HomeMy WebLinkAbout1987-2080.McCulloch et al.89-03-28ONiAR(iO :’ EMPLOYESDEL” CO”R”NNE
CROWNEMPLOYEES ! DEL’ONT.wm
GRIEVANC‘E ; COMMISSION DE
mm BOARD
SETTLEMENT’ REGLEMENT
DES GRIEFS
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: CPSEIJ (WCulloch et 3:)
Grievor
Before:
For the Grievor:
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The Crown In R:ght of Ontario
(Ministry of Correctional Servic&)
Employer
For the Emolover:
Hearings:
T.H. Wilson Vice-Chairperson
I. Thomson Member
w. Lohraico Member
D. Wright
Col~.nse: Gowling & Hendersnr!
Barristers & Solicitors . .
DECISION
This case involves four grievors who are employed at
the Cecil Facer Youth Centre. Originally the Centre was tinder
the jurisdiction of the Ministry of Community and Social
Services. In April 1987, the Ministry of Correctional Services
assumed the administration of the Centre. The grievors were
employed in the unclassified service on contract at the time at
the following rates equivalent:
A. McCulloch cc2 - 2nd Step
C. Mitchell cnz - 2nd Step
X. O'Brien CO1 - Maximum
L. Taylor cn2 - 2nd Step
In April 1987 the Assistant Deputy Minister Of Correc'
tional Services directed that:
(ulntil such time as the entire situation can
be properly assessed and evaluated, all
contracts which are subject to renewal,
should be processed under the terms and
conditions set out in the employee's previous
contract. The period of renewal should he
only three (3) months at a time.
On July 9, 1987 an Opportunity Bulletin was posted .-
seeking applicants for classified positions. The Opportunity
Bulletin required "successful completion of mandatory Ministry
Correctional Officers Training and one year of satisfactory
experience as a Correction Officer I". Tt stipulated that
"suitable candidates lacking the latter criteria would he
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required to underfill at the Correctional Officer I level".
Grievors McCulloch and Taylor were successful applicants in the
competition and were both appointed to classified positions at
the CO1 underfill level, i.e. at the first step.
Mitchell and O'Brien remained as unclassified staff.
Their contracts were renewed effective August 30, 3987 but at a
rate equivalent to the first step of a COI classification.
All four grieve against these rates. None of the
grievors has completed the mandatory Ministry Correctional
Officer training. The Ministry admits that the qrievors are
currently performing substantially the same duties as they
performed when the Cecil Facer Youth Centre was administered by
the Ministry of Community and Social Services. The Ministry of
Correctional Services uses the same Position Specification as was
used by the Ministry of Community and Social Services. It is
important to note that in January 20, 1986, the Assistant Deputy
Minister, Operations, of the Ministry of Community and Social
Services, issued a decision to reclassify Observation and
Detention Home Workers 1 and 2 to the comparable level of
Supervisor of Juveniles, effective July 1, 1983 and from Super-
visor of Juveniles to Correctional Officer effective October 1, --
1985. This followed a Grievance Settlement Board decision which
awarded the classification of Supervisor of Juveniles 2 to London
Observation and Detention Home Workers 2. The ADM in his
memorandum states:
4. The comparability of Custodial Care Jobs
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in the Ministries of Correctional Services
and Community and Social Services has been
further reinforced by the impact of the Younq
Offenders Act. This resulted in the decision
to reclassify all Supervisors of Juveniles to
the comparable level of Correctional Officer,
effective October 1, 19R5.
When the Ministrv of Correctional Services assumed the
administration of the Centre on April 3, 1987, there were a
number of employees who had already been classified as Correc-
tional Officers 2, but who had not received the basic Correction-
al Officer training. Those employees remained classified as
Correctional Officers 2, althouqh the Ministry of Correctional
Services was of the view that they were wrongly classified. For
the purposes of this grievance, the Ministry concedes that the
grievors are performing substantially the same duties as the
employees who were classified as Correctional Officers 2 prior to
April 1, 1987. Since April 1, 1997, all new appointees to the
classified staff have been required to take the basic Correction-
al Officer training and have been classified as Correctional
Officers 1 until the traininq has been successfully completed.
