HomeMy WebLinkAboutPrue 13-12-12BETWEEN:
IN THE MATTER OF AN ARBITRATION UNDER
THE ONTARIO LABOUR RELATIONS ACT
KINGSTON GENERAL HOSPITAL
( "the Employer")
AND
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
LOCAL 444
( "the Union ")
GRIEVANCE 2010- 0444 -0007
MICHELLE PRUE —JOB POSTING
AWARD
ARBITRATOR: Barry Stephens
FOR THE EMPLOYER: Peter Hass, Human Resource Advisor, KGH
FOR THE UNION: Peggy Smith, Counsel, Peggy E. Smith Law Office
Bev Weaver, OPSEU Local 444 Bargaining Unit President
Heard by written submissions and conference call
on November 1, 2013
AWARD
[1] The issue between the parties arises from prior agreements involving the
grievor. The parties agreed to proceed by way of agreed statement of fact and to
present their submissions to me in writing and in a conference call.
[2] The agreed statement of fact sets out the background as well as the issue in
dispute as follows:
AGREED STATEMENT OF FACTS
1. The parties are signatory to a recognized Collective Agreement.
2. Michelle Prue, the grievor, has a bargaining unit seniority date of April
17th, 1986. Her current classification is ECG Technician - Technician 3.
3. The grievor is the subject of two separate MOAs:
a. Attachment 2: MOA dated January 12th, 200[6] outlining the
details of a split role for the employee between the EGG Lab and
the CV Lab that ensures the appropriate rate of pay for the
respective jobs.
b. Attachment 3: MOA dated [September 11, 20031 providing that
the next full -time Technician 4 vacancy in the CV Lab would be
awarded to the grievor.
4. The employee filed a grievance dated October 081h, 2010.
5. The settlement requested was:
a. To be made whole
b. All wages for Technician 3 work to be paid at the Technician 4
rate for the past two years
c. Permanent transfer to Technician 4 in the CV Lab
6. It is common ground that the employee has been appropriately paid for
the level of work performed and is whole with respect to compensation
and benefits. Therefore, the outstanding settlement requested is a
permanent transfer to Technician 4 in the CV Lab.
7. Due to operational requirements, it is a fact that the grievor works a
strong majority of her hours in the CV Lab.
S. There are currently three other bargaining unit employees holding full -
time permanent Technician 4 jobs that are attached to the CV Lab.
These positions were appropriately awarded to the incumbents through
the bidding process contained in the collective agreement. These three
Technician 4 incumbents all have a lower seniority date than the grievor.
9. The parties admit to not fully understanding the position of the other
during that previous mediation discussion using your office. Despite
goodwill efforts to clarify this point, it is understood that the parties did
not have a common meeting of the minds.
10. The Hospital has established a new classification of Electrophysiology
Technologist in the bargaining unit, which will work exclusively in the CV
Lab. The position has not been posted as of this date.
The QUESTION:
Based on the foregoing, the question we would put forward to you for
decision:
Should the grievor be placed into a permanent and exclusive Technician 4
role in the CV Lab?
Union Submissions:
[1] The union has been made aware that the employer is planning a reorganization
in the CV lab, and that there may be a reduction of CV Tech 4 work as a result of that
reorganization. The union maintains that the issue before the Arbitrator is the
application of the collective agreement to the possible reduction of hours in the CV
laboratory.
[2) There are currently 3 full -time CV Tech 4 positions. In addition, the employer
and the union have created a unique 'split classification' position for the grievor. This
position is currently a .9 Tech 4 and .1 Tech 3 position. The grievor is the most senior
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employee performing CV Tech 4 work. The union submits that the grievor has held a
split classification position in the CV laboratory since the MOS was signed in 2005,
acknowledging and classifying her work performed in CV as that of a Tech 4. The
position has evolved over time to the current status of almost 100% Tech 4.
[3] In 2003, the grievor applied for a Senior Tech 3 position that was awarded to a
junior employee. The grievor filed a grievance, which was resolved by way of the
September 2003 minutes of settlement. The parties agreed that she would continue to
be provided opportunities in the Cardiovascular Lab as a Tech 4, "so that she could
maintain and expand her skill based within that classification." They also agreed to
award Ms. Prue with the next Tech 4 vacancy. There was no discussion in the 2003 MOS
about whether the next vacancy would be part-time or full -time. At the time the
settlement was reached, Jim McKinven held a .6 part-time Tech 4 position. He was
reaching retirement age, and the expectation of the union and the grievor was that the
resultant vacancy would be awarded to Ms. Prue.
