HomeMy WebLinkAbout1992-0814.Elford&Sabourin.94-01-14ONTARIO ’
CROWN EMPLOYEES
GRIEVANCE
SETTLEMENT
BOARD 2’
EMPLOY& DE LA COURONNE
DE L’ONTARIO
C$WlMlSSlO,N DE
REGLEMENB
DESGRIEFS ^ 1 -.
160 DUNDAS STREET WEST, SUlTE 2100, TORONTO, ONTARIO. M5G 1ZE TELEPHONEIT~L~PHONE: (4 1.6) 326- 1388
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ONTARIO). M5G lZ8 FACSlMlLE/TiL,kOPfE : (4 16) 326- 1396
814/92, 815/92
IN THE MATTER OF AN ARBITRATION
Under
THE CRdWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN OLBEU (Elford/Sabourin)
- and -
Grievor
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
. Employer
BEFORE: / W. Kaplan, Vice-Chairperson
J.C. Laniel Member
M. O'T,oole Member
FOR THE
GRIEVOR
G. Caroline
Counsel'
Caroline, Engelmann, Gottheil & Lynk
Barristers & Solicitors
FOR THE
EMPLOYER.
S. Bird
Counsel
Emond Harnden
Barristers & Solicitors
HEARING November 4, i993
December 8, 1993
introduction ‘. .
This. case concerns the April 16, 1992 grievance of .Michel Sabourin and
Gary Elford, two long-serving ‘LCBO emp!oyees. _ The ‘grievors allege a
violation of Articles -8.10 and 8.1 1 of the Collective .Agreement. The case
proceeded to a hearing in Ottawa at which time evidence and argument were
heard. It is useful to set: out the Collective Agreement provisions at issue
in this case:
8.10 Provided the Employers’ operation are. not disrupted
. approval will be. given to the preference of employees in
scheduling of vacation and. no change wil! be made in
such vacation schedule except by mutual agreement
between the Employers and the employee.
8.11 On the basis of seniority, approval will be given to
employee’s request to observe at least two (2)
‘- consecutive weeks of vacation which may occur during
the period from the Monday nearest May 1st to the first
Saturday in October, provided the Employers, operations
are not disrup.ted. Requests made after March 31 st w.ill.
be considered on ‘a first come, first served basis. This
section applies for vacation purposes only and store
managers within the bargaining unit are excluded from ,.
the seniority requirements in this, section only.
Backqround to the Dispute
A number of facts are not in dispute. The grievors work at the Ottawa
warehouse. There are three main warehouses across’ ttie province, located
‘in Ottawa, Durham and London. Each of the grievors has more than twenty / /
years seniority and each is entitled to five weeks of vacation. Both
grievors have children and want to take the.ir vacations during the
summertime. ,At the Ottawa warehouse, a system has developed, about ,
which more will be. said below, pursuant to which employees bid for their
summer vacations in two week blocks based on seniority.- Each spring each
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employee chooses two weeks of summer vacation. Once all employees have
had the opportunity to do so, -employees ent.itled to additional weeks of
vacation, again on the basis of seniority, bid for those additional weeks.
Until the spring of 1992, both grievors, in conformity with this. system,
obtained the summer vacation weeks they wished., When the grievors failed
to obtain the summer vacation weeks they wished in the spring of 1992, the
instant grievance was filed.
The Union’s Case
Evidence of Michel Sabourin
Mr. Sabourin began to work at the Ottawa warehouse in 1970 as a. casual
employee; in 1974 he joined the permanent ranks. He, is currently’ classified
as a Warehouseperson 4. There are approximately forty employees in the
warehouse bargaining unit.- With the exception of’one Warehouseperson 3
and various forepersons, all of the employees are .classified as ,
Warehouseperson 4’s. There are. also a number of casual employees, and
their numbers vary depending on season and’ other factors. Mr. Sabouiin
testified about the nat.ure of his job, and his evidence was to the effect
that his duties and responsibilities could be performed by any of the other
employees and, in .fact, when Mr. Sabourin is away, either off sick or on
holidays, this isexactly what takes p!ace. While the Ottawa warehouse
does not service as many liquor stores as it has .in the. past, Mr. Sabourin is
not aware of any layoffs or of any reduction in the use of casual staff.
