HomeMy WebLinkAbout1990-2297.Gabriel.92-02-20 Decision ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE CONTARIO
GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
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2297/90
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Gabriel)
Grievor
and
The Crown in Right of Ontario
(Ministry of Revenue)
Employer
BEFORE: N. Dissanayake Vice-Chairperson
G. Majesky Member
A. Stapleton Member
FOR THE B. Hanson
GRIEVOR Counsel
Cavalluzzo, Hayes & Shilton
Barristers & Solicitors
FOR THE K. Cribbie
EMPLOYER Labour Relations Officer
Ministry of Revenue
HEARING April 17, 1991
2
DECISION
The grievor, Mr. Duncun C. Gabriel, grieves that he has
been denied travel credits from September 19881 contrary to
the collective agreement. The dispute relates to the extent
of the rights of a bargaining unit employee under article 6. 5,
when he is temporarily assigned to an excluded management
position which falls under schedule 6.
The grievor held the position of Senior Tax Auditor at
the Motor Fuels and Tobacco Tax Branch of the Ministry since
February 1987, classified as Financial Officer 3 . It is
common ground that in that position, the grievor was entitled
to, and received, travel credits under article 23 of the
collective agreement.
The evidence indicates that the Branch employed three
Audit Supervisors. One of them, Mr. I Correa, was involved
in an auto accident sometime in early 1988. Due to certain
medical complications, Mr. Correa's return to work was delayed
and the employer decided to fill his position through an
acting appointment. Sometime early in September 1988, Mr.
Larry Sheehan, Senior Supervisor of Audit at the Branch,
offered the position to the grievor and he accepted.
3
The Audit Supervisor position was a schedule 6 position
which was excluded from the bargaining unit. The grievor's
acting appointment was effective September 12, 1988. . While
the change of status documentation states that the appointment
was for 5 to 6 months, it was understood by everyone concerned
that the duration depended on the ability of Mr. Correa to
return to work.
It is agreed that the Audit Supervisor position also
involved travel. Audit Supervisors, being schedule 6
employees are required to work minimum of 36 hours a week, but
no maximum is specified. They did not receive any travel
credits, but were entitled to the "Management Compensation
Option" (MCO) . The MCO at the time allowed eligible persons
to take one week per year off, or alternatively, to receive
a sum of money equivalent to one weeks pay. This benefit was
in recognition of the extra-time schedule 6 employees were
expected to work without additional compensation.
When the grievor assumed the acting position, he received
wages at the rate of a AF-19, which was approximately $
7, 500.00 per year more than the wages he received as a
bargaining unit employee. In this acting position, he
continued to pay union dues. After he assumed the acting
position, in October 1988 the grievor filed a claim for travel
credits as he had done before. The grievor testified that he
4
was told at that time by Mr. Sheehan that he was not entitled
to travel credits while acting in a management position. He
stopped submitting claims for travel credits after that.
In March 1989 the grievor was advised by certain
employees that he should be entitled to travel credits in his
acting position. This caused the grievor to approach Mr.
Sheehan again. Mr. Sheehan again reiterated that a bargaining
unit employee is not entitled to travel credits while
occupying a management position on an acting basis, but said
that he will confirm that with the Human Resources Branch.
Following that conversation, the grievor was provided with a
written response from the Human Resources Officer. While that
did not clearly address the question of the grievor's
entitlement to travel credits, there can be no doubt that the
grievor took it as confirmation of the verbal response Mr.
Sheehan had previously given.
The grievor testified that while he was not content with
the employer's position, he did not take any action at the
time because he did not want to jeopardize his chances in case
the audit supervisor position was posted permanently.
Nevertheless, the grievor did raise his concern again on
February 7, 1990. By a letter addressed to Mr. Sheehan, he
pointed out that since he assumed the acting position in
September 1988, he had not received either travel credits or
5
the MCO. He complained that he was "caught in the middle"
because he was "neither classified as full management nor
working level" . The grievor testified that Mr. Sheehan's
response to this letter was "virtually the same as before" .
Mr. Sheehan referred this letter also to the Human Resources
Branch. That Branch's response to the grievor was vague and
did not clearly address his concern. Nevertheless, there can
again be no doubt that the grievor understood that his claim
had been denied. The Human Resources had suggested to Mr.
Sheehan that consideration should be given to posting the
Audit Supervisor position on a permanent basis as a means of
"solving a potential personnel problem" . The grievor
testified that he felt that he would have a good chance if the
position is posted. He also felt that if he took any action
against the denial of travel credits, his chances at a
competition would be jeopardized. As a result he did not
grieve at that time.
