HomeMy WebLinkAbout2009-2440.Union.13-07-18 DecisionCrown Employees
Grievance Settlement
Board
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Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
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Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2009-2440
UNION#2009-0999-0086
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Union) Union
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Felicity D. Briggs Vice-Chair
FOR THE UNION Donald Eady
Paliare Roland Rosenberg Rothstein LLP
Counsel
FOR THE EMPLOYER Suneel Bahal
Ministry of Government Services
Legal Services Branch
Counsel
HEARING
SUBMISSIONS
November 24, December 19 & 20, 2011,
October 29, 2012
November 23, 2012
December 7, 2012
December 14, 2012
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Decision
[1] In 2006 the parties negotiated the first Provincial Memorandum of
Agreement regarding the scheduling of overtime. The computerized system
(Provincial Overtime Protocol) agreed upon was originally developed
specifically for the Ministry’s use by Fredrick Tucker and addressed many
of the concerns regarding the fairness of scheduling overtime. The
Memorandum has been renewed from time to time since 2006 with few
changes and continues to be extremely useful to the parties.
[2] Over the years since its inception, there have been a number of individual
grievances filed by Correctional Officers alleging a failure to follow the
system. These are heard and determined based on the facts of each situation.
Additionally there have been some disputes between the parties regarding
the appropriate interpretation of various aspects of the Provincial Overtime
Protocol (“POP”). This Board has heard and determined those matters.
[3] The Union filed a grievance dated November 5, 2009 alleging that the
Employer violated various provisions of the Collective Agreement and
MERC agreements by refusing to properly compensate fixed term
employees for “demonstrated violations of the HPRO System”. The parties
identified disputed issues concerning fixed term employees.
[4] On June 15, 2011 this Board issued an interim decision regarding the initial
dispute as to whether the POP applied to fixed term employees. This Board
found that the POP applied to fixed term employees and, in the event of a
violation, they are entitled to a remedy.
[5] Subsequent to that award the parties met and discussed remaining disputes.
One matter regarding the use of the POP to hire on a statutory holiday was
resolved. However, two issues remain in dispute for this Board to determine.
[6] The first issue is whether an employee who is absent with reasonable cause
on his or her last schedule shift prior to a public holiday and who is then
called in by the Employer to work overtime on a public holiday is entitled to
a “day in lieu” pursuant to the Corrections Collective Agreement (COR)
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Article 13.4. The same issue also arises where the employee works his or her
last scheduled shift prior to the public holiday, is called in to work the public
holiday and is subsequently absent for his or her first scheduled shift after
the public holiday.
[7] The second issue pertains to when the Employer can engage overtime. In
essence the dispute is about the meaning of “exhaust” as that word is used in
COR 8.2.2.
[8] After much discussion the parties could not resolve their differences and
asked this Board determine these issues. Both parties provided written
submissions which were thorough and helpful.
[9] Relevant provisions of the Collective Agreement are as follows:
COR 8 - Overtime
COR8.1 The overtime rate for the purposes of this Agreement shall be
one and one-half (1½) times the employee’s basic hourly rate.
COR8.2.1 In the assignment of overtime, the Employer agrees to
develop methods of distributing overtime at the local workplace that
are fair and equitable after having ensured that all its operational
requirements are met.
COR8.2.2 Overtime opportunities will only be offered once the non-
overtime regular and non-overtime fixed-term resources have been
exhausted, even if part of the shift becomes overtime.
COR8.2.2.3 In this article, “overtime” means an authorized period of
work calculated to the nearest half-hour and performed on a scheduled
working day in addition to the regular working period, or performed
on a scheduled day(s) off.
COR8.2.3A Upon failure to meet the target in any given year pursuant
to in Article COR 15.1, Article COR8.2.3 will not apply and the
following shall apply. In this article, “overtime” means an authorized
period of work calculated to the nearest half-hour and performed on a
scheduled working day in addition to the regular working period, or
performed on a scheduled day(s) off, calculated over a period of two
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(2) pay periods by reducing total overtime hours worked during such
period by the sum of scheduled hours less hours worked.
