HomeMy WebLinkAbout1998-0383.Policy.98-08-19EMPLOY& DE LA COURONNE
DE L’OKTARK)
COMMISSION DE
RiGLEMENT
DES GRIEFS
180 DUNDAS S7REET WEST; SUITE 600, TORONTO ON M5G fZ8
180, RUE DUNDAS OUEST; BUREAU 800, TORONTO (OM M5G 1ZB
TELEPHONEfliLiPHONE : (416) 326- 7388
FACSIMILE/7kkOPIE : (416) 326-7396
GSB # 0383198
CUPE 1750 # 98-10 aa
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THX GRIIZVANCE SETTLEMENT BOARD
BETWEEN
CUPE 1750 (Policy Grievance)
BEFORE B. Kirkwood
FOR TFIE
UNION
FOR THE
EMPLOYER
HEARING
- and -
The Crown in Right of Ontario
(Workplace Safety & Insurance Board)
Vice-Chair
Linda Paddison, National Representative
Paul Simourd, President
Paul Pynkoski, Vice-President
Gary Kelly, Chief Steward
Elizabeth Kosmidis
Solicitor
Legal Services Division
.
July 9, 1998
Grievor
Employer
Page 2
DECISION
The Union claimed that the position of Nurse Case
Manager is a new position, covered by the collective agreement.
The Union asked that the position be posted as a bargaining unit
position and that the Board be responsible for any union dues that
ought to have been paid since the creation of the Nurse Case i Manager position.
The Board claimed that the Nurse Case Manager position
is the same as the Nurse Specialist position, and that the
position merely changed its name during the reorganization of the
workplace. The Board agreed that the Nurse Specialist position
should have been in the bargaining unit, but as the Board treated
the Nurse Specialist position as a non bargaining unit position
since it was created in 1992, and the Union did not,challenge the
Board's decision, the Union had acquiesced, and could not now
challenge the status of the Nurse Case Manager position as a
bargaining unit position. Accordingly it raised a preliminary
issue that the Union had abandoned its right to claim the Nurse
Case Manager position as a bargaining unit position.
The Union then submitted that if the Nurse Case Manager
position is not a new position, but a continuation of the former
non bargaining unit Nurse Specialist position, that it has not
abandoned its bargaining rights as the status of the Nurse
Specialist position is still a live issue between the parties.
The Union further submitted that the status of the new position
has always been challenged by the Union.
.
The parties agreed that the Nurse Case Manager position
does not fall within the exception of Article 1.3 of the
collective agreement, and therefore under normal circumstances
Page 3
would be in the bargaining unit.
Issues
Simply put, the issue of abandonment, and the evidence
on the Uniofi's activity or inactivity, flows from a determination
whether the Nurse Case Manager was a new position, or merely a
name change for the former position of Nurse Specialist.
Facts
The Board developed the job description for the Nurse
Specialist in February 5, 1992. The thrust of the Nurse
Specialist was to act as a facilitator to actively manage the
injured employee's file to insure that the employee obtains proper
medical care, and to answer the employee's medical issues. It
also had a coordinating role facilitating the passage of
information between other members of the Board and between the
employee and the Board.
In 1995, as a result of the amendments to Crown
Employees' Collective Bargaining Act 1993, ("CECBA") the
Union grieved that certain employees should be considered
"employees" under CECBA and should be included in the bargaining
unit. In April 12, 1995, Counsel for the Board forwarded a letter
to Counsel for the Union enclosing a list of all non bargaining
unit positions, which included the Nurse Specialist position and
showed 30 persons in that position. It also stated that it
categorized the position as a non bargaining unit position as the
position had been abandoned by the Union since certification. In
May 31, 1995, the parties came to an understanding and agreed to
meet and discuss these contentious positions-. The parties agreed
that the status of these contentious positions, including that of
the Nurse Specialist, would be discussed in the next round of
Page 4
bargaining. The parties also agreed that the Ontario Labour
Relations Board would resolve the issue if the positions continued
to be excluded. The parties, however, agreed that the Board still
had the right to argue that the Union had abandoned its bargaining
rights.