As it turned out, Mr. Correa's health did not improve and
he elected to go on LTIP. The employer posted the position.
The grievor applied, but was not successful in the
competition. When the successful candidate was appointed, the
grievor's acting assignment ended on November 2 , 1990. This
grievance was filed on November 5, 1990.
6
The parties agree that there are two issues for
determination in this proceeding:
(1) The grievor Is entitlement to travel credits under
article 6.5.
(2) The extent of the retroactivity if there is
entitlement.
Entitlement under article 6. 5
Article 6.5 reads:
Where an employee is temporarily assigned to perform
the duties and responsibilities of a position not
covered by this Collective Agreement, he shall
retain his rights and obligations under the
Collective Agreement.
The grievor was not given the MCO during his acting
assignment. The Ontario Manual of Administration expressly
provides that an "employee occupying a position in a
bargaining unit class who is assigned to act in a position in
which the employee is eligible to receive MCO credits is not
entitled to receive MCO credits for the acting period" . Since
MCO is not a benefit provided for by the collective agreement,
the grievor does not claim MCO credits through this grievance.
However, counsel for the union submits that travel credits
constitute a right under the collective agreement, and that
under article 6.5 that right is retained when an employee is
temporarily assigned to a management position, which is "a
position not covered by the collective agreement". Mr. Hanson
7
points out that article 6.5 does not limit its application to
some rights under the collective agreement and that if the
parties intended to limit the article to only certain rights,
they would have done so. Counsel relies on Re OPSEU (Union
Grievance) , 1588/84 (Delisle) .
Counsel for the employer submits that the Delisle
decision does not provide an exhaustive definition of what
constitutes "a right" for purposes of article 6. 5. He submits
that article 6.5 only applies to those "automatic"
entitlements such as the right to grieve (art: 27) , job
posting (art: 4) , job security (art: 24) and the benefits
provided in articles 40 to 57. However, counsel submits that
things such as overtime and travel credits, where the
entitlement only arises when authorization is given, are not
preserved by article 6. 5. He points out that under article
23 entitlement to travel credits arises only "when travelling
outside work hours are authorized by the Ministry" .
Therefore, he submits that travel credits are not the type of
right preserved by article 6.5.
Alternatively, counsel submits that when the grievor
accepted a schedule 6 position he knew or ought to have known
that he will be not entitled to travel credits. It is
submitted that the grievor knew that the other 2 permanent
audit supervisors did not receive travel credits and that
8
therefore he could not have expected to be paid more in his
acting capacity, than the permanent supervisors.
In our view, the Delisle decision is a complete answer
to the employer's arguments. In that case the policy
grievance raised the issue of the entitlement of a bargaining
unit employee to statutory holiday pay under article 19,
during a period when the employee had been temporarily
assigned to perform managerial duties.
The Board noted at p.2 that article 6. 5 does not state
that the employee transferred temporarily to duties not
covered by the collective agreement retains some of his
rights. The Board also recognized that it does not explicitly
provide that he retains all his rights. However, the Board
went on to state that "any fair reading of the actual language
used compels" the latter interpretation. The Board concluded
that " "His rights" , unless otherwise limited, must be read
as all inclusive".
We agree with that reasoning. We see no basis for the
distinction drawn by employer counsel between "automatic
rights" and other rights. It is true that the right under
article 23 only arises when travel outside work hours is
authorized. Therefore the right retained by article 6. 5 is
the right to be paid travel credits for authorized travel
9
outside work hours. The employer conceded that it was not
claiming that the travel for which credits are being claimed,
were not authorized. Therefore, the claim is covered by
article 6. 5.
We also cannot accept the employer's alternate argument.
In the foregoing paragraphs, we have concluded that the
grievor retained his right to travel credits under article
6.5. In view of that, it can hardly be argued that the
grievor knew or ought to have known that by accepting the
acting assignment to a schedule 6 position, he was giving up
those rights. Besides, that argument amounts to an alleged
waiver of a right under the collective agreement by the
grievor. In the absence of any concurrence by the union,
which is the party to the collective agreement, the grievor
could not waive a right negotiated by the union on behalf of
the bargaining unit as a group (See, the Delisle decision at
p. 3) .