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In 1992, Mr. Sabourin was eligible for five weeks of vacation. As already
indicated, summer vacation weeks were allotted in rotation with the most
senior employee choosing two weeks first. The summer vacation weeks are
indicated on a large sheet covering the vacation period which begins in May
and ends in October. Mr. Sabourin testified that until the March 1992
selection for the 1992 summer vacation- he generally obtained the vacation
weeks he wished. On at least one occasion he obtained four weeks of
vacation in July and August. According to Mr. Sabourin, one reason why he
always got the weeks he wanted was because the employer allowed .
between five and eight employees to be away at the same time, and, in
practice, this meant that there were sufficient slots available on the
vacation sheet for him, to exercise his seniority in order to obtain his
vacation preferences. \~
When Mr. Sabourin first began work at the warehouse he did not get any
holidays in July or August even though he was entitled to three weeks of‘
vacation after becoming a permanent employee. It took some years for Mr.
Sabourin to build up enough seniority to obtain vacation entitlement in ,July
or August, although he coujd, from the outset, take his vacations between
May and October..
Mr. Sabourin testified about a’meeting which took place in the lunch room,
around 1985. ihe exact date of the meeting is not material. Suffice it to
say that there was an agreement between the employees and the employer .j
that all employees, regardless of seniority, should be entitled to’ at least
two weeks vacation in July or August. July and August, for obvious reasons,
are the. preferred vacation months for many employees. Mr. Sabourin
testified that he felt that vacations should be allotted according to
seniority, but since sufficient numbers of employees, usually eight, were
allowed off at the same time, the system did not negatively effect him.
Mr. Sabourin testified that he has two children aged four .and five. It costs
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$200.00 per week to pay for their childcare when they are not in school, and
inorder to avoid this expense, Mr. Sabourin wishes to exercise his seniority
rights to take- all of his vacation in July and August. In 1992, he attempted
on the first round to choose four vacation weeks at once, but the employer
would not allow him to do so. Insteid, Mr. Sabourin choose two weeks of
-vacation in July. On- the second round, he sought to select the first week of
September, but that week was filled as was all of July and August. In the
end, Mr. Sabourin chose one week in May. ‘-He testified that all the spots
were filled because the employer was only allowing four employees off at
any one time. Mr. Sabourin told the Board that employees junior in seniority
to him ended up with vacation weeks he wished and that that had never
happened before.
Cross-Examination of Mr. Sabourin
In cross-examination, Mr. Sabourin agreed that he had tried in the past to
choose four weeks of summer vacation on the first ‘round, but that the
employer had never allowed him to do so. He also agreed that the practice, ‘-
as described above, of, each employee be-ing limited to two weeks on the
first round, was well-known to all employees and some of these employees
were union stewards: Mr: Sabourin agreed that the number of casual
employees has decreased in recent years, and that several permanent
employees have retired- and have not been replaced.
Mr. Sabourin was asked some questions about his early years at the
warehouse, and he reiterated his earlier evidence that he initially was I
unable to take his vacation when he wished. ,He agreed that in recent years,
while he was able to get the vacation weeks he wished, junior employees
also would take their vacations at the same time. .The reason why this
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could occur was because of the number of people the. employer allowed to
take vacations at any given time. Mr. Sabourin ‘was not involved in any of
the employer’s planning or production decisions.
Evidence of Gary Elford
Mr. Elford is one’of four or five forepersons in the bargaining unit. When Mr.
Elford. is- away sick or on vacation, his duties are performed -by one of the
other forepersons or by a warehouseperson 4. When Mr. Elford, first began
work‘ at the warehouse he was eligible for three weeks annual vacation. Mr.
Elford testified that ‘vacation weeks were chosen’on the basis of seniority,
and there was no guarantee that\any employee would obtain two weeks of
vacation in the brime summer months as the senior employees would’ select
all of their vacation at once. Mr. Elford worked for several. years before he
was able to obtain summer vacation in July or August. According to Mr.
Elford, in the mid-1980s an employee meeting took place and an
arrangement was reached whereby every employee .would obtain. at least
two weeks. of vacation in July or August. Mr. Elford testified that this ; ,
suggestion was made by members of management and the employees
generallyagreed to go along with it.
Mr. Elford did not have any quarrel with this new system as he was
relatively senior by that time. Moreover, when introduced, eight .employees
,were allowed off at once, and this meant, in practice, that he was able to
obtain the vacation weeks he wished. Mr. Elford testifiedthat no one in
management has ever approached the employees about changing-the system.
In 1992, Mr. Elford chose two weeks of summer vacation on’the first round.
However, on the second round there was only one week left open in July and
August, and it was not one of the two weeks ttiat Mr. Elford wished.
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Cross-Examination of Mr. Elford r
In cross-examination, Mr. Elford was asked about an apparent discrepancy
between his evidence and that of Mr. Sabourin’. In brief, Mr. Elford testified
that prior to the 1985 employee meeting, senior employees selected all of
their vacation at once, while Mr. Sabourin testified that employees were
restricted to two weeks on each round. Mr. Elford maintained the selection
was as he indicated, and he reiterated his evidence that the two week
restriction was introduced in 1985 on the suggestion of the employer. Mr.
