HomeMy WebLinkAbout2011-0580.Sergeant.14-09-15 DecisionCrown Employees
Grievance Settlement
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Commission de
règlement des griefs
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GSB#2011-0580
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Association of Management, Administrative and
Professional Crown Employees of Ontario
(Sergeant) Association
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The Crown in Right of Ontario
(Ministry of Health and Long-Term Care) Employer
BEFORE Ken Petryshen Vice-Chair
FOR THE UNION Mandy Wojcik
Sack Goldblatt Mitchell LLP
Barristers and Solicitors
Counsel
FOR THE EMPLOYER Heather McIvor
Ministry of Government Services
Legal Services Branch
Counsel
HEARING March 28, 29, June 21, 22, August 9, 10,
November 6, 7, 2012; March 27, 28, April 3,
4, 29, 30, May 3, July 2, 2013.
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Decision
[1] In a dispute dated October 1, 2010, Ms. B. Sergeant claims that she was treated
unfairly by the Employer when it failed to assign her to a permanent 20APA position. On
August 20, 2007, she commenced a temporary assignment as a Senior Consultant in a Program
Analysis 19APA position. By letter dated June 14, 2010, her manager confirmed that her
temporary assignment would end on June 27, 2010. Ms. Sergeant’s temporary assignment
therefore lasted for thirty-four months. Based on its contention that Ms. Sergeant’s
circumstances met the criteria in article 18.8.1(e) of the Collective Agreement, the Association
takes the position that the Employer should have converted her temporary assignment to a
permanent position. The Employer maintains that the circumstances of Ms. Sergeant’s
temporary assignment did not oblige it to convert her 19APA position to a permanent position.
[2] Article 18.8.1(e) reads as follows:
18.8.1 Vacancies may be filled without competition upon clearing surplus under
the following conditions:
(e) where an employee is temporarily assigned to a position for at least twenty-
four (24) months and:
(i) the position has been filled through a competitive process, and
(ii) at that point in time, there is a continuing need for the work to be
performed on a full time basis for greater than an additional twelve (12)
months, and
(ii) the position does not have a home incumbent.
The Employer shall, with the employee’s agreement, assign the employee to
the position on a permanent basis. If the employee does not agree, the
Employer shall post the vacancy and the employee shall return to his/her
home position.
If at the end of twenty-four (24) months an employee was not offered an
assignment to the position on a permanent basis because the conditions of
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18.8.1(e) were not met, but the position continues for 12 months, then the
Employer shall, with the employee’s agreement, assign the employee to the
position on a permanent basis at the conclusion of this 12 month period. If
the employee does not agree, the Employer will post the vacancy and the
employee shall return to his/her home position.
[3] There is no dispute between the parties over the interpretation of the above provision.
What is in dispute is whether the facts establish that the Employer was required to assign Ms.
Sergeant to a permanent position. Given that she held her temporary assignment for more the
twenty-four months, but for less than thirty-six months, the focus of the factual dispute is on
whether the condition in (e) (ii) had been met. In other words, the central issue in this case is
whether there was a continuing need for the work of Ms. Sergeant’s temporary position to be
performed on a full time basis for greater than an additional twelve months beyond the initial
twenty-four months of the assignment.
[4] To support its position in this matter, the Association called as witnesses Ms.
Sergeant and Ms. C. Dillman, the E-Channels Lead for Special Registration Projects. Ms.
Dillman held that position until August 2009 when she then became an Acting Manager in the
Registration Services Unit. Ms. Dillman had retired by the time she testified. In reply, the
Association again called Ms. Sergeant, as well as Ms. E. Mesiti, a Dispute Resolutions Officer
for the Association. The Employer called Ms. D. Adamczyk, Mr. B. Murphy and Ms. B. Lyman
to testify. Ms. Adamczyk held three temporary managerial assignments during the relevant
period. From April 2008 to June 2008, she was the Senior Manager, Special Registration
Projects. From June 2008 to January 2010, she was the Senior Manager, Registration Programs.
