HomeMy WebLinkAbout2011-3255.Corbiere.13-08-13 DecisionCrown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2011-3255
UNION#2011-0601-0005
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Corbiere) Union
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The Crown in Right of Ontario
(Ministry of Community and Social Services) Employer
BEFORE Nimal Dissanayake Vice-Chair
FOR THE UNION Mark Barclay
Ontario Public Service Employees Union
Grievance Officer
FOR THE EMPLOYER Kevin Dorgan
Ministry of Government Services
Legal Services Branch
Counsel
HEARING August 8, 2013
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Decision
[1] The Board is seized with a grievance dated October 21, 2011 filed by the grievor. This
decision determines a dispute between the parties as to whether the grievance has been
settled. The issue was argued on the basis of the following agreed statement of facts:
AGREED STATEMENT OF FACTS
1. Henry Corbiere (“the Grievor”) was a fixed-term employee who worked in various
positions in the Ontario Disability Support Program (ODSP) in the office located at
341 Queen Street East, Sault Ste. Marie, from April 5, 2010 to October 21, 2011.
2. In October 2011, the Grievor participated in a job competition for 2 permanent and 2
fixed-term Program Support Clerk (OAD6 classification) positions (“PSC
position(s)”). The 2 fixed-term PSC positions were for “up to 12 months”. The
Grievor was unsuccessful in the competition. The Grievor’s fixed-term contract
with the ODSP ended on October 21, 2011.
3. The Grievor filed a grievance dated October 21, 2011 (“the grievance”), which
stated:
STATEMENT OF GRIEVANCE
The Ministry has violated Articles 3, 6, and 31 of the Collective
Agreement but not exclusively.
SETTLEMENT DESIRED
1. That the employer cease and desist.
2. That I be awarded the position of Program Support Clerk.
3. That I be fully compensated for any and all lost wages, benefits, credits
and pension with interest and retroactively.
4. That I be given full redress.
4. On December 23, 2011, Kelly Gioia (ODSP Manager) called the Grievor and offered
him a fixed-term PSC position. One of the successful candidates from the job
competition had found a job elsewhere, and the Grievor was the next highest-ranking
candidate from the job competition. The Grievor declined the offer because the
contract was only for 2 months.
5. On November 21, 2012, the parties engaged in mediation in Sault Ste. Marie with
the Grievance Settlement Board (GSB). The parties did not reach a settlement and
arbitration dates were subsequently scheduled.
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6. On July 15, 2013, the parties engaged in arbitration of the grievance in Sault Ste.
Marie with the GSB. On July 16, 2013, the parties re-engaged in mediation. The
parties exchanged settlement offers through the Vice Chair acting as mediator.
7. The parties disagree about whether a settlement of the grievance was concluded on
July 16, 2013.
8. The Union offered to settle the grievance on the basis of a 12-month fixed-term
contract in the PSC position, or the equivalent of 12 months’ salary.
9. The Employer offered to settle the grievance on the following terms:
• The Employer will provide the Grievor with a 6-month fixed-term contract in
the PSC position in the ODSP office in Sault Ste. Marie;
• The Grievor may begin in the position no earlier than August 1, 2013;
• The Grievor would be treated as a new hire in terms of seniority and salary;
• Before the Grievor begins the fixed-term contract, a meeting would be held
between the Grievor, Kelly Gioia (ODSP Manager) and Paul Baldassarro
(ODSP Regional Program Manager); and,
• The settlement would include standard terms the parties generally use in
settlements, such as a release from liability, and a statement that the settlement
is “without prejudice” and does not constitute an admission or concession of
liability or wrongdoing. The settlement would not include a confidentiality
clause.
10. The Union offered to settle the grievance on the terms proposed by the Employer,
except with a 10-month fixed-term contract in the PSC position. This offer was
verbally communicated by the Union to the Vice Chair, who then relayed the offer to
the Employer.
11. The Employer asked the Vice Chair to seek clarification from the Union about when
the Grievor wanted to start in the PSC position. The Union informed the Vice Chair
that the Grievor wanted to start around September 7, 2013. This message was
relayed to the Employer by the Vice Chair.
