HomeMy WebLinkAbout2010-2499.Pinkney et al.13-11-04 DecisionCrown Employees
Grievance Settlement
Board
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180 Dundas St. West
Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
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Toronto (Ontario) M5G 1Z8
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Téléc. : (416) 326-1396
GSB#2010-2499
UNION#2010-0108-0048
(additional file numbers listed
in Appendix A attached)
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Pinkney et al.) Union
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Felicity D. Briggs Vice-Chair
FOR THE UNION Jane Letton
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER George Parris
Ministry of Government Services
Legal Services Branch
Counsel
HEARING July 17, 2013
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Decision
[1] On January 11, 2010, the parties at Elgin Middlesex Detention Centre (“EMDC”) signed a
Memorandum of Agreement regarding the Compressed Work Week.
[2] The relevant provisions of that agreement read as follows:
This compressed work week agreement is made in accordance with Article 16
(Local and Ministry Negotiations) of the Central Collective Agreement and
Article COR2 (Hours of Work), Appendix COR9 (Rollover of Fixed Term
Correctional Officers) of the Correctional Bargaining Unit Collective
Agreement, between the Ontario Public Service Employees Union and the
Crown in Right of Ontario represented by Management Board of Cabinet.
Unless otherwise specified in this Agreement, all articles of the Central and
Correctional Bargaining Unit Collective Agreements Apply to employees
covered by this agreement.
1. All Correctional Officer compressed work week schedules for the
institution shall end on February 28, 2010 and new approved
schedules shall take effect on March 1, 2010.
2. All approved schedules shall be posted by January 15, 2010.
3. Line selections shall be submitted to the scheduling department
and shall be started on January 18, 2010.
4. Line selection shall be done based on seniority (continuous service
dates).
5. A scheduling committee member and the Local 108 scheduling
officer shall be involved in the line selection process.
6. Notices to staff of line assignments shall be posted no later than
February 8, 2010.
7. All Correctional Officer positions shall be available for line
selections.
8. Those failing to make a selection will be assigned to a line and
schedule by the Scheduling Manager after three attempts have
been made by the scheduling office to contact the employee.
9. A classified (full time equivalent) complement change shall cause
a review of the schedules between the two parties to review any
changes.
10. When permanent vacancies occur in the compressed work week
schedule, they will be posted within 14 days of the permanent
vacancy and will be filled on a seniority (continuous service date)
basis within 30 days of the vacancy.
11. If a permanent line is vacated for the purposes of a temporary
assignment/secondment for a period of 366 days, this line will be
considered vacant and posted within 14 days of the vacancy and
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will be filled on a seniority (continuous service date) basis within
30 days.
12. This agreement, and the attached schedules, is based on the
following identified correctional officer positions:
(a) One hundred and forty seven (147) classified correctional
officer positions as identified in the employers staffing
model.
(b) It is understood by both parties that the MERC agreement
of the Resource Position Management (RPM) for Elgin
Middlesex Detention Centre consisting of twenty (20)
positions have been collapsed into the main schedules
and is apart (sic) of the one hundred and forty-seven
(147) classified positions, as outlined in the MERC
agreement dated 12th of May 2009. Every effort will be
made to backfill the 147 lines on a daily basis.
(c) The parties’ agreement of an additional fifteen (15)
correctional officer positions (located in the Utility
Schedule) as per the Memorandum of Agreement dated
12th of May 2009.
(d) Due to three vacancies occurring after the 12th of May
2009, the additional 15 positions have been reduced to 12
in accordance with the MERC agreement dated
November 27, 2009. This is a total of one hundred and
fifty nine (159) positions available for the line selection
process. As permanent vacancies continue to occur, lines
from the Utility Schedule will continue to be eliminated.
13.This agreement does not prejudice the parties in any way in relation
to the total level of Correctional Officers positions at the Elgin
Middlesex Detention Centre.
