HomeMy WebLinkAbout2012-1848.Rolston.14-03-07 DecisionCrown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2012-1848, 2012-1849, 2012-1850, 2012-1851
UNION#2012-0532-0052, 2012-0532-0053, 2012-0532-0054, 2012-0532-0055
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Rolston) Union
- and -
The Crown in Right of Ontario
(Ministry of Environment) Employer
BEFORE Mary Lou Tims Vice-Chair
FOR THE UNION John Brewin
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Stewart McMahon
Ministry of Government Services
Legal Services Branch
Counsel
HEARING February 25, 2014
- 2 -
Decision
[1] I have before me four grievances filed by Ms. Laura Rolston (“the grievor”), each dated
June 29, 2012, and each alleging in identical terms that the Employer breached the
collective agreement, and particularly article 20.4 thereof, in failing to assign her to the
“appropriate displacement opportunity.” Each grievance seeks “full redress” including that
the grievor be “assigned to the appropriate position” with compensation. There were
initially six such grievances before me, but the Union advised that it would not be
proceeding with two of them.
[2] The Employer sought a preliminary ruling on three issues and the hearing was convened to
hear the parties’ submissions on the Employer’s motions. Counsel agreed that this decision
is issued pursuant to article 22.16 of the collective agreement and thus has no precedential
value. They invited a “prompt decision” with “succinct reasons.”
[3] The Employer asked me to rule on three issues:
(i) Is it open to the Union through the filing of four grievances to assert entitlement on the
grievor’s behalf to four different positions through the displacement process
contemplated by the parties’ collective agreement, or is the Union required to select one
position and advance its case as it relates to that one position alone?
(ii) In the circumstances before me, was the Redeployment Services Office (“the RSO”)
required to consider the job description for the position held by the grievor as of the time
that her position was declared surplus, and is such job description admissible in evidence
before me?
(iii) In the circumstances before me, was the RSO required to consider Employee
Portfolios revised by the grievor on July 19 and 23, 2012, and are such Employee
Portfolios admissible in evidence before me?
[4] In addressing such issues, it is necessary to consider a number of provisions of the parties’
collective agreement, including those set out as follows:
ARTICLE 20 – EMPLOYMENT STABILITY
20.1 PREAMBLE
20.1.1 Where a lay-off may occur . . ., the identification of a surplus employee . . . and
the subsequent redeployment, displacement, lay-off or recall shall be in accordance with
seniority subject to the conditions set out in this article.
20.1.2.1 Where a surplus employee has been identified in accordance with this Article,
the Employer shall advise him or her in advance of providing notice of lay-off pursuant
to Article 20.2.1. . . . Such advice shall be provided in writing, ten (10) working days in
advance of formal notice of lay-off. . . .
- 3 -
20.1.2.2 On or before the end of the ten day period described in Article 20.1.2.1 above,
the employee shall advise the Employer . . . of his or her decision either:
(a) to exercise rights under Article 20.2;
(b) to remain employed during the six-month notice period for possible redeployment or
displacement pursuant to Articles 20.3 and 20.4 respectively.
. . .
20.1.2.4 An Employee Portfolio will be deemed to include the qualifications and
knowledge as identified in the employee’s current position description for the purposes of
Article 20.3 (Redeployment) unless otherwise modified by the employee.
20.1.2.5 An employee may advise the Employer in writing at any time of his or her desire
to update the employee portion of an employee portfolio to reflect the acquisition of new
or improved skills, knowledge and abilities, and/or change the geographic parameters.
Such changes shall be implemented within five (5) working days of receiving the updated
employee portion of the employee portfolio.
20.2 NOTICE AND PAY IN LIEU
20.2.1 An employee identified as surplus shall receive six (6) months notice of lay-off or
with mutual consent, an employee may resign and receive equivalent pay in lieu of
notice. . . .
. . .
20.3 REDEPLOYMENT
20.3.1 An employee who has received notice of lay-off . . . shall be assigned to a
position that becomes vacant in his or her ministry or in another ministry during his or
her notice period provided that:
. . .
20.4 DISPLACEMENT
20.4.1.1. An employee who has completed his or her probationary period, who has
received notice of layoff pursuant to Article 20.2 . . ., and who has not been assigned,
within a period of five (5) months after the receipt of the notice of lay-off, in accordance
with the criteria of Article 20.3 (Redeployment) to another position shall have the right to
displace an employee who shall be identified by the Employer in the following manner . .
. .
