HomeMy WebLinkAboutEllis 13-03-12IN THE MATTER OF AN ARBITRATION
(The Employer)
M.]
Ontario Public Service Employees Union
(The Union)
Grievance of B. Ellis
For the Union: R. Blair, Counsel
For the Employer: R. Filion, L. Chang MacLean, Counsel
The hearing in this matter was held in Mississauga Ontario on May 3,
November 1, 2011, January 29 and 30, 2013
Award
1. The grievance before me is dated May 4, 2010, and is filed on behalf of
Ms. B. Ellis. The grievance arises from a claim for compensation for
hours worked and alleges a violation of Article 15.02 of the Collective
Agreement. There was no objection to my jurisdiction to hear and
determine the grievance.
2. Ms. Ellis is employed by the Peel Board of Education as an Instructor
in its English as a Second Language (ESL) program, a position that she
has held for over fifteen years. She has been an employee of the Board
for over twenty years. As a full-time Instructor at the relevant time, Ms.
Ellis was assigned to the Brampton City South Plaza for four ten week
sessions from September to June, Monday to Friday, with the morning
class from 9 to 11:30 a.m. and the afternoon class from 12:30 to 3:00
p.m. There is a 15 minute paid break scheduled to commence at 10:30 in
the morning and at 2:00 in the afternoon. There is an unpaid lunch
between the morning and afternoon sessions. Ms. Ellis, like all other full-
time Instructors in her circumstances, has consistently been paid for 25
hours of work per week, reflecting 5 hours for each day of the class
sessions.
3. The grievance arises from claims for payment for four hours marking
tests and for three hours for term plan preparation in the spring of 2010.
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There was no dispute that Ms. Ellis performed the work in question, and
that she performed this work outside her regular full-time class hours.
There was also no dispute that the Employer has never compensated an
Instructor for such work outside of payment for class hours. The
Employer's position is that it has met its obligation to Ms. Ellis for the
performance of this work by paying her for her hours as a full-time
Instructor. To express the Employer's position somewhat differently, it is
that such duties, which may or may not be completed within class
hours, are compensated by the payment Ms. Ellis and her colleagues
receive for the hours of their daily class schedule.
4. The Employer adduced bargaining history in support of its position
that any ambiguity in the language of the Collective Agreement ought to
be resolved in its favour. The Union took the position that the language
of the Collective Agreement is not ambiguous and thus that the extrinsic
evidence should not be considered. It was the Union's further position
that even if this evidence were considered, it did not support the
interpretation of the Collective Agreement language that the Employer
urged upon me. The Union also advanced a quantum meruit argument,
submitting, in essence, that the implication of the wage provisions of the
Collective Agreement in this context is that where value has been
provided, compensation must be paid. The Employer submitted that the
foregoing argument should not be considered on the basis that it had not
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been outlined at the outset of the proceedings and that had it been aware
that the Union was advancing that position it could have adduced
evidence in support of an estoppel argument. In response to the
foregoing, Mr. Blair referred to the particulars that he had provided in
advance of the hearing, submitting that the Employer had been put on
notice of the Union's position in this regard, and accordingly, this is an
argument that is properly before me.
5. There was no real dispute regarding many of the relevant facts. I heard
testimony from Ms. Ellis and from Ms..Samuel, who is an ESL supervisor
and who formerly worked as an Instructor. The Board provides a skill
based English as a Second language program, based on the Canadian
Language Benchmark system for adults. This system prescribes
achievement levels for speaking, listening, reading and writing from
Levels 1 to 8, with Level 8 being the highest. This program is delivered in
Bramalea, Brampton, Malton and Mississauga. Students are evaluated
by Assessors, who are also covered by this Collective Agreement. In
accordance with the results of the assessment, students are assigned to
a particular class. There may be two levels within a class. The number of
students in each class varies, but the average class size is about twenty
students. In general, students advance to the next level after 20 weeks.