All the unclassified staff at the Centre are paid at rates
equivalent to the first step of a Correctional Officer 1 clas-
sification. _.
Counsel for the union divided his case into two groups:
he argued that Grotip 1, Taylor and McCulloch who are classified
employees should be reclassified as Correctional Officers 2, not
1, and at the same level of progression, i.e. at the same
sequence as before the April 19A7 change, and a crouo ?, Mitchell
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and O'Brien should be continued on pay progression and not frozen
as they were in April 1987.
With regard to Group 1, the union raised three alterna-
tive arguments: (1) other employees in the Centre who were
employed through the Ministry of Community and Social Services
have been classified as Correctional Officers 2 without being
required to have one year performance with the Ministry of
Correctional Services, (2) the actions of management are dis-
criminatory as against unclassified employees and should be
treated equally; and (3) this constitutes unjust discipline.
With regard to Group 2, the unclassified employee qrievors, the
union argues that Article 3.3.1 should be interpreted to give
these employees the right to continue through the progressive pay
steps. The second and third arguments relating to Group 1 were
also raised for Group 2.
The relevant provision of The Crown Employees Collec-
tive Bargaining Act, R.S.O. 1980, c. 108, as amended, is:
s. 18(l) Every collective agreement shall be
deemed to provide that it is the exclusive
function of the employer to manage, which
function, without limiting the generality of
the foregoing: includes the right to deter-
mine, _.
(a) employment, appointment, complement
organisation, assignment, dis-
cipline, dismissal, suspension,
work methods and procedures, kinds
and locations of equipment and
classification of positions; and
(b) merit system, training and develop-
ment, appraisal and superannuation
the governing principles of which
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are subject to review by the
employer with the bargaining agent,
and such matters will not be the subject of
collective bargaining nor come within the
jurisdiction of a board.
(2) In addition to any other rights of
grievance under a collective agreement, an
employee claiming,
(a) that his position has been im-
properly classi~fied
(b) that he has been appraised contrary
to the governing principles and
standards: or
(c) that he has been disciplined or
dismissed or suspended from his
employment without just cause,
may process such matter in accordance with
the grievance procedure provided in the
collective agreement, and failing final
-determination under such procedure, the
matter may be processed in accordance with
the procedure for final determination
applicable under section 19.
Article 3.3.1 of the Collective Agrement provides:
3.3.1 The rate of the equivalent civil
service classification shall apply if there
is no equivalent classification, the rate
shall be set by the Ministry involved and the Union shall have the right to negotiate the
rate during the appropriate salary negotia-
tions. .*
3.3.2 Employees covered by this Section
shall be entitled to the same provisions
regarding retroactivity of salary revisions
as those agreed upon for the Civil Service
Salary Category to which they correspond.
The Union referred the Roar-d to its decision in Sahl
and the Ministry of the Attorney General (G.S.R. File it891/85).
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The union argued that the jurisprudence establishes that a
classification grievance can succeed if 1) the employee can fit
the wording of the class standard for the classification con-
tended for, or 2) one or more other employees performing the same -
duties as the grievor is in a higher classification. Even a
unique factual situation may give rise to a claim for reclas-
sification. On this point the un~ion referred to Kelly and
Ministrv of Transportation and Communications (G.S.R. File
#1362/85). In that particular case the grievor was clearly
performing functions above and beyond his job description
including duties of a supervisory and teaching nature that
properly belonged to the Warehouse Supervisor. The Board held
that since management knew but took no steps to prevent the
grievor from performing the tasks that he had been delegated by
his Warehouse Supervisor (a bargaining unit employee), management
had condoned this behaviour. Accordingly, the Board found that
he was entitled to be paid as a Supply Clerk IV rather than a
Supply Clerk II on the facts.