20.4.1.2. The Employer will identify the employee with the least seniority in the same
classification and the same ministry as the employee’s surplus position. If such employee
has less seniority than the surplus employee, he or she shall be displaced by the surpluse
employee provided that:
(a) such employee’s headquarters is located within a forty (40) kilometre radius of the
headquarters of the surplus employee; and
(b) the surplus employee is qualified to perform the work of the identified employee.
20.4.1.3. If the surplus employee is not qualified to perform the work of the least senior
employee identified under Article 20.4.1.2 above, the Employer will continue to identify,
in reverse order of seniority, employees in the same classification and in the same
ministry until a less senior employee is found within forty (40) kilometres of the surplus
employee’s headquarters whose work the surplus employee is qualified to perform.
20.4.1.4 Failing displacement under Article 20.4.1.2 or 20.4.1.3 above, the Employer will
identify, in reverse order of seniority, employees in the classes in the same class series in
descending order until an employee with less seniority is found in the same ministry
within forty (40) kilometres of the surplus employee’s headquarters. The identified
- 4 -
employee shall be displaced by the surplus employee provided he or she is qualified to
perform the work.
20.4.1.5 Failing displacement under Article 20.4.1.2 or 20.4.1.3 or 20.4.1.4. above, the
Employer will review other classes which the employee held either on a full-time basis,
or who performed the full range of job duties on a temporary basis for at least twelve (12)
months in the same ministry within forty (40) kilometres of the surplus employee’s
headquarters. The Employer will identify, in reverse order of seniority, a less senior
employee in the class with the maximum salary closest to but not greater than the
maximum salary of the surplus employee’s current classification. The identified
employee shall be displaced by the surplus employee provided he or she is qualified to
perform the work.
20.4.1.6 Failing displacement . . . above, if the employee requests, the Employer will
repeat the steps specified in Articles 20.4.1.2, 20.4.1.3., 20.4.1.4, or 20.4.1.5 with respect
to positions beyond a forty (40) kilometre radius of his or her headquarters. . . .
20.4.1.7 Failing displacement under Article 20.4.1.2, 20.4.1.3, 20.4.1.4, 20.4.1.4 or
20.4.1.6 above, the Employer will identify, in reverse order of seniority, a less senior
employee who is:
(a) in another ministry; and
(b) whose headquarter is within a forty (40) kilometre radius of the displacing
employee’s headquarters; and
(c) whose position the displacing employee previously held either on a full-time basis or
who performed the full range of job duties on a temporary basis for at least twelve (12)
months in that ministry; and
(d) if the employee previously held more than one position in that ministry, the position
with a maximum salary closest to but not greater than the maximum salary of the
displacing employee’s current classification.
The identified employee shall be displaced provided the displacing employee is qualified
to perform the work.
20.4.1.8 Upon completion of five (5) months following commencement of the notice
period, the Employer will advise the surplus employee of the position into which he or
she is eligible to displace.
20.4.1.9 The surplus employee must indicate in writing to the Employer his or her
intention to displace the employee identified . . . .
20.4.1.10 An employee who does not indicate in writing to the Employer his or her
intention to displace within the time period stipulated by Article 20.4.1.9 shall be deemed
to have given up his or her right to displace and opted for redeployment under Article
20.3 (Redeployment).
. . .
ARTICLE 22 – GRIEVANCE PROCEDURE
. . .
22.7 LAY-OFF
22.7.1 Where an employee files a grievance, through the Union, claiming improper lay-
off, and the grievance is referred to the GSB in accordance with Article 22.4, the Union
shall notify the Employer, in writing, at least three (3) weeks prior to the date established
for the Board’s hearing, of the title and location of the position which will be the subject
matter of the claim before the Board.
- 5 -
The Evidence
[5] For purposes of the Employer’s motions only, the parties agreed to all relevant facts. They
filed with me and relied upon an Agreed Statement of Facts together with documentary
evidence. No viva voce evidence was called.
[6] Although article 20.1.2.4 of the collective agreement refers specifically to redeployment,
the RSO has historically applied such provision to the displacement process as well. The
RSO took the position that if no Employee Portfolio was filed by a surplus employee, it
would use the employee’s current position description report when conducting the skills
analysis undertaken in searching for a displacement opportunity. Where the employee did
file an Employee Portfolio, the RSO would deem the qualifications and knowledge to have
been modified by the employee and consequently would use the Employee Portfolio rather
than the position description report when conducting the skills analysis.