COR8.3.1 Employees in Schedules 3.7 and 4.7 who perform
authorized work in excess of seven and one quarter (7 ¼ ) hours or
eight (8) hours as applicable, shall be paid at the overtime rate.
…..
COR 13 – Holiday Payment
COR13.1 Where an employee works on a holiday included under
Article 47 (Holidays) of the Central agreement, he or she shall be paid
at the rate of two (2) times his or her basic hourly rate for all hours
worked with a minimum credit of seven and one-quarter (7 ¼), either
(8), or the number of regularly scheduled hours, as applicable.
COR13.2 In addition to the payment provided by Article COR13.1, an
employee who works on the holiday shall receive seven and one-
quarter (7 ¼) or eight (8) hours pay as applicable at his or her basic
hourly rate or compensating leave of seven and one-quarter (7 ¼) or
either (8) hours as applicable, up to 87 or 96 hours per calendar year
as applicable, provided the employee opts for compensating leave
prior to the holiday.
COR13.3 It is understood that Article COR13.1 and COR13.2 apply
only to an employee who is authorized to work on the holiday and
who actually works on the holiday, and that an employee who, for any
reason, does not actually work on the holiday shall not be entitled to
the payments described herein.
COR 13.4 It is further understood that the employee has no
entitlement under COR 13.2 if he or she fails, without reasonable
cause, to work all of his or her last regularly scheduled day of work
before a holiday included under Article 47 (Holidays) of the Central
Agreement or all of his or her first regularly scheduled day of work
after that holiday.
COR13.5 When a holiday included under Article 47 (Holidays) of the
Central Agreement coincides with an employee’s scheduled day off
and he or she does not work on that day, the employee shall be
entitled to receive another day off.
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COR13.6 Any compensating leave accumulated under Articles COR
13.2 and 13.5 may be taken off at a time mutually agreed upon.
Failing agreement, such time off may be taken in conjunction with the
employee’s vacation leave or regular day(s) off, if requested one (1)
month in advance.
COR13.7 Any compensating leave accumulated under Articles 13.2
and 13.5 in a calendar year which is not used before March 31 of the
following year shall be paid at the rate it was earned. The March 31
date may be extended by agreement at the local or ministry level.
COR13.8 Any compensating leave accumulated under Article
COR13.2 and COR 13.5 shall not be considered an accumulated credit
for the purposes of Article 44.6 (Short Term Sickness Plan) of the
Central Agreement.
COR13.9 Notwithstanding anything in Article COR 13, employees
who are in classifications assigned to schedule 6 and who are required
to work on a holiday included in Article 47 (Holiday) of the Central
agreement shall receive the equivalent time off.
APPENDIX COR8
Re Letter of Understanding
Provincial Overtime Protocol
The parties agree that based on the amendments to the overtime
provisions of the Correctional Bargaining Unit Collective Agreement,
corresponding changes will be required for the Provincial Overtime
Protocol. These changes include:
• Where an overtime period is a shift extension of four hours or
less, such hours shall not be subject to distribution as per the
overtime protocol, but the hours worked will count towards the
overtime assessment period.
• To the extent possible, overtime opportunities will be offered
once the non-overtime regular and non-overtime fixed term
resources have been exhausted even if part of the shift becomes
overtime.
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The Provincial Overtime Protocol shall be referred to MERC for
discussion and resolution of these changes and any other clarifications
required, and must be ultimately approved by CERC.
UNION SUBMISSIONS
[10] There are two matters in dispute; one concerns Article COR 13.4 while the
other concerns COR8.2.2.
[11] Regarding the first matter, the essential issue, according to the Union, is the
application and meaning of the “reasonable cause” proviso in Article
COR13.4. Employees do not know when they will be called in to work
overtime on a holiday until they receive that call. The problem arises
because when an employee calls in to inform the Employer that s/he will be
absent on his or her last regularly scheduled shift before the holiday, it is
unlikely that they would know that they will be called in to work overtime
on the upcoming holiday. If they are subsequently called in to work overtime
on the holiday and asked to establish “reasonable cause” within the meaning
of COR13.4, the timing of such request is after the absence – and after the
medical need for the absence – and therefore obtaining supporting evidence
is difficult.