14.In accordance with the Memorandum of Agreement dated 12th of
May 2009, the following process will be used to reassign officers in
the utility schedule to the Budget Allocation Model/BAM (main)
schedule that:
(a) Correctional Officers assigned to the Utility Schedule shall
be reassigned first to fill permanent and temporary
vacancies created in the BAM schedules. It is the
understanding of both parties that vacancies in the Utility
Schedule shall not necessarily create additional posts
requiring backfill.
[3] The parties provided a schedule (Schedule A) that was referred to in the Memorandum of
Agreement. Schedule A has one hundred and fifty nine (159) one-week schedules. These
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are broken down into 19 Platoons and appear to cover all units within EMDC. There are
149 positions in the first 17 Platoons. The 18th and 19th Platoons are titled “Attrition” and
have twelve positions in total. These last two Platoons are referred to in the Memorandum
of Agreement as the “Utility Schedule”.
[4] Duty rosters developed after the Memorandum of Agreement was signed were also
provided. It was agreed that these Duty Rosters were the operationalization of the work.
The final exhibit was a fifteen page document entitled “Vision Statement for New Schedule
Routines” which was developed by the Employer with input from two senior staff members
of the bargaining unit and ultimately signed by both the Superintendent of EMDC and the
President of the Local.
[5] The first thirteen platoons on Schedule A have Unit assignments noted. There are no such
assignments provided for Platoons 14 through 19. However, the Platoons 12 through 19 are
expressly titled. For example, Platoon 14 is Front Door and Platoon 16 is Female
Segregation & Admitting and Discharge.
[6] According to the Union, the Employer staffed the institution in compliance with the
Memorandum of Agreement until approximately November of 2010. The Union alleged
that in November of 2010 the Employer began scheduling in a manner that was
inconsistent with the Memorandum of Agreement. It became apparent that there was a
fundamental dispute regarding the meaning of the Memorandum with respect to the
necessary minimum level of staffing of Correctional Officers (“COs”). Grievances were
filed (attached Appendix A) alleging a breach of this Agreement and as a result, this Board
met with the parties in an effort to mediate a resolution. There were issues that arose during
mediation regarding particulars and disclosure to enable the parties to understand the scope
of the disagreement. It eventually became evident that litigation of the matter would be
required and the parties next addressed a process to efficiently arbitrate this dispute.
[7] It was agreed by the parties that two questions should be posed to this Board. The first
question is “Does the Compressed Work Week Agreement require that there are 147
Correctional Officer positions which translates into a specific number of Correctional
officers at the jail per day? The second question is “Does the Compressed Work Week
Agreement require that all 147 Correctional Officer positions be within the building for all
of the assigned shifts – that is to say – not on an outside of the building assignment?”
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UNION SUBMISSIONS
[8] The Union argued that the matter is fairly straightforward. The Memorandum of
Agreement clears states at paragraph 12 that there shall be at least one hundred and forty
seven classified Correctional Officer positions in the Employer’s staffing model each day
at EMDC.
[9] Ms. Letton, for the Union, noted that according to Schedule A, which is attached and
therefore forms part of the Memorandum of Agreement, these 147 CO positions are
scheduled into seventeen different platoons covering all inmate unit areas of EMDC. Both
the Memorandum and Schedule A provide that there are twelve additional CO positions.
Schedule A provides that these additional 12 positions are set out as an 18th and 19th
Platoon and are entitled “Attrition”. Therefore, it is apparent that the parties recognized and
agreed that there would be a minimum number of 147 COs scheduled each day. It was
understood that the additional 12 CO positions found in Platoons 18 and 19 might be
eliminated over time but at no time would the total number of CO positions within EMDC
be lower than 147.