From January 2010 to October 2010, she was Manager, OHIP Eligibility Programs, Health
Services Branch (“HSB”). Beginning in October 2010, Ms. Adamczyk held the permanent
position of Program Manager, HSB. As of February 2010, Mr. Murphy was a Program Manager,
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HSB. Ms. Lyman was an Acting Manager, OHIP Eligibility Programs, HSB. In addition to the
oral testimony, fifty-nine documents were filed as exhibits in this proceeding.
[5] The main witnesses were Ms. Sergeant, Ms. Dillman, Ms. Adamczyk and Mr.
Murphy. Ms. Sergeant and Ms. Adamczyk were on the witness stand for five and four days
respectively. Counsel required four days to make their final submissions. The main witnesses
provided detailed evidence about the organizational changes taking place within the Ministry
during the relevant period. They also provided extensive and detailed evidence about the work
performed by Ms. Sergeant during the relevant period. Having carefully reviewed the
considerable oral and documentary evidence and faced with the task of organizing the facts for
writing this decision, I have a better appreciation of the challenges which confronted counsel in
calling evidence and in making their final submissions.
[6] For the most part, there were few factual conflicts. As counsel recognized, the
dispute between the parties has to do primarily with the characterization of the work Ms.
Sergeant performed while in the 19APA temporary position and whether there was a continuing
need for that work to be performed. Since Ms. Sergeant had been in her temporary assignment
for at least twenty-four months and given the condition in (e) (ii) of article 8.1.1, what is of
particular significance is the nature and characterization of the work Ms. Sergeant performed
during the third year of her temporary assignment starting August 20, 2009, and ending August
20, 2010, and whether there was a continuing need for the work of her 19APA assignment to be
performed on a full time basis for greater than that twelve month period. The onus was on the
Association to establish on a balance of probabilities that the condition in (e) (ii) had been met in
the circumstances of this case.
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[7] Counsel spent a lot of time during their submissions reviewing the detailed and
somewhat complex evidence. Association counsel argued that the facts supported the
Association’s contention that Ms. Sergeant continued to perform project work or work at or
above the 19APA level for the year starting August 20, 2009, and beyond that year. She also
submitted that, apart from the level of the work assigned to Ms. Sergeant, the facts illustrate that
there was a continuing need for work to be performed at the 19APA level on a full time basis
beyond the year at issue. Employer counsel argued that there was virtually no special project
work for Ms. Sergeant to perform by the beginning of the third year of her temporary
assignment. She also submitted that by at least March 2010, Ms. Sergeant was performing
18APA level work and that there was no continuing need for any 19APA level work to be
performed. Employer counsel also argued that even if the facts establish Ms. Sergeant
performed some 19APA level work beyond March 2010 or that there was some continuing need
for that level of work to be performed after March 2010, there is no basis for a conclusion that
there was a continuing need for the performance of that level of work on a full time basis.
Counsel referred me to the following decisions: OPSEU (Mistry) and Ontario Human Rights
Commission (1998), GSB No. 0669/96 (Verity); OPSEU (Union) and Ministry of Finance
(1998), GSB No. 1237/98 (Briggs); OPSEU (Lynch-Burrus) and Ministry of Community and
Social Services (1995), GSB No. 1078/92 (Dissanayake); OPSEU (Jennings) and Ministry of
Revenue (1993), GSB No. 2228/91 (Stewart); OPSEU (Sinnathurai) and Ministry of the Attorney
General (1997), GSB No. 749/96 (Briggs); OPSEU (Sopha) and Ministry of the Attorney
General (1997), GSB No. 748/96 (Briggs); and, AMAPCEO (Wells) and Ministry of Revenue
(2010), GSB No. 2008-1932 (Harris).
