HomeMy WebLinkAbout1987-1764.Stockwell.89-02-10t
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CQMMISSION DE
ETTLEMENT RkGLEMENT
-- ,OARD DES GRIEFS
Between:
Before:
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Grievor
- and -
The Crown in Right of ~ntarjo
(Ministry of Correctional Services)
Employer
For the Grievor:
For the Employer:
Hearings:
T.H. Wilson Vice-Chairperson
I ..J . Thomson Member
G. Milley Member
K. Hughes
Counsel
J.F. Benedict
Staff Relations and Cnmpensatibn
Mjnistry of Cnrrectinx3; services
DECISION
The grievor, Margaret Stockwe
11, is a Correctiona ,l
Officer 2 at the Metropolitan Toronto West Detention Centre. From
time to time as part of her duties, she accompanies inmates in a
Ministry van to and from the Centre to other locations such as a
hospital or Metfors at 1001 Queen St. West or the Clarke Institute on
College Street, Toronto. She grieves that in case of an accident
involving the vehicle she could be trapped in the vehicle as she is
locked into the secure portion of the vehicle with the inmate. It
is necessary for someone in the driving portion of the vehicle to
open the side door of the van to let her exit and if the person(s) in
the driving portion were incapacitated, she and the inmate would be
locked in the van. She therefore grieves that the employer is not
making reasonable provisions for her health and safety during the
hours of her employment.
At this point, I set out the various provisions of the law
and Collective Agreement relied upon by the parties:
The Occupational Health and Safety Act
14(2) Without limiting the strict duty imposed
by subsection (l), an employer shall,
(id take every precaution reasonable
in the circumstances for the protection
of a worker;
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Article 18 of the Collective Agreement
18.1 The employer shall continue to make
reasonable provisions for the safety and health
of its employees during the hours of their
effiployment. It is agreed that both the
employer and the Union shall co-operate to the
fullest extent .possible in the prevention of
accidents and in the reasonable promotion of
safety and health of all employees.
The Crown Employees Collective Bargaining Act, R.S.0 1980, c. 108
s.18 (1) Every collective agreement shall be deemed to
provide that it is the exclusive function of the
employer to manage, which function without limiting
the generality of the foregoing, includes the right
to determine,
(a> employment, appointment, complement, organ-
isation? assignment, discipline, dismissal,
suspension, work methods and procedures? kinds
and locations of equipment and classification
of positions; . . .
1 (b) omitted]
and such matters shall not be the subject of
collective bargaining nor come within the
jursidiction of a board.
s.19 (1) Every collective agreement shall be deemed to
provide that in the event the parties are unable to
effect a settlement of any differences between them
arising from the interpretation, application,
administration or alleged contravention of the
agreement, including any question as to whether a
matter is arbitrable, such matter may be referred
for arbitration to the Grievance Settlement Board
and the Board after giving full opportunity to the
parties to present their evidence and to make their
submissions, shall decide the matter and its
decision is final and binding upon the parties and
the employees covered by the agreement.
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The Metropolitan Toronto West Detention Centre is a maximum
security institution. The grievor's duties as those of any
Correctional Officer (CO2) at the Centre involve escorting inmates
in the Ministry vans mostly within MetropolitanToronto although she
stated she had gone as far as Brampton. Since the West Detention
Centre has inmates awaiting trial, inmates are also escorted to the
Court Houses but that is a police function not done by CO2's. The
frequency of escort duty for a CO2 is dependent on the "luck of the
draw": it can vary from three times a day to once a month. In six
years, the grievor has done escort duty about 40 times. The trip in
the van takes anywhere from 15 minutes to three-quarters of an hour,
one way. The driver of the van during the daytime is not a
Correctional Cfficer. The vehicles are E'ord and Plymouth vans
modified by the Ministry for escort purposes. There are two seats
in the front where the driver sits. Behind him is a metal mesh
segregating him from the rest of the van. In the portion behind the
mesh are three bench seats which are flush against the left side so
that there is a slight small space on the right side where there are
either sliding doors or hinged barn doors. There is also a double
door at the rear but this is permanently locked with meshing over the
door windows. Inmates sit on the front bench seat and the
Correctional Officers sit on the second bench seat behind the
inmates. (See Appendix "A"). Inmates have handcuffs and shackles
and get in first. The Correctional Officers then enter sitting
behind them as described and the driver locks the side door from the
outside before entering the driver's section.