The Delisle decision also dealt with the argument that
it is unfair for an acting employee to be paid more than what
is paid to a regular management personnel. At pp. 3-4 the
Board stated:
While it may on the surface appear inequitable vis-
a-vis the regular management employee it must be
remembered that the temporary in turn does not have
his security of position. The decision Garlock
worries that to hold otherwise "those occupying the
position not by way of temporary assignment, who
10
might have an identical complaint, would not have
access to this Board" . We think that the short
answer to this concern is that they' ll never have
"identical complaints" as the bargaining unit
employee's complaint will arise out of the
agreement while the other is excluded therefrom.
The regular management employee may go elsewhere
with his complaint; the employee who continues to
pay his union dues and remains a member of the
bargaining unit is entitled to come to this Board.
In addition, we note that the apparent inequity is
further rendered insignificant because regular management
personnel received the MCO (one week off or one week's
additional pay) in recognition of the extra-time they put in.
The employer did not extend the MCO to a bargaining unit
employee who occupied a management position on an acting
basis. If travel credits are also denied, there will be no
recognition at all of the extra time put in by such an
employee.
For the foregoing reasons we find that the grievor
retained his right under the collective agreement to travel
credits for the duration of his acting appointment and that
by failing to apply article 23 to the grievor during that
time, the employer violated the collective agreement.
Retroactivity
Counsel for the union submits that this is an appropriate
case to depart from the usual 20 day retroactivity. Counsel
11
points out that the grievor raised his concerns with his
supervisor as early as October 1988, and renewed his claim for
travel credits in March 1989 and again in February 1990.
Counsel concedes that the employer did not at any time agree
that the grievor was entitled to travel credits or advise him
that his claim was under review. Relying on Re Sabo, 777/86
(Dissanayake) , he argues that explicit representations are not
required for the Board to recognize full retroactivity. It
is sufficient to establish that the grievor was misled, even
if there was no intent on the part of the employer to mislead
the grievor into believing that his claim was being looked at.
Reliance was placed on Re Baldwin & Lynq, 539/84 (Mitchnick) ,
Re Boyle 675/85 (Brandt) , and Re Burrows, 379/88 (Mitchnick) .
In our view these cases have no application to the facts
before us. In Re Sabo, while the Board held that a
representation by the employer is not essential as a condition
for granting retroactivity, it went on to hold that "not every
informal discussion of a classification complaint is
sufficient to entitle a grievor to retroactivity. There must
be evidence that the employer was made aware expressly or
tacitly, that the employee is contemplating the filing for
grievance if the outcome of informal procedures is not
satisfactory" . In that case when the grievor complained that
she was wrongly classified, the employer undertook to prepare
an up-to-date position specification. The employer agreed
12
that until that position specification was prepared, the
question of the grievor's proper classification was "up in the
air" . In the circumstances, the Board held that the grievor
was entitled to retroactivity to the time the new position
specification was produced because until that time, the
grievor could not have known what the employer's response to
her classification complaint would be.
The facts before us are very different. Each time the
grievor raised his concerns, he was clearly advised that he
was not entitled to travel credits. There was no review of
his claim undertaken and there was no hope held out that the
employer was reconsidering its position. When the grievor was
asked in cross-examination whether at any time, Mr. Sheehan
or any other member of management had led him to believe that
he may be paid travel credits, he replied "No. They said I
am not entitled" . The grievor candidly testified that each
time he asked he got "virtually the same answer" , i.e. that
he was not entitled to travel credits. The grievor did not
suggest that Mr. Sheehan's responses or the written responses
had, intentionally or unintentionally, led him to believe that
the employer may accept his claim. On the .contrary, he knew
clearly all along that the employer was rejecting his claim.
For the same reasons, the other decisions relied on by
the union are also distinguishable. In Re Baldwin & Lvna the
13
rationale for allowing retroactivity was that the employer was
actively reviewing the grievor's complaint and had not yet
rendered its decision. In Re Boyle informal settlement
discussions were under way. In Re Burrows, the employer had
encouraged the grievor to hold off grieving because a
Grievance Settlement Board decision on which the grievor had
relied on, was "under appeal".
In the. case at hand, no informal settlement discussions
or review were undertaken by the employer. The employer' s
answer to the grievor's complaint was never "up in the air" .
At all times since October 1988, the grievor knew that the
employer was taking the position that he was not entitled to
travel credits while temporarily occupying a management
position. The grievor candidly testified that the only reason
he did not grieve earlier was because he feared that grieving
might jeopardize his chances in a competition.