[4] As stated above, the 2003 MOS did not specifically require a full -time Tech 4
position be formally awarded. In 2005, the grievor was working as a Tech 4 three
afternoons per week on a regular basis and Mr. McKinven had not yet retired. The
parties agreed to pay the wage attached to the classification when she performed Tech
4 work. However, the union asserts that the intent of the 2003 agreement was clear -
rather than post future vacancies in the CV laboratory, such work would be awarded to
the grievor. As a result, McKinven's part-time position was eventually rolled into the
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grievor's position, in accordance with the 2003 the MOS. She was able to "top up" her
hours to full time status, by returning to the ECG as needed.
[5] The work performed by the grievor in CV has been recognized as falling into the
Tech 4 classification under the Collective Agreement. The Union maintains that the
grievor's request to be "transferred" to the CV laboratory is simply a request to
formalize her current status. The employer is estopped from arguing that the
assignment of Ms. Prue to the CV laboratory was meant to be or is a temporary
arrangement.
[6] The status of Ms. Prue in the hospital is evident. Recently, Clinical Laboratories
assumed the management of the ECG department. The union asserts that neither the
current manager or director recognize or include Ms. Prue as an employee in ECG. She
has not worked any hours in that area in 2013. The Union maintains that at minimum,
the status quo recognizes that Ms. Prue has assumed a unique full time position, and
that any reduction of hours or work in the CV laboratory must take into account her
seniority and work in that classification at the time the reduction takes place. The
grievor has not worked any hours in ECG in 2013. In 2009 - 2010, she worked 11 days in
ECG, zero in 2010 -2011, and about five days in total for the 2011 -2012 calendar year.
She has consistently been assigned at least 4 days per week as a Tech 4 over the past
few years.
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[7] There are two possible scenarios arising from the intended reorganization. The
first would be the employer's decision to eliminate a full time Tech 4 position. This
would result in a layoff of the most junior Tech 4 in the classification. This would not
impact Ms. Prue's position. The second scenario would be to eliminate the unique
position held by Ms. Prue, which consists of a .9 full -time position in CV, and a .1 part-
time position in ECG. Given the history, actions and intent of the parties over the past
10 years, Ms. Prue would be entitled to a notice of lay -off. In that situation, she would
be entitled to exercise her seniority and bump into a Tech 4 position under s. 11.04(1)
(c) or (f).
[8] At minimum, she would be entitled to access .9 of a full -time position as a Tech
4. She is qualified to perform the work, and has performed the work and been paid the
wages of that classification as agreed through binding minutes of settlement. Those
documents must be interpreted and applied within the language of the collective
agreement, to give meaning to the intent of the parties.
[9] The employer is estopped through the commitments in the Minutes of
Settlement reached in 2003 and 2005, and their actions over the past 10 years, from
treating the classification of Ms. Prue as a Tech 4 in the CV lab as a temporary
assignment.
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Employer Position:
[10] The employer submits that it has abided by the two original agreements in full.
The fact that a significant portion of the grievor's hours is in one area is immaterial, as
no proportionality between the roles was codified in the two previous agreements.
Those documents set up and institutionalized, through a signed agreement between the
parties, the concept of a dual role between the CV Lab and the ECG Lab to cover off the
operational requirements of the Employer. No thought was codified as to either the
length of the dual assignment or any trigger to action the reassignment, other than the
sole decision lying with the Employer to declare a full -time permanent Technician 4
vacancy. To decide otherwise would confer upon the union a higher benefit than the
specific details of the signed agreements afford.
[11] The proper posting process for the permanent full -time Technician 4 positions,
and for the grievor's Technician 3 position, was followed. To allow the grievor access to
the higher classification through the grievance process, exclusive of the bidding process,
as the union argues, would be an inappropriate outcome.
[12] Any potential move towards the 'genericization' of the Technician 3 in the ECG
Lab and the Technician 4 in the CV Lab is contrary to the internal classification system
codified in the OPSEU Wage Schedule. That equity system is based on the fact that
remuneration for the different positions contained therein is based on the specific value
of the exact role. To make any other determination outside of either the classification
system or open bargaining would violate the concept of internal equity contained in the
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Collective Agreement, and which is specifically demonstrated by the existence of
separate Technician 3 and Technician 4 positions. To that end, an outcome that simply
lumps the two Technician classifications together at the same rate and then allowing
seniority to decide work assignment is not supportable.