12. The Employer told the Vice Chair that it accepted the Union’s offer. The Employer
also provided the Vice Chair with a copy of a Memorandum of Settlement to provide
to the Union.
13. Meanwhile, the Grievor had phoned his current employer and requested a leave of
absence so that he could work in the 10-month fixed-term PSC position. The
Grievor was concerned about job security, because there was no guarantee that his
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PSC fixed-term contract would be renewed. The Grievor’s current employer denied
his request for a leave of absence.
14. The Vice Chair told the Union that the Employer had said it accepted the Union’s
offer. The Union was provided with a copy of the settlement but neither the Union
nor the Grievor signed it. The Grievor informed the Vice chair that he was unable to
sign the settlement because he had requested a leave of absence from his employer
and had just been informed that the leave was denied.
15. The parties agreed to allow the Grievor to seek an appeal of his current employer’s
decision to deny his request for a leave of absence. The parties made this verbal
agreement “without prejudice” to their respective positions regarding whether the
parties had reached a settlement on July 16, 2013.
16. On August 1, 2013, the Union informed the Employer that the Grievor’s current
employer had denied the Grievor’s appeal of the decision to deny the Grievor’s
request for a leave of absence.
17. The Employer’s position is that the parties reached a settlement of the grievance on
July 16, 2013.
18. It is the Union’s position that a settlement had not been reached.
[2] At the outset it is noted that there is no suggestion by either party that the other
negotiated in bad faith during the settlement discussions. The dispute is about the legal
effect of the discussions. The employer`s position is that when it accepted the union`s
counter offer to settle on the basis of a 10 month fixed-term contract and conveyed that
acceptance to the union through the Vice-chair a settlement was in place. Counsel
submitted that the settlement was in fact evidenced in the minutes it had prepared and
presented for the union to be signed off. He pointed out that the union has not suggested
that the minutes of settlement contained any term or condition which was in variance
with the understanding that had been reached. He submitted that the fact that a “back up
plan” the grievor had in his own mind (i.e. maintaining his employment relationship with
his current employer through an unpaid leave of absence) fell through, does not have the
effect of nullifying the settlement that had been reached through an offer and acceptance
made for good consideration. Counsel submitted that the employer would not rely on
strict principles of contract law or the labour relations policy recognizing the sanctity of
settlements to enforce settlements in all cases. However, in the present case it had
negotiated throughout in good faith to find employment for the grievor because the union
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had demanded that as a necessary term for settlement. It compromised and increased the
duration of the fixed-term contract the grievor was demanding and agreed to accept the
union’s offer to settle on the basis of a 10 month contract. The grievor was not entitled to
resile from that agreement based on new information he had acquired from his current
employer, when the offer he made was not made conditional in any manner. In this case,
the employer had concluded that litigation had gone on for too long and was seeking to
rely on the settlement and enforce its terms.
[3] The union submitted that the purpose of every collective agreement is to promote
harmonious labour relations between the parties to it. The collective agreement between
these parties is no exception. He argued that forcing the settlement on the grievor in
these circumstances does not serve that purpose.
[4] Mr. Barclay conceded that he could not find any arbitration decision which allowed a
union to walk away from a settlement reached. However, he urged the Board to conclude
on two grounds that no settlement had been reached on the particular facts of this case.
The first ground was based on a conversation he had with employer counsel in the
hallway prior to convening before the Board for arbitration on July 15, 2013. Although
not included in the written agreed statement of facts, it was agreed that at that time Mr.
Barclay encouraged the employer to offer the grievor a longer fixed-term contract in
settlement of the grievance because, in the union’s view, that would make it easier for the
grievor to obtain a leave of absence from his current employer, and that employer counsel
responded that in his opinion a contract of longer duration in the OPS would likely make
it more difficult to obtain a leave of absence. The union conceded that its counter-offer
to settle on the basis of a 10 month contract was not made conditional on the grievor’s
ability to obtain leave. However, it was argued that as a result of the aforementioned
conversation the employer became aware that the need for a leave of absence was a
concern for the grievor. Therefore, it would not have come as a surprise for the employer
that the grievor needed to have a leave approved from his current employer before he
could accept any contract of employment in the OPS.
