HomeMy WebLinkAbout1989-0737.McNulty.91-04-16ONTARIO
CROWN
EMPL O YEES
G RI EVAN C E
SETTLEMENT
BOARD
EMPLOYES DE LA COURONNE DE L 'ONTARIO
CQMMISSION DE
REGLEMENT
DES GRIEFS
180 DUNDAS street WEST, suite 2100, TORONTO, ONTARIO. M5G 1z8
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO M5G 1.2'8
JELEPHONEITELEPHONE (4 16 326- 1388
(4 16 326- 1396
737/89
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
BEFORE
:
FOR THE
GRIEVOR
FOR THE
EMPLOYER
BEARING
OLBEU (McNulty) - and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Grievor
N. Dissanayake
E. Seymour
C. Linton
Employer
Vice-Chairperson
Member
Member
C. Flood
Counsel
Koskie and Minsky
Barrister & Solicitors
A. Burke
Counsel
Hicks, Morley, Hamilton, Stewart &
Barristers & Solicitors
Storie
November 22, 1989
March 20, 21, 22, 1990
June 7, 1990
July 17, 1990.
2
DECISION
This is the grievance of Mr. Denis McNulty, claiming that
he has been discharged without cause. At the time of his
discharge, the grievor was employed at the LCBO Store
# 47 at
St. Catherines, Ontario as a casual employee.
The discharge resulted from an incident on June 23, 1989
between the grievor and a full-time employee, Mr. Terry Roach.
Following the incident, on June 27, 1989, Mr. C.T. Stewart,
the Store manager removed the grievor from duty and issued a
notice of intended discipline pending investigation. On July
14, 1989, Mr. A.L. Torrie, Regional Director, terminated the
grievor's services by issuing the following letter:
This refers to the events that caused your manager,
Mr. C. Stewart, to place you on Notice of Intended
Discipline, and to remove you from duty effective
June 27, 1989.
An investigation of the events of June 23, 1989
reveals that you did in fact threaten and demean
another store employee.
A review of your record indicates that on November
4, 1988 you were counselled for name calling and
bickering with other store employees. On December
5, 1988 you threatened and demeaned supervisory
store staff for which you were ultimately given a
four and one-half day suspension and advised that
if there is any reoccurrence of unacceptable
behaviour, your services as a casual employee will
no longer be required."
Therefore, I have concluded that it is in the best
interests of the LCBO and its store employees to
terminate your services as a casual employee
effective June 27, 1989.
3
As is the practice in disciplinary cases, the Employer
adduced its evidence first. A total of six witnesses were
called by the Employer. At the conclusion of the Employer's
case, counsel for the grievor elected not to call any evidence
and moved for non-suit. After hearing submissions on the
motion, the Board unanimously directed that the grievor be
immediately re-instated because it was of the view that a
prima facie case for discharge had not been made out. The
Board reserved its decision on whether the grievor was guilty
of any culpable conduct so as to justify the imposition of any
discipline.
During the cross-examination of the Regional Director,
Mr. A.L. Torrie, who made the ultimate decision to discharge
the grievor, it was revealed that he consulted with, and had
input from, the District Manager, Mr. J. Turner and a Human
Resources Dept. advisor, Mr. H. McNaughten. Mr. Torrie
conceded that he relied on Mr. Turner for the facts upon which
he based his decision and also that Mr. Turner recommended
that the grievor be discharged. He also testified that Mr.
McNaughten was consulted as a human resources expert in
deciding the gravity of the alleged conduct of the grievor and
the appropriate penalty. In cross-examining Mr. Torrie, union
counsel suggested that Mr. Turner and Mr. McNaughten may not
have been impartial in this regard because of their past
involvement with the grievor. More specifically it was
4
brought to light that the grievor had made allegations of
impropriety against a number of persons in management, and
that it was Mr. McNaughten who carried out an investigation
into those allegations. Based on this ,
Employer counsel sought an adjournment to permit her to
consider whether she should call any of the individuals
concerned to refute the suggestion of bad faith or bias.