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6. In the past, in Brampton, term plans were for a 10 week term,
however they have now been standardized with other locations and
developed for 20 weeks, with each plan covering two 10 week sessions,
consistent with expectations for student progression. Once the class
commences, a needs assessment is conducted by the Instructor. With
that information, the Instructor develops a term plan that addresses the
particular needs of the class. The term plan sets out a time line,
establishing themes in relation to which outcomes, language focus, and
resources are co-related. A template is provided in the Staff Handbook.
As well as providing an overview and guide for program delivery, these
plans facilitate the work of Supply Instructors.
7. Ms. Ellis testified that the level of focus required to complete a term
plan precludes its completion during class time. She acknowledged that
there are some periods of quiet time when students are engaged in work
on their own, however she testified that such periods are often
interrupted with questions, and that even when students are engaged
with each other in group work they benefit from observation and
supervision. Accordingly, she has always prepared her term plan outside
of classroom hours. She testified that there are always new resources
available and that she has often spent time in the evenings researching
suitable material for her classes. Ms. Samuel testified that from her
experience and observation it is not necessary for the Instructor to
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prepare term plans outside of the instructional hours. She testified that
there are times when students are working on assignments that provide
opportunities to work on a term plan. She also made reference to the
ability of an Instructor to work on term plans during the paid breaks
during instructional hours but acknowledged that although these breaks
are not prescribed by the Collective Agreement, the Employer does not
take issue with the ability of the Instructor to take a complete break from
work during these periods. Ms. Samuels testified that completing a term
plan for 20 weeks is actually less onerous than a plan for 10 weeks;
however she acknowledged that she has not completed a 20 week plan
herself. Ms. Samuel noted that Instructors generally teach the same
benchmark levels over the years and that term plans that have been
used in the past can be modified. She testified that it has taken her
about two hours to complete a term plan, which she did using a
computer. She also noted that if an Instructor required additional time to
complete a term plan an extension could be provided. Ms. Samuel
further noted that at a professional development day in February, 2010,
there was a session on term planning that involved group work that
could have been utilized in connection with an Instructor's individual
plan or plans. However, she agreed that the work would have been
focused on a plan at one particular level, which might not necessarily be
of immediate assistance to an Instructor teaching at a different level.
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8. Testing for benchmark purposes in accordance with the Summative
Assessment Manual (SAM) is completed close to the end of the 20 week
period in order to determine the progression of students. For exceptional
students there will be SAM testing close to the end of the 10 week period
in order that these students can potentially progress early. Ms. Ellis
testified that she obtains and selects appropriate SAM testing material
outside of classroom hours and then administers and marks the tests.
She testified that she is able to accomplish some marking during
classroom hours but that certain aspects of the grading require
concentration which is not conducive to marking during class time,
where there may be interruptions. Ms. Ellis noted that accuracy is very
important in these evaluations, in that in addition to allowing for
advancement, success is a precondition to professional employment for
students such as engineers. Accordingly, it is a matter that must be
undertaken with considerable care. She noted as well that there is
limited flexibility around the timing for providing examination results,
given the need for results for registration for the next term. In addition to
opportunities to mark the tests of one class while another class is writing
their tests, Ms. Samuel testified that there may be opportunities to
perform work during instruction time allocated to interview days, in the
event that the time on those days is not fully utilized for interviews. Ms.
Samuel testified that some Instructors complete their marking and term
plans within their instructional time but that others perform it outside
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their instructional time. In cross-examination Ms. Samuel agreed that
opportunities to perform work during "down time" during instructional
hours are unpredictable, depending on the requirements of the class.
She also agreed that there was nothing inappropriate about an Instructor
fully utilizing the interview days for the purpose for which they were
intended.
9. Ms. Ellis testified that she performed a number of duties outside of
her paid 25 hours of work per week outside of marking and preparing
term plans. She noted that the Handbook requires that Instructors
arrive on the first day of their teaching assignment with all materials
required, including photocopies, which reflects the need for work
performed in advance of classes commencing. She testified that she
prepares for her classes outside of instructional hours and that in
addition to instruction, she is required to perform duties such as
ensuring the completion of attendance documents, completing Ontari6
Works forms, consulting with other teachers and photocopying. Ms. Ellis
testified that in 2010 she faced responsibility of care for a family member
as well as personal health concerns. She did not feel that she could
complete a term plan during her paid hours and she no longer wished to
devote unpaid hours to this task. There were exchanges between Ms.