[7] Following the negotiations which led to the 2009 – 2012 collective agreement under which
the grievances before me are filed, the parties jointly prepared Explanatory Notes regarding
article 20 of the collective agreement. Such notes state that they “are not intended as a
substitute for the language of the Collective Agreement” and that “reliance should only be
placed on the actual text” of the parties’ collective agreement.
[8] The note regarding Displacement states in part as follows:
Each surplus employee is asked to complete. . . an Employee Portfolio (EP)
where the employee can set out their skills and experience. . . .
Where no EP is submitted, an employee’s EP for the purpose of matching the
surplus employee to a vacancy under Article 20.3 will be deemed to include
the qualifications and knowledge as identified in the employee’s current home
position description, unless otherwise modified by the employee . . . .
Displacement rights exist 5 months after the receipt of the notice of lay-off.
This allows for a comprehensive search for a direct assignment. There is only
one opportunity to identify a displacement, in contrast to the search for a direct
assignment which can continue throughout the notice period.
If, after 5 months, no direct assignment has been identified, the Employer is
obligated to notify the employee about the existence of any displacement
opportunity. This notification will occur on the 151st day of the notice period. .
. .
The surplus employee may say “yes” or “no” to the identified displacement.
If “yes,” the Employer will confirm when the employee will take over the
position.
- 6 -
If “no,” the employee has given up the right to displace. The employee will
retain the remaining surplus entitlements including availability for a direct
assignment. . . .
The Employer determines which employee, if any, will be displaced. There are
6 steps in the process. The steps are sequential. Each step must be fully
exhausted before proceeding to the next step. The first employee identified in
the sequence is the one and only person the surplus employee can displace.
[9] Article 22.7.1 of the collective agreement has been the subject of a longstanding dispute
between the parties. The parties entered into a Memorandum of Settlement dated March
15, 2011, agreeing in part that “no grievances will be filed . . . regarding the Employer’s
Article 20.4 displacement determination unless and until no permanent position is
identified for the subject surplus employee by the end of his or her notice period and he or
she is laid off.” The parties acknowledged that such agreement was “without prejudice or
precedent to their respective positions regarding Article 22.7 of the Collective Agreement;
i.e. whether an employee who files a grievance claiming improper layoff can assert (in one
grievance or in multiple grievances) more than one position as the subject matter of the
claim before the Board.”
[10] The Union filed a grievance dated April 21, 2011 (“the April 2011 Union grievance”)
alleging that the Employer was in violation of the collective agreement, including article
20.1.2.4, by failing to consider and assess the qualifications and knowledge included in
employees’ current position descriptions for the purposes of article 20.
[11] On or about July 14, 2011, the grievor received a pre-notice providing her with ten working
days advance notice of lay-off in accordance with article 20.1.2.1 of the collective
agreement. Pursuant to article 20 of the collective agreement, the grievor was provided
with three options. She elected the second of such three options, that contemplated that she
would work through her notice period and remain available for redeployment.
[12] By letter dated August 2, 2011, the grievor was given formal notice of lay-off in
accordance with article 20.2.2 of the collective agreement, such lay-off to have been
effective February 1, 2012. Such notice “encouraged” the grievor to “complete and return
an Employee Portfolio as soon as possible” and stated that if she did not do so, her
Employee Portfolio would “be deemed to include the qualifications and knowledge as
identified in the position description” of her “home position.”
- 7 -
[13] The grievor completed an Employee Portfolio and submitted it to the RSO along with a
supplementary Resume on August 2, 2011. The job description for the position held by the
grievor as of the time she was declared surplus was not appended thereto.
[14] The grievor went on a short term sick leave of absence in the midst of her notice period
which put the notice period on hiatus.
[15] The parties resolved the April 2011 Union grievance referenced above and signed a
Memorandum of Settlement dated April 2, 2012. Pursuant to such Memorandum, the
Employer agreed in part to amend the Employee Portfolio by adding the following: “Have
you attached your current home position description? _ Yes_No.” The Employer
committed to use its best efforts to implement such amendment as part of a package of
other amendments to the form agreed to by the parties, and by no later than September 1,
2012.
[16] The Memorandum of Settlement further states as follows:
3. When an employee does not submit an Employee Portfolio, the employee’s Employee
Portfolio for the purposes of matching the surplus employee to a position under Article
20.3 will be deemed to include the qualifications and knowledge as identified in the
employee’s current home position description.
4. The Employer agrees to consider any current home position description that is attached
to an employee’s Employee Portfolio after the date of signing of this Memorandum of
Agreement.
5. The Union agrees that the above-noted grievance is withdrawn.
. . .