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[8] I have carefully reviewed all the evidence and the submissions of counsel relating to
the conclusions I should reach having regard to that evidence. In particular, I reviewed the
organizational changes which took place within Registration Programs starting in 2008 and the
impact of these changes, the relevant position descriptions, the relevant Performance
Development Plans relating to Ms. Sergeant for the periods at issue and the work performed by
Ms. Sergeant. Given that the dispute here is about whether the condition in (e) (ii) had been met,
I particularly focused on the circumstances subsequent to August 20, 2009, which is when Ms.
Sergeant began the third year of her temporary assignment. After reviewing this evidence in
light of the submissions from counsel, it is my conclusion that the facts indicate that the
condition in (e) (ii) had not been met in this instance, with the result that the Employer was not
required to convert Ms. Sergeant’s temporary position into a permanent position. The reasons
for this conclusion are as follows.
[9] Ms. Sergeant has a continuous service date of July 18, 1984. She commenced
working with the Ministry of Health and Long Term Care (“MOH”) on April 1, 2001. The two
positions she held during her first six years with the MOH were in the Verification Services Unit,
Registration Programs. The second position she held in this Unit was that of Senior Consultant
(18APA), which she held from 2003 to 2007. This was Ms. Sergeant’s home position when she
commenced the temporary assignment at issue. During the summer of 2007, Ms. Sergeant
successfully competed for the temporary Senior Consultant 19APA position on the Special
Registration Projects Team (“SRPT”). The posting indicated that the assignment would be for
one year, with possible extension, and described the position as follows:
The Special Registration Projects Unit, Registration and Claims Branch, Ministry
of Health and Long-term Care, is offering a challenging opportunity for an
individual to contribute to dynamic and high profile project(s) involving partner
ministries exploring e-channel opportunities. Under the direction of the Business
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Lead, you will assist/lead, co-ordinate and monitor strategic priorities; analysis
and progress of project deliverables, including MOUs, SLAs, TRAs/PIAs;
develop recommendation and implementation options; provide
direction/supervision to staff within project environment. Your highly developed
research analysis, change and issues management, interpersonal and
communication skills will be challenged in preparing, presenting and evaluating
proposals to senior management, internal and external partners and stakeholders,
senior ministry and management staff.
[10] A number of different functions relating to the registration of health cards were
performed in Registration Programs as it was structured when Ms. Sergeant began her temporary
assignment. Within the Eligibility Unit, there was a policy component, the business of health
card registration and an appeals function. The Verification Services Unit was engaged in the
validation and auditing of front counter health card registration transactions. The Registration
Services Unit was involved with health and regulation policy. The employees in this Unit
drafted policy and procedure manuals for the use of front counter staff during the registration
process.
[11] Apart from the program units, there were three project teams in Registration
Programs in 2007. The Health Card Project Team was involved with the new production of
health cards. The Registered Persons Data Base Sourcing and Integration Project Team (“RPDB
Team”) was responsible for working on strategic data sourcing projects involving the MOH and
other agencies seeking to use data of the RPDB. The RPDB contains basic and medical
information of individuals with health cards. The RPDB Team would work with agencies such
as the Trillium Gift of Life Network (“TGLN”) and E-Health to provide them with the data they
required, while at the same time protecting the integrity of the data and the security of the RPDB.
The other project team was of course the SRPT. The projects undertaken by the SRPT were
distinct pieces of deliverable work that were intended to assist in the modernization of the
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business process for health card registration. The e-channels aspect of the SRPT involved
projects with this objective, but with obviously an e-channels focus. The SRPT undertook
projects that were usually multi-ministry with high pressure and tight time lines. The projects
had specific deliverable work with a start and end date. This project work is in contrast to
regular ongoing program work, although program work can also include pieces of work with a
start and end date, with tight time lines. A special project undertaken by the SRPT was
completed once the system based initiatives were transitioned back to a program unit, again with
the expectation of an improvement to the business of health card registration. Given the
uncertainty of funding and how long projects would last, project teams were staffed usually by
employees on temporary assignments.