Elford agreed that as a result of that meeting, everyone kho wanted two
weeks vacation in July or August was to, be accommodated. He also agreed
that since at least the time of that meeting, there has been a consistent t
. practice of restricting vacation selections to two weeks on the first round.
The Emplo~er’s Case
Evidence of Ken Smvth
Mr. Smyth testified on behalf of the employer. He is the warehouse manager
and has occupied that’ position since February 1987. He has been an LCBO
employee for more than twenty-five years. He testified tha,t from at least
1980 on; employees were limited to taking two weeks of, vacation .between
May and October on their first bid, and, that employees bid on the basis of
seniority. According to Mr. Smyth, an internal LCBO report was published in
1984 and this report identified ~‘a serious. problem in employee morale. One
of the reasons’ why morale was low was because junior employees were not
obtaining vacations in the prime summer months. After this problem was
identified, a meeting with employees at the Ottawa warehouse was held and
it was agreed that as many employees as possible would be givenat least 1
two weeks of vacation in July and August. If, after the first round, some
vacation slots remained open, employees with outstanding vacation
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entitlement could bid for them on the basis of seniority in a second round.
Mr. Smyth testified that he has discussed this practice with his (
counterparts at the other warehouses, and he has been advised that they too
allocate vacations in this, way. Mr. Smyth is of the view that this practice
is both fair and consistent w’ith ‘the Collective Agreement.
insofar as the present grievance is concerned, I& Smyth advised the Board
that beginning around the winter of 1991-l 992 certain administrative
changes occurred at the Ottawa, warehouse. Mr. Smyth submitted .a budget,
‘but jt Was returned to him with the instruction to further reduce costs. It ,
was decided, among other things, to reduce the use of casual employees by
approximately 30% and to allow the permanent staff to decline through _
attrition. Overtime was completely eliminated. In the result, when it came
time to schedule summer vacations, Mr. Smyth could not, as in 1965 and
subsequent years, allow eight employees to be off at any one time. The
number. of employees allowed off was reduced to four, and as indicated
above, this reduced the number of available vacation slots and led
ultimately to the grievance in this case. Mr. Smyth testified that he would
/ have gone over budget if he had allowed more people to be away at one time
during the summer month as additional staffing would have been required.
Cross-Examination of Mr. Smyth
In cross-examination, Mr. Smyth-insisted that between 1980 and 1985
employees were limited to two weeks vacation in the prime summer months
on the first round. Mr. Smyth identified recent budget cuts as the cause of
the problems in this’ case, and he testified that because there were
previously fewer budget constraints he could allow more -people. to take
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vacations at the same time and simply use casual help, if necessary, to fill
the breach. In the result, the giievors could, as they had testified, obtain
what vacation weeks they wished. That ,was no longer possible, and. this is
why the grievors did not, in March 1992, obtain their desired vacation
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While Mr. Smyth had identified in his examination-in-chief the management
changes introduced in 1991-l 992 as the proximate cause of the reduction
in the number. of employees allowed to take their vacations at any one time,
in cross-examination he testified that he became increasingly accountable ”
for his budget as early as 1989 or 1990, and that the arrangement whereby
all employees received at least two weeks of vacation in July or August
was effectively discontinued at that time. He noted, however, that because
of attrition and because not all employees take summer vacations, a
reduction .in the number of employees allowed off did not necessarily or
immediately ‘result in the grievors and other employees not obtaining the
vacation weeks that they wished. Indeed, the grievers continued to obtain
their preferred vacation weeks until 1992.
Mr. Smyth testified that he was not aware of. any employee complaints with
respect to vacation entitlement until the instant grievance was filed. He
told the Board that the only information .employees are given is how many
employees are to be allowed to take vacations at any given time during the
summer season. Mr. Smyth agreed that the reduction in the number of
employees permitte.d to be absent on vacation at any one time was not
accompanied by any meeting, consultation or vote of all of the employees
with respect to the implications of this change. Moreover, no consideration
was given to the implementation of ‘any alternative system.
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pe-examination of Mr. Smvth
In re-examination, Nir. Smyth was asked why management held a meeting
with employees in 1985 but did. not do so with respect to the changes
introduced between 1989-l 992. He testified that the employees were
.effectively advised of these changes through notification of the number of
employees who were to be allowed off at any one time.’