7. In consideration of the above paragraphs, the Union by executing this agreement
release (sic) and forever discharges the Employer. . . of and from all . . . claims,
complaints, grievances and demands of any nature and kind whenever arising. . . or
otherwise arising out of the grievance, including but not limited to all claims arising
under the Collective Agreement. . . .
[17] A displacement search for the grievor was conducted on June 18, 2012. At that time, the
RSO identified potential displacement opportunities by conducting a one-time search. In
the grievor’s case, the RSO generated a Displacement Match Report that indicated five
positions for which the grievor was eligible to displace a less senior incumbent. At the
time in issue, once a Displacement Match Report was generated, an employee’s skills and
qualifications as indicated in his Employee Portfolio were compared to those required for
the potential displacement positions to determine if the surplussed employee was “qualified
- 8 -
to perform the work of the identified employee.” At the time in question, the RSO did not
consult the surplussed employee’s own position description provided that the employee had
filed an Employee Portfolio. A skills analysis in relation to the grievor was conducted at
some point between June 18 and 25, 2012. The RSO concluded that the grievor was not
qualified to perform the work of any of the positions identified and the grievor was so
notified by letter dated June 25, 2012.
[18] The grievor filed six identically worded grievances on June 29, 2012 alleging a failure by
the Employer to assign her to “the appropriate displacement opportunity.” During the
grievance procedure, the Union identified six positions into which it asserted the grievor
was entitled to bump.
[19] The grievor was not directly assigned to a vacancy, nor was a displacement opportunity
identified. She was laid off on July 18, 2012.
[20] The grievor updated her Employee Portfolio on July 19, 2012 and again on July 23, 2012.
Such Employee Portfolios did not include the grievor’s position description report.
Number of Grievances
[21] The Employer asked me to rule that it is not open to the Union to advance more than one
claim to a displacement opportunity for the grievor through the filing of multiple
grievances, but that the Union must select one position only to which it asserts the grievor
was entitled.
[22] Employer Counsel thoroughly reviewed the detailed provisions of article 20 of the parties’
collective agreement, and characterized such language as “process heavy.”
[23] Counsel noted that the redeployment or direct assignment component of the process
addressed in article 20.3 is not a “one-time” step, but rather, is potentially undertaken over
the six month notice period, unless and until a surplus employee is redeployed.
[24] 24. The Employer emphasized that this is in contrast to the displacement component of the
process addressed by the parties in article 20.4. It argued that the search for displacement
opportunities is carefully defined and prescribed, and is a one-time exercise in which the
- 9 -
Employer is required to engage at a specific and defined point during the notice period.
Similarly, in the Employer’s submission, not only have the parties specifically agreed upon
a single and defined displacement search exercise by the Employer, but they have also spelt
out in the same precise manner the specific and time limited steps that follow the
identification and offer of a displacement opportunity.
[25] In support of its position, the Employer referred to the decisions in The Crown in Right of
Ontario (Ministry of Natural Resources and Management Board Secretariat) and OPSEU
(Union Grievance), June 17, 1996, unreported; GDX Automotive and United Steelworkers
of America, Local 455, [2007] O.L.A.A. No. 90; and The Crown in Right of Ontario
(Metrolinx – GO Transit) and Amalgamated Transit Union, Local 1587 (2010), 199 L.A.C.
(4th) 118.
[26] The Employer relied upon article 22.7.1 of the parties’ collective agreement, emphasizing
the parties’ use therein of the singular word “position.” Counsel urged me to conclude that
the Union here is required to identify a single position to which it advances a claim on the
grievor’s behalf.
[27] The Employer noted that the Union filed six identically worded grievances, four of which
the Union continues to seek to advance to arbitration. It argued that despite what it
characterized as an attempt on the Union’s part to circumvent article 22.7.1, in essence the
Union has before me a single grievance alleging improper layoff through alleged failure to
identify a displacement opportunity in accordance with the collective agreement. In the
Employer’s submission, the filing of multiple grievances in these circumstances
constitutes, at least in a “technical sense,” an abuse of process, and does not negate the
clear language of article 22.7.1 that limits the Union to advancing a claim to a single
position.
[28] Such conclusion, in the Employer’s view, is consistent with the contractual language and
the authorities relied upon, and is the only interpretation leading to an efficacious result.
[29] The Union, in response, asked me to deny the Employer’s motion and to refuse to limit the
Union’s right to advance at arbitration more than one claim on the grievor’s behalf to a
displacement opportunity.