[13] Likewise, allowing the grievor to transfer to the CV Lab and simply trigger a lay-
off within the classification has all of the attendant cost issues related to packages. The
result is still an artificial exercise to remove an existing Technician 4 by misusing the
grievance process to achieve an outcome that is not supported by the Collective
Agreement or the specific MOAs in this circumstance. The proper outcome
contemplated by the parties to maintain a split Technician 3 /Technician 4 role until a
permanent Technician 4 is posted has been established.
[14] There is the planned institution of an Electrophysiology Technologist
classification, with significantly different qualifications and functions, is an appropriate
exercise of management rights in the workplace. In so doing, the Hospital has abided by
the collective agreement language in Art 25.01.
[15] It must be noted that the practice of EPT performed currently by Technician 4s
has evolved and changed. KGH remains the only acute care facility in Ontario that has
not instituted this higher level of practice. Given that the global funding to the Hospital
is based on a benchmarking system across the province, KGH will face significant
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funding exposure and liability were it not to proceed with instituting the EPT position
and match our peers from an operational and, through that, funding perspective.
[16] It is understood that this new EPT role would signal the fact that a full -time need
exists in the CV Lab. However, it is not a vacancy that meets the criteria for any existing
Technician 4 to perform. The qualifications for the new role includes a specialized
technologist diploma, and cannot be done at the expected level by any incumbents of
either Technician classification. The professional practice and boundaries of the CV Lab
must expand to meet the KGH requirement for Outstanding Care, Always, and the
requirement to benchmark with peers for future funding. That plan includes an EPT
role, and not an additional Technician 4 role.
[17] The individual circumstance of the grievor is compelling. It is also of interest to
note that the issue of the shared position did not become a topic of discussion until the
task of phlebotomy was introduced to the ECG Lab role. The Hospital does not dispute
the existence of a bona fide medical issue for the grievor, but would note that the
grievor is attempting to benefit from the grievance process in a way that negates the
requirement for her to seek active treatment for what continues to appear to be a
significant root cause of the grievance in the first place. The employee is currently
accommodated when working in the Technician 3 role in the ECG Lab, which allows her
to not perform a specific phlebotomy function common to the position, due to the bona
fide medical reason. The employee agreed to undergo an external Fitness to Work
Assessment in July 2011, which confirms the validity for the temporary accommodation,
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and also confirms the medical reason is treatable. The KGH Occupational Health
department confirms that there is still no active treatment being pursued by the grievor.
[181 The Hospital agreed with the scheduling facts relied upon by the union, but
pointed out that since 2011 the grievor has been scheduled four days per week in the
CV Lab and one in ECG, except for weeks requiring vacation and /or sick coverage for the
existing Technician 4s. While admitted it was technically correct, the employer took
issue with the union's reliance on the fact that the grievor has not worked in the Tech 3
position in 2013. The reason for her not working in the position is that, based on the
excerpt of the 2013 calendar year found in the chart below, the grievor has consistently
used a combination of lieu days, vacation, and other mechanisms to cover all Friday
shifts assigned in the ECG Lab.
Work hours
2013/01/04
Regular
7
CVLB -TECH
2013/01/11
Regular
7.5
CVLB -TECH
2013/01/18
Banked OT Taken
2013/01/25
Regular
4.5
CVLB -TECH
2013/02/01
Regular
7.5
CVLB -TECH
2013/02/08
Vacation single day
7.5
2013/02/15
Vacation multiple day
7.5
2013/02/22
Regular
7.5
CVLB -TECH
2013/03/01
Regular
7.5
CVLB -TECH
2013/03/08
Regular
7
CVLB -TECH
2013/03/15
Vacation single day
7.5
2013/03/22
Regular
7.5
CVLB -TECH
2013/03/29
BankedStatHolPd
7.5
2013/04/05
Vacation single day
7.5
2013/04/12
Regular
7.5
CVLB -TECH
2013/04/19
Regular
6.5
CVLB -TECH
2013/04/26
Vacation single day
7.5
2013/05/03
Regular
7.5
CVLB -TECH
2013/05/10
STD - sick
7.5
9
2013/05/17
Regular
5.5 CVLB -TECH
2013/05/24
Vacation single day
7.5
2013/05/31
Vacation single day
7.5
Period of Short-term
* **
disability
* **
2013/10/04
Regular
7 CVLB -TECH
2013/10/11
Vacation single day
7.5
2013/10/18
Vacation multiple day
7.5
2013/10/25
Regular
7.5 CVLB -TECH
[191 Therefore, it is not the position of the Employer that there is no operational
reason to assign the employee to the ECG Lab. Instead, the employer argues that the
grievor is actively avoiding the work assignment of her own volition. The need for, and
validity of, the split position as distinct and separate from the current complement of
permanent Technician 4s remains as it has since the establishment of the role. With
respect to the manager not recognizing the inclusion of the grievor as a member of the
ECG Lab, the Hospital would note that the on -going scheduling of the grievor in the ECG
Lab would reflect otherwise.