That explanation for the delay in grieving is not a
basis, in our view, for extending retroactivity. There is not
a hint of bad faith or hostility on the part of the employer
towards the grievor. The grievor admitted that no member of
management had ever discouraged him against grieving. If we
accept the grievor's explanation in these circumstances as a
basis for extending retroactivity, it will render the time
limits under article 27 meaningless. Ve decline to do so.
14
Now we turn to the final argument made by union counsel
in support of the grievor's claim for full retroactivity,
based on Re Ababio, 1295/88 (Watters) . The grievors in that
case complained to management about the use of the "lesser of
principle" in calculating pay for travel time and distance.
The employer consistently took the position that it will
continue to apply the "lesser of principle" despite the
grievors' complaints. The grievors took no action until they
found out that in Re Hayford the Grievance Settlement Board
had held that "the lesser of principle" was contrary to the
collective agreement. As soon as this decision came to their
attention, the grievors filed grievances. The Board allowed
retroactivity to the date of the Hayford decision. It is not
clear from the decision, how much additional retroactivity
(beyond the 20 days from the date of filing of the grievance)
accrued to the benefit of the grievors as a result of its
decision. In any event the Board's reasoning is contained in
the following paragraph:
After considerable thought, the Board has
decided to award retroactivity to the date of the
Hayford award. We have been persuaded that rigid
adherence to the twenty (20) day rule would not be
appropriate in this instance. The Board considers
it material that these grievors filed their
grievances as soon as Hayford came to their
attention. This step was taken shortly after the
release of the award and without any delay on their
part. The content of the decision clearly
demonstrated that their reliance on the opinion of
management had been misplaced. Given these
circumstances, and the Employer's concession that
Hayford dictated a change in their pre-existing
15
policy with respect to the calculation of distance
and travel-time entitlements, we remain unconvinced
that it would be inequitable to the Employer to so
extend retroactivity. The Board wishes to make
clear, however, that such extension is premised
entirely on the factual situation before us.
Other than the finding that in the particular
circumstances it was not inequitable to the employer to extend
retroactivity, it is difficult to glean any general principle
from the Board's decision in Re Ababio. This is not
surprising because it is apparent that the Board was not
attempting to establish any general principle. That is why
the Board states that it "wishes to make clear, however, that
such extension (of retroactivity) is premised entirely on the
factual situation before us" .
We cannot accept union counsel ' s submission that Re
Ababio stands for the proposition that where an employer knew
or ought to have known that the employee's complaint was
justified, but continued to refuse to redress the complaint,
retroactivity should be extended. The decision in Re Ababio
is to be confirmed to its unique facts as the Board expressly
stated in its decision. What is relevant for the purpose of
timeliness of the filing of a grievance and for the claim for
retroactivity of the remedy, is the knowledge of the grievor.
The employer's conduct will only be relevant in so far as it
influences the grievor's state of mind, as where it leads the
16
grievor to believe that the complaint is being reviewed or
holds out some hope that it may uphold his claim. All of the
cases that have departed from the 20 day rule (other than Re
Ababio) have focused on the grievor's state of mind. Where
on the other hand, the employer clearly advises the grievor
that it was denying his claim, even if this is done with
knowledge that the grievor's claim was justified, it does not
absolve the grievor from the responsibility to take action to
enforce his rights. The purpose of the 20 day time limit in
article 27.2 . 1 is to encourage employees to act expeditiously
upon becoming aware of a complaint or difference. It is
immaterial whether the complaint or difference arose as a
result of ignorance on the part of the employer or a result
of a blatant refusal to comply with the collective agreement.
In either case, the employee must act expeditiously. Failure
to do so may result in (a) his grievance being found to be
untimely and therefore inarbitrable, or (b) a finding, even
if his grievance is timely, that his retroactive claim for
relief is limited. That makes good labour relations sense,
and in our view, was the precise intention of the parties in
negotiating time limits.
For the foregoing reasons, we have concluded that there
is no justification for departing from the 20 day
retroactivity.
17
Summary
In the result the Board finds that the employer
contravened article 6. 5 by failing to pay to the grievor
travel credits during the period he temporarily occupied the
Audit Supervisor position. He is entitled to be compensated
for his losses as a result of this violation with interest,
retroactive to 20 days from the date of the filing of the
grievance.
The Board remains seized in the event the parties are
unable to agree upon the quantum payable or the proper
implementation of this decision.
Dated this 20th day of February, 1492at Hamilton, Ontario
N. Diss yake
Vice-Ch irperson
M j s
Mem er
r
A. af p]k-t n
Member