[12] Mr. Eady, for the Union, noted that Correctional Officers are entitled to
various types of leave such as sick leave, bereavement leave, union leave
etc. If an employee is absent pursuant to any leave considered by the
Collective Agreement, that absence is for “reasonable cause” unless
challenged at the time by the Employer. Many of the leaves, such as
bereavement leave, have a form of “pre-approval” and therefore no proof of
reasonable cause should arise.
[13] In the case of an employee’s absence due to illness on any particular day, it
is not possible for the employee to know in advance that their absence must
meet a “reasonable cause” standard. It is only when the Employer calls the
employee in to work on the holiday that proviso for “reasonable cause” has
any application. By that time, the cause of the illness has resolved itself and
obtaining medical proof is virtually impossible.
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[14] The Union contended that unless the Employer takes issue with the reason
for the absence at the time it is reported by the Correctional Officer in the
first instance, then “reasonable cause” must be presumed. Therefore the C.O.
is entitled to holiday pay as set out at COR13.2.
[15] There have been instances, according to the Union, when the Employer has
simply denied the day in lieu entitlement pursuant to COR13.2 because an
employee was absent for medical reasons on their last regularly scheduled
shift prior to the holiday on which they were subsequently called in to work.
It appears the Employer has determined that the mere fact of the absence
creates ineligibility for the lieu day. This is inconsistent with the language of
COR13.4 which allows for entitlement to a day in lieu when there have been
absences for “reasonable cause”.
[16] The Union urged that there is a considerable difficulty with employees
having to provide medical proof of “reasonable cause” days after the actual
absence and illness. If a CO reports an absence due to illness on a Friday
before a weekend that has a holiday immediately following is subsequently
called in to work on the holiday s/he might not be asked for the proof of
illness until the Tuesday or Wednesday. It is virtually impossible for the
C.O. to obtain the requested proof at that time because they have recovered
and the most that their physician could attest to is that the C.O. reported to
them that they were previously ill and unable to work.
[17] It was the Union’s suggestion that the only way that “reasonable cause” as
provided in COR 13.4 works is to require that unless the Employer requests
a note on the date of the absence, then “reasonable cause” is presumed,
subject to whatever restrictions are contained elsewhere in the Collective
Agreement or Employer policies.
[18] The words “reasonable cause” also has application when a C.O. is called in
to work on a holiday and subsequently is absent for his or her first regularly
scheduled shift after the holiday. The Union stated that the same practical
problem proving “reasonable cause” exists. If the C.O. is not told when
reporting his illness that proof is required, it will be virtually impossible to
provide supporting evidence for the day in question. By the time the request
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is made, days will have passed since the illness and the C.O. will have
recovered.
[19] The second dispute is relatively narrow in scope and is about the meaning of
“exhausted”, according to the Union. The language of COR8.2.2 is
mandatory and obliges the Employer to call all available non-overtime
resources for each available shift before resorting to overtime resources
under the POP.
[20] Regarding the second issue that is in dispute between the parties, Mr. Eady
noted that language at issue, that is COR8.2.2, first appeared in the 2009 –
2012 Collective Agreement. It was urged that the parties intended to new
language to govern the assignment of non-overtime resources and that those
non-overtime resources must be “exhausted” prior to implementing the POP.
COR8.2.2 states that overtime opportunities will be offered only after other
resources have been exhausted.
[21] The inclusion of the word “only” makes the clause mandatory rather than
optional or discretionary.
[22] The Union noted that the Oxford English Dictionary defines “exhaust” as “to
use up completely”; “to expend the whole of”; “to consume entirely”; “to
account for or utilize the whole number of quantity of (anything)”.
[23] It was urged by the Union that the term exhausted must mean more that
other qualifying terms such as “reasonable efforts” or “best efforts”. Clearly,
the Employer must contact all available non-overtime resources before the
overtime protocol is implemented. Failure to so assign work will cause
liability for damages for those employees who were available but not
contacted.
[24] According to the Union, when a particular shift becomes available the
Employer must contact every CO who has not been scheduled or worked
forty hours in the work week and ask whether that C.O. wants to work that
particular available shift. In the event that the Employer does not speak
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directly with the C.O., a message should be left specifying the starting time
and duration of the available shift.