The. parties also agreed that the inclusion or the
exclusion of the positions that the Board had classified as
bargaining unit positions, would be dealt with by the Grievance
Settlement Board. As the Nurse Specialist was considered by the
Board as a non bargaining unit position, it would not be dealt
with by the Grievance Settlement Board. As a result of a decision
of Vice-Chair Kaufman of the Grievance Settlement Board, (GSB
#1029/94; CUPE #94-40 CUPE 1750 and The Crown in right of
Ontario (Workers' Compensation Board) (S. Kaufman)(May 13,
1996)) 1250 employees were brought into the bargaining unit in May
1996. The decision was upheld in judicial review (October 16,
1997).
Subsequently, the Board underwent a reorganization to
'improve the delivery of its health care services.
Paul Simourd, a Union Staff Representative, testified
that he first learned of the Board's intention to reorganize in
February 1997, when he met with the President of the Worker's
Compensation Board, Michael O'Keefe. He understood from the
discussions that the Board intended to remodel the organization on
an American model. Three positions were to be created, a
Consolidated Adjudicator, Customer Service and the Nurse Case
Manager. The Nurse Case Manager would involve managing the
medical aspects of the claim file, determining the level of
disability, providing information to those who were injured, and
taking some of duties that had been performed by claim
adjudicators, health and safety work, - and on site work with the
workers.
Page 5
Mr. Simourd testified that from the time he was notified
of the Board's intention to reorganize, he had discussions with
Mr. O'Keefe, Mr. Clay Appleton, Vice President of Human Resources,
and Ms. ,Marilyn Latchford, Executive Assistant to the Vice-
President Human Resources.
Th"e Union was concerned that in the reorganization that
500 vocational workers would lose their jobs and the Union thought
that some of the functions of the vocational rehabilitation
workers would be taken over. The Union was concerned whether
positions would be bargaining unit or non bargaining unit
positions and how the positions .would be filled.
The Board, without input from the Union, prepared a
document, Workers Compensation Board Reorganization
Questions and Answers to respond to some of the concerns of the
employees in March 12, 1997. The document was prepared by
Communications and approved by Senior Management to be then
delivered to all staff at the Board. It referred to the new
positions including that of Nurse Case Manager. It recognized
that as a result of the 1996 Grievance Settlement Board decision,
that is the Kaufman decision, referred to above, that the new
position of Nurse Case Manager would be included in the bargaining
unit unless it had managerial responsibilities or unless the
Grievance Settlement Board decision was reversed on judicial
review.
On April 4, 1997, Minutes of a Joint meeting between the
Board and the Union indicated that the Board had not yet
determined if the Nurse Case Manager position was in the
bargaining unit, but would be in a better position to determine
its status once a job description had been prepared.
On April 29, 1997 the Board issued a Policy Communique
on the ‘new system. It stated that the Board was contemplating
having Nurse Case Managers and a Nurse Case Manager Project
Page 6
Manager, but it was uncertain if it would continue to have Nurse
Specialists.
The Board did not continue to have the Nurse Specialist
position, but had Nurse Case Managers. As of September 1997, the
Nurse Case Managers reported to Margaret Keating, whose
responsibility it was to oversee the Nurse Case Managers and
determine their roles and functions.
The Board created $wo job descriptions for the Nurse
Case Manager. One was more focussed on diseases, and the other on
occupational aspects. The job descriptions were ultimately
created for the Nurse Case Manager in November 21, 1997 and for
the Nurse Case Manager (SI/D) (Serious Injuries and Diseases) in
January 9, 1998. The Nurse Case Manager position had a different
rate of pay from the Nurse Specialist. The Nurse Specialist
salary grade had been 672 and the salary ranged from $39,665 to a
maximum of $55,725. The Nurse Case Manager salary grade was 799
and the salary ranged from $46,600 to $53,000.
The 27 Nurse Specialists became Nurse Case Managers
without applying for the position and undergoing a competition.