Ellis and members of management about the need to submit a plan, with
the Employer consistently maintaining that she would have to submit a
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comprehensive term plan. Her request that she be released from
classroom duties to complete a term plan was not granted. In a
memorandum dated March 7, 2010, Ms. Ellis outlined the duties that
she performed outside of classroom hours in a summary of a meeting
and referred to Article 15.02 of the Collective Agreement, stating: "This
article appears to only be applied to Assessors yet teachers do fall under
the same Collective Agreement. The article specifies that an employee
shall be paid their regular rate of pay when required to work additional
hours due to periods of heavy workload. The above noted duties, in my
opinion, represent my period of heavy workload". Ms. Ellis ultimately
completed a term plan outside of class hours. The Union claims that
there should be entitlement to payment for three hours for completion of
a 10 week plan and six hours for completion of a 20 week plan.
10. The claim for marking tests also arose in the spring of 2010. In an
email dated March 31, 2010, Ms. Ellis outlined the benchmark tests that
she administered and marked and referred to Article 15.02 of the
Collective Agreement, emphasizing its reference to "heavy workload". Her
email states that: "Management stipulates the timeline in which to test,
mark and consult with other teachers on [Benchmarks], and interview
dates with students. I spent an additional 4 hours of work marking 186
tests in order to meet your deadlines. As such, I am requesting, as per
Article 15.02 of the Collective Agreement that I be paid for those
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additional 4 hours of work." Ms. Samuel testified that in her view, Ms.
Ellis had conducted "a lot" of testing, however she agreed with Mr. Blair
that such a determination of was properly a matter of judgement of the
Instructor and that the extent of testing necessary can be affected by the
requirements of a particular class.
11. The provision of the Collective Agreement directly in issue is
contained in Article 15, which provides as follows:
ARTICLE 15 - WORKING CONDITIONS
15.01 Lunch Period
In accordance with the Employment Standards Act, an
Employee must not work more than five (5) consecutive
hours without getting a thirty (30) minute eating period
free from assigned duties. The schedule of the lunch
period shall be determined by the immediate supervisor.
15.02 Additional Hours
When an Employee is required to work additional hours on
a temporary basis in excess of their regularly scheduled
working hours due to special projects, during periods of
heavy workload and in cases of emergency, the Employee
shall be paid at their regular rate of pay. An Employee
shall not work these additional hours in the same assignment
for more than twelve (12) consecutive working days.
15:03 Call-In Guidelines
Any Part-time or Full-time Employee interested in working
additional hours on a temporary basis in accordance with
Article 15.02 or working as a Supply Employee will notify
the Board in writing providing information regarding their
qualifications, availability, class level and location. A list of
those interested will be developed. This list will be called List A.
Supply employees will be placed on List B.
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When there are no Employees available from List A for
additional hours on a temporary basis or a supply
assignment, the Board will proceed to contact those
Supply Employees on List B.
The Board will endeavour to contact the Employees on List A
in seniority order taking into consideration the following
information:
- the qualifications required for the job;
- the availability of the employee and period of the assignment;
- the level the employee is qualified and experienced to instruct;
- the location preference of the employee.
No Employee shall work more than forty-four hours in one week.
These guidelines will commence effective March 2, 2009.
12. The Collective Agreement also contains a broad Management Rights
clause in Article 4, wherein the right to determine work schedules is
specifically reserved. Article 23 of the Collective Agreement prescribes the
hourly rates for positions that it covers.