Evidence of John CruDi
Mr. Crupi testified. He told the Board that he has worked at the warehouse
since 1974 and is currently the General Foreman. Although no longer a’
member of the bargaining unit, he was one from 1974 to 1990. Mr. Crupi ,
testified’ that it. was his recollection that beginning in 1975, employees
selected their vacation in two week blocks between May and October. This
selection was made by seniority and employees who still had vacation
entitlement after the first roun.d would exercise their entitlement, again on
the basis of seniority, in a second round. Mr. Crupi testified that all
employees ,were aware of this practice, and he identified a number of union I
zone representatives ‘and stewards- who were personally familiar with it. He
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also testified that it is his understanding that vacations, are allocated at
A- the other warehouses in the same manner as at the Ottawa warehouse.
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Cross-Examination of Mr. Cruoi ‘s
In cross-examination, Mr. Crupi testified that on one occasion, because of a
special request, he got four weeks off in a row in July and August. On two
or perhaps three other occasions he has received two or three weeks
vacation in the prime period. Mr. Crupi was at the 1985 meeting at which ,
. vacation entitlement. was discussed. He testified that a problem with
.,e,mployee morale was identified and it tias agreed that all employees could J \ ,
have, if, they wished, two weeks of vacation in July or August as a means of
alleviating that problem. Mr. Crupi then had about ten ‘years seniority, and
he testified that he thought that the junior employeesshould get two weeks
off in July or August, but that in agreeing to this he was not undermining
his own entitlement given his seniority at that time.
The evidence having been completed, the case proceeded to argument.
Union Arqument
Union counsel began his submissions with a’ review of the evidence. It is
not necessary to rehearse this evidence in detail. Suffice it to say, that ‘.
whether employees were allowed to pick all of their vacation weeks on the ,
first round .prior to the 1985 meeting, after that meeting the evidence
established that they were limited to two weeks in, July or August on the
first round. In the union’s view, one key element of the 1985 arrangement
was that eight employees were to be allowed off at any -one time; and.this
was necessary so that the seniority rights of the more senior employees
could be protected. It ‘also explains, union counsel suggested, why the
senior employees agreed to it, and he noted that the evidence of at least one
grievor and Mr. Crupi .was to this effect.
Union .counsel argued that the evidence clearly establishes, that no other
arrangement has,ever been put to the employees and that until 1992 the
grievors were ,able to obtain the vacation weeks they wished and in that
way take advantage of their seniority. Whatever the explanation, (and union
counsel referred in passing to some evi’dence of declining numbers of
employees and whether certain classifications of employees were
considered in the number of employees to be allowed off at any one time)
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the fact of the matter was that no problem presented itself until 1992 ”
when the grievor-s. could not obtain the vacation weeks they wished, and a ’
grievance was filed in the result.
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While the employer’s evidence was to the effect that it’ceased
“guaranteeing” .employees two weeks vacation in July or August in 1989,
union counsel pointed out that ‘the -employees were never advised of this,
nor did they become aware of any change to. their preexisting entitlements.
. No meeting or vote was held to discuss the changes to either the p,olicy -
itself or to the number of employees who were to be allowed off on
vacation at any one time. Nor were any alternatives explored. However, as
already noted, no matter when the changes.took place, or what the
explanation for them is, no issue between the parties arose until 1992.
At that time the,issue was squarely joined because it was at that point . .
that the grievors could not take advantage of their seniority. In the union’s _.- :
submission, the grievors are entitled to take all of their vacation. when they
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wish subject to, two limitations set out in the Collective Agreement: First,
that their selections, and those of other senior ‘employees, do not deprive
other bargaining unit members of their Collective Agreement entitlement to
at least two weeks vacation in the May through October vacation period.
And second, that. there are no valid operational reasons precludirig
employees from taking their vacation at a time preferred by them.
Counsel argued that Articles 8.10 and 8.11 must be read together as they
set up a scheme the thrust of which ‘is to accommodate employee wishes.
In counsel’s view, these, provisions not only protect the interests of junior
employees by guaranteeing them at least two weeks vacation during the,% I
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summer vacation period provided that the employer’s operations are not
disrupted, they also recognize the interests of more senior employees .by
establishing a scheme whereby their wishes are given preference provided,
once again, that the employer’s operations are’not disrupted. Counsel took
the position that by restricting the employees to choosing two weeks
vacation in July and August on the first round when the Collective
Agreement sets out a much longer vacation period, the’employer was
amending and violating that agreement.
The union did not dispute that it was within the employer’s management
rights to determine the method of implementing vacation scheduling, but *
argued that that method must conform to the basic requirements of the
Collective Agreement. In the instant case, that meant it could not
I interfere, as it was doing at the Ottawa warehouse, with seniority rights.
Counsel argued that the employer must establish a- method which allowed
employees to provisionally choose all of their vacation on the basis of
seniority, following which the schedule would be reviewed so as to ensure
that all employees ended;up with at least two weeks of vacation between
May and October provided, of course, that operational requirements did not
dictate otherwise.