[25] Mr. Eady stated that there is no need to call all the same Correctional
Officers in the event that another shift of the same start time and duration
becomes available unless they had called and made themselves available but
the shift was already assigned to another.
[26] However, the Union contended that if another shift becomes available that is
not of the same start time or duration that same day, the Employer is again
required to call all non overtime resources to determine whether they are
available to work the shift in question.
[27] This is the appropriate reading of the Collective Agreement according to the
Union because it is consistent with COR 8.2.2 and allows for the fact that a
“non-overtime resource” may be temporarily away from the phone and
allows that person to call back and indicate that they are available for that
shift. There is no doubt that filling a needed shift with a non-overtime
resource is cheaper than paying overtime.
[28] The Union seeks a declaration that its view is correct and asked the Board to
remain seized.
EMPLOYER SUBMISSIONS
[29] Mr. Bahal, for the Employer, contended that the both questions must be
found in favour of the Employer.
[30] Regarding the first issue it was suggested that the Union’s interpretation
would cause this Board to render the clear language of the Collective
Agreement meaningless because it would allow employees entitlement
under Article 13.2 unless the Employer requests proof of absence for
“reasonable cause”.
[31] It was asserted by the Employer that the Union mischaracterized the dispute
between the parties. This matter is not an issue regarding the meaning of a
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phrase from the Collective Agreement. Rather, it is more accurately
described as a dispute over the application of a clause of the Collective
Agreement. There is no latent ambiguity in the language of the Collective
Agreement. This Board cannot alter or amend the provisions of the
Collective Agreement merely because the Union is not satisfied with the
manner in which it operates.
[32] The actual disagreement between the parties is the result of the Union’s
attempts to remove an employee’s obligation to provide “reasonable cause”
in circumstances covered by COR 13.4. The Employer submitted that the
essence of the dispute is whether the Board has the power to alter or amend
the Collective Agreement, even if the application of the Agreement has the
possibility to create hardship upon one party in some instances.
[33] Article 44.10 of the Collective Agreement sets out criteria under which the
Employer can require medical documentation to substantiate an absence. If
there is suspicion of abuse or when an employee is absent more than five
days such documentation can be required. Article 44.10, according to the
Employer, fetters its discretion with regard to requirement for proof of
reasonable cause of absence. However, there is no such fettering of its
discretion when an employee may have to provide proof of “reasonable
cause”, for the purposes of an employee’s ability to access potential
entitlements under a different provision of the Collective Agreement.
[34] Mr. Bahal urged that COR 13.4 provides that the employee’s word alone
may not necessarily be sufficient. There is an onus upon the employee to
demonstrate “reasonable cause” if he or she wants to access the entitlement
potentially granted by COR13.2. There can be little doubt that COR13.2
creates different obligation upon the employee when seeking to derive a
particular benefit granted only when the employee works on the date of a
statutory holiday.
[35] The Employer stated that the Union’s concern that employees may not know
that evidence of reasonable cause is needed until many days after they have
recovered is without merit. COR13.4 provides that employees have
entitlement under COR13.2 only when reasonable cause for their absence is
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demonstrated. Accordingly, when an employee accepts an opportunity to
work on the statutory holiday s/he is immediately aware that they must
demonstrate “reasonable cause” in order to acquire this entitlement. There is
no onus on the Employer. If the employee is worried that they cannot show
“reasonable cause” for any absences in the circumstances they can elect not
to accept the offer and forego the entitlement under COR13.2.
[36] The Employer asserted that just because its interpretation might cause some
difficulty for some employees in specific instances, the Board cannot alter or
amend the clear language of the Collective Agreement. This Board cannot
pass judgment on the equitability of the application of the provision. It must
give the words their plain meaning and in the case, that will bring a finding
for the Employer.
[37] The Employer relied upon Re International Brotherhood of Boilermakers
and Howden & Parsons (Canada) Ltd. (1970), 21 L.A.C. 177 (Weiler);
Re Civic Employees Union No. 43 and City of Toronto (1967), 19 L.A.C.