There was no evidence on any other Nurse Specialists. In addition
seven General Duty Nurses competed successfully for the position
of Nurse Case Manager. It is the intention of the Board to have a
complement of 240 Nurse Case Managers by January 1999.
Paul Pynkoski, the Vice-President at large for local
1750 testified that he had not been involved directly with the
reorganization in 1997. However, since October 1997 he had been
directly involved in a joint project with the Board, "Project
Placement" which was trying to develop a process to move people
from older jobs to the new and changin'g jobs, while remaining
consistent with the collective agreement. The Project as seen by
the Union was directed to those jobs that were in the bargaining
unit and were changing. As part of the project, Questions and
Page 7
Answers were prepared and dated February 6, 1998. They had the
approval of the Vice-President of Operations, the Vice-President
Human ReSOUrCeS and the President of CUPE, before they were
issued. The intent was-to have timely and effective responses to
the questions that the hundreds of people had about the changes.
In those questions and answers the joint document stated that the
Nurse Case'Manager was not part of Project Placement, and
acknowledged that there had been preliminary discussions between
the Board and the Union as to its status. The Nurse Case Manager
position was not involved as it had not been identified as a union
position.
On April 21, 1998 the Union applied to the Ontario
Labour Relations Board for a declaration that the Nurse Case
Managers were employees under the Labour Relations Act. In
Minutes of Settlement executed on June 11, 1998, the parties
agreed that the Nurse Case Managers were "employees" under the
Labour Relations Act, and agreed that the Grievance Settlement
Board would determine if they were included or excluded from the
bargaining unit.
Argument
Board's counsel argued that it is possible for a union
to abandon its bargaining rights if it does not actively pursue
them (Re Cybermedix Health Services Ltd. and Ontario Public
Service Employees' Union, Local 544 1990, 11 L.A.C. (4th) 334
(H-D-Brown), J.S. Mechanical and Local Union 800 of the
Association of Journeymen and Apprentices of the Plumbing
& Pipe Fitting Industry of the United States and Canada
OLRB Rep. 1677-78-M (February 20, 1979 ). Furthermore Board's
counsel submitted that J.S. Mechanical '(supra) set out some of
the factors that are relevant in establishing abandonment, "the
length of the union's inactivity, whether it has made attempts to
negotiate or renew a collective agreement, whether the union has
Page 8
sought to administer the collective agreement through the the
grievance and arbitration provisions in the collective agreement,
whether terms and conditions of employment have been changed by
the employer without objection from the union as well as whether
there are any extenuating circumstances to explain an apparent
failure to assert bargaining rights". Board's counsel submitted
that the same factors are present in this case. The Nurse
Specialist position was created in 1992 and the Union abandoned
its bargaining rights for that position by its inactivity over the
following six years. There have been three collective agreements
covering the period since its creation. With the exception of
this grievance, there have been no grievances filed. The Board
has been solely involved in the development of the Nurse Case
Manager position and its salary.
Board's counsel submitted that as the position of Nurse
Case Manager is fundamentally the same as the Nurse Specialist,
the Union having acquiesced to the status of the Nurse Specialist
cannot now resurrect the issue of status when the Nurse Specialist
position is continued in the form of the Nurse Case Manager.
Board's counsel argued that there are some issues that
have not been raised by either party, such as the seniority of
those who were not hired externally but were transferred into the
system. She argued that to determine the position of Nurse Case
Manager as part of the bargaining unit would be detrimental to
those who have transferred into the position.
Union's counsel argued that the position of Nurse Case
Manager is a new position created by the Board. Since prior to
its creation, the Union has been involved in discussions
concerning the position and its status. *
Union's counsel submitted that if this Board were to
find that the Nurse Case Manager position was the same as the
Nurse Specialist, the memorandum of May 1995 shows that its status
Page 9
was an issue and argued that the Union has not resiled from its
position.
On the issue of detriment, Union's counsel argued issue
of seniority is not an issue in this grievance, but flows from the
decision. The Union submitted that this Board could remain seised
of this issue.