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In counsel’s view, the employer’s refusal to allow senior employees to
choose more than two-weeks of vacation at a time had nothing to do with
ensuring that the employer’s operations were not disrupted and something
to do with its sense of what was fair to junior employees. In counsel’s
submission, and .various cases were cited in support of these propositions,
if the employer wishes to rely on its operational requirements so .as to
interfere with employees selecting their vacations on the basis of seniority
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and .,*preference, it was incumbent upon it to show some substantial
operational impact. Counsel submitted that there was no-evidence of
operational disruption adduced in this case. Moreover, the fact that the
\. employer neither considered nor explored any alternative systems was, in
the union’s opinion, further evidence that operational considerations were
not at issue.
Counsel argued that the employer in this case was eroding the grievor&
seniority rights, and doing so in a manner inconsistent with the Collective
Agreement. This erosion was established by, the fact that ,junior employees
ended up obtaining vacation allotments desired by senior employees thus .
depriving them of the opportunity to exercise their seniority rights. While
the employer may want to treat employees equally insofar as, vacations are
concerned, that wish, counsel argued, cannot be allowed to result in a
violation of the Collective Agreement and its negotiated terms which give
benefits to senior employees.
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In anticipation of an employer argument that the provisions in question --
were ambiguous and that the past practice ofthe parties provided
assistance in their interpretation, counsel argued that the conditions for
the reception and use of evidence of past practice set out in Re Int’l Assoc. ’
of Machinists, Local 1740 and John Bet-tram 81 Sons Co: Ltd. (1967) 18 L.A.C.
Counsel pointed out firstly 362 (Weiler) and other cases had not been met.
\ that the articles at issue do not lend themselves to two ‘or more
interpretations, secondly, that the evidence made it clear that the employer
and the employees were working under different assumptions as to the
terms and duration of the agreement reached at the 1985 meeting, thirdly,
(that there was no acquiescence- by the employees because they were
agreeing to different things and were, moreover, unaware. of. the changing
employer practices, and fourthly, that the agreement itself was a side deal
that did not involve the knowledge or acquiescence of appropriately senior
trade union Lofficials although individual union members. were involved. In I
all of these circumstances, the union argued that Articles 8.10 and 8.1 1
should be given their plain and. clear meaning.
With respect to an anticipated employer estoppel argument, the union took
the’ position that the evidence clearly established that the grievors and
other employees never acquiesced in any practice or agreement that denied
them the benefit of their seniority. 1 It was significant, in this regard; that
the- grievors agreed to the changes proposed by management only because
eight employees were to be allowed off at once. This ensured that they
could take advantage of their seniority, rights and obtain their preferred
vacation entitlements. When that result changed, a grievance.was ’
immediately filed and t.his was further evidence, in the union’s view, that
the conditions precedent for an estoppel were.not present. The union argued
that practices which conflict with the clear meaning of a collective
agreement cannot be relied upon unless they give rise to .an estoppel, and
there was no evidence establishing an estoppel in this case; indeed,’ union
counsel suggested that the only. possible estoppel present in this case was
against the employer and to the effect that the ) 985 agreement required ,
the employer to allow eight employees to take their vacations at any one
time.
.\ However, even assuming the Board found that an estoppel did at one time
’ exist, by 1989. at the earliest and 1992 at the latest, any claim to an
estoppel would have expired, union counsel suggested, because that
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estoppel was -based on an agreement between the employer and1 the
,. employees, one of the terms of which was that at least eight employees
would be allowed to take their vacations at the same time. The- evidence
was crystal clear, from both union and management witnesses, that senior
. employees only went along with the arrangement., because sufficient
employees were to be allowed off-on vacation at the same time with the
result that those senior employees still obtained the advantage of their
seniority. When the employer unilaterally -breached that agreement, any
claim to an estoppel, union counsel argued, was over and even if -the
employer could at one time rely on the agreement to prevent the grievors
and employees from taking advantage of the terms of the Collective
Agreement, that was no longer so. As soon as the employer changedjts
practice, the employees were entitled to revoke their acquiescence and
thereby avoid the consequences of, the application of .the estoppel doctrine.
Moreover, union counsel argued that there was no prejudice in bringing the ‘. i
practice to an end as there was plenty of time between’ the date of the
hearing and next summer to a!low the employer to devise a new method of
allocating vacations that, was in conformity with the Collective Agreement. /
In conclusion, union counsel asked the Board to issue a declaration to the
, effect, that the Collective Agreement had been breached and requiring the . L.
employer to devise a vacation allotment system that recognized the right of
employees, on the basis of seniority, to select their preferred vacations
during the, summer vacation period subject only to the requirement that all
employees obtain at least two weeks of vacation and that the employer’s
operations not be disrupted.