[20] The employer asserted that the existing shared position confirms that the
employment arrangement has worked within the terms of the two MOAs for years. The
structure of the job was not grieved at the time, except as captured specifically in the
MOAs. Using the grievance and arbitration dispute resolution process as a means to
avoid this responsibility in pursuit of another outcome is an improper use of process. To
conclude, when bound by the constraints of the collective agreement and the signed
MOAs attendant to this issue, there is no contractual basis to allow the grievance. The
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Employer asks that you properly conclude that there is on violation and the answer to
the question posed to you should, respectfully, be `NO'.
Decision
[211 This case is unusual, in that it is not a pure classification grievance, but a
grievance that calls for the interpretation of the grievor's classification based on special
agreements between the parties. Given the nature of the agreements, the surrounding
context, and the subsequent developments, the issue becomes something of a
mathematical exercise.
[22] In my view, the answer to this dispute lies in the original agreement dated
September 11, 2003. The key provisions of that agreement are as follows:
1. The Hospital will continue to provide the grievor with opportunities as a
Technician 4 in the Cardiovascular Laboratory so she may maintain and
expand her skill base within that classification.
2. The next vacancy as a Technician 4 in the Cardiovascular Laboratory will
be awarded to the grievor without any posting in accordance with the
collective agreement.
3. At the time that paragraph #2 is triggered, article 13.07 will apply for the
grievor and /or hospital to utilize.
[231 As outlined above, when Mr. McKinven retired after 2005, his .6 part -time job
was not posted. Rather, in accordance with the 2003 agreement, the hours were
transferred to the grievor. 1 do not conclude that this arrangement was intended to be
a temporary measure. Rather, the status accorded the grievor was, in my view, that of a
6 part-time Tech 4. This status seems to me to flow directly from the 2003 agreement.
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[24] The agreement stipulated a process whereby the grievor would obtain more
experience in Tech 4 work, and set up a mechanism whereby she would automatically
be appointed to the next Tech 4 vacancy without the need for a competitive posting.
McKinven retired, his job was not posted, and the grievor took over his duties. This was
not merely the transfer of hours. As I read it, the intent of the September 2003
agreement was that the grievor would be awarded a vacant position and, as a result,
she would achieve status as a Technician 4. This is confirmed by the fact that the
September 2003 agreement makes specific reference to the triggering of Art. 13.07, an
article which provides for a sixty day trial period during which the employer and the
employee have an opportunity to assess the viability of the newly awarded position,
with the proviso that the employee may be returned or elect to return to his or her
former position if the new position does not appear to be a good fit. In my view, the
reference to the application of Art. 13.07 can support no other conclusion than that,
aside from the absence of a competitive process, the assignment of McKinven's vacant
position to the grievor was to be treated the same as any other promotion to a vacancy.
[25] As it turns, McKinven's position was a .6 part-time vacancy. The agreement did
not stipulate whether the grievor was to receive a full -time or part-time vacancy, only
the "next vacancy." Mr. McKinven's position was the next vacancy. Given that it was
not posted, I can only conclude that McKinven's vacancy was awarded to the grievor.
Therefore, I conclude that once the employer transferred McKinven's work to the
grievor, it had satisfied the requirements of Paragraph 2 of the agreement. At the same
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time, upon being assigned to McKinven's work, the grievor's status changed, in part, to
that of a permanent .6 part-time Tech 4.