Counsel's position was that these were charges against
management which had not been raised earlier, that she was
unprepared to meet these and that before she closed her case
she was entitled to an adjournment to permit her to consult
with the individuals and to decide whether they should be
called to testify.
The majority of the Board (with Ms. Linton not taking a
position) ruled that the Board would not grant an adjournment
in the circumstances. It was open to the Employer to call any
persons who were involved in the decision-making. For
whatever reason, Counsel had not planned to call Mr. Turner
or Mr. McNaughten. We do not feel that the mere fact that Mr.
Torrie was cross-examined with questions suggestive of bad
faith and/or bias on the part of these individuals entitled
the Employer to an adjournment. As the Board indicated at the
time, had the Union adduced any evidence to substantiate the
allegations against Mr. Turner and/or Mr. McNaughten, the
5
Employer if it wo wished would have been in a position to call
reply evidence to rebut that.
While much of the evidence was focused on allegations of
bad faith and ulterior motives on the part of certain members
of management in the end the Union did not rely on this
evidence. Therefore, it is not necessary for the Board to
deal with any of that evidence.
As already noted, the only evidence before the Board is
that adduced by the Employer. Based on that evidence, we make
the following findings of fact. On June 23, Mr. Terry Roach
and Ms. Patty Talbot were assigned to duties in the back-room
at LCBO Store 47. Their regular duties primarily consisted
of delivering liquor stocks to hotel licensees and individuals
with special occasion liquor permits. The back room employees
receive orders over the telephone, assemble stocks required
by the orders, obtain the prices and determine the cost to the
customers. They then assemble the order for pick up by the
customer. When the customer arrives, the back-room employees
take the appropriate payment and hand over the goods. In
addition to these duties, they also answer the telephone and
issue liquor permits. There is a cash register at the back-
room, which is shared by the two employees.
6
On June 23, 1989 at the time in question, Ms. Talbot was
busy with a customer in the back-room. Mr. Roach was at the
front of the store putting stock on shelves. Another customer
arrived at the back-room. The grievor, who happened to be in
the back-room area went to assist the newly arrived customer.
He took the customer's order form and went towards the cash
register to record the transaction. Mr. Roach entered the
back-room, approached the grievor and told the grievor that
he will take care of the customer. The grievor stated that
he already had the order and that he would ring it in. Mr.
Roach informed the grievor that it was his responsibility and
that he did not want anyone else to handle the back-room cash
register, when he is on duty. The grievor was upset and
loudly stated that he had used the back-room register a
thousand times and that he would continue to use it. Mr.
Roach stated "I’ll take it'' and pulled the order sheet out of
the grievor's hand. The grievor released the paper and Mr.
Roach proceeded to ring in the order. The grievor went out
of the back-room to the front of the store and asked another
employee, Mr. Ron Cartmell whether the back-room procedure had
been changed recently. Mr. Cartmell said that as far as he
was aware, it had not.
The grievor re-entered the back-room and started
hollering again that he had a right to use the back-room cash
register. The evidence indicates that at this point a heated
7
exchange ensued between the grievor and Mr. Roach which lasted
about 5 minutes. Voices were raised by both and sometime
during this exchange, the grievor called Mr. Roach wimp”
and challenged him to step outside.
During this commotion, Mr. Talbot, fearing that the two
might start a fight, went to the Manager, Mr. Collin Stewart
and reported that the grievor and Mr. Roach were "going to go
at each other." Since Mr. Stewart was on the telephone, she
reported her concern to Mr. Steve Stokes, the book-keeper.
Mr. Stokes immediately went to the back-room. He testified
that when he got there "everything was quiet”. The grievor
came up to Mr. Stokes and inquired, "If the back-room
employees are busy and a customer is waiting to be looked
after, what am I supposed to do?" Mr. Stokes replied,
"customer service is a priority." At that point, Mr. Stewart
joined them. Mr. Stewart testified that he asked if there was
a problem and that everyone indicated that there was no
problem.