[10] The Union reviewed Schedule A noting that it sets out the location and position for each
CO position. For Platoons 1 through 13 there are a number of units or areas set out. This
means that the CO working in one of those Platoons might be assigned to any of the areas
set out in that particular section. COs assigned scheduled in Platoons 14 through 17 have a
more limited area of assignment because they are the specialized units. For example, a CO
working in Platoon 14 will only be assigned to work at the Front Door while a CO
scheduled in Platoon 16 will be assigned to work in only in either Female Segregation or
Female Admitting and Discharge. Platoons 18 and 19 have no work assignment noted. This
fact underscore the parties’ agreement that 147 COs would be scheduled each day and there
would be a second category of CO positions which would be eliminated over time.
[11] The Union reviewed the process set out in paragraphs one through eleven of the
Memorandum for COs to select their choice of line assignment. It is apparent that when the
Agreement is considered as a whole, it contemplates a minimum of 147 CO positions to be
filled. Each of the 147 lines on Schedule A is to be assigned to an individual CO. The 147
positions plus the twelve additional “attrition” positions make up Schedule A.
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[12] The Union submitted that this Board must give the language of the Memorandum its plain
and ordinary meaning. It is clearly stated that Schedule A is attached and that means that it
forms part of the parties’ agreement. Schedule A is not a collateral document and it reveals
that only positions in excess of 147 can be eliminated and not scheduled each day.
[13] Regarding the second question, it was the Union’s view that there is nothing in the
Memorandum that would allow the Employer to remove the CO from their assigned post
and have them work outside of the building. To be clear, it is not the Union’s position that
the Employer cannot assign COs to perform escort duties. However, it is the Employer’s
obligation to assign a CO who is not one of the 147 COs assigned to work as set out in
Schedule A.
[14] The Union asserted that all of the assignments set out in Schedule A are within the actual
EMDC buildings. Accordingly, the Employer cannot re-assign one of the 147 to do work
not contemplated on the schedule, such as outside escort duty. It can be seen in the Vision
Statement for New Schedule Routines that the parties put their minds to clarifying the
duties of the positions set out in Schedule A and all of those duties are performed within
the four walls of EMDC. This document buttresses the Union’s contention that there are to
be 147 positions inside EMDC each day and if one of those officers is sent outside because
of operational necessity – then the Employer must make every effort to backfill that
position. It was urged that “every effort” is a significant obligation. It is not sufficient for
the Employer to make some vague attempt to find a replacement. “Every effort” mandates
that the Employer will turn its mind and resources to ensuring that each of the 147
positions within EMDC are backfilled on a daily basis. If an officer is out of the building
due to escort duties, sick leave or vacation, that vacant position must be filled by another
CO.
[15] The obligation to backfill the 147 CO positions is ongoing and does not diminish by virtue
of unforeseen circumstance, according to the Union. Whether an absence is planned there
is still an ongoing obligation to backfill 147 CO positions each day.
[16] In closing the Union noted that the Vision Statement for New Schedule Routines states
clearly in its preamble that that the “paramount consideration in how we conduct our affairs
is the safety and security of individual officers and managers.” That safety is ensured when
the agreed upon staffing level is maintained.
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EMPLOYER SUBMISSIONS
[17] The Employer submitted that the Schedule A before this Board is “not carved in stone”.
Further, there is nothing in the Memorandum or the Schedule or the Duty Rosters that
prohibits or restricts the Employer’s ability to assign tasks to the COs that need to be
performed. Paragraph 12 does not contain language providing that COs can only perform
the duties related to their own post.
[18] The Memorandum of Agreement is an agreement between the parties regarding the
working of a Compressed Work Week. According to the Employer, it is not an agreement
about what work the COs will perform. The Memorandum should not be interpreted in a
fashion that is inconsistent with its underlying purpose. It is noteworthy that paragraph 9 of
the Memorandum provides for a mandatory review of the Schedule in the event that there
is a classified (full-time equivalent) complement change.
[19] Mr. Parris, for the Employer, noted that the Schedule for COs did not change after the Duty
Rosters were developed.