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At this point, we note that the grievor's concerns do not
relate to being with an inmate, but to the dangers of a motor vehicle
accident itself. The grievor related in testimony an incident
where the van in which she was travelling was in a near collision on
the Queen Elizabeth Way during rush hour when they were returning to
the West Detention Centre with an inmate. At that time, she
expressed her concern to the lieutenant in charge of the female
inmate portion of the Centre about the danger. She proposed that
the Correctional Officer sit behind a screen to be installed at the
rear of the van with exit possible through the rear door. (See
Apendix "B"). That suggestion was not accepted.
Another possibility would be to no&e1 the van somewhat along
the lines of vehicles used by bailiffs. The bailiffs are also
employees of the Ministry of Correctional Services. They regularly
transfer inmates among provincial correctional institutions. A
drawing of a lay-out somewhat like the bailiffs' vehicles was filed
as an exhibit (Appendix "C"). The bailiffs do not normally sit in
the secured area behind the mesh screen. The screen in the proposal
is farther back in the vehicle than in the CO vehicle permitting the
addition of another seat behind the driver's seat and facing towards
the right side of the vehicle. There is,a gate near the side doors
in the screening which permits access from the driver's portion to
the inmate portion. The grievor suggested that the Correctional
Officer could sit in the,side seat behind the driver to keep check on
the inmate(s) in the locked portion. The reason for the proposed
inside gate is to permit access to the secure portion from the
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driver's cab if there was a serious problem in the secure (inmate)
portion.
Subsequent to the filing of the grievance, the Superintendent
of the Centre issued an Institutional Directive to all Correctional
Staff, the text of which reads:
"Effective immediately, all Shift Supervisors
will instruct the officer or officers escorting
an inmate(s) or young offender(s) outside the
institution of the location inwhichthey are to
sit while in the vehicle. This instruction is
to be in writing and included with other
written instructions on the use of the
restraint equipment on the authorization for
the inmate or young offender's absence (i.e.
Medical Temporary Absence, Temporary Release
for Recreation, etc.)
Escorting, Using and Secured Vehicle
In general, Shift Supervisors will instruct the
escort officers to be located in the
passenger's seat next to the driver when a
secure Ministry vehicle is being used.
However, in the following circumstances, the
officer or officers will be instructed where to
sit in the secure portion of the vehicle with
the inmate(s) or young offender(s):
1. A male and female officer will sit in the secure
portion on the vehicle when male and female
inmates are being transported.
2. At least one officer will be instructed to sit
in the secure portion of the vehicle when it is
necessary to escort protective custody inmates
together.
3. When an inmate or young offender requires two or
more escort officers at least one officer is to
be in the secure area with the inmate or young
person. If the inmate or young offender is
assaultive or severely disturbed, two or more
officers are to be instructed to sit with the person being escorted.
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4. When the Shift Supervisor has specific reasons
to designate the escorting officer(s) seating
arrangements in a secure Ministry vehicle, the I
escorting officer will maintain the inmate(s)
or young offender(s) in sight at all times. I
Escorts using Taxis
Taxis are only to be used when inmates or young
offenders are being transported singly and do
not require more than one officer. In all
cases the escorting officer and the inmate or
young offender are to sit intheback seat. The
officer will sit behind the driver.
Any questions concerning this directive are to be addressed to
the appropriate Senior Assistant Superintendent.
R. D. Phillipson
TO BE RJWLI AT MUSTER FIVE (5) CAYS.
The grievor testified that the procedure of sitting in the
front seat when there was only one inmate in the secured portion of
the van was already the practice. In fact, the directive did not
meet the grievor's concerns about being locked in the secure
portion.
The grievor agreed in cross-examination that her duty in
escorting inmates was to observe them and that she needed a clear
fiela of vision. When asked if the officer had to check the inmate
while the van was moving if she could stand up while in back of the
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van, she replied that it would not be a good idea if the van were
moving and that she never has gotten up to do so. When asked whether
her vision of the inmates would be reduced if sitting in the front
looking through the screen at the inmates, she replied "slightly."
