HomeMy WebLinkAbout2009-0405.Upson.13-08-08 DecisionCrown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2009-0405, 2011-3681, 2011-3682, 2011-3684, 2012-0197
UNION#2009-0252-0023, 2011-0252-0023, 2011-0252-0024, 2012-0252-0002, 2012-0252-0006
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Upson) Union
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Daniel Harris Vice-Chair
FOR THE UNION Katherine Ferreira
Koskie Minsky LLP
Counsel
Tim Hannigan
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Felix Lau
Ministry of Government Services
Legal Services Branch
Counsel
HEARING July 15, 2013
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Decision
The Proceedings
[1] This is an application by the Ministry of Community Safety and Correctional Services to
consolidate five grievances. There are four grievances filed on behalf of David Upson and
one grievance filed on behalf of Douglas Kirkwood. The Union resists the consolidation
request.
The Background
[2] Mr. Upson has four grievances. As the Employer has not received particulars of the
grievances, the application for consolidation rests on the wording on the face of the
grievances as well as on an occurrence report filed by Mr. Kirkwood, which is dated
November 17, 2011. The occurrence report reads as follows:
Dear Sir
This letter is in response to your letter dated November 15, 2013 compelling me to
submit an occurrence report as required by the M.C.S. Act.
On Friday, November 04, 2011 I was working the 0700-1900 hours shift in central
control at the Niagara Detention Centre. During the afternoon the admit gate
phone would ring several times without answer, thereby constantly ringing in my
module. On one occasion I answered the phone and asked the caller to phone
back in a couple of minutes. At least 3 or 4 times the phone would ring several
times and not be answered by the A&D staff.
I feel this was done deliberately in order to harass me. I was having a very busy
day in central control and this was increasing my stress and anxiety levels.
The night before I did not sleep at all and I was totally exhausted. I have been
diagnosed as having sleep apnea and I’m having a hard time keeping the CPAP
mask on due to my anxiety. My doctor has been treating me for anxiety and has
recently increased my medication.
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Approximately 1430 hours I went into the A&D area and was involved in a
physical altercation with CO Upson, the exact particulars of which I have little
recollection at this time.
After the altercation I was seen by the nurse in the staff room. The nurse indicated
to me that my blood pressure was high. Deputy Jones and CO
Nelson were present while my blood pressure was being tested. Deputy Jones
then instructed me to go to the I/C’s office. While in the I/C’s office I told Deputy
Jones that I was not feeling well and I wanted to see a doctor and he said “you
can’t leave”. A short time later I asked Deputy Jones why can’t I go to the
hospital and he said “you are still on duty and you can’t leave”. I was then told by
Deputy Jones that I had to go to the boardroom upstairs. Lt. Simpson, CO Nelson
and myself went upstairs to the boardroom.
While upstairs the nurse took my blood pressure again and said it was still high. I
informed the nurse that I had a tightness in my chest and I also had a severe
headache. The nurse then informed Deputy Jones that she was calling an
ambulance. Before going to the hospital Deputy Jones informed me I was
being suspended.
I have seen Dr. Kumarin on November 11, 2011. Dr. Kumarin is a psychiatrist
practicing in Welland, Ontario. Dr. Kumarin has diagnosed me as having
generalized anxiety with anxiety attacks and irritability and suffering from a major
depression in partial remission. Dr. Kumarin has suggested to my family
physician that my meds be altered. Dr. Kumarin states that in his opinion my
mental state significantly contributed to the outburst at work.
Dr. Kumarin feels that with adequate treatment I would be able to deal with the
stresses at work without a repetition of this conduct.
Submitted by Doug Kirkwood November 17, 2011
[3] The four grievances of Mr. Upson claim the following:
March 20, 2009 – OPSEU 2009-0252-0023
STATEMENT OF GRIEVANCE:
I grieve the Employer is in violation of, but not limited to, Articles 2
(Management Rights) and COR 15 (Overtime). I was counseled by a
supervisor prior to commencement of my regular shift.
SETTLEMENT DESIRED:
Full Redress to include payment at the overtime rate from the time I was
spoken to, to the commencement of my regular shift.
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December 4, 2011 – OPSEU 2011-0252-0024
STATEMENT OF GRIEVANCE:
I grieve the Employer has violated specifically, but not exclusively,
Article 2, 3, and 9 of the Collective Agreement in regards to the
November assault that occurred and the subsequent events within the
workplace that followed.
SETTLEMENT DESIRED:
Declaration of the violation. Full redress.
December 23, 2011 – OPSEU 2011-0252-0023
STATEMENT OF GRIEVANCE
I grieve the employer is in violation of, but not limited to, Article 2
(Management Rights) and Article 3 (No Discrimination/Employment
Equity) of the Collective Agreement. the Employer showed the video of
the assault on me to staff who were not authorized to see it. This action
has poisoned my workplace.
