HomeMy WebLinkAbout2013-0559.Cashion.14-04-09 DecisionCrown Employees
Grievance Settlement
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Commission de
règlement des griefs
des employés de la
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Toronto (Ontario) M5G 1Z8
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GSB#2013-0559
UNION#2013-0411-0016
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Cashion) Union
- and -
The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Felicity D. Briggs Vice-Chair
FOR THE UNION Ed Holmes
Ryder Wright Blair & Holmes LLP
Barristers and Solicitors
Counsel
FOR THE EMPLOYER Jonathan Rabinovitch
Ministry of Government Services
Legal Services Branch
Counsel
Gary Wylie
Ministry of Government Services
Centre for Employee Relations
Employee Relations Advisor
CONFERENCE CALL
HEARING
December 20, 2013
November 5, 2013 and February 13, 2014
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Decision
[1] Stephen Cashion, Correctional Officer at Ottawa Carleton Detention Centre was
suspended for five days for excessive use of force. He filed a grievance that alleged the
discipline was without just cause.
[2] The Letter of Suspension, dated March 4, 2013, stated that the following allegations were
investigated and substantiated:
o That you were in contravention of Ministry policies and
procedures when you used excessive force when with your open
right hand, you deliberately pushed/poked the inmate in the right
arm as the inmate was about to exit through the segregation unit
doorway.
o That you failed to submit an accurate report of the occurrences.
Your report did not contain information of your use of force.
o That you conducted yourself in a manner that does not meet the
standards of professional behavior for Correctional Officers,
Ministry Representatives or Ontario Public Service employees as
outlined in the Ministry’s Statement of Ethical Principles and our
Standing Orders.
[3] Rather than undertake a litigation process that could easily have taken in excess of a
dozen days, the parties agreed to a truncated process for the adjudication of this matter. It
was agreed that Article 22.16 of the Collective Agreement would apply and that two days
of hearing would be scheduled. On the first day the Employer gave a fulsome opening
statement and disclosed most of the relevant documents. The disclosure included:
• Allegation Letter
• Suspension Letter
• Occurrence Reports – from various staff members
• Local Investigation Report
• The Inmate’s Report to Police
• Minutes of Allegation Meetings
• Video of the Incident
• CISU Report – and audio tapes of the interviews
• Various Ministry Policies – Defensive Tactics Diffusion of Hostility
- Use of Force
- Inmate Management & Discipline Misconduct
- Statement of Ethical Principles
- Inmate Management – Condition of Confinement
-
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[4] On the first day of hearing the parties also identified those individuals who would give
evidence. It was agreed that the witnesses would exchange will-say statements on the
same day prior to the second day of hearing. It was understood that those witnesses –
unless advised otherwise – would be made available for brief cross-examination on the
second day of hearing.
[5] Prior to the second day of hearing, the Union informed the Employer that it was not
necessary to have William Last, Superintendent of OCDC attend at the hearing as it was
content that he not be cross-examined.
[6] When the second day of hearing began, each party and the Board had received and fully
reviewed all of the disclosure and will-says.
[7] As noted above, the Employer provided a will-say statement from the Superintendent and
Greg Ireland, Provincial Co-Ordinator for Use of Force Programs, Ontario Correctional
Services College. The Union provided a will say statement from the grievor. Both Mr.
Ireland and Mr. Cashion were cross-examined.
[8] As is usual for matters litigated under Article 22.16, it was agreed that this decision
would be relatively short. However, the parties asked that some rationale for the decision
be set out.
[9] It is not my intention to review the facts of this matter. It is sufficient to say that I
undertook a thorough review of every document and the video of the incident. In
particular I found the video, the occurrence reports and the interviews held with staff
during the CSIU investigation of assistance. As was suggested by counsel, I viewed the
video on a frame by frame basis.
[10] The incident for which the grievor was disciplined was at the beginning of a larger
confrontation between an inmate and Correctional Officers. It was not Mr. Cashion who
acted inappropriately during the altercation that followed. Indeed, it was found that his
behavior during this time accorded with policy and procedures. The activity for which
the grievor received a five day suspension occurred at the outset of the incident.
[11] Mr. Ireland’s will-say reviewed the proper methods of inmate contact and his view of
why the grievor’s actions as seen on the video do not comply. In cross-examination Mr.
Ireland conceded that situations such as the one at issue can move and change very
quickly. He also agreed that there is nothing inappropriate about a CO stopping and
inmate and attempting to counsel him about his behavior. He noted that the grievor said
he utilized a C-clamp grip with the inmate and said that it appeared that the grievor’s
hand was open as it moved toward the inmate. However, he stated that COs are taught to
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use a C-Clamp grip when approaching an inmate from behind. He thought that the
grievor was too close to the inmate resulting in an inability to see his hands and feet.
Further, it was suggested that if the grievor wanted to de-escalate the situation, the
pointing of a finger is not amongst the tools utilized to settle an evolving situation.
[12] In his will-say statement, the grievor said that the inmate had been verbally abusing the
COs and threatening to hurt them. He said that the OM had been approached and asked to
deny the inmate the right to have a visit because of his demeanor earlier in the day. This
request was denied according to the grievor. According to his will-say statement, as a
result of the continuing verbal abuse from the inmate he:
“…..attempted to stop him by placing a “c” clamp on his right arm. As I
reached to place the “c” clamp on his right arm, the inmate flinched back
to avoid my grasp. At this point, the inmate was facing me and I felt that I
had his full attention. I told him firmly that he would need to calm down
and stop verbally abusing and threatening [us] or he would be placed back
in his cell and denied his visit.”