The Ministry contended in our case that although the
union characterized the issue as a usage issue rather than a
standards issue that it was nevertheless-vecessary to look at the
standards to see whether the employer had in fact altered those
standards. In this regard, the standards state:
Personal SUITABILITY
Appointment to the Correctional Officer 2 level is conditional upon: applicants willingto work shifts as required, includinq
shift rotation; meeting the medical/physical
standards determined by the Ministry and
successful completion of the prescribed staff
training programme within one year of
appointment to the service.
If this were a standards case, the grievors could not
succeed accordinq to Ministry counsel because they do not have
the standard, i.e. the training. In deciding whether there has
been an alteration of the standard, the Ministry submitted that
the board looks at both duties and training and that in this case
the Ministry restored the standard thus correcting an error in
exception to the comparison approach and referred to in the Bahl
decision. The Ministry referred the board to the case of Dr. -
Meek and the Ministry of Nealth (G.S.B. File #774/83). Dr. Meek
was by education a psychologist. He was employed as a Psychome-
trist 2 by the Ministry in 1979 and in June 1982 received his
Ph.D. On June 21, 1982, he was added to the list of candidates
on the Temporary Register by the Ontario Board of Examiners in
Psychology. After the period of supervision prescribed by that
Board, he was awarded full registration in June 1983. The
Ministry reclassified him at that point as a Psychologist 1. He
grieved that he should have been reclassified as such on June 21,
1982. The board found on the facts chat the grievor could
*fairly claim to have been doing [the work of a psychologist]
between June 1982 and June 1983 during the period of supervision
prescribed by OBEP for candidates on the Temporary Registry".
The Grievance Settlement Board denied his grievance. At page 6
of its reasons, it pointed out that the situation was not brought
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about at the instance of the Employer but simply reflected the
means adopted to afford the grievor the opportunity to qualify
for the certificate. "Viewed in that sense, his performance of
the work of a psychologist was a function of OBEP practice, not
of the Employer's classification system". -And ". . .we are of
the view that the case turns on the question whether or not,the
grievor was a psychologist registered in Ontario, within the
meaning of the Psychologists Registration Act on June 21, 1982.
The preamble to the psychologist class series states that 'the
duties of positions allocated for this class series are carried
out by Psychologists registered under the Psychologists Registra-
tion Act.' The class standard for positions classified Psycholo-
gist 1 lists as a qualification "Registration as a Psychologist
in the Province of Ontario."
Section 11 of the Psychologists Registration Act
prohibits anyone from representing "himself to be a psychologist
unless he holds a certificate of registration", but subsection
ll(3) exempts from this prohibition "a person in the course of
his employment by the Government of Canada, the Government of
Ontario or a university, or to a person registered in the
temporary register under section 10." _- The board held that the
keeping of a temporary register under Section 10 and the excep-
tions created by Section 11 are designed to give official
recognition to a person who has obtained a doctoral degree so as
to enable him to act as a psychologist under supervision while
completing the remaining conditions for obtaining a certificate
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of registration. Since the grievor did not obtain registration
until June 1, 1983 he was not improperly classified. It is
important in my opinion to note 1) that the grievor did not show
any deviation from the standard by the Ministry and 2) in essence
he was challenging the Ministry's decision not to classify
someone as a psychologist until that person had obtained regis-
tration, something which was determined by the Psychologists' own
governing hody pursuant to their own legislation. That did not
fall within any of the grounds for classification review and the
grievance was dismissed.
The Board's decision on Dr. Meek's grievance needs to
be considered in our case. However, it is important to note that
there are three factors that need to be considered. 1) Unlike
Meek's case, the relevant qualification in question is set by the
Ministry of Correctional Services itself and not by an external
body as in Dr. Meek's case: 2) in our case, the grievor claims
that the Ministry has itself deviated from the requirement and,
3) the grievors were set back in their wage progression. Turning
to the first of these points, there is no question that the
Ministry of Correctional Services can decide to require training
for Correctional Officers under its authority. If upon inherit- _-
ing the grievors from the Ministry of Community and Social
Services it had simply required all of those without the MCS
training background to take the necessary training, that would
not be challengeable. It is relevant I think at this point to
look at Creet and the Ministry of Correctional Services (C.S.R.