9 (O’Shea); Re Municipality of Waterloo and CUPE Local 1656 & 1883
80 C.L.A.S. 398 (Nairn); Re Essex County and CUPE 2974.1 (2003), 115
L.A.C. (4th) 316 (Freedman); and Re The Crown in Right of Ontario
(Ministry of Health) and OPSEU (Belanger et al) GSB#976/93
(Kaufman). In each of these cases, Boards of Arbitration have found that the
appropriate interpretation is derived based on the language the parties have
used. Even in those instances when Boards of Arbitration might not be in
favour of what is expressed in the Collective Agreement, if the language is
clear and unambiguous, effect must be given to the intent expressed. The
interpretive exercise is not driven by changed or unanticipated circumstances
that might cause “unforeseen obligations being imposed on one party or
another to the bargain.”
[38] Regarding the second matter before this Board, Mr. Bahal submitted that
additional provisions must be considered. Appendix COR8 in the Collective
Agreement states:
To the extent possible, overtime opportunities will be offered once the
non-overtime regular and non-overtime fixed-term resources have
been exhausted, even if part of the shift becomes overtime.
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[39] The most recent POP, signed October 29, 2009, contains similar language
that has been agreed in previous agreements. It states:
To the extent possible, overtime opportunities will only be offered
once the non-overtime regular (classified) and non-overtime fixed
term (unclassified) resources have been exhausted, even if part of the
shift becomes overtime.
[40] Mr. Bahal noted that the Union urged that the word “exhaust” must be read
in a fashion that obliges the Employer to offer every fixed term employee
each available shift until that shift has been covered or all such employees
decline the offer or do not respond. It was urged that the more logical
conclusion is that “exhaust” refers to the Employer’s commitment to offer
up to a particular number of straight-time hours per week as defined in the
Collective Agreement and not in reference to a commitment regarding every
potential overtime opportunity.
[41] The Employer said that a purposive analysis should be undertaken which
would provide a definition that accords with the intent of the provision.
COR8.2.2, Appendix COR8 and the Provincial Overtime Protocol were
developed to increase non-overtime resources maximizing straight time
hours worked. These hours are to be measured on a weekly basis.
Accordingly, an individual employee’s hours can only be “exhausted” on a
weekly basis and it is only after the calendar week has ended that an
evaluation can be undertaken as to whether, if the Employer resorted to
offering overtime opportunities, it has successfully exhausted non-overtime
resources by offering them the opportunity to maximize their straight time
hours.
[42] The Employer noted that there is no temporal requirement given to the word
“exhaust” in any of the salient provisions. Given that lack of specificity, it is
logical that the clause should operate with the same temporal requirements
as the Employer’s obligation which it governs. It is illogical that this
provision in the POP creates obligations upon the Employer that vest over a
shorter period of time.
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[43] The Union’s suggested interpretation is operationally problematic, according
to the Employer. The non-overtime employees would have extensive latitude
in determining when they wish to work. It is more appropriate that the
Employer has the ability to manage its institution.
[44] The Employer submitted that “exhaust” refers to its obligation to ensure that
fixed term employees have worked or been offered the opportunity to work
up to forty hours in a calendar week. Once the employee refused an offer to
work, those refused hours should be part of the consideration of what
constitutes exhausting the Employer’s obligation towards each non-overtime
employee over the period of the week.
[45] Mr. Bahal submitted that the use of phrase “to the extent possible” at the
outset of this provision must be seen to qualify any obligation which
follows. Clearly, the parties took into account that it might not always be
possible to meet this commitment. The Union ignored this phrase perhaps
because it does not appear in COR 8.2.2. However, it is included in COR8
and the POP and must be intended to govern the decisions to hire overtime.
Certainly the language must be given some meaning. It cannot simply be
read out of the Collective Agreement. This Board must presume that the
parties intended every word to have meaning within the context in which it
appears.
[46] The Employer stated that the qualifying phrase “to the extent possible”
renders this provision discretionary and not mandatory as asserted by the
Union. The Union relied on the word “only” as the underpinning for a
finding that the clause is mandatory. However, the phrase must be found to
be explicit recognition by both parties that this commitment cannot be
mandatory in every circumstance. The parties recognized that there would be
circumstances when other considerations would lead to situations where the
complete exhaustion of the resource was not possible. The Employer has
some degree of discretion allowing for a case-by-case examination where
assessment of feasibility and practicality may govern what is and what is not
reasonable in the circumstances.