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[5] Secondly, Mr. Barclay pointed out that while minutes of settlement were drafted, it had
not been signed by the employer when presented for signing off by the union. The union
did not sign it, and within minutes the employer was advised that the union would not
sign off. The union submits that it is unreasonable and unfair to force the settlement on
the grievor. It results in the grievor giving up his grievance. In return, he gets a fixed-
term contract which he cannot accept and is therefore worthless for him. Mr. Barclay
submitted that as a general rule the union supports the principle that “a deal is a deal”.
However, in this instance the union entered into settlement discussions and agreed to
mediation in good faith. To force the terms of settlement which are of no value to the
grievor in the circumstances would not promote a harmonious relationship between the
parties. The Board was urged to find that the union is not bound by a settlement in the
circumstances.
[6] In reply, employer counsel pointed out that throughout the discussions the union had
insisted that it would settle only if the grievor was offered employment through a
contract. Then the union kept negotiating to increase the duration of the contract the
employer had offered. The employer finally agreed to the union’s demand for a 10
month contract. The minutes presented to the union incorporated exactly what the union
had demanded. Counsel submitted that harmonious labour relations was well served by
that process. To permit the union to resile from the settlement on the other hand would
not be good labour relations policy.
[7] The employer provided numerous legal authorities, including excerpts from texts on the
law of contract, as well as decisions from labour relations boards, arbitrators and this
Board itself. Based on a review of these authorities a simple test emerges for determining
whether or not a grievance had been settled. The question must be asked whether a point
of time had been reached, and understood by the negotiating parties, when there were no
longer any issues in dispute between them related to the grievance. If the answer is in the
affirmative there was a settlement at that point of time. There is no requirement that a
settlement be in writing and/or be signed off for it to be in effect and enforceable, unless
of course it is explicitly so agreed. In Re Ontario Hydro, [1983] OLRB Rep. November
1869 (Gray), the Ontario Labour Relations Board cited with approval the award in Re
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Bilt-Rite Upholstering Co Ltd., (1980), 24 L.A.C. (2d) 428 (Rayner), stating at para.27 as
follows:
27. The question of the efficacy of an oral settlement agreement arose in Re But-
Rite Upholstering Co. Ltd., (1980) 24 L.A.C. (2d) 428 (Rayner). In that case
an arbitration hearing had been adjourned pending settlement discussions.
When the hearing resumed, company counsel took the position that the matter
had been settled in the meantime. Union counsel took the position that the
matter had not been settled. Both counsel agreed that their settlement
discussions had reached a point at which they had reached oral agreement on
the terms of a settlement which had been reflected in an unexecuted
handwritten draft agreement which both counsel had pronounced satisfactory.
The handwritten draft had been typed up and the typed version circulated for
execution. At that point, union counsel had learned of the possibility of
retroactive legislation which might make taxable the payment of damages
contemplated by the settlement. That had led the union to refuse to sign the
minutes of settlement. The union then argued that the settlement had to be in
writing and signed to be binding, by analogy with collective agreements. It
also argued that the parties’ intention had been that there would be no binding
settlement until all documentation was complete. The board of arbitration in
that case concluded at p. 430-431:
The Board is of the opinion that the parties reached settlement on all
substantive matters. There were not matters left in dispute after the
parties had reached their settlement. It is true that the settlement
contemplated the reduction of the settlement to writing and signing by
both parties. However, in our view, this was a mere procedural matter
and was not an essential part of the settlement. If the union had
suggested that there was [sic] some substantive terms that had not been
covered by the settlement, the matter would be quite different. No
suggestion was forthcoming.