Gail Dvorak is a Correctional Cfficer 2 at the Metropolitan
Toronto West Detention Centre. She does escort duty out-of-town
almost three to four times a month and to Metro two or three times a
week. Normally there is one Correctional Officer per inmate being
transported. They have transported as many as four inmates with
four officers plus the driver. She also testified that if an
officer stood up in the back she could be hurt. The officer can see
whether an inmate moves around or bends over. If there is only one
inmate being transported, she usually sits in the front with the
driver. If the inmate in such a case acts up, her practice would be
to tell the driver to pull over to the side of the road and she would
then enter the secured portion of the van. She admitted that there
is a problem seeing through the grill though the problem was in fact
the back of the seat in which she was sitting. She has been
concerned about her safety in the secure area if the driver should be
incapacitated. She liked the arrangement as shown in Exhibit "7"
because she could get up and look into the secured portion of the
van. She testified that she was familiar with the bailiff's vans.
She stated that there is no seat like the.one in Exhibit "8" behind
the driver's seat, the metal grill is further forward, and there is
no access to the back secton as suggested in Exhibit "8". The
bailiffs carry mace.
) : - 8 -
Tina Kurchak is also a Correctional Officer at the West
Detention Centre and is a member of the health and Safety Committee.
During her escort work, she was in a near-miss and like the grievor
was concerned about the danger to her should the driver be
incapacitated. She had heard of an accident with a'young offenders'
van. Her opinion was that the proposal in Exhibit "8" would solve
the safety problem
David Olsen is a store keeper with the Ministry and president
of local 517. He is a co-chair of the local health and safety
committee and as such was informed of any accidents. Three officers
made Workers' Compensation claims as a result of an accident around
January 1988 involving a Ministry van. In April 19S8 one of the
drivers was involved in an accident on Highway 401 involving a
tractor-trailer. He had also seen the vans used by the bailiffs and
they are similar to the drawing in Exhibit "8". The police vans
that resemble the type used by the Correctional Officers at the West
Detention Centre have two separate secure areas behind the driver's
portion which is separated by a metalwallwith a viewing port and an
access doorwayhatchto the middle secure area. He believed that the
third secure area was for inmates who needed to be segregated from
the other inmates.
Olsen had brought to the attention of the Maintenance
Superintendent and the Senior Assistant Superintendent Acting the
structure of the bailiffs' vans and brought it up at the Health and
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Safety Committee. In his opinion, the Exhibit "8" would meet their
needs. lie did not believe a Correctional Officer should ride in the
secure portion of the van. Such a change would not compromise the
custody requirements. An officer sitting in the side seat in front
of the screen as in the proposal would be able to watch the inmates
and his or her vision would only be minimally obstructed. He is
familiar with these vans from working in the loading area which is
shared with admitting. He testified that the Workers' Compensation
report indicated that in the young offenders' van involved in an
accident one of the officers injured was riding in the secure
portion of the van at the time.
The Ministry called in evidence Van Erb the Institution Staff
Training Officer at the West Detention Centre who has worked in
various capacities including shift supervision and has for ten years
been at the West Detention Centre. He estimated fromhis experience
that between 120 and 130 inmates a month have to be escorted by
Correctional Officers from the Centre. He testified that if there
is only one inmate the officer would sit in the passenger seat next
to the driver. Where the officer is to sit is set out on the
Temporary Absence form. If there are two officers, one of them
would be required to sit in the secure portion. The rationale for
having an officer in the secure portion is to provide constant
surveillance of the inmate(s). In the case of protective custody
inmates, the officer is in the back to protect them from the other
inmates if they have to travel in the same van. If there are
dangerous inmates, the officers will often agree among themselves to
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sit in the secure portion. The best preventative measure is the
presence of the officer. In cross-examination, he stated he did not
have as great concern with the officer sitting in the front of the
van when there was just one inmate. He also admitted that an
officer in the front could see the two inmates in the secure portion
but there is a loss of security of the presence of the officer. It
might be necessary to stop the vehicle for the officer to enter the
secure portion.
Doug Foulds, the Senior Assistant Superintendent, is currently
in charge of the female unit at the Toronto West Detention Centre.