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File #35/78).
In that particular case the grievor was a Probation and
Parole Officer 2. Originally hired as a Probation and Parole
Officer 1 she subsequently completed successfully three examina-
tions in order to advance to Probation and Parole Officer 2.
That category had a five stage salary progression with incremen-
tal salary increases awarded every two years. Upon reaching the
3rd stage she did not complete the three further examinations
required. Barrier examinations were first introduced in 1956 at
the progression to Officer 2 and those are the examinations the
grievor had successfully completed.
In December 1984 the Barrier examinations at Level 3 of
Probation and Parole Officer 2 were moved down to the barrier for
entry to Officer 2 category. Those officers in Level 3 who had
not written those examinations were required to write three
examinations to pass beyond Level 3. The grievor did not wish to
prepare for the examinations but argued that it was unreasonable
to require her to take Officer 2 examinations when she had
successfully passed those which were in place when she progressed
from Officer 1 to 2. The union argued in the basis of then
Articles 5.3.1 and 5.4 of the Collective Agreement, now numbered _.
5.2.1 and 5.3 but the board held that there had been no reclas-
sification and that 5.4 (now 5.3) had been complied with since
even if no changes had been made by the Ministry she would have
been required to write the examinations in question and her
position as a Probation Officer 2 Level 3 had not been altered.
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Again I note that there was no alteration in that case by the
I Ministry of the grievor's pay or classification. In fact, her
position was not any worse at all as a result of the change.
The Ministry argued that the employer can correct an
error and in this regard relies on the Bahl decision, where at
page 12 Vice-Chairman Samuels writes:
. . .It is clear from the review of the
jurisprudence we have conducted here, and
from the decision of the Ontario Divisional
Court in the Lowman case, that there is no
requirement that union go beyond showing
that one employee in a higher classification
performs the same work as the grievor. This
is enough to succeed in the claim for
reclassification, unless perhaps it can be
shown that the comparison employee is wrongly
classified. And as we have already said that
this exception does not apply in our case.
I note in that case that the exception did not apply
because the employer made no argument that the comparison
employee had been wrongly classified. It was however argued by
the Ministry in Creet and was discussed at page 4 of that
decision as follows:
The evidence does establish that the employer
does, in fact, have one probation officer 2
in its employ who has not passed the set of
examinations that were specified as of
December 1964 to constitute the requirement
to progress from probation officer 1, and who
was being paid at Stage 5 of the probation
officer 2 category. The present director of
Probation and Parole Services testified that
this has been an arbitrary decision made by a
predecessor director, and that it was not a
decision that the incumbent director would
have made. He stated categorically that it
had been wronq and contrary to known and
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stated policies of the Ministry. There
existed no other cases of that nature.
That decision indicates that the board has recognised
that "wrongly classified" does not refer solely to "slip-ups" as
union counsel contended but also to an arbitrary decision by a
manager. However, in our case the decision by the predecessor
Ministry to reclassify the qrievors as Correctional Officers was
NOT arbitrary - but a deliberate thought-out decision made by
the Assistant Deputy Minister himself in light of a Grievance
Board Decision - not at all comparable to a director disreqard-
ing the rules of his own Ministry as in the Creet case. The
superadded requirement of training in Correctional Services is no
doubt a valid qualification but its absence does not render the
previous decision of Community and Social Services arbitrary.'
Furthermore, Correctional Services has itself ignored the
requirement in accepting the Correctional Officer 2 classifica-
tion for the classified employees at the Centre. The need for
training could be remedied by requiring the grievors to take the
training which the Ministry would like them to possess. That
could have been done without interfering with their pay proqres-
sion. In the case of the unclassified qrievors, viewed from that _s
point of view the method of correction used was beyond what was
required to remedy the perceived problem. It would therefore
seem that the Ministry is not complying with Article 3.3.1 with
regard to wages for unclassified staff. They are not paying "the
rate of the equivalent civil service classification". They were
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previously being paid the equivalent and they did not become
"less equivalent" because the new Ministry decided they ought to
have the training.