That afternoon there were two staff meetings held at
store 47. While the staff meetings were scheduled in the
normal course, we are convinced that it was the incident
between the grievor and Mr. Roach that caused the management
to discuss the proper procedure to be followed in the back-
room. The grievor attended one of the meetings. When the
8
back-room procedure was being discussed, the grievor asked Mr.
Stewart a question in hypothetical form. He asked, if the
back-room employees were not available and a customer came in,
whether it would be appropriate for him to attend to the
customer. Mr. Stewart responded that it would be appropriate.
After the altercation on Friday June 23, the grievor and Mr.
Roach worked at the store the balance of the shift that day
and also over the week-end. There was no further problem or
hostility between the two.
The issue to be determined by the Board is whether during
the altercation on June 23, the grievor threatened and
demeaned Mr. Roach, as the letter of discharge alleges. If
the answer is in the affirmative, the Board must go on to
decide whether the penalty imposed by the Employer was just
in the circumstances.
On a motion for non-suit the standard of proof has been
held to be one of proving a prim a facie case. (Queen in right
of Ontario and OPSEU, Barry Cahoon, Div. Ct. decision dated
April 26, 1990). Based on that standard, the Board is
satisfied that the Employer's evidence establishes that by
calling Mr. Roach a Wimp and challenging him to step
outside, the grievor engaged in threatening and demeaning
conduct towards Mr. Roach. The grievor was not entitled to
settle his disagreement as to work procedures by threatening
9
a fellow-employee. A workplace cannot be governed by the law
of the jungle where the mightier prevails by threatening the
weaker. If employees have some disagreement as to work
procedures, that must be resolved in an orderly and civil
manner. Resort to threats is not only an aggression against
the victim of the threat, but also causes friction and is not
conducive to a harmonious work environment. In all of the
circumstances the grievor's conduct was culpable and justified
some disciplinary response from the Employer.
While we have concluded that the grievor did threaten Mr.
Roach, we find that during his testimony Mr. Roach grossly
exaggerated the impact of that threat on him. Mr. Roach
conceded that other than the raised voice the grievor did not
make any physical gestures indicating that he was about to
engage in any act of violence. It was only a verbal threat
unaccompanied by any physical action indicating that the
grievor intended to carry out the threat. Besides, it was not
a one-sided altercation. Thus, when Ms. Talbot reported the
incident to Mr. Stewart and Mr. Stokes, she did not report
that the grievor was trying to assault Mr. Roach. Instead she
reported that the two were "going to go at each other". Mr.
Cartmell in his statement reports that "both were quite angry"
at the time. While Mr. Roach would have the Board believe
that he was fearing a physical assault by the grievor, his
conduct at the time is completely inconsistent with a finding
10
that he was in such fear. Thus when Mr. Stokes, and later Mr.
Stewart, arrived at the scene, Mr. Roach did not report that
the grievor had threatened him. Mr. Stewart was informed by
everyone present that there was no problem If Mr. Roach
had been in such fear as he claims, it is probable he would
have been concerned about working with the grievor and that
he would have raised that concern at the time with management.
The evidence, quite to the contrary, is that the two went
right back to work immediately after the incident and worked
together without any further incident or hostility the rest
of the shift that day and over the week-end. Mr. Roach first
made a complaint to management on Monday. In all of the
circumstances, it is our conclusion that the threat uttered
by the grievor was a verbal threat unaccompanied by any
physical conduct indicating an intention to carry it out, and
that Mr. Roach had no apprehension or fear of an imminent
physical assault.
The evidence shows that there was confusion among the
employees as to what the proper back-room procedure was.