- 10 -
[30] The Union considered the arbitral authorities relied upon by the Employer, and denied that
they support the position that the Employer urges upon me here. It referred specifically to
the decision in Ministry of Natural Resources and Management Board Secretariat and
OPSEU, supra, and argued that such case was distinct from that before me here, insofar as
the Board was not asked to determine whether the Employer failed to make the correct
decision pursuant to the collective agreement at the time that a displacement process was
undertaken, but rather, to reopen “after the fact,” the process mandated by the collective
agreement.
[31] The Union addressed article 22.7.1 of the parties’ collective agreement, and suggested that
it provides for efficacy of process insofar as it requires that the Union notify the Employer
of the position to which it advances a claim. In Union Counsel’s submission, if the parties
are to be understood as having agreed to bar or limit the Union’s right to advance at
arbitration a claim that the Employer failed to identify and offer displacement opportunities
to a surplus employee as required by article 20.4, express language not found in article
22.7.1 would be required to reflect such shared intention.
[32] The Union argued that it is free not only to advance more than one claim to a displacement
opportunity at arbitration, but also to choose the order in which it pursues such claims.
Counsel noted that it may be that the grievor would prefer any given displacement
opportunity over another, and that it is for the Union to decide upon the order in which it
will proceed with such claims at arbitration.
[33] In response to my questions, he articulated as an alternate position that if I accept that the
Union can advance more than one claim to a displacement opportunity, that is open to me
to order that the Union do so in the order in which the Employer was required to address
and consider displacement opportunities pursuant to article 20.4.
[34] The Employer argued in Reply that if I find that the Union can advance more than one
claim to a displacement opportunity, that I must at the very least require the Union to
advance such claims in the same order in which the Employer was required under article
20.4 to consider the displacement opportunities sought before me. In the Employer’s
further submission, it then follows that if the Union is successful on the merits of any given
- 11 -
grievance, “that ends the matter” and there would be no basis upon which to proceed with
the further grievances.
[35] Employer Counsel suggested, that to permit the Union to not only advance multiple
grievances to arbitration but to do so in whatever order may accord with the grievor’s
personal preferences, would be to afford the grievor a right to choose a position without
regard for the seniority of a potentially displaced employee. In the Employer’s submission,
this is not contemplated by the language of article 20.4 and would ignore the clear intention
of the parties as reflected in the said provision that it is the least senior employee within
defined parameters who is to be displaced.
[36] I accept the Employer’s assertion that article 20.4 of the parties’ collective agreement
defines in a methodical and detailed fashion a one-time process to be undertaken in seeking
a displacement opportunity for a surplus employee. I accept as well that in contrast to the
redeployment component of the process addressed in article 20.3 which may unfold on an
ongoing basis over the entire notice period, the Employer is obliged to engage once and at a
specified point of the notice period in a process aimed at identifying a single displacement
opportunity.
[37] While I recognize that the Explanatory Notes in evidence before me “are not intended as a
substitute for the language of the Collective Agreement,” I note that they suggest a joint
understanding that there “is only one opportunity to identify a displacement, in contrast to
the search for a direct assignment which can continue throughout the notice period.”
[38] That said, although the Employer is required to engage in such search for a displacement
opportunity only once and only at a defined point of the notice period, it is also clear that it
is required at that singular time to engage in a potentially multi-step process. Employer
Counsel reviewed the sequential steps of the process set out by the parties in article 20.4
and described “a series of expanding concentric circles” to be considered by the Employer
during the one- time search for a displacement opportunity either until a “singular”
displacement opportunity is thereby identified, or where no such opportunity is identified,
until the multiple steps of the process set out in the collective agreement are exhausted.
- 12 -
[39] To the extent that the Union asserts that the Employer erred in its assessment at various
stages of such one-time, but multi-step process, I respectfully reject the Employer’s
submission that the Union is limited to advancing at arbitration a single claim to a
displacement opportunity which it asserts should have been identified through such
process. I have considered article 22.7.1 in the context of article 20 and the arbitral
authorities relied upon by the Employer. Article 22.7.1 requires that the Union notify the
Employer in advance of arbitration of “the title and location of the position which will be
the subject matter of the claim before the Board.” I agree with the Union that before I find
that the parties intended to bar or limit the Union’s ability to advance at arbitration claims
that the Employer erred at more than one step in its one-time consideration of the series of
“expanding concentric circles” mandated by article 20.4, I must be satisfied that such
agreement is clearly reflected in the contractual language before me. I am unable to so
conclude here. I do not accept that the Union engages in an abuse of process here to the
extent that it seeks to challenge the Employer’s assessment at various stages of a multi-step
process. I therefore deny the Employer’s motion seeking to limit the Union to advancing a
single claim to a displacement opportunity on the basis of such language.