Emt>lover Araument
Employer counsel began his submissions with the observation. that he did
not disagree with the general principles of law advanced by the union. He
did, however, disagree with the union’s characterization .of the facts and
the application of generally accepted legal principles to those facts.
Turning to the language of the Collective Agreement, counsel argued that
Articles 8.10 and 8.11 must be read in tandem, and while Article 83 0
indicates that employee preferences m,ust be considered in scheduling
vacations, those preferences are subject to the requirement that the
employer grant each employee at least two weeks vdcation in the vacation
period. These preferences, counsel argued, are further subject to an
overriding proviso that vacations will only be scheduled subject to the
employer’s o’perations not being disrupted. In counsel’s view, the number of
people the employer allowed off ~6s clearly in the .nature of an operational
requirement. And that being so, there was, on the facts of the instant case,
no Collective Agreement violation.
Assuming, however, that the language of the provision was found to be
ambiguous, counsel .argued that this was an appropriate case to consider
evidence of past practice and, indeed, suggested that this evidence was of
assistance both in identifying the ambiguity ‘and as an aid, once that
ambiguity was identified, in the interpretation of the Collective Agreement,
Counsel argued that the past practice revealed the intention of the parties
to administer these Collective Agreement provisions in the manner
impugned by the union in this case.
Even if there. was no ambiguity, however, the past practice established, in
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the employer’s view, an estoppel which could be relied upon for the duration
of the Collective,Agreement., Counsel noted that with. the .exception of, Mr.
Elford, all of the witnesses testified that both before and after’ the 1985
meeting, employees were restricted to choosing two weeks, of vacation on
the first round, and that this practice was known to all employees, some of.
whom held positions in the local union. In counsel’s view, this .evidence
clearly established a bractice that was arguably at variance with the
Collective Agreement, and he pointed out that this practice persisted :
, through the negotiation of successive Collective Agreements.
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Counsel pointed out that the employer does not need the-consent of the
employees to schedule vacations in such a way so’as- to ensure that its
operations are not disrupted; .and argued that there was no disp.ute in the
evidence that the reduction in numbers of employees allowed off. on
vacation .at any one time was perfectly legitimate. The fact of the matter
is that the budget would no longer permit the same number of employees to
take vacations in the prime summer months as had previously’been the case.
In counsel’s submission, the 1985 agreement ended in 1989. ~ _ I
I Counsel agreed that in 1989 the union might have had an estoppel claim. it
did not,,-however, have an estoppel claim in 1992. It was the employer :
which’ had such a claim, counsel suggested, because the empl.oyer had been
interpreting and applying the Collective Agreement in a particular way, and.
that way was known to every employee. Very simply, in the. employer’s
view, the practice of restricting employees to selecting two weeks ’
/ vacation on the first round has been in place since 1974 and has remained in
place through the negotiation of several collective--agreements. Counsel
pointed out that even the -1985. agreement, for whatevei it was worth, did
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not change the fundamental practice known and acquiesced in by the _
employees to limit vacation selection to two weeks on the’ first round. The
employer did not take issue with the legal principle that a shop steward
cannot bind a trade union on a matter of contract interpretat-ion, but argued
that that was not this case. In this case, there. was almost twenty years of
uninterrupted practice, known to everyone, and the practices. in the Ottawa‘
warehouse were completely consistent, on the uncontradicted evidence,
with the practices in the other warehouses.
Counsel argued that the union cannot, in these. circumstances disavow
knowledge or acquiescence in the practice. Counsel suggested that there
has been detrimental reliance on -the part of the employer,, and pointed out
that the morale issue was of importance to the employer. This meant
ensuring that all employees obtained at least two weeks vacation, if they
wished, in the prime summer months. Had the employer not relied on this
past practice it might very well have. bargained for such a provision in
Collective Agreement negotiations. It was now deprived of that opportunity
for the duration of the Collective Agreement, and counsel argued that the
estoppel must run until the emiloyer has an opportunity to renegotiate the
provision at issue. In the employer’s view, since all of the .elements of an
,estoppel had been established, the employer should be allowed to continue i
with this practice until the end of the current Collective Agreem.ent.
In conclusion, counsel submitted that even if the employer’s claim was not
upheld on the basis of past practice or estoppel, the practice itself, along’ ’
with the employer’s on-going efforts to ensure that all employees obtained
vacations in July and August if they wished, made good industrial relations
sense and should be maintained as such as’ it was not inconsistent with the
Collective Agreement. Vacation selections, counsel noted, continued to be
made on the basis of seniority, and so that vital interest, counsei
concluded, continued to receive _ recognition and protection. Counsel asked
that the grievance be dismissed.