[12] As Ms. Sergeant began her temporary assignment in August 2007, the MOH was in
the process of changing its mission and mandate. The plan was for the MOH to be less involved
in the actual delivery of health services and instead carry on a stewardship role – a more strategic
policy and planning role. The new mandate would result in shifting the delivery of health care to
the local level and a restructuring from a program to a functional design. The process of change
started in 2007 when 2/3rds of the MOH budget was transferred to Local Health Integration
Networks. The restructuring process in Registration Programs began in 2008 and was completed
in 2010. The process involved transferring services and functions to ServiceOntario, a part of
the Ministry of Government and Consumer Services. ServiceOntario was designed as the retail
expert for front service retail delivery of different ministry services, including health services.
[13] The restructuring in the relevant sections of the MOH took place in four phases.
The first phase involved the transfer of health card registration services, support functions and
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employees to ServiceOntario. This meant that the entire service delivery network of health card
counters, the 24/7 help desk, data validation and Verification Services were transferred to
ServiceOntario. Approximately 570 employees moved from the Registration and Claims Branch
and another branch to ServiceOntario. Certain policy development and strategic planning roles
with respect to registration were retained in Registration Programs. The transfer target date for
the phase 1 restructuring was April 21, 2008. Phase 2 involved the transfer of Call Centre
functions to ServiceOntario effective July 2008. Additional client registration functions were
transferred to ServiceOntario in phase 3 of the process. Included in the transfer was the client
registration system which counter staff use to register clients by adding relevant information to
the RPDB. Also transferred to ServiceOntario in phase 3 was the entire Health Card Project
Team. The staff on the team moved to ServiceOntario in their temporary assignments. Once the
deliverables were completed in approximately six months, the Health Card Project Team was
disbanded and everyone on the team went back to their home positions. A total of 24 staff was
transferred in phase 3 with the transfer effective November 17, 2008.
[14] The fourth and final phase of restructuring occurred in January 2010. Essentially
this phase consisted of placing the stewardship functions that remained within a new
organizational structure. Registration Programs was eliminated and the functions that remained
were placed in two new branches, the HSB and the Health Data Branch (“HDB”). The effective
transfer date to this new structure was January 4, 2010. OHIP Eligibility Programs was moved
to the HSB. This Unit would focus on policy development, legislative and regulatory changes as
required, appeal functions and managing appeals in front of an independent board. The
custodianship of the RPDB was to transition to the HDB. The number of positions assigned to
each branch initially represented an estimate based on planning assumptions about the work to be
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undertaken. A Full Time Equivalent (“FTE”) position represents a permanent home position.
The initial estimate was for 31 FTE positions to move to the HSB and for 4 FTE positions to
move to the HDB. The majority of the temporary assignments went to the HSB. The
organizational chart for the newly created HSB did not reference a SRPT.
[15] The Corporate Transition Team (“CTT”) used the process of position matching to
assign positions to managerial and bargaining unit employees in the new structure. The CTT had
management and Association representation. The new structure did not have the same
classifications as the former structure. In addition to management classifications, the new
structure had an EO1 classification as well as 18 and 20 level classifications. In contrast to the
former structure in Registration Programs, the HSB and the HDB did not have 17 and 19 level
classifications. Guided by HR transition staffing principles applied in other divisional
transitions, the CTT matched job functions from positions in the previous structure to positions
in the new structure. The mapping process dealt only with home positions. The local
management did not have any input into which position an employee would be mapped in the
new structure. An employee who was not matched to a position in the new structure would have
the opportunity to compete for any vacant positions. The new structure for OHIP Eligibility,
HSB, had an estimated twelve 20 level positions, but there were no employees who mapped into
these positions. Management initiated the approval process in order to have these positions filled
by the usual competition process.
[16] The elimination of Registration Programs and the creation of the new stewardship
structure in a relatively brief period of time had a considerable impact on employees and the
work they performed. The previous review of what occurred during restructuring provides the
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context for examining the general nature of the work performed by Ms. Sergeant during her
temporary assignment on the SRPT and how her assignment was affected by the restructuring.