He testified that when an inmate arrives at the Centre, often there
is not a great deal known about the inmate as the West Detention
Centre is principally responsible for inmates awaiting trial. This
lack of information necessitates treating the situation as one of
maximum security~. His view was that the proposal in Exhibit"8"did
not add to or enhance the system in place given the requirements of
care, custody and control. Each particular escort has to be
determined on its own merits.
The union argued that the Ministry, by its actions has violated
Article 1.1 of the Collective Agreement in that it is failing "to.
make reasonable provisions for the safety and health of its
employees." In support of its position, it drew to our attention a
number of Grievance Settlement Board decisions. In Gonneau and the -
Ministry of the Attorney General (GSB 227187) the grievor sought
damages against the Ministry for car repairs resulting from an
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accident caused by ice on the employer's parking lot. Vice-
Chairman Teplitsky rejected a Ministry argument that Article 18.1
did not create an enforceable obligation on the employer.
Teplitsky awarded the damages claimed. At page 6 of the Award, he
wrote:
"In ='Y opinion, Section 18(l) literally
construed imposes an obligation on the
employer, the breach of which may attract a
remedy in damages. A literal construction
which gives meaning is preferable to a
construction which would treat 18.1 as a mere
surplusage. It would be a dangerous practice
for arbitrators to give weight to speculation
as an aid to construction in the face of
language capable of a sensible literal
meaning."
The implications of Subsection 14(2)(g) of the Occupational
Health and Safety Act were examined by Vice-Chairman Joliffe in
OPSEU and the Ministry of Correctional Services (GSB 1252/85).,
That case dealt with patrol methods at Millbrook Correctional
Centre, specifically with a policy of having one officer enter the
day room alone twice each hour during the ,evening much to the
displeasure of some of the inmates who considered this time their
OWL-I. Vice-Chairman Joliffe pointed out that subsection 14(2)(g) of
the Occupational Health and Safety Act is binding on the Crown by
virtue. of Section 2 of the Act. Furthermore, he found this a
completes answer to the Ministry's argument that subsection 18(l) of
the C.E.C.B.A. is paramount. That answer is "thatthe provisions of
the O.H.& S. Act prevail over Section 18(l) of the C.E.C.B.A.
Specifically, Section 14(2)(g) of the O.H.& S. Act that the employer
shall "take every precaution reasonable in the circumstances for the
protection of a worker" is the paramount law and prevails over
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Section 18(l) of the C.E.C.B.A. Section 14(2)(g) happens to be to
the same effect as Article 18.1 of the Collective Agreement.
Moreover, the O.H.& S. Act was enacted in 1978 . . . after the
C.E.C.B.A. had become law."
The union submitted that there are two issues: (1) the onus is
on the union to demonstrate that there is a risk and (2) has the
employer taken reasonable precautions in compliance with Article 18
and the onus in that respect is on the employer. In the union's
submission, it has shown that the fact of the officer's being locked
in the secure portion of the van unable to get out in case of the
disabling of the driver demonstrates the risk. There is no need to
show an actual injury to the officer. Indeed, there was evidence of
accidents involving vans. There was evidence of other arrangnents
such as the bailiffs' vans and the police van. There was no
evidence from other institutions to demonstrate that officers
should be locked into the secured portion. If the inmate needs
extra security, he should be transported alone in the secure portion
with the officers in the front. The usual situation cannot require
the officer in the secure portion; indeed there was evidence that
inmates have even been transported in taxis.
The Ministry argued that these are properly matters for it to
decide under subsection 18(l) of C.E.C.B.A. In any event, if the
Board has jurisdiction it should only act if there is an
extraordinarily unsafe condition and not a merely theoretical one.
The Ministry need take only reasonable provisions. It is not
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required to make the situation absolutely safe. The Board was
referred to a decision of Vice-Chairman Samuels (6SB 69/84). In
that case the union grieved over the alleged unsafe situation -of a
correctional officer in the back-end modules at Guelph Correctional
Centre. The evidence showed the practices went back 20 years
without a single incident. The Board called the risk
"infinitesimal". After referring to the standard of "reasonable
precaution" in the Collective Agreement the Board referred to
Section 4 and subsection 20(2) of the Ministry of Correctional
Services Act by which the Ministry is required "to provide for the
secure custody of persons awaiting trial or convicted of an
offence." Samuels goes on to state:
"It is necessary to balance the safety of the
employees against the need for care and custody
of the inmates and the purposes of the
institution. Proper planning can reduce the
potential or likelihood of incidents, but it is
not possible to eliminate all conceivable
risks."