Union ReDly I’ I
In reply, union counsel suggested that the employer had effectively
conceded that the language of the Collective Agreement does not support
the. interpretation that it had given or thepractice that it had followed.
. Referring to that language, counsel pointed out that it stated that
employees will get “at least” two weeks vacation. Moreover, counsel
suggested that a review of successive collective agreements indicated that
over the years the parties gave increasing recognition to vital sen.iority
interests.’ The 1977 Collective .Agreement did not, for instance, refer to
seniority as a factor, while the instant Collective Agreement specifically
referred to seniority illustrating the significance of that factor to. the
parties. \
Counsel also took issue with the manner in which employer counsel had.
i characterized the facts, It was,“the union suggested, uncontradicted that in
the early years the grievors had been denied vacations during the prime
summer months. It was equally uncontradicted that after the grievers’s
‘seniority increased they enjoyed, on occasion, more than two ‘weeks of
vacation in the prime summer months as had, for example, Mr. Crupi when he L.
was a member of the bargaining unit. Counsel argued that whether they bid
for their vacation in two week blocks was not the point - the point was
whether they .were able to exercise ,their seniority ‘to ‘obtain preferred
vacation weeks. And on the evidence, counsel suggested, they were able to
do so until the summer of 1992. Accordingly,’ it could not be said that the
grievors’ seniority rights had been violated and-that they had acquiesced in
that violation.
Finally, counsel suggested that the. employer could not, on the one hand, play
down the significance of the 1985 meeting by arguing that the employer
need not have consulted with the employees and secured their agreement to
the two week practice, while on the other hand ‘use the conditions that gave
rise to that meeting, namely problems with employee morale, as evidence
of detriment as part of its estoppel claim. Counsel reiterated his request
that the grievance be dismissed.
Decision
Having carefully considered the evidence and arguments of the parties, we
‘have come to the conclusion that the grievance should be upheld.
Virtually every collective agreement recognizes seniority and provides
certain preferences to employees based on their length of service.
Employees with the longest service record usually enjoy the most benefits.
It is generally accepted that:.
Seniority is one of the most important and far-reaching
benefits which the trade union movement has been able
to secure for its members by virtue of the collective
bargaining process. An employee’s seniority under the
terms of a collective agreement gives rise to-such
important rights as relief from lay-off, right to recall to
employment, vacations and vacation pay, and pension
rights, to name only a few. It follows, therefore, that an
employee’s seniority should only be affected by very
clear language in the collective agreement concerned and
that arbitrators should construe the collective
.
22
agreement with the utmost strictness wherever it is \
contended that an employee’s seniority has been
forf,eited, truncated or abridged under the relevant .
sections of the. collective agreement.’
See Tuna-Sol of Canada Ltd. -15 L.A.C.. 161 (Reville) ..
In Re Stelco Inc., Page-Hersev Works and United Electrical, Radio & Machine
Workers, Local 523 11 L.A.C. (4th) ‘300 (McLaren) the Board held: ’
One of the most fundamental aspects of unionization is . .
the accumulation of rights by employees through
seniority thereby giving the employee a greater degree of
worker control over a variety of circumstances including
preference for vacation (at 317). ‘.
In the instant case,, both counsel suggested that Article 8.10 and 8.11 must
be read together, and we completely concur with this assessment. .’ While !
.t.he drafting of these provisions- leaves something to be desired, it is clear
that they establish a scheme whereby employees will, on the basis of their
seniority, indicate and. obtain their summer vacation prefe.rences. There are
only twg, caveats to the selection of vacation periods: First, that the
employer’s operatibns not be disrupted. And second, that all employees \.
receive at least two consecutive weeks of vacation between May and
October. The provision says nothing about the prime vacation months of
July and August; nor does it limit the employees to choosing their vacations /
in two week blocks, nor does it restrict in any way the right of employees
to take ‘all or part of their ‘vacations during this period except as set out in
the two limitations indicated above.
Needless to say, m,uch of the evidence and legal argument we heard
concerned ,the past practice of the parties. While we are,of the view that
. \
*
23
(
5
the provisions in question are clear and unambiguous, we allowed the .
evidence of past practice in order to illustrate an ambiguity and then assist
in interpreting’-the provisions in question. In John Bertram & Sons Co. Ltd.
supra, the Board held:
Hence it would seem preferable to place strict
limitations on the use of past practice in our second
sense of the term. I would suggest that there should be
(1) no clear, preponderance in favour of one meaning,
stemming from the words and structure of the agreement
as seen in their labour relations context; (2) conduct by
one party which unambiguously is based. on one meaning
attributed to the relevant provision; (3) acquiescence in
the conduct which is either quite clearly expressed or
which can be inferred from the continuance of the
practice for a long period without objection.; (4) evidence
that members of the union or management hierarchy who
have ‘some real responsibility for the meaning of the
agreement have acquiesced in the practice (at 367-8).