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[47] The Employer urged that the Union’s interpretation be rejected. In the
alternative, if the Union’s view is accepted, there is no justification to
impose the requested remedy which includes requirements about how the
Employer must manage the offering of such opportunities. It would be
beyond the jurisdiction of this Board to order that detailed voice messages
must be left for every officer in order to allow the Union the opportunity to
police whether the Employer is abiding by COR8.2.2. This Board can only
make on order regarding when opportunities can and cannot be offered. It
cannot restrict how those opportunities are to be offered.
[48] Regarding the matter of damages, the Employer suggested that in the event
the Union’s view prevails, the parties should be given an opportunity to deal
with the matter because any entitlement to damages has to be determined
through a review of the grievors’ individual circumstances rather than
through a predetermined remedy set out in this decision. In any event, no
award of damages is appropriate when the employee worked or was offered
forty hours by the end of a week in instances when overtime was offered. To
do otherwise would compensate an employee for missed straight-time work
opportunities when the employees were subsequently offered or in fact
worked their maximum straight-time work opportunities over the course of
the week.
UNION REPLY SUBMISSIONS
[49] Addressing the first issue in dispute, Mr. Eady stated that the Union is not
asking the Board to amend or alter the Collective Agreement as submitted
by the Employer. Rather, what is being asked is an interpretation of the
Collective Agreement consistent with the Union’s view that unless the
Employer has requested medical proof when calling in to report an absence,
an employee has the right to assume that they have reasonable cause for their
absence. This is not an “exception that was not bargained for” as urged by
the Employer. The Employer should inform the employee on the date the
absence is being reported that further proof is needed to demonstrate
“reasonable cause” for the absence.
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[50] Regarding the second issue, the Union replied that while the Employer
correctly noted that the POP has the words “to the extent possible”, Article
COR8.2.2 does not. The POP covers how and when overtime resources are
allocated and what the Employer must do to obtain those overtime
opportunities.
[51] The Union noted that, contrary to the Employer’s argument, there is nothing
in the language of the Collective Agreement – or even in the POP – that
addresses the commitment to offer up a particular number of hours to non-
overtime staff. However they are required – whether it is “to the extent
possible” or not – to exhaust all non-overtime resources before resorting to
the more expensive option of overtime under the POP. There is nothing in
the Collective Agreement or the POP that contemplates the maximizing of
straight-time work hours of either regular or fixed-term employees. Further,
there is nothing referring to the exhaustion of non-overtime resources or any
evaluation to be done by the Employer at the end of a calendar week. The
Union is not – as suggested by the Employer – arguing that non-overtime
employees have latitude in determining whether they work. The question for
this Board to answer is what is the Employer’s obligation when a shift needs
to be filled. It is not whether the shift needs to be filled in the first instance.
The only issue is whether the shift is to be filled by a non-overtime
employee or whether it is assigned as an overtime shift in accordance with
the POP.
[52] The Union took exception to the Employer’s view that the phrase “to the
extent possible” provides a degree of discretion on the Employer in the
filling of the shift. It might relieve the Employer from certain “impossible”
situations where they were unable to secure non-overtime opportunities.
However, it is noteworthy that the Employer did not provide any examples
of when it would be “impossible” to attempt to secure non-overtime
resources before proceeding to implement the overtime provisions in POP.
[53] The Union finished by underscoring that there is nothing in the Collective
Agreement that allows the Employer to “exhaust resources” over the period
of a calendar week. Such a suggestion stretches the language of the
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Collective Agreement beyond reason. Article COR8.2.2 is clearly a
mandatory provision.
DECISION
[54] The first question for this Board to consider is what entitlement, if any, do
Correctional Officers have to compensating leave under the provisions of
COR13.2 when they fail to work all of his or her last regularly scheduled
day preceding or the first regularly scheduled day following a Paid Holiday.