While the Employer attempted to convince the Board that the
procedure was clear that only the two employees assigned to
the back-room were allowed to use the back-room cash register,
the evidence indicates the opposite. We do not propose to
review in detail that evidence. Suffice it to state that the
evidence clearly establishes that if there was any procedure
11
at all it was not consistently followed or enforced. It is
clear at least that the procedure was flexible enough to allow
another employee to serve a customer (including the use of the
cash register) if the assigned employees were not available
in the back-room area. This was conceded by most of the
Employer's own witnesses. For example, Mr. Stokes testified
that, while theoretically it is not supposed to happen, at
lunch time both back-room employees may not be available for
periods of up to 15 minutes. He agreed that during these
times, any available employee is expected to attend to
customers who come to the back-room. Mr. Cartmell also agreed
that it was permissible for any employee to serve customers
at the back-room if the two assigned employees are not
available. This evidence is further confirmed by the answers
given by Mr. Stokes and Mr. Stewart, when the grievor inquired
about the proper back-room procedure. Given the absence of
a clear rule that only the back-room employees are allowed to
use the back-room cash register, in our view it was an
unwarranted provocation on Mr. Roach's part to insist that the
grievor had no right to use the cash register and to grab the
order sheet from the grievor's hand. This is a factor which
the Board considers to be relevant in assessing the degree of
culpability or seriousness of the grievor's reaction towards
Mr. Roach.
12
Also in favour of the grievor is his relatively long
service with the Employer. It was agreed that his service of
over 10,000 hours in a period of over 8 years is to be
considered long service for a casual employee. Over the
years, his performance appraisals have been quite
satisfactory. It is note worthy that his appraisals indicate
that his relationship with other employees has been
satisfactory.
On the negative side of the ledger, the grievor received
counselling in November 1988 for bickering with another
employee. At the time the grievor was advised that
continuance of that conduct would not be tolerated and could
result in discipline. Subsequently in December 1988 the
Employer referred to this advice in imposing on the grievor
a suspension without pay for threatening and demeaning a
member of supervision. Initially the suspension was for a
period of ten working days. Following a grievance filed by
the grievor, in May 1989 the grievance was settled. The
grievor agreed to withdraw the grievance and the period of
suspension was reduced from 10 to 4 1/2 days.
In light
of the terms of the settlement, what is on the
grievor's record is not a ten day suspension but a 4 1/2 day
suspension. However, we disagree with counsel for the union
that the reduction of the suspension nullifies the warning
13
contained in the initial letter of suspension that "if there
is a reoccurrence of unacceptable behaviour your services as
a casual employee will no longer be required". Merely by
giving an advanced warning, an Employer cannot turn conduct
which otherwise is not worthy of serious punishment into just
cause for discharge. However, that warning must be taken as
notice to the grievor of the Employer's concern about his
behaviour and that the Employer viewed it as serious
misconduct. That knowledge must be taken into account in
assessing the gravity of the grievor's conduct and the
appropriate penalty.
In all of the circumstances, the Board was unanimously
of the view that discharge was not justified. It was for that
reason that we directed at the conclusion of the hearing that
the grievor be reinstated. We have considered the grievor's
seniority, the provocative stand Mr. Roach took in the face
of a unclear and inconsistent procedure and the absence of any
physical act on the part of the grievor as factors weighing
in favour of the grievor. On the other hand, in November 1988
the grievor was advised that hostility towards fellow
employees would not be tolerated. Despite that advice, he
again engaged in threatening and demeaning behaviour towards
a member of the supervisory staff. He received a 4 1/2 day
suspension and a further warning that a repetition may result
in his dismissal. Yet just six months later he resorted to
14
threats and bullying tactics when he had a disagreement with
Mr. Roach. While we have concluded that discharge is too
severe, a penalty must be assessed to clearly convey to the
grievor that he has to change his attitude, that he is not
entitled to resort to bullying and threatening as a means of
resolving differences that inevitably will arise in the day-
to-day interaction at the workplace.
With the foregoing considerations in mind, we have
concluded that the penalty of discharge must be substituted
with a suspension without pay for 20 working days. Subject
to this period of suspension, the grievor is to be reinstated
with compensation and without loss of seniority.
The Board shall remain seized in the event the parties
cannot agree upon the implementation of the remedy directed.
Dated this 16th day Of April 1991 at Toronto Ontario.
Vice-Chairperson
Member
C. Linton
Member