SETTLELMENT DESIRED:
Full redress to include a statement of facts, a declaration of violation and
a punitive amount to be determined at a later date.
February 10, 2012 – OPSEU 2012-0252-0002
STATEMENT OF GRIEVANCE
I grieve the Employer is in violation of, but not limited to, Article 2
(Management Rights) and Article 3 (No Discrimination/Employment
Equity) of the Collective Agreement. I was notified by the Employer the
day before I was to be removed from payroll, that I was being removed
from payroll. The Employer did not provide any information about
stoppage of payroll per its own policy. I was not able to make an
informed decision.
SETTLEMENT DESIRED:
Full redress to include extension of the removal from payroll until I
receive the appropriate information and punitive damages in an amount to
be determined later. Make the grievor whole. THE UNION REQUESTS
FULL DISCLOSURE.
[4] Mr. Kirkwood’s grievance makes the following claim
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STATEMENT OF GRIEVANCE:
The Employer has violated specifically, but not exclusively, Article 2, 3
and 21 of the Collective Agreement in regards to discipline imposed on
March-20-2012.
SETTLEMENT DESIRED:
Declaration of the violation. Full redress.
[5] The consolidation request proceeded on the basis that the heart of the dispute is found in
paragraph five of Mr. Kirkwood’s occurrence report set out above:
Approximately 1430 hours I went into the A&D area and was involved in a physical
altercation with CO Upson, the exact particulars of which I have little recollection at
this time.
[6] The physical altercation was captured on videotape. Counsel for Mr. Kirkwood submitted
that Mr. Kirkwood will not contest that he physically assaulted Mr. Upson, for which he
was discharged, that being the focus of his grievance. Rather, it will be argued on behalf
of Mr. Kirkwood that there are mitigating factors that speak to his reinstatement.
Accordingly, it is the incident of November 4, 2011 that sits at the centre of the Board’s
consideration of whether these five grievances ought to be consolidated.
[7] Bearing the foregoing in mind, the Employer conceded that Mr. Upson’s 2009 grievance
claiming overtime has nothing to do with the November 2011 assault on Mr. Upson.
Accordingly, that matter is to be scheduled separately in its own right.
[8] The parties were agreed on the general considerations to be brought to bear on an
application to consolidate proceedings. The Rules of Procedure provide as follows:
3. Consolidation of Cases
Where two or more proceedings are pending before the GSB and it appears to the
GSB that,
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a) they have a question of law or fact in common;
b) the relief claimed in them arises out of the same transaction or occurrence or
series of transactions or occurrences, or
c) for any other reason an order ought to be made under this rule
the GSB, on such terms as it considers advisable, may abridge the time for
placing a grievance on the hearing list, and may order that:
d) the proceedings be consolidated, or heard at the same time or one immediately
after the other; and/or
e) any of the proceedings be stayed until after the determination of any other of
them.
[9] In OPSEU (Samsone) and CSCS (Harris) it was observed at page 5 that:
The purpose of consolidation is to make the best use of resources by saving time as
well as reduce the risk of inconsistent findings.
[10] Here, the thrust of the Employer’s submissions is that the risk of inconsistent findings
supports consolidation. It says that Mr. Kirkwood’s occurrence report claims that the
personnel in A&D, where Mr. Upson was posted, were deliberately harassing him by not
answering their phone, which also rings in the Control Module, where Mr. Kirkwood was
stationed. Mr. Upson’s general complaint includes the failure of the Employer to provide
a workplace free of harassment. Accordingly, they each make claims against the other on
the central facts in issue. Without consolidation, there is a risk of inconsistent findings.
[11] The thrust of the Union’s submissions is that there will be no time-savings in
consolidation, particularly with respect to Mr. Kirkwood’s discharge grievance, which will
become bogged down in other considerations. Also, both counsel for OPSEU
representing Kirkwood and counsel for OPSEU representing Upson said that it would be
detrimental for them to participate in a hearing together. Indeed, until after mid-August, it
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would be contrary to Mr. Kirkwood’s probation order, he having pleaded guilty to the
assault and been ordered to have no contact with Mr. Upson before then.
[12] In the alternative, counsel for OPSEU both submitted that the matters ought not to be
consolidated. If anything, they should be heard together.
Reasons for Decision
[13] Having considered the matter carefully, I first note that I was surprised that the application
for consolidation was made prior to particulars having been furnished. While I can
appreciate that the parties might save time and expense by not preparing particulars until
they know the scope of the proceedings, it leaves the Board with less information than is
desirable. For instance, neither party could be of much assistance as to the potential
overlap of Employer witnesses. The decision falls to be made on what is before me.