[55] The parties have polar opposite views as to the principals to apply and the
answer to the first question. Simply put, the Union is of the view that in
cases of normal absences, Correctional Officers should be presumed to be
absent for reasonable cause while the Employer is of the view that there is a
positive obligation upon Correctional Officers to establish reasonable cause
in every case of such an absence.
[56] After consideration, I am of the view that the Union’s view must prevail. I
cannot interpret Article COR13.4 as imposing a higher standard than the
plain reading of the language.
[57] Article COR13.4 provides an exception for entitlement to compensating
leave under COR13.2. That exception concerns employees who without
reasonable cause, fail to work their shifts on regularly scheduled days
adjacent to the holiday. The language of the article describes a factual
circumstance and does not describe an obligation or a procedural
requirement on employees to provide evidence to demonstrate “reasonable
cause”. Instead, it references “reasonable cause” as a matter of fact within
the context of absences.
[58] The Employer noted that there is a provision in the Collective Agreement
that establishes its right to medical verification of employee absences in
certain circumstances. Article 44.10 states:
After five (5) days’ absence caused by sickness, no leave with pay
shall be allowed unless a certificate of a legally qualified medical
practitioner is forwarded to the employee’s manager, certifying that
the employee is unable to attend to his or her official duties.
Notwithstanding this provision, where it is suspected that there may
be an abuse of sick leave the employee’s manager may require an
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employee to submit a medical certificate for a period of absence of
less than five (5) days.
[59] The clause is of assistance for two reasons. First, it clearly states that when
an employee is absent for more than five days, a medical certificate “shall”
be provides or sick leave will not be paid. This provision reveals that the
parties put their minds to those circumstances that mandate an employee to
prove the bona fides of their absence. In other words, an employee who is
absent for more than five days must show that there is reasonable cause for
their absence.
[60] Second, it is also apparent that the parties recognized that there may be
circumstances when an employee’s absence is less than five days but
nevertheless suspicious. In those instances when the Employer suspects
abuse, it can ask for a medical certificate to authenticate the reasons for the
absence. Such a provision allows the Employer to ensure there is legitimacy
or reasonable cause for any particular absence. For the clause to be utilized,
a request for a certificate must be made. In the words of Article 44.10, a
“manager may require” a medical certificate.
[61] I think it is fair to presume from this language that only when abuse is
suspected and a request for a certificate is made or when an employee has
been absent for a five day period is the Correctional Officer to provide a
medical certificate which would show their absence was medically necessary
– or, in other words, that there was “reasonable cause” for their absence.
[62] If one keeps these express Employer rights in mind when considering the
interpretation of Article COR 13.2 and 13.4, it lends support to the Union’s
view that not every absence immediately preceding or following a holiday
can be subjected to an automatic need for a medical certificate.
[63] On the other hand, there is no doubt that the Employer might, as set out in
Article 44.10, suspect abuse of sick leave in certain instances when a
Correctional Officer fails to work their full regularly shift before or after a
Paid Holiday. Nothing in this decision should be seen to diminish the
Employer’s ability to exercise its rights under Article 44.10.
[64] However, I am the view that when the Collective Agreement is read as a
whole, the Employer is not entitled to presume that a Correctional Officer’s
failure to work a full regularly scheduled shift immediately before or after a
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Paid Holiday is without reasonable cause. If it suspects abuse the Employer
can and should ask for proof of “reasonable cause” for the absence.
[65] I understand the Union’s concern that if an employee is not specifically told
at the time or reporting an absence due to sick leave – that is – when they are
ill – then obtaining the appropriate medical documentation might prove
difficult if not impossible.
[66] I agree with the Employer’s view that the language of COR13.4 reveals that
the parties agreed that the employee’s word may not be sufficient to be
entitled to the provisions of COR13.2. However, I cannot agree that there is
an automatic presumption of no reasonable cause unless the employee can
prove otherwise. It may well be that the Employer is suspicious of a
Correctional Officer’s absence just before or after a Paid Holiday. Fair
enough. But in those circumstances it is incumbent upon the Employer to
express its need to be shown there is reasonable cause for the absence.
[67] In my view, contrary to the assertion of the Employer, this interpretation
does not require an alteration, modification or amendment to the Collective
Agreement. It is an interpretation that is consistent with a reading of the
Collective Agreement as a whole.