[40] In so finding, I have considered the arbitral authorities relied upon by the Employer, and
particularly, the decision in Ministry of Natural Resources, supra.. I accept, as did the
Board there, that once the Employer identifies a displacement opportunity in accordance
with the terms of the collective agreement, it would not be open to the Union to demand
that the process be “re-opened” and “re-done.” That is not, in my view, what the Union
seeks here.
[41] While I do not accept the Employer’s position that the Union can proceed to arbitration
with only a single claim on the grievor’s behalf challenging the Employer’s assessment
under article 20.4, nor do I accept the Union’s argument that it is open to it to advance
multiple claims to arbitration in whatever order may accord with the grievor’s personal
preferences.
[42] As addressed above, I accept the Employer’s assertion that article 20.4 sets out and defines
in some detail a sequential process in which the Employer is required to engage in seeking
a displacement opportunity for a surplus employee. I note in particular that article
- 13 -
20.4.1.10 of the collective agreement states that “an employee who does not indicate in
writing . . . his intention to displace within the time period stipulated . . . shall be deemed
to have given up his . . . right to displace. . . .” I agree with the Employer that under the
terms of the collective agreement, although a surplus employee offered a displacement
opportunity in accordance with the terms of the collective agreement is free to decline such
opportunity, he is not entitled to do so and to demand the right to then displace into a
different position held by a more senior employee. I agree with the Employer that the
filing of more than one grievance alleging that the Employer failed at various steps of the
one time displacement process to correctly identify displacement opportunities does not
permit the grievor to “sidestep” the mandated process, and to assert entitlement to a
displacement opportunity in anything other than the order in which the Employer was
contractually required to seek such a position.
[43] Accordingly, while I deny the Employer’s motion and decline to order that the Union can
only advance one claim to a displacement opportunity at arbitration, I find that in the
absence of agreement otherwise by the parties, to the extent that the Union chooses to
proceed to arbitration with more than one grievance asserting such entitlement, it must do
so in the very order in which the Employer was required to proceed pursuant to article 20.4.
I find as well, as urged upon me by the Employer, that if and when the Union is successful
on the merits of a grievance so advanced claiming entitlement to a specific displacement
opportunity at any stage of the sequential process set out in article 20.4, there would be no
basis upon which the Union could then claim entitlement to another displacement
opportunity which the Employer would not then have been required to consider under
article 20.4.
Admissibility of Evidence
[44] The Employer took the position that the RSO was not required in the circumstances before
me to consider the job description for the grievor’s home position when searching for a
displacement opportunity for the grievor in accordance with article 20.4 of the collective
agreement. Similarly, the Employer urged me to find that the RSO was not required under
the terms of the collective agreement to consider the two Employee Portfolios revised by
- 14 -
the grievor in July 2012. The Employer argued that the RSO was not obliged to consider
such documents, and that they are therefore not admissible in evidence before me.
[45] The Employer relied upon the evidence that the grievor did not attach to her Employee
Portfolio submitted in August 2011 the job description for the position she held at the time.
[46] The Employer noted the evidence that as a matter of policy, if an Employee Portfolio was
provided to the RSO, the RSO did not then seek out the job description for the surplus
employee’s home position to use in the matching process, but rather, relied upon the
Employee Portfolio instead.
[47] Employer Counsel acknowledged that in “ordinary circumstances,” it would be incumbent
upon me to determine if the RSO should have considered the job description.
[48] In the Employer’s submission, however, the Memorandum of Settlement executed by the
parties in April 2012 resolving the Union’s Policy grievance changes this. The Employer
referred to the memorandum and suggested that the parties agreed that from April 2012
onward, the RSO was obliged to consider a surplus employee’s home position job
description if, and only if, it was attached to the Employee Portfolio. The Union’s
grievance was withdrawn in part on that basis, and a release was provided to the Employer.
[49] The displacement search for the grievor here was conducted in June 2012.
[50] The Employer argued that in light of the withdrawal of the Union’s April 2011 grievance
and the release set out in the April 2012 Memorandum of Settlement, it was not open to the
Union or to the grievor to assert in these proceedings that the RSO was obliged in June
2012 to consider the job description for the grievor’s home position. The Employer referred
me to the decisions in The Crown in Right of Ontario (Ontario Clean Water Agency) and
OPSEU, [2005]O.G.S.B.A. No. 83 and Weston Bakeries Ltd. and Milk and Bread Drivers,
Dairy Employees, Caterers and Allied Employees, Local Union 647 (1998), 76 L.A.C. (4th)
258 in support of its position.