[20] The Employer asserted that because there is no definition of the word “backfill” in
paragraph 12, it is necessary for this Board to provide direction in this regard. However, it
was urged that “backfill” as set out in paragraph 12 does not mean that the Employer has to
replace a CO who is absent from her post for a limited period of time or when the CO is
away from their post but otherwise performing CO work. The term “backfill” should be
interpreted in paragraph 12 as it is meant in paragraph 14 – that is to say - in those
instances when COs are absent from work.
[21] The Employer submitted that the Union’s position regarding the need to backfill for those
on Escort Duty makes little sense. Escort Duty is, by all accounts, the work of COs. There
is no need to backfill a CO who is working. Backfilling is bringing in additional staff to do
the work of some one who is not at work as scheduled.
[22] Mr. Parris suggested that the paragraphs in the Memorandum that provide numbers of staff
are there to assist the parties in the structuring of the schedules and that every effort will be
made to backfill them when they are not at work. Backfilling a position is not synonymous
with providing relief. It is difficult to understand how the Union can ask this Board to
decide that if a CO is absent from the workplace for an hour on a Hospital (or any other)
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Escort, the Employer must replace them with another CO that had not been scheduled to
work that shift. Such an interpretation is unreasonable and unworkable. It is certainly an
interpretation that makes little sense in the context of how an institution works.
[23] The Employer said that in considering the phrase “every effort” this Board should take into
account business efficacy and efficiency. It would make no sense for the Employer to be
obligated to replace a CO who is absent from the workplace performing outside Escort
duties at the end of their shift. It would be administratively ridiculous for the Employer to
be forced to ask a fixed term CO to work an amount of time that theoretically might be less
than an hour.
UNION REPLY SUBMISSIONS
[24] Regarding the matter of institutional or internal escorts, Ms. Letton submitted that
according to the duties set out in the Vision Statement, each unit has a General Duty
Officer who is assigned such duties. Accordingly, if all 147 positions are filled then those
internal escorts are clearly covered and not at issue.
[25] The issue of the need to relieve for the last thirty minutes of a shift is a matter that goes to
remedy and not to the merits of this dispute, the Union urged.
DECISION
[26] There was an issue between the parties as to whether the Provincial Escort Duty Policy
would assist in the interpretation of this matter. A process was determined at the hearing to
allow for written submission regarding this matter but it was ultimately determined that the
Escort Policy document would be of no assistance.
[27] Further, there was an issue between the parties as to what, if anything, should be made of
the fact that a few of the 147 lines have no work scheduled within the seven day period.
This Board told the parties that if evidence was needed regarding this issue for the purposes
of this decision, it would be requested. It is not.
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[28] As noted above, Schedule A is a schedule that sets out the days each CO is to work. It is
broken down into nineteen (19) platoons with the final two being assigned – as agreed by
the parties – as Attrition. It is to be recalled that these two final Platoons are referred to in
the Memorandum of Agreement as the Utility Schedule.
[29] Schedule A is a document that sets out the day and time that the 147 classified COs will
attend at work. It identifies the areas that members of each platoon will be assigned
throughout their schedule.
[30] The Duty Rosters appear to be the work assignment sheets. There is one for each day of the
week which is broken down into the various units with lines for the names of COs working
various shifts.
[31] The first question posed to this Board is “Does the Compressed Work Week Agreement
require that there are 147 Correctional Officer positions which translates into a specific
number of Correctional Officers at the jail per day?
[32] After consideration, I am of the view that the answer to this question is yes. The
Memorandum of Agreement makes clear that there will be a schedule based on 147
classified CO positions “as identified in the employers staffing model”. The parties went on
to explain what that number included (twenty CO positions which “had been collapsed into
the main schedule”) and what the number did not include (an additional 12 CO positions
“located in the Utility Schedule”). Further it was agreed that as permanent vacancies
“continue to occur, lines from the Utility Schedule will continue to be eliminated”. These
are the positions that the parties refer to as “Attrition” on Schedule A.