[68] I turn now to the second matter that is in dispute between the parties. I
cannot interpret Article COR8.2.2 as imposing a higher – or lower –
standard than the plain reading of the language. In my view, the Union
would have me impose a standard greater than is intended and the Employer
has urged a lesser standard.
[69] Article COR8.2.2 references when overtime opportunities will be offered.
When read together with the preceding and subsequent clauses, it sets out a
sequencing of which employees are to be first offered opportunities.
[70] Opportunities are to be first offered where it does not trigger overtime pay.
That being said, the clause does not purport to modify the standard or
procedure for offering overtime opportunities.
[71] These procedures for offering overtime opportunities are a balancing of
interests that have required a separate protocol – the POP. It is not surprising
that the POP has much more extensive language and reiterates the
sequencing but does so with a key proviso, that is, “to the extent
possible…”.
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[72] Scheduling of these opportunities is done in an ever-changing fluid work
environment. It is a balance between many Collective Agreement provisions,
the POP, multiple employee schedules, the protocol software,
communication software, a variety of message machines and responses to
those messages. It must be administered fairly and in compliance with the
agreement of the parties.
[73] The preamble in Appendix COR8 references the amendments to the
overtime provisions in the Collective Agreement as the basis for changes
that would be required for the POP. The parties understood that the words
“to the extent possible” contained in the POP was an agreement on a
standard and that COR8.2.2 was not intended to attribute a different
standard.
[74] I disagree with the Union view of this issue. In essence, the Union would
have the Employer perpetually calling all fixed term employees for each and
every shift that comes available irrespective of the time that has passed since
the last attempt to contact the fixed term C.O. For example, if the
Employer’s need on a particular day was for seven shifts with varying
starting and stopping times to be filled, the Employer should not be expected
to call the same fixed term employee seven times. However, I accept that
one call might not be sufficient because of a host of communication issues:
busy signals; no answer; call waiting; call forwarding; and crossed
messages. These are some of the normal issues encountered in telephone
communication. One instance of no response does not mean that the
Employer does not have to call the fixed term C.O. again.
[75] The Employer suggested that any refused opportunities to work should be
part of the consideration of what constitutes exhausting a non-overtime
employee over the course of a week. While that has some initial attraction, I
must disagree. The parties put their minds to the fact that when a regular
C.O refuses an overtime opportunity, those hours are counted as part of their
HOT hours according to the POP. If the parties meant for the same concept
to apply for refused opportunities from fixed term employees, they could
have and should have said so. They did not.
[76] I agree with the Employer that the inclusion of the words “to the extent
possible” render the provision something other than mandatory. However, it
is not discretionary either as that term is commonly understood in labour
relations parlance. In my view, the Employer is to make a genuine effort – to
convey the message of an opportunity to the appropriate employee. In other
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words, there must be a genuine effort to ensure that “overtime opportunities
will only be offered once non-overtime regular and non-overtime fixed term
resources have been exhausted, even if part of the shift becomes overtime”.
However, the parties have clearly recognized that this will not always be
possible. Therefore, it is not mandatory as the Union would have me find.
[77] It seems to me that “to the extent possible” means that in different fact
situations, different results may flow – taking all of the facts into account. I
accept the Employer’s view that it is a phrase that reveals the parties
understood that there may well be circumstances when other considerations
would lead to situations where the complete exhaustion of the resource was
not possible. However, those instances would have to be bona fide occasions
where circumstances overtake the Employer’s requirement to exhaust the
non-overtime resources.
[78] It may be that as a result of this decision the parties determine that it makes
labour relations sense to attempt to negotiate a cogent definition of when
non-overtime resources are exhausted and to consider appropriate
methodology perhaps with some tolerance levels for communications and
responses. Hopefully this will be an easier task now that the Board has set
out the parameters found herein. It seems to me that failure to do so will
mean that a case-by-case consideration will have to be undertaken to
determine if the facts substantiate the Employer’s assignment of overtime
work in the event of disputes.
[79] I remain seized.
Dated in Toronto this 18th day of July, 2013
Felicity D. Briggs, Vice-Chair