[8] This Board has also endorsed the principle that a settlement is reached at the point of time
when agreement is reached on all substantive matters in dispute. Thus in Re OLBEU
(Policy Grievance), 860/91 (Waisglass) at p. 9, the Board wrote:
As explained in the Perfection Rug decision (cited above):
“…In complex matters, negotiations may proceed orally until the parties feel they
have reached agreement in principle, leaving the details to be worked out thereafter in the
process of drafting a written agreement. To the extent the anticipated written agreement
is required or expected to contain terms or resolve points not finalized during oral
negotiations, it can fairly be said that there is no agreement until the required document
has been finalized and executed. Delivery and execution of the anticipated document is,
in those circumstances, a precondition to the existence of a binding agreement. In each
case where a written agreement is contemplated, it is ‘a question of construction, whether
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the parties intended that the terms agreed should merely be put into form, or whether they
should be subject to a new agreement the terms of which are not expressed in detail’.”
In the case before this panel, the evidence is very clear that the parties had
completed an oral agreement on the terms of settlement for this grievance and that
the oral negotiations left no substantive points to be finalized and no details to be
worked out thereafter in the drafting process. The facts of this case indicate that
the parties intended that the terms agreed upon should merely be put into form.
[9] At p. 10 the Board cited a prior decision of its own as follows:
We shall now examine what we believe is the most pertinent among the decided
cases referred to us by Employer’s counsel. In the Toplin case [GSB 2251/91-
OPSEU AND MINISTRY OF CORRECITONAL SERVICES] Vice-Chair
Samuels dismissed the Ministry’s preliminary objection – that the grievances had
been settled – on the grounds that “there was no settlement in this testimony. While
it appeared to the Ministry that a number of the grievor’s concerns had been met, at
no time had all the details of a settlement been agreed by the parties. …Until all the
terms were agreed in one package, the parties would have no settlement. And they
never reached the point of agreeing on all the terms of a settlement. Until such a
point is reached, either party could change its mind about any of the items which
may have seemed satisfactory at the outset.”
[10] In concluding that the grievance before it had been settled, at p. 10 in Re OLBEU (supra)
the Board wrote:
The facts in the grievance before this panel are in contrast to the facts in Toplin.
Unlike that case, the Union in this case accepted all of the terms contained in the
Employer’s offer. There was nothing left to negotiate. When the Union accepted
all of the terms in the Employer’s package, the parties reached the point of
agreeing on all the terms of a settlement. It is now too late for either the Union or
the Employer to add a new term or to change its mind about any of the items in
the agreed package.
[11] The facts before the Board in the instant case also lead to the inescapable conclusion that
when the employer accepted the union’s counter offer of a 10 month contract there was
nothing left to be negotiated. All of the other terms had been previously agreed upon.
The last stumbling block was the length of the fixed term contract. The union demanded
a 10 month contract. When the employer agreed to that demand there were no issues in
dispute left.
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[12] The Board views the union’s “harmonious labor relations” argument as nothing more
than an expression of displeasure, perhaps even anger, about the employer’s decision to
hold it to the settlement that was reached. If it is suggested that allowing a party – union
or employer – to resile from a settlement reached promotes good labour relations, the
Board is loath to subscribe to such a proposition. The Board understands the union’s
view to be that it would have been more reasonable for the employer to have relieved the
union of the strict legal consequences of the settlement reached, particularly considering
that the union walked away from the settlement within a short time of the employer’s
acceptance of its offer. As Mr. Barclay put it, “it was open” for the employer to not
force the settlement on the grievor. The employer certainly could have done so.
However, it was also open for the employer to enforce its legal right, and it has chosen
to do so. There is no legal basis to deny the employer its right to enforce the terms of a
settlement on the basis of the reasonableness or fairness of the consequences of the terms
of settlement reached between the parties, just as much as the Board lacks the authority
to relieve a party from obligations under a term of the collective agreement on the basis
of what it views to be reasonable or fair. That would run directly counter to the long
recognized principle that the efficacy of settlements is a fundamental and necessary part
of the grievance and arbitration process under collective agreements, and must be
upheld.
[13] For all of the foregoing reasons the Board finds that the grievance referred to it was
settled on July 16, 2013, and that the terms of that settlement as set out in the draft
minutes (exhibit #1 in this proceeding) are in effect. Accordingly, the grievance is no
longer arbitrable and is hereby dismissed.
Dated at Toronto this 13th day of August 2013.
Nimal Dissanayake, Vice-Chair