In our view, not -only are the provisions, in question clear, none ,of the
requirements set out. in the Bertram and other cases for the receipt and use
of evidence of past practice have been met in the instant case.
We cannot find that the provisions in question are such so as to admit two
or .more interpretations, and we certainly do not find that there is anything
in the provision that would limit employees to. bidding for their vacation in
two week blocks. While the evidence clearly establishes that since at least
1985, if not before, employees did bid on their vacations in this manner,
what is important is not the process (which is up to the employer to devise)
but the result. ,The evidence clearly establishes that until the instant
grievance was filed there was no interference with the benefits more
senior employees enjoyed by virtue of their seniority. There was, very
.
I
3
’
24
simply, no employee acquiescence in. the employer’s interpretation and this
is illustrated by the. fact that the first time seniority employees were
denied one of the benefits of their seniority, they took issue with. the denial
and filed a grievance. All that the’employees agreed to in II 985 was a
system that provided benefits to more junior e,mployees but which did not .
erode the ‘Collective Agreement entitlements of more senior employees.
The results of this system did not violate the Collective Agreement until.
the employer reduced the number of employees allowed off on vacation at
any one time. It is true enough; that everyone in the bargaining unit,
including union zone representatives and stewards, were aware of the
bidding system. But, as indicated above, in our vieiu, that is not the point.
Even if it could be said, for ‘the sake. of argumentthat the-practice was so \
notorious (and there was evidence of similar practices at the other
warehouses) that members of the union hierarchy must be attributed with
knowledge’ of it, we cannot find ‘that this knowledge constitutes ’
acquiescence, because on the evidence there was no acquiescence in any
practice that interfered with seniority rights because there was no
interference with any seniority rights until 1992, and as soon as this
interference occurred a grievance was filed. Accordingly, we find on the
evidence and argument before’ us that the provisions-in question are clear
and unambiguous,. and that the parties past practice is such that it neither
reveals an ambiguity in the. Collective Agreement nor does it assist as an
aid to interpretation of that agreement.
Evidence was also led in this case for the purpose of establjshing an
estoppel. As has been accepted in case after case, the essentials of an .
estoppel are a finding that there was a representation by words or conduct
intended to be relied on -by the party to which it was.directed, some
reliance in the form of action or inaction, and detriment ‘resulting.
therefrom. In the instant case, even if an estoppel was arguably
established as a result of the 1985 agreement, when the employer
unilaterally changed the basis of that agreement by reducing ‘the number-of
employees allowed off on vacation at any one time, the estoppel was over.
The fact..that the grievors did not become aware of that unilatera.1 change
.i until l-992 is neither here nor there. The employer cannot, in’our view, undo
a term of an agreement and then rely on that agreement for the purpose of
estopping the union from relying on its strict legal rights.
by virtue of Articles 8.10 and It is worth observing that the employer can,
8.11, restrict vacation entitlement so as to ensure that its operations are
not disrupted. In this case, we have found t :hat past practice does not
assist us in revealing an ambiguity and in interpreting the Collective
Agreement.. We have also found that the evidence does not establish an
estoppel. However, we have no doubt but that the employer can, as it has
done here, avoid operational disruption by reducing the number of employees
allowed off on vacation at ,any .one time. ‘What constitutes operational
disruption will, of course, be a matter that will have to be determined on
the facts of each case, but it surely includes avoiding wherever possible
the payment of.overtime ‘and casual labour costs. .-.
While the employer is entitled to restrict vacation entitlement so as to
avoid operational disruption it must, at the same time, administer Articles
8.10 and 8.11 in a manner that respects the seniority interests of all .
employees. For an extended period of time, the system of bidding for
vacat.ions in two week blocks on the. basis of seniority complied with the
Collective Agreement. When fiscal restraint dictated a reduction in the
numbers of employees allowed to take vacations at any one time, the
system, which continued unchanged, no longer complied, ‘.and this is
illustrated by the grievors”experiences in 1992. These changed
circumstances require the employer to devise a new vacation allocation
scheme that will give employees, on the basis of seniority, the opportunity
to indicate their summer vacation preferences and which then allocates
those preferences to the employees subject only to the requirement that all
employees receive at least two weeks of consecutive summer vacation and
that the employer’s operations not be disrupted.
We remain seized with respect to the implementation of this award. /J
/’ i
- DATED at Toronto’ this 14th. day of January 1994.
P .- -----------------
William Kaplan
Member
p~~~~~~
.M. O’Toole
Member.