Decision i
I find that the two new positions of Nurse Case Manager
and Nurse Case Manager(SI/D) have incorporated and expanded the
duties of the Nurse Specialist, and the Board has increased the
compensation to reflect the increased change in duties and
responsibilities evident in the new positions. From their
inception, the Union has not accepted the new positions as a non
bargaining unit positions, and has not abandoned its bargaining
rights for the Nurse Case Manager positions.
The Board in its communique to the new nurse case
managers of March 4, 1998 statea that the Board had had nurses
since 1990 in Toronto, including Nurse Specialists, but the
difference with the Nurse Case Managers was in their scope of
practice.
The increased scope of their practice is borne out by
the job descriptions that were ultimately created in November 1997
and January 1998. When comparing the job descriptions of the
Nurse Specialist and those of the two Nurse Case Managers, some of
the same duties and focus are present but those of the Nurse Case
Managers are far more sophisticated and complex. .
The difference between the Nurse Specialist and the
Nurse Case manager can easily be seen in the objective of each
position, from which the nature, scope and responsibilities of the
Page 10
positions flow. The object of the Nurse Specialist is:
to assist the Board's medical and adjudication staff in
collecting and interpreting clinical information and
to actively participate in facilitating the provision
of health care services in injured workers." (bold
print my emphasis)
- .
The Nurse Specialist does so by collecting clinical
information, assisting, by ensuring all clinical documentation is
on file, evaluating treatment, discussing treatment with the
physician, expediting appointments and facilitating the
Adjudicator and the Vocational Rehabilitation Caseworker by
providing them with basic clinical training to increase their
effectiveness in managing claims. The Nurse Specialist would
assist in acquiring medical reports or information and obtaining
referrals to clinics that would have a better programs. The
position is, as described by Paul Pynkoski, a Claims Adjudicator,
and Vice-President at large for Local 1750, a resource person.
The Nurse Case Manager is much more proactive in the
delivery of health care. The Nurse Case Manager is part of a
team. The objective of the Nurse Case manager is:
To intervene early and facilitate the provision of
appropriate, timely and effective health care to workers
throughout the episode of a claim in order to achieve optimal recovery and early return to work.
To establish a professional relationship with
workers as early as possible after an injury or
diagnosis of a work related illness.
To partner with the worker, employer, treating
practitioner, adjudicator and other resources as
required to develop a plan to facilitate early/modified
return to work and ensure the worker's optimal recovery.
To participate in, promote and support research
activities to enhance client outcomes. (bold print my
emphasis)
Page 11
The Nurse Case Manager implements, evaluates,
participates and promotes research in order to facilitate an early
and safe return to work. The Nurse Case Manager assesses the
worker, formulates a plan by collaborating with multi-disciplinary
team, and monitors and evaluates the plan. The Nurse Case Manager
also facilitates in early and safe return to work by collaborating
with the worker and health care provider and ensures appropriate
health care intervention including educating and assisting others.
This goes far beyond the collation of data and assistance expected
of the Nurse Specialist.
The Nurse Case Manager(SI/D) has similar
responsibilities but is focussed on the timely recovery and
reintegration of a worker effected by catastrophic injury/and or
disease. Its job description states the objectives are:
Effect/facilitate the smooth transition of workers
from catastrophic injury and/or disease to optimal
health, including reintegration into appropriate
settings.
Establish a professional/therapeutic relationship
with workers and families as early as possible after
such a serious injury (e.g. multiple amputations, spinal
cord/paraplegia/quadriplegia, serious head injuries,
multiple injuries, sight impairment, burns) or disease
(e-g-emphysema, occupational cancers). Partner with
the worker, treating practitioner, adjudicator and
independent living specialists to co-ordinate the
development, implementation and evaluation 0 f
specialized treatment plans. Facilitate the provision
of appropriate care and support to workers and families
in a timely way through the recover, reintegration and
follow up phases to ensure optimal recover and quality
of life.