The Ministry in its argument emphasised the importance of
having a Correctional Officer in the secure portion with an inmate.
The danger is hypothetical and indeed no specific example of the
alleged danger could be given. The vans are safety equipped and
travel well-known and well-travelled routes: -assistance could
arrive quickly. It referred the Board to a decision of Vice-
Chairman Roberts (6SB 0335/85) for an example of the Board's
refusing to act on theoretical dangers. I note however, that in
that case the Board did order some changes in procedures.
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The balancing test adopted by Vice-Chairman Samuels is in my
opinion as useful a working test as can be found. The jurisdiction
of this Board to deal with safety matters is also clearly
established by the decisions discussed above. The Ministry has its
obligations to discharge and the officers have their duties to
perform. But, these must be done in an environment where the
officer's safety has been reasonably provided for by the employer as
required by Article 18.1. There are inherent risks that go with the
job but a Correctional Officer is not required to meet unnecessary
dangers or risks. The possibility of a road accident is always a
very real possibility on today's roads. No evidence of that
possibility was really even necessary. In fact, evidence of
accidents involving escort vans was adduced. The possibility of
being trapped in the secure portion of the van is not in any event
merely hypothetical but well within the range of every day
possibilities. The disabling of the driver is clearly a risk. It
is important to note that other law enforcement officers including
the bailiffs who are employees of this same Ministry do not normally
ride in the secure portion of their vans. The Ministry candidly
admitted that the various proposed modifications would not be
expensive. The competing factor is the claim of greater security of
inmates provided by the physical presence of Bn officer in the
secure portion. But the evidence of the value of such presence is
essentially a matter of degree at best and of opinion at worst. It
is obviously not a factor with the bailiffs or the police who do not
ride in the secure portion. It therefore seems to me that the
balance should be struck in favour of improved safety for the
2
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Correctional Officers. The evidence showed that the inmates can be
observed from the driver's portion and perhaps evenbetter under the
proposal than in the common situation where the officer presently
sits beside the driver, namely by having her sit behind the driver as
suggested in Exhibit "8". The Ministry admitted that the cost is
not a factor. Although the union did present various possible
modifications to the Board, I am satisfied that the better approach
at this point would be to remit the matter back to the Health and
Safety Committee, where it stalled apparently pending this
arbitration. The parties there can consult and devise a solution
which will end the necessity for Correctional Officers to be locked
up in the secure portion of the van while still allowing the Ministry
and the officers properly to carry out their custod.ialciuties. This
Board will remain seised of the matter in the event the parties are
unable to agree and will, in that case, establish the means after
further submission from the parties.
DATED at Toronto this 10th day of February , 1989.
/’ _Li’
C’/ .I “i
;((‘j;jy:,,> c/: <~ /-
Thomas H. Wilson, Vice-Chairperson
C. Milley, Member /
(Addendum attached)
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APPENDIX A
APPENDIX B
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APPENDIX C
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ADDENDUM
I have joined with the Chairman in the award on the distinct
understanding that the conditions under which the matter is being
remitted back to the Health and Safety Committee are not mutually
exclusive. That is to say, the solution which will end the necc-
essity for Correctional Officers to be locked up in the secure
portion of the van must be in conjunction with and conditional
uponstill allowing the Ministry and the Officers to carry out
their custodial duties. Otherwise, or in the event of disagreement
the matter will again come before the Board.
I think the above solution is not inappropriate because there are
a number of factors which enter into a decision on whether a
Corrective Officer should ride with the inmates. Observation
is only one. Others include Security of the inmates and Security
of,the public. In my view, the Board is not in possession of
' sufficient evidence or knowledge to substitute its judgement
for that of the Ministry's Officers. In the circumstances it is
proper that the parties be invited to again try and resolve the
matter themselves.
Respectfully submitted, -
Member '