[33] It seems apparent that the parties agreed to develop a schedule with 147 lines that would be
filled by 147 classified COs and that “every effort will be made to backfill the 147 lines on
a daily basis.” In my view, this means that if any of the 147 COs scheduled to work on any
particular day are absent from the work and otherwise unavailable to work, the Employer
shall make every effort to replace them. For the purposes of this decision, absences would
include (but not necessarily be limited to) situations such as sick leave, vacation and leaves
of absence.
[34] Though not specifically asked, it is useful to note that the obligation to attempt to backfill
an absent CO is not insignificant. The phrase “every effort” is used and should be given its
plain meaning. It is difficult in the abstract to define such a phrase. No doubt a
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consideration of whether every effort was made would be undertaken against a specific
factual context. However, there seems little doubt that a genuine effort should be made that
goes far beyond a perfunctory attempt.
[35] I am further convinced of the Union’s position by reviewing paragraph 14(a) of the
Memorandum. In that provision the parties agree that vacancies in the Utility Schedule
(that being the section of Schedule A referred to as “Attrition”) “shall not necessarily create
additional posts requiring backfill.” It would appear that the parties wanted to make a
distinction between the 147 classified COs whose absence should be backfilled and those
COs on the Utility Schedule whose absence need not necessitate backfilling. In my view,
this paragraph underscores the fact that there is an obligation to backfill the 147 classified
CO positions.
[36] Addressing the second question, I am of the view that the Employer’s submissions must
prevail. While I accept that the Vision Statement sets out tasks usually undertaken by COs,
there is nothing that would lead me to find that this document overrides the Employer’s
inherent right to manage the workforce. Indeed, the preamble of the Memorandum of
Agreement states that unless otherwise stated in the Agreement, the Collective Agreement
applies. There is nothing in the Memorandum that restricts the Employer’s ability to assign
work. Although I understand the Union’s assertion that the Vision Statement is a
comprehensive and determinative document, I must disagree. Indeed, it does not form part
of the Memorandum and therefore can not be relied upon to fetter the Employer’s authority
to assign work.
[37] It was suggested by the Union that the Memorandum obliges the Employer to make every
effort to backfill 147 lines on a daily basis and that includes ensuring all of the scheduled
COs must be working inside the four walls of the institution for every moment of their
scheduled working hours. I think not. In my view, if the parties intended such a particular
result, they would have said so and they did not. Indeed, the parties referred to effort being
made to backfill occurring on “a daily basis”, not an hourly basis.
[38] Further, backfilling is a phrase often used by these parties. I have seen nothing in any of the
exhibits or Collective Agreement that would lead me to find that the Employer is obliged to
provide an additional – otherwise unscheduled - employee to replace one of the 147
scheduled COs who is going to be away from his/her post or the workplace performing CO
duties for a matter of minutes or hours.
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[39] Further days of hearing are scheduled. I remain seized.
Dated at Toronto, Ontario this 4th day of November 2013.