[13] He went on to say that the inmate just glared at him and so he thought it was reasonable
to continue to take the inmate for his visit. However, the inmate turned away from him
and then became involved in an altercation with another CO.
[14] In his cross-examination the grievor was asked about his failure to state in any of his
three occurence reports that the OM was asked to deny the inmate the visit. He conceded
that this was an important detail and had no explanation about why this detail was
omitted other than because he was not relieved from duty to write his first report. He also
maintained that he had the inmate in a “c” clamp for a few seconds. He acknowledged
that usually this is done from behind for the purposes of escorting an inmate but it was
his intention to settle the inmate. He said that he told the inmate that if he stopped his
threatening behavior he would be allowed his visit – that all he had to do was walk
quietly down the hallway. When it was pointed out that this discussion appears in none of
his occurrence reports nor in his will-say he said that he recalled it when speaking with
his union representative.
[15] The grievor stated that he pointed his finger at the inmate “to focus his attention”. He was
also questioned about other inconsistencies between the video and his various occurrence
reports and statements to the CISU investigators. He maintained that the inmate bumped
into the other CO, heard his co-worker complain that the inmate spit on him. He also
testified that he saw the inmate clench his fist, taking a stance as if he was about the
throw a punch at the other CO.
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[16] The Employer, in its submissions, reminded the Board that a finding of excessive use of
force is not contingent upon an inflicted injury. It was urged that the grievor’s version of
events was not consistent. His evidence shifted and varied between his three occurrence
reports, his comments to CISU investigators and his evidence before this Board. Further,
most of his statements – irrespective of which version of events one accepts – are entirely
inconsistent with the video. Because of his actions with the inmate and his inaccurate
occurrence reports a five day suspension is appropriate, according to the Employer.
[17] The Union maintained that hindsight is always twenty-twenty and that it is now easy to
say what actions might have been better taken. However, there is nothing that the grievor
did to substantiate a five-day suspension. It was suggested that there is no evidence to
substantiate that the OM was not notified of the situation. The grievor’s uncontradicted
evidence in this regard should be accepted. In any event, the grievor was justifiably
concerned that the inmate was going through the door without him and continually
abusive. It was appropriate to stop the inmate and ensure that he was compliant. The
grievor’s actions were understandable and not contrary to policy or procedure. Indeed,
the grievor’s conduct was not abusive and therefore should attract no penalty whatsoever.
In the alternative, if his actions were wrong, there are a number of mitigating factors,
such as the grievor’s length of service and lack of previous discipline that should bring
about a reduction in the penalty.
[18] It should be noted that the inmate was a young man who is at least a head taller than any
of the three COs attending him and probably close to seventy-five pounds heavier.
DECISION
[19] As noted above, there was an issue arising from the evidence at the hearing regarding
whether the grievor informed the OM prior to this incident that the inmate should not be
allowed to have a visit. The Union suggested that the grievor’s evidence was
uncontradicted and should be accepted. Upon review of various exhibits the Operating
Manager in attendance that day wrote in one of his reports that prior to the inmate being
taken out of his cell, he was “not aware of any immediate concerns regarding his
behavior.”
[20] After an extensive review of the video and all of the considerable documents, I do not
accept the grievor’s version of events. Indeed, I agree with the Employer’s conclusion
that the grievor inappropriately pushed/poked the inmate. Whether the grievor’s hand
was open or somewhat “c” shaped is not as clear as it might be from the video – however,
it is clear that a “c” clamp is to be used when an officer is behind an inmate for the
purposes of leading. The grievor stated, at various times, that his “c” clamp grip on the
inmate lasted about two seconds. I am of the view that the video reveals that the grievor
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never had a “grip” on the inmate. He may have attempted to do so –although I am not
convinced of that - but what occurred was a poke or a slight push.
[21] The grievor testified and wrote in various places that he was attempting to settle the
inmate. Simply put, that explanation is not congruent with the evidence. Mr. Cashion said
that he used a pointed finger to “focus” the inmate’s attention. Again, it does not look like
that from an extensive frame by frame review of the video. It appears as if the grievor is
speaking harshly to the inmate and attempting to intimidate the inmate, not settle him.
[22] Mr. Cashion said that his actions were taken because the inmate was about to go to the
visiting area without the COs. Again, that stated concern is not substantiated by the
video. Another CO is on the other side of the inmate, partially blocking the door. It would
not have been possible for the inmate to merely stroll off toward the visiting area leaving
the COs behind.
[23] This situation might have brought about a lesser penalty if the matter did not further
escalate. But it did and the Employer was of the view that the escalation was – at least in
part – due to the grievor’s actions. I understand that view.
[24] The Union urged that if this Board determines that there was just cause to discipline the
grievor, it should be taken into account that he had no discipline on his file at the time. I
accept that often the lack of a disciplinary record will mitigate the amount of penalty
when just cause has been determined. However, given the totality of the incident itself
and the grievor’s lack of forthrightness during the investigation up to and including the
hearing, I am left with no alternative but to uphold the five-day suspension.
[25] For those reasons, the grievance is dismissed. There are two further grievances of which I
am seized. I ask counsel to contact the Board to set up a conference call to discuss the
process for the litigation of these matters.
Dated at Toronto, Ontario this 9th day of April 2014.
Felicity D. Briggs, Vice-Chair