Participate in, promote and support research
activities in order to use current rehabilitation
research findings to enhance client outcomes.
Essentially the duties of a Nurse Specialist shifted
from a 'resource person to the adjudication and vocational staff,
to a Nurse Case Manager who was a proactive member of a multi-
Page 12
disciplinary team trying to ensure better treatment and an early
return to work. The depth of knowledge, responsibility and
expertise required of a Nurse Case Manager as seen by the job
descriptions is much greater than that of a Nurse Specialist. The
higher salary grade and range that the Board gave to the Nurse
Case Managers is also a reflection of the greater duties and
responsibilities expected from the Nurse Case Managers.
There was also a great deal of evidence in the Board's
documents that showed that the Board, itself, viewed the Nurse
Case Manager position as a new position.
The Questions and Answers created by the Board are
evidence of how it viewed the position. The first one issued in
on March 12, 1997 and was solely an Board document. In the
document it treated the position of Nurse Case Manager as a new
position. It stated with respect to the following questions:
21. WILL A QUALIFIED NURSE CASE MANAGER HAVE INPUT
INTO THE JOB DESCRIPTION FOR THE 'NURSE CASE
MANAGER?...
22. WHAT ARE THE SALARIES OF THESE NEW
POSITIONS?...
23. WILL THESE NEW POSITIONS BE IN THE BARGAINING
UNIT?...
24. WILL STAFF HAVE TO APPLY FOR THESE NEW
POSITIONS OR WILL THEY BE ASSIGNED.
Answer: We are committed to internal
recruitment, where possible. Some new
positions will require skills that will have to
be recruited externally i.e. Nurse Case
Manager. Applications for bargaining unit
positions will be guided by the collective
agreement where bargaining unit staff will be
guided by the collective agreement where
bargaining unit staff have priority. (bold
print my emphasis)
On April 27, 1997 the Board, Policy Communications sent
a series of Questions and Answers outlining the changes and the
development of the Nurse Case Manager. The Communique indicated
that under the new system there would be nurse case managers and a
Page13
nurse case management project manager, but the Board was unsure
whether it would have a distinct role for the Nurse Specialist.
It indicated the breadth of functions that the Nurse Case Manager
would be engaged in. The Nurse Case Manager was to work closely
with the health care adjudicator who also was given a broader
range of duties. I.
Therefore on the basis of a comparison of the job
descriptions, and on the testimony given, I find that the
positions of Nurse Case Manager and Nurse Case Manager(SI/D) are
not merely a name change or a continuation of the Nurse
Specialist, but are new positions. Furthermore if the Nurse Case
Manager position was merely a change in name for the position, the
Nurse Specialists would not have had to apply for the position,
but the title of their position would merely have changed. The
Board did not challenge the Union's evidence that applications had
to be made by the Nurse Specialist for the position.
Since the Board created the position of Nurse Case
Manager, the Union has engaged in discussions with the Board as to
whether the position would be included in the bargaining unit.
When the position was not included within the bargaining unit, the
Union made an application to the Ontario Labour Relations Board.
As the position is a new position, which the Union has challenged
from its inception, the Union has not abandoned its bargaining
rights for the position.
Whether or not the Union has abandoned the Nurse
Specialist position is not relevant to this case as as I have
determined that the position of Nurse Case Manager is a new
position and is not merely a continuation of the Nurse Specialist
position. .
As the parties agreed - that if- the Board was not
successful in establishing that the Union had abandoned the Nurse
Specialist and the Nurse Case Manager positions, that the Nurse
Page 14 --
Case Manager position was a position within the bargaining unit, I
so declare. Accordingly the position is to be posted as a
bargaining unit position.
The Union shall be entitled to receive the union dues
that relate to these employees from 20 days prior to the date of
the grievance.-
There is no need that I remain seised on the issue of
seniority. I have heard no evidence on this issue. This would be
the subject of a separate grievance, which could be dealt with by
any other members of the Grievance Settlement Board.
In conclusion, this grievance is upheld.
iLifi Dated at Toronto, this !day of August.
,
.