With regard to the two qrievors who b,id on an underfill
position, it is necessary to examine the job posting. It was
posted on July 9, 1987 and it specifically included in its
Qualification Criteria:
. . . successful completion of mandatory
Ministry Correctional Officer Training and
one year of satisfactory experience as a
Correctional Officer 1 (suitable candidates
lacking the latter criteria will be required
to underfill at the Correctional Officer 1
Level).
I note also:
Area of SEARCH: This competition is restric-
ted to classified and unclassified employees
of the Ministry of Correctional Services, at
the Cecil Facer Youth Centre.
The Ministry argues that the qrievors applied on the
posting knowing its requirement. In doing so of course they were
seeking to become classified employees. The Ministry of Correc-
tional Services had never allowed anyone to become a classified
employee at the CO2 Level without the nefessary training. There
was no inconsistency there. The CO2's whom they had inherited
who lacked the training were already classified employees at CO2
level. In that regard then the grievance of the classified
employees is saying that the requirement of training in the
posting could not be applied to them because they were already
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performing the work of a CO2 as unclassified employees and being
paid at the equivalent level. They cannot rely on Article 3.3.1
obviously. Nor can they argue that they were entitled to become
classified employees at the CO2 level on the grounds that other
classified CO2's lacked the training: the implications of that
would be that the maintenance of entry standards to the clas-
sified staff would not then be possible. Such maintenance of
Ministry standards is what the Ministry of Correctional Services
did when it included the requirement in the posting. The
grievors realised this when they applied on the posting; they
changed their status and the comparison group they now argue for
was a "grandfathered" group. I understand the union's argument
here to be the usage test. In that respect I quote from Bahl at
p. 6:
It is well established that in position
classification cases, the Board must direct
its inquiry to the questions, first, whether
or not the work actually performed by the
employee is that set out in an appropriate
class standard and, second, whether or not he
is performing work substantially similar to
that being performed by an employee whose
position has been placed in another clas-
sification. In the first instance the
employee's work is measured against class
standards and in the second it is measured
against that of an employee in a position
that has been differently classified. The
purpose is to establish either that the
employer is conforming to its standards or
the employer has in effect modified those
standards.
And as the Board stated in that case at page 5, this
Board intervenes to preserve "the legitimacy and credibility of
3
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that system." It is no violation of the classification system
where the Ministry says we will not allow any more new classified -
employees at CO2 level without the proper training, that e
consistent with its standard and is quite different from down-
grading person whose status has not changed (i.e. unclassified
employees) and who continue as unclassified employees to perform
the work they always performed and which is the same as the
grandfathered classified CO2's.
The union also raised the arguments that the changes
represented either discriminatory treatment or unjust discipline.
There was no issue of discipline: The employer did not purport
to discipline anyone. For the same reasons as stated above, in
the case of the job posting requirement there can be no argument
of discrimination and the requirement was justifiable. The
Ministry argued that this Board cannot review for discrimination.
I need not address that argument since there was no discrimina-
tion in the case of the classified grievors and the unclassified
grievors have succeeded under Article 3.3.1. Accordingly, I
allow the grievances except for any part of the McCulloch and
Taylor grievances relating to pay after they became classified
employees.
The Board will remain seised in the event the parties
are unable to agree on the appropriate compensation. The
unclassified grievors will be placed in the appropriate wage
progression and all will be compensated for any wage losses as a
result of the Ministry's actions relating to the grievors as
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I unclassified employees (subject of course to the 20 day rule).
I DATED AT TORONTO, Ontario this 3 th day of , 1989.
I. THOMSON. Member
w. LOBRAICO, Member