutes an effective withdrawal of the notice.
Although there were a number of subsequent~ Co~uniCatiOnS amongst
counsel and with the Board, they are not material to the resolution
of the present dispute.
The precise point raised in this preliminary objection, then,
is whether an erroneous communication of this kind constitutes an
effective and irrevocable withdrawal of the grievance. It is the
Employer's position that in sustaining this objection it is not
necessary for it to establish that it relied on this communication
in any way to its detriment. Rather, the Employer's position is
that the act of withdrawal, if established on the evidence,
terminates the grievance whether or not the Employer has in any way
changed its position in reliance on an assumption that the
grievance has been terminated.
Counsel for the Employer has referred us to a number of
.arbitral cases dealing with the withdrawal of grievances. Our
review of these cases satisfies us that the arbitral jurisprudence
establishes that a withdrawal, if effectively made, is irrevocable.
However, we do not find the existing case law helpful on the narrow
point before this Board, that is, whether in the rather unusual
5
circumstances of this case, the Employer's receipt of a copy of Mr.
Pratt's May 17th letter constitutes an effective withdrawal of the
grievance.
The Union has argued against the conclusion that it is
effective on two grounds. First, it has argued that the May 17th
letter should not be considered to constitute a withdrawal as it
was not written to the Employer and further, does not use the
language of withdrawal. Rather, the letter simply states that a
hearing is no longer necessary and the reader is left to infer why
that might be the case. Secondly, and in the alternative, the
union argues that if such a letter could amount to an effective
notice of withdrawal, it should not be so considered in a case such
as the present where the Union had in fact not formulated an
intention to withdraw the grievance and advised the recipient of
the communication of the erroneous nature of its contents prior to
its receipt.
In our view, the Union's first submission is not persuasive.
The content of Mr. Pratt's May 17th letter, when placed in context,
effectively communicates a withdrawal of the grievance. Although
it is true that the letter is addressed to the Board, we see no
reason why an effective notice of withdrawal cannot be communicated
to the Employer through the medium of a carbon copy of'a notice to
this effect to the Board. Further, though it is also true that the
reader is left to infer why a hearing is no longer necessary in
this case, we believe that the almost inescapable conclusion that
the reader would draw in such circumstances is that the Union has
.
,
6
decided not to proceed with the grievance and- is, therefore,
withdrawing it.
A more difficult question is raised, by the Union's second
submission. In our view, the accidental and erroneous nature Of
the communication substantially complicates its effectiveness as
a notice of withdrawal. In resolving this issue, we begin with the
assumption that withdrawals should generally be considered
effective and irrevocable. In a case where the Union has
formulated an intention to withdraw the grievance and then does so,
policy considerations weigh in favour of refusing to allow the
union to revive the grievance. Although the Union may come to
regret its decision to withdraw the grievance, there are good
reasons for holding the Union to such decisions as a matter of
general principle. In the ordinary course of events, an employer
should be entitled .to act on the assumption that such
communications are binding and conduct its affairs on that basis.
A general rule that permitted revival and therefore required the
Employer to assume that withdrawn grievances might be revived would
constitute an unattractive impediment to effective dispute
resolution and stable relations between the parties. Further,
finality in dispute resolution is, of course a two way street. It
is in the Union's interest that the Employer is unable to resile
from binding commitments which are advantageous from the Union's
point of view. As a general matter then, we believe there are
sound reasons for the general principle that withdrawals are
binding and irrevocable, notwithstanding the fact that this
7
requires frustrating any second thoughts that the Union may have
about a grievance it has withdrawn.
In our view, however., somewhat different considerations are
brought to bear when, as in the present case, the Union has not
formulated an intention to withdraw a grievance but has
accidentally communicated an apparent intention to do so to the
Employer. In such a case, the Union is not attempting to act upon
its second thoughts with respect to the legitimacy of a grievance
it has withdrawn. Rather, it is attempting to peruse the merits
of the grievance which it has not intended to withdraw. If the
accidental communication resulted from typographical or other
clerical error, it would no doubt seem unjust both to the grievor
and to the Union that the mere making of a mistake of that kind
should result in the suppression of what they view as a legitimate
grievance.
We would emphasize that the Employer is urging upon us that
an erroneous communication of the kind in issue here is, upon
receipt, effective to irrevocably withdraw the grievance. It is
no part of the Employer's argument on this objection that the
Employer has relied in some detrimental way on the receipt of a
copy of Mr. Pratt's May 17th letter. The Employer argues, in
effect, that if it had received notice of the error within minutes
of its receipt of the copy of the letter, the grievance would
nonetheless have been effectively withdrawn. In our view, the
policy favouring finality in dispute resolution does not reach this
far and accordingly, we hold that the receipt of the May 17th
_.
a
letter does not have the effect contended for by the Employer. For
a withdrawal to be effective, the Union must formulate an intention
to withdraw the grievance and communicate that intention to the
Employer. In the present case, the first element is not present.
If our ruling has the effect of requiring the Employer to confirm
with the Union that a grievance has, in fact, been withdrawn in
doubtful cases, we do not view this as too great a price to be paid
to ensurethatpotentially legitimate grievances are not suppressed
on the basis of clerical, typographical and other similar
administrative errors:
It is a very different matter, of course, whether an erroneous
communication of the kind at issue here might have the effect of
raising an estoppel of some kind against the Union. That is to
' say, if, the communication is not effective, by itself, to
constitute an effective withdrawal of the grievance, it may be that
such a communication could raise an estoppel which may preclude the
Union from denying that the grievance has been withdrawn. The
raising of an estoppel, however, would normally require a
demonstration that detrimental reliance of some kind has occurred
and, as we have indicated, evidence of such reliance has not been
presented to this Board. We do not comment further on the
possibility of the application of estoppel doctrine to the present
case, however, as it has not yet been argued before us by the
parties.
In summary, then, the preliminary objection of the Employer
to the'effect that its receipt of a copy of Mr. Pratt's May 17th
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9
letter to the Grievance Settlement Board constitutes, per se, an
effective and irrevocable withdrawal' of the grievance is hereby
dismissed.
DATED at Toronto, this 18th day of April. 1989.
A
-
T. Kearney, Member
D. Wallace, Member