[26] The grievor was working, and continues to work full time, so the question arises
as to how to characterize her status for the rest of her work not covered by the .6 part-
time Tech 4 position, i.e. the remaining .4 of her assignment.
[27] Again, the answer to this must be found in the special agreement between the
parties, and the manner in which that agreement has been implemented. 1 do not agree
that the grievor acquired full -time Tech 4 status either at the time of taking over
McKinven's job or through some process thereafter. She was classified as a Tech 3
performing Tech 3 duties prior to taking over Mr. McKinven's position, as is reflected in
the January 2006 agreement, and this state of affairs continued after she was awarded
the McKinven vacancy. Her scheduled assignments, at least since 2011, continues to
include one day per week as a Tech 3, except for times when she is asked to cover Tech
4 vacation or sick leave. The fact that she may have used vacation or other lieu time to
avoid the Tech 3 shifts does not negate the nature of her assignment. The fact that she
is asked from time to time to fill in for Tech 4's who are sick or on vacation does not, in
my view, impact this portion of her status, any more than it would impact any other
employee who is similarly asked to temporarily fill in for a higher rated position. Thus, I
conclude that the grievor was and remains assigned to a Tech 3 position for
approximately 20 percent of her time.
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[281 Given the above, it is my view that the result of the September 2003 agreement
is that the parties have created a unique status for the grievor, in that she is classified
for .6 of her time as a Tech 4 and for .2 of her time as a Tech 3. That leaves .2 of the
grievor's status, a 'grey area' so to speak, that should be clarified.
[291 As I see it, there are two possible ways to view this remaining part of the
grievor's assignment. First, it could be viewed as work assigned to her under paragraph
1 of the September 2003 agreement, i.e. Tech 4 work intended to "maintain and expand
her skill base" in the Tech 4 job, and, thus, it is partially a reflection of the employer's
attempt to accommodate the grievor's medical disability with respect to the
phlebotomy work. Or, it could be that the grievor has been assigned the work as it fills
an ongoing need in the Tech 4 areas of responsibility.
[301 There are good reasons to find for either outcome but it is my view that, to the
extent it is necessary and important to determine the question, the remainder of the
grievor's assignment should be viewed as a de facto permanent assignment of Tech 4
work. I say this for two reasons.
[311 First, given the structure of the September 2003 agreement, it is likely that the
intention of the parties was that paragraph 1, the assignment of Tech 4 opportunities,
was intended lead to paragraph 2, the automatic appointment to the next vacancy. It
seems unlikely that the parties intended that the obligation under paragraph 1 would
continue beyond the fulfillment of paragraph 2.
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[32] More importantly, when dealing with classification disputes, arbitrators
invariably concentrate on what is actually happening in the workplace. The manner in
which this portion of the grievor's time has been assigned over the years speaks for
itself. It is significant that even under the .2 of the grievor's Tech 3 assignment she is
assigned to some Tech 4 work covering for vacations or sick leave. In other words, the
employer has made use of the grievor's Tech 4 skills in a manner that even encroaches
on the time she would otherwise be assigned to her Tech 3 work. That being the case, it
seems to me that the Tech 4 work in the .2 'grey area' to which she is regularly assigned,
but which exceeds the .6 position, is real, ongoing Tech 4 work, and is not in the nature
of a temporary arrangement to satisfy the needs of the September 2003 agreement.
This state of affairs has continued for a number of years, and it is my conclusion that the
`grey area', .2 portion of the grievor's work assignment should be classified as
permanent Tech 4 work.
[33] Given the above analysis, I conclude that the grievor is in a hybrid assignment, .S
Tech 4 and .2 Tech 3. This novel status is not an accident of history, but is a result of the
intention of the parties as set out in the September 2003 agreement, and it is
manifested in the manner in which that agreement has been implemented over the last
ten years.
[34] As a result, my answer to the question put to me by the parties is in the
negative, the grievor is not "placed into a permanent and exclusive Technician 4 role in
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the CV Lab ", but is assigned, by special agreement between the parties, to two
classifications at the same time, .S Tech 4 and .2 Tech 3. While this is an assignment
that is outside the normal classification structure in the collective agreement, the
parties have a right to jointly agree to such anomalies or deviations from the collective
agreement, and it is my conclusion that they have done so in this instance.
[35] 1 remain seized to deal with any issues arising from the implementation of this
award.
VI
I
Barry tephens,
Arbitrator
December 12, 2013
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