13. The essence of the Union's position is that Article 15.02 is designed
to cover the very circumstances that have arisen here. In Mr. Blair's
submission, the reference to a requirement to work and be compensated
for additional hours during periods of heavy workload encompasses what
were characterized as "peaks" associated with an Instructor preparing
term plans and marking tests. These were, in Mr. Blair's submission,
temporary periods where additional hours were required, and,
accordingly, as prescribed by the language of that provision, should be
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compensated on an hourly basis. There was, in his submission, no doubt
that Ms. Ellis performed the work in issue, and whether or not others
might have performed it during instructional hours, the professional
judgement of Ms. Ellis in relation to her teaching responsibilities during
those hours compelled her to perform those duties outside of
instructional hours. The Employer took a fundamentally different view of
Article 15.02, arguing that in its context it is clearly part of a scheduling
provision, which, in conjunction with 15.03, is designed to compensate
and allocate additional hours on a priority basis. Noting that the work of
. an individual Instructor in relation to a term plan or marking could not
be performed by someone else, Mr. Filion submitted that this provision
was clearly not intended to apply to the circumstances here. In his
submission, the Instructors are required to perform a body of work, a
body that includes term plans and marking, and their compensation for
that body of work is encompassed in the payment for their instructional
hours. In his submission, there is nothing temporary about the work in
issue here, but that rather, it is a permanent feature of the Instructor's
responsibilities. It was emphasized that acceptance of the Union's
position would entail a differential in payment for Instructors, depending
on their own judgement and practices in relation to how and where the
work was performed. Ms. MacLean argued that if the parties had
intended to compensate Instructors in the circumstances of the grievor
they would have utilized specific language to convey that intention and in
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this regard referred me to Re Health Employers Assn. of British
Columbia and Hospital Employees' Union Local 180 [1996] 54 L.A.C. (4ffi)
35 (Morrison) and Re Golden Giant Mine and United Steelworkers of
America Local 9364, [2004] O.L.A.A. No. 600 (Marcotte). In the former
award, in paragraph 45, the Board states: "... arbitration boards must be
careful not to confer any additional monetary benefits to a Collective
Agreement, unless the intention of both parties is clear and
unambiguous". That proposition is cited with approval in the latter case.
14. The link between Article 15.02 and 15.03 is apparent not only
because of the juxtaposition of these two clauses under a common
heading. It is also apparent because of their common inclusion of the
phrase "additional hours on a temporary basis" and, most significantly,
the specific reference in 15.03 back to 15.02. 1 agree with the Employer
that the proper analysis of these clauses, read in context, is that they
establish priority entitlement to additional hours. These provisions
cannot, as a practical matter, have application to the circumstances of
an Instructor's ongoing permanent workload. In my view, if the parties
had intended to confer the compensatory benefit that is claimed here,
they would have expressed themselves explicitly in relation to this very
important matter. Moreover, there is considerable force in the Employer's
submission that the parties were unlikely to have intended that
Instructors could be paid quite differently for the same instructional
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program, depending on whether they performed the work outside
instructional hours and the extent to which they devoted time to such
work. While I found Mr. Blair's submission on the language to be
imaginative, I did not find it to be persuasive. Accordingly, while I agree
with the Union that the language of Article 15:02 is not ambiguous, that
language cannot, in my view, encompass the interpretation that the
Union urges upon me.
15. The principle of quantum meruit contemplates that where work is
done and the benefit of the work is accepted, there is a presumption that
the provider of the work will be paid. The concept is reviewed in
Insurance Corp. of British Columbia and Canadian Office and
Professional Employees' Union, Local 378, [2012] B.C.C.A.A.A. No 112
(Taylor), which Mr. Blair referred me to. Aside from any issue of notice to
the Employer with respect to this argument, it is my view that this
argument cannot succeed. There is no doubt that Ms. Ellis' work was of
benefit to her students and hence to the Employer. However, to accept
the Union's submission in these circumstances would be to provide a
benefit that is inconsistent with the agreement that exists between the
parties. I agree with Mr. Filion's submission that the contractual
arrangement that is in place here is that Instructors are compensated for
the performance of all of the tasks associated with the delivery of the
program on the basis of payment for instructional hours. Any changes to
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that arrangement can only be accomplished through the collective
bargaining process. Accordingly, for the foregoing reasons, the grievance
is dismissed.
Dated at Toronto, Ontario, this 12th day of March, 2013
S.L. Stewart - Arbitrator
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