Felicity D. Briggs, Vice-Chair
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APPENDIX A
GSB File Number Union File Number
2010-2499 2010-0108-0048
2010-2500 2010-0108-0049
2010-2501 2010-0108-0050
2010-2502 2010-0108-0051
2010-2503 2010-0108-0052
2010-2504 2010-0108-0053
2010-2825 2011-0108-0005
2010-2826 2011-0108-0006
2010-2827 2011-0108-0007
2010-2828 2011-0108-0008
2010-2829 2011-0108-0009
2010-2830 2011-0108-0010
2010-2831 2011-0108-0011
2010-2832 2011-0108-0012
2010-2833 2011-0108-0013
2010-2834 2011-0108-0014
2010-2835 2011-0108-0015
2010-2836 2011-0108-0016
2010-2837 2011-0108-0017
2010-2880 2011-0108-0018
2010-2881 2011-0108-0019
2010-2882 2011-0108-0020
2010-2883 2011-0108-0021
2010-2884 2011-0108-0022
2010-2885 2011-0108-0023
2010-2886 2011-0108-0024
2010-2887 2011-0108-0025
2010-2888 2011-0108-0026
2010-2889 2011-0108-0027
2010-2890 2011-0108-0028
2010-2891 2011-0108-0029
2010-2892 2011-0108-0030
2010-2893 2011-0108-0031
2010-2894 2011-0108-0032
2010-2923 2011-0108-0034
2011-0251 2011-0108-0037
2011-0252 2011-0108-0038
2011-0253 2011-0108-0039
2011-0254 2011-0108-0040
2011-0255 2011-0108-0041
2011-0256 2011-0108-0042
2011-0257 2011-0108-0043
2011-0258 2011-0108-0044
2011-0259 2011-0108-0045
2011-0260 2011-0108-0046
2011-0261 2011-0108-0047
2011-0262 2011-0108-0048
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APPENDIX A
GSB File Number Union File Number
2011-0263 2011-0108-0049
2011-0264 2011-0108-0050
2011-0265 2011-0108-0051
2011-0266 2011-0108-0052
2011-0267 2011-0108-0053
2011-0268 2011-0108-0054
2011-0269 2011-0108-0055
2011-0270 2011-0108-0057
2011-0271 2011-0108-0058
2011-0272 2011-0108-0059
2011-0273 2011-0108-0060
2011-0274 2011-0108-0061
2011-0275 2011-0108-0062
2011-0562 2011-0108-0067
2011-0563 2011-0108-0068
2011-0564 2011-0108-0069
2011-0565 2011-0108-0070
2011-0566 2011-0108-0071
2011-0567 2011-0108-0072
2011-0582 2011-0108-0073
2011-0598 2011-0108-0056
2011-0615 2011-0108-0076
2011-0636 2011-0108-0077
2011-0637 2011-0108-0078
2011-0638 2011-0108-0079
2011-0660 2011-0108-0080
2011-0661 2011-0108-0081
2011-0662 2011-0108-0082
2011-0663 2011-0108-0083
2011-0664 2011-0108-0084
2011-0665 2011-0108-0085
2011-0666 2011-0108-0086
2011-0667 2011-0108-0087
2011-0668 2011-0108-0088
2011-0669 2011-0108-0089
2011-0670 2011-0108-0090
2011-0671 2011-0108-0091
2011-0672 2011-0108-0092
2011-0673 2011-0108-0093
2011-0752 2011-0108-0094
2011-0753 2011-0108-0095
2011-0754 2011-0108-0096
2011-0755 2011-0108-0098
2011-1039 2011-0108-0101
2011-1040 2011-0108-0102
2011-1041 2011-0108-0103
2011-1043 2011-0108-0105
2011-1044 2011-0108-0106
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APPENDIX A
GSB File Number Union File Number
2011-1045 2011-0108-0107
2011-1046 2011-0108-0108
2011-1047 2011-0108-0109
2011-1048 2011-0108-0110
2011-1062 2011-0108-0097
2011-2068 2011-0108-0112
2011-2071 2011-0108-0115
2011-2072 2011-0108-0116
2011-2073 2011-0108-0117
2011-2074 2011-0108-0118
2011-2075 2011-0108-0119
2011-2076 2011-0108-0120
2011-2077 2011-0108-0121
2011-2078 2011-0108-0122
2011-2079 2011-0108-0123
2011-2080 2011-0108-0124
2011-2081 2011-0108-0125
2011-2082 2011-0108-0126
2011-2083 2011-0108-0127
2011-2084 2011-0108-0128
2011-2085 2011-0108-0129
2011-2134 2011-0108-0131
2011-2666 2011-0108-0135
2011-2846 2011-0108-0134