[51] The Employer referred as well to the evidence that it engaged in the search for a
displacement opportunity for the grievor in June 2012, as required by the collective
- 15 -
agreement, and that the grievor was notified that such search was unsuccessful in June
2012 and was laid off July 18, 2012.
[52] The grievor updated her Employee Portfolio on July 19 and 23, 2012, after her layoff.
[53] While the Employer acknowledged that article 20.1.2.5 contemplates revisions to
Employee Portfolios in defined circumstances, in its submission, there is no open ended or
ongoing requirement that the Employer revisit and consider revisions. It argued that the
RSO was not required to consider the Employee Portfolios revised after the displacement
search as mandated by the collective agreement was complete, and after the grievor was
laid off. It relied on the decision in Ministry of Natural Resources and Management Board
Secretariat, supra, in support of its assertion that there is no ongoing obligation on the
Employer to “re-do” the process contemplated by the parties’ collective agreement.
[54] The Union did not assert that the RSO was required to consider the job description for the
grievor’s home position at the time she received her surplus notice nor that it was required
to consider the two Employee Portfolios revised in July 2012. It argued, however, that
such documents should nonetheless be admitted in evidence in these proceedings.
[55] While the Union accepted the Employer’s assertion that article 20.4 of the collective
agreement sets out a process agreed to by the parties, Counsel cautioned that such process
is intended to serve the rights of surplus employees as articulated therein and not to
“dominate” them.
[56] Counsel argued that article 20.4 provides a surplus employee with a right to displace a
junior employee from another position for which he is qualified. In the Union’s
submission, such right is of fundamental importance and defines the scope of my inquiry.
Counsel took the position that I am tasked with determining whether the grievor was
qualified for a position and thus entitled to displace another pursuant to article 20.4.
Accordingly, he suggested, any and all evidence relevant to the grievor’s qualifications
should be admitted before me.
[57] The Union referred to and relied upon the following authorities in support of its assertion
that I should admit any and all evidence relevant to the issue of the grievor’s qualifications:
- 16 -
The Crown in Right of Ontario (Ministry of Government Services) and OPSEU (Gallucci),
[2013] O.G.S.B.A. No. 50; The Crown in Right of Ontario (Ministry of Citizenship) and
OPSEU (Henderson), March 31, 1992, unreported; The Crown in Right of Ontario
(Ministry of Agriculture, Food and Rural Affairs) and OPSEU (Ansari), November 13,
1998, unreported; The Crown in Right of Ontario and OPSEU (Bouchard), October 30,
2002, unreported; and The Crown in Right of Ontario (Ministry of Labour) and OPSEU
(Falco), July 3, 2013, unreported.
[58] Counsel was clear that, in the Union’s view, I should admit and consider not only the
evidence that the RSO considered or ought to have considered, but any evidence relevant to
the grievor’s qualifications even if it fell outside the scope of what the RSO considered or
ought to have considered. In Counsel’s submission, there is no principled basis upon
which I should decline to do so. To the extent that I ultimately admit evidence beyond
what the RSO considered or ought to have considered, the Union suggested that it is open
to me to address what weight to give such evidence, and whether it should impact on any
order for compensation ultimately made if any of the grievances before me is upheld on its
merits.
[59] The Union asked me to find that the job description for the grievor’s home position and the
Employee Portfolios revised in July 2012 are relevant to the question of the grievor’s
qualifications, and should be admitted in evidence here.
[60] The Employer argued in Reply that the Union asks me here to engage in a de novo
assessment of the grievor’s qualifications, with no regard for the detailed process agreed
upon by the parties and incorporated in article 20.4 of the collective agreement. The
Employer urged me to reject such position that, in its view, essentially renders meaningless
the complex provisions of article 20 and would essentially involve a “re-do” of the process
in a manner that the Board found to be unjustified in Ministry of Natural Resources and
Management Board Secretariat and OPSEU, supra..
[61] The Employer argued that although I am properly charged with determining whether the
grievor was qualified for a position in issue, my determination must flow from the
contractual language before me and must be based on the information that the RSO
- 17 -
considered or ought to have considered in addressing displacement opportunities for the
grievor in accordance with the process set out in article 20.4.