[14] As set out above, the Employer has conceded that an overtime grievance that predates the
central incident by some two years ought not to be consolidated.
[15] In my view, Mr. Upson’s grievance relating to being “removed from payroll” in February
2012 also, on its face, has little, if anything, to do with the situation between Upson and
Kirkwood that led to the assault. Extrapolating from the grievance, it seems to be about
the expiration of Mr. Upson’s short term disability benefits. There is neither a
commonality of law or fact with Mr. Kirkwood’s discharge for the assault.
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[16] I also find that Mr. Upson’s grievance relating to the videotape does not impinge to a
significant enough extent on the issues of fact and law relating to the assault. His claim is
that the videotape documenting the assault was shown to people who did not need to see
it, which poisoned his workplace and caused him damage. He seeks punitive damages.
None of that has any commonality with Mr. Kirkwood other than that he is in the
videotape. To consolidate that grievance with Mr. Kirkwood’s would not fall within the
rule. I also note that the grievance was filed more than a month after the central incident.
[17] That leaves me with Mr. Kirkwood’s reinstatement grievance and Mr. Upson’s grievance
relating to the assault. Both grievances have at their core the assault. There will
inevitably be considerable commonality between them in fact regarding the investigation
and immediate aftermath of the event. Mr. Kirkwood claims, in essence, that he was
provoked by Mr. Upson. Mr. Upson said, in part, at least, that the Employer did not keep
him safe from Mr. Kirkwood. To the extent that it is possible to glean granularity from
the face of the grievances, the relationship between the grievors is central and substantive
to both cases, invoking the concern that the Board protect the proceedings from
inconsistent findings.
[18] As to whether consolidation is appropriate, the decision of the Ontario Labour Relations
Board in CAW- Canada and Dresser Canada Inc., [1987] OLRB Rep. October 1234
(Surdykowski) describes the difference between consolidating cases and hearing them
together at paragraph 8 as follows:
Strictly speaking, the effect of a consolidation is to fuse two or more proceedings
into one. Accordingly, consolidation will only be appropriate in circumstances
where there is an identity of parties and issues in two or more proceedings. The term
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has come to be used somewhat more loosely so that “consolidation” may be
appropriate where the parties and issues are substantially the same. Technically, it is
more appropriate, in such circumstances, that the matters be “heard together” rather
than “consolidated”. When matters are heard together, they retain their individual
identities but the evidence and representations of the parties with respect to all
matters in issue in all the proceedings are heard at one time by one trier of fact and
law. Hearing matters together can be a useful alternative to consolidating them into
one, where the circumstances are such that consolidation is inappropriate but the
practical exigencies make it desirable to have the matters proceed together. The
object of either consolidating a number of proceedings, or have them heard together,
is the same; that is, to save expense and avoid a multiplicity of proceedings.
Underlying these practical concerns are legal considerations; namely, the parties
involved and the issues raised in the various proceedings in question. Where the
parties and issues are not substantially the same, it will generally not be appropriate
or particularly useful to either consolidate the various proceedings or have them
heard together. It is trite to say that it will not always be obvious that two or more
proceedings should or should not proceed together and the Board, as master of its
own procedure, has the discretion to determine the manner in which matters brought
before it will proceed.
[19] Although the parties in the matters before me are the same, being the Union and the
Employer, the grievors are opposed in interest on many levels. The issues lack an identity
of interest sufficient to find that the proceedings should be consolidated. The proceedings
should retain their individual identities, but the evidence and submissions be heard at one
time.
[20] The Union raised a concern that because the Union bears the burden of proof in the Upson
grievance and the Employer bears the burden of proof in the Kirkwood grievance there
would be undesirable procedural complications and confusion. However, that is not an
uncommon situation. I am confident that we will be able to arrive at an order of
proceeding that respects the rights and obligations of all of the participants.
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[21] I am also confident that we will be able to arrive at a process that will permit the grievors
to participate in one hearing. The Union expressed concern about the ability of each
grievor to participate in the same hearing. However, if these two grievances were heard
separately there would still inevitably be points in each hearing when each of the grievors
would have to confront the existence of the other. Accordingly, these conjectural
concerns cannot stand in the way of hearing the grievances together. There is no evidence
before me that this cannot be done.
Decision
[22] GSB#2012-0197 (OPSEU 2012-0252-0006) and GSB#2011-3682
(OPSEU 2011-0252-0024) will be heard together.
[23] GSB files numbers GSB#2009-0405 (OPSEU 2009-0252-0023), GSB#2011-3681
(OPSEU 2011-0252-0023) and GSB#2011-3684 (OPSEU 2012-0252-0002) are to be
scheduled through the Office of the Registrar, each in their own right.
Dated at Toronto this 8th day of August 2013.
Daniel Harris, Vice-Chair