[62] In Counsel’s submission, an analogy can be drawn with job competition cases. He
suggested that the Board does not engage in a “freestanding de novo” inquiry in such cases
and that there is no basis upon which it should do so here.
[63] I consider first the Employer’s submission that the RSO was not required when engaged in
the search for a displacement opportunity pursuant to article 20.4 to consider the job
description for the grievor’s home position which was not appended to the Employee
Portfolio submitted in August 2011.
[64] The evidence establishes that although article 20.1.2.4 speaks only of redeployment, the
RSO’s practice prior to April 2012 was that when an Employee Portfolio was filed, the
RSO used the Employee Portfolio rather than the position description of the surplus
employee’s home position when undertaking the skills analysis exercise in the search for a
displacement opportunity.
[65] By the time that the displacement search process on the grievor’s behalf was undertaken in
June 2012, the parties had entered into an April 2012 Memorandum of Settlement resolving
the April 2011 Union grievance challenging the Employer’s failure to consider
qualifications and knowledge included in the position descriptions of surplussed
employees. On the basis of the parties’ agreement set out in such Memorandum of
Settlement, the Union’s grievance was withdrawn and the Employer was released from all
“claims . . . arising out of the grievance.”
[66] I recognize that the grievor submitted her Employee Portfolio in August 2011 without
appending a job description, after the Union’s grievance was filed but months before the
April 2012 Memorandum of Settlement was signed. I note as well that the April 2012
Memorandum resolved a Union grievance, and the Employer asks me to find here that it is
not open to the Union to now assert in the arbitration of Ms. Rolston’s individual grievance
that her job description should have been considered by the RSO.
- 18 -
[67] On the basis of the argument before me, I nonetheless accept that in the circumstances here,
the RSO was not required in June 2012 to consider the grievor’s job description.
[68] I also accept that on the facts before me, the RSO was not required to consider the two
Employee Portfolios revised in July 2012. The Employer acknowledged that article
20.1.2.5 contemplates revisions to such documents. I agree with the Employer, however,
that there is no basis upon which the applicable contractual language can be construed so as
to allow for an ongoing and open ended requirement that the RSO “re-open” and “re-do”
the search for a displacement opportunity mandated pursuant to article 20.4, even after the
search as contemplated by the collective agreement has been completed and after the
surplus employee has been laid off as was the case here. I find support for such conclusion
in the Board’s decision in Ministry of Natural Resources, supra..
[69] Whether or not the RSO was required to consider the grievor’s job description and the
Employee Portfolios revised in July 2012, however, the parties disagreed whether such
documentary evidence should be admitted before me.
[70] As noted herein, I accept that the parties have, through the language of article 20 and
particularly that of article 20.4, specifically and in some detail agreed upon the process to
be undertaken by the Employer in seeking a redeployment or displacement opportunity for
a surplus employee. The Employer urged me to limit my assessment of the grievor’s
qualifications to the evidence that the RSO considered or ought to have considered in the
context of such agreed upon process. How broadly or how narrowly one construes what
ought to have been considered by the RSO has not yet been addressed before me. The
Union, on the other hand, argued that there is no defensible basis upon which I should so
limit my assessment of the grievor’s qualifications, and that all evidence relevant to the
issue of qualifications should be admitted, even where there is no suggestion that such
evidence ought to have formed part of the RSO’s consideration under article 20.4.
[71] To the extent that the Union asks me here to admit any evidence relevant to the grievor’s
qualifications, even where there is no suggestion that such evidence should have in some
way informed the RSO’s consideration under article 20.4, I am unable to accept such
assertion.
- 19 -
[72] The Employer asked me to find that the job description and the two revised Employee
Portfolios are not admissible in evidence before me. I accept, on the specific facts before
me, that such documents cannot be viewed as coming within the scope of what the RSO
should have considered under article 20.4 and, on this basis, find that such documents are
not admissible in evidence here.
[73] I recognize that there may be some dispute between the parties when the merits of any of
the grievances are heard as to the scope of the viva voce evidence properly before me, and
specifically, as to what should have been considered by the RSO and as to how broadly or
strictly the grievor’s Employee Portfolio is construed. I have yet to hear the parties’
submissions in this regard, and express no view therefore on such matters.
[74] My rulings set out herein address only the motions raised thus far by the Employer, and do
not purport to address evidentiary objections not yet before me.
[75] I retain jurisdiction in these matters and the hearing will proceed as scheduled.
Dated at Toronto, Ontario this 7th day of March 2014.
Mary Lou Tims, Vice-Chair