[17] As noted previously, Ms. Sergeant was in her home position of 18APA Senior
Consultant before she began her temporary assignment on August 20, 2007. The work of her
home position in Verification Services consisted of the verification of data with respect to health
cards. She had a leadership role over validation staff that were at a lower level. The work of the
Unit included taking information that came in via the Fraud Line and verifying it. She also
oversaw a data sharing agreement that the MOH had with the Ministry of Citizen and
Immigration. The data verification functions of her home position required working with the
RPDB. Ms. Sergeant estimated that she spent 80% of her time as an 18APA Senior Consultant
on operational or program work and 20% on project work.
[18] When Ms. Sergeant joined the SRPT, Mr. B. Wright (21APA) was its excluded
Senior Manager. The SRPT had an E-Channels section and a Counters section. As the
E-Channels Lead, Ms. Dillman (20APA) reported to Mr. Wright, as did the Counters Lead. In
her temporary 19APA position, Ms. Sergeant took direction from Ms. Dillman, as did the other
members of the SRPT who were in positions at a lower classification level. On any given special
project, each team member performed the work of their classification. The number of persons on
the SRPT depended on the amount of work the team had at any given time. Given that Ms.
Dillman was Ms. Sergeant’s aunt, thereby creating a potential conflict of interest, the Deputy
Minister was consulted and approved their working relationship.
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[19] Under the direction of Ms. Dillman, Ms. Sergeant worked on the Enterprise Public
Self-Serve Appointment Booking System (“EPSABS”) project and the Kiosk Renewal project.
These are two projects that consumed a fair amount of time for the members of the SRPT. By
the Spring of 2008, the work of the SRPT was reprioritized. Given that it had some capacity to
take on additional work, the SRPT was assigned certain transition work to perform. In addition
to continuing to work on the Kiosk Renewal project with ServiceOntario and the EPSABS
project, the SRPT assisted with the transfer of health card registration work to ServiceOntario.
With Mr. Wright moving to another Ministry, Ms. Dillman as E-Channels Lead began reporting
directly to Ms. Adamczyk.
[20] With the transition of Verification Services to ServiceOntario during the first phase
of restructuring, Ms. Sergeant’s 18APA home position was moved to Registration Services. In
June 2008, her home position was moved to the Eligibility and Portability Services Unit.
[21] By August 2008, the first year of Ms. Sergeant’s temporary assignment was about
to end. After assessing what special project work remained for the SRPT and the transition work
that was still to come, Ms. Adamczyk felt that Ms. Sergeant would likely be needed as a resource
on the SRPT for one more year. Ms. Sergeant’s temporary 19APA assignment on the SRPT was
therefore extended for one year.
[22] Ms. Sergeant’s temporary assignment was next reviewed in August 2009. By this
time the restructuring had had a significant impact on special registration projects. As noted
previously, the project work of the SRPT was related to the efficient delivery of heath card
registration services and its purpose was to improve the operation of the program area. After
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completion of phases 1 and 3 of the 2008 restructuring, the program work of health card
registration had moved to ServiceOntario. Once the program area for registering health cards
moved to ServiceOntario, there was no longer a need for the SRPT. By August 2009, basically
all of its projects had been completed but for some knowledge transfer work. There certainly
would not be any more large pieces of special project work in the future for the SRPT. There
continued to be some transition work to complete, but even this was winding down with an end
in sight. As the work for the SRPT diminished, members of the team moved to other positions.
In August 2009, Ms. Dillman left the SRPT and became Acting Manager of the Registration
Services Unit. The organization chart for Registration Programs dated August 31, 2009,
indicates that Ms. M. Fotherby was temporarily assigned as the E-Channels Lead on the SRPT.
This organization chart no longer has a Counters section as part of the SRPT because the front
counters had transitioned to ServiceOntario in 2008. Having regard to her assessment of the
future work that would be available to Ms. Sergeant in her temporary 19APA assignment on the
SRPT, Ms. Adamczyk extended Ms. Sergeant’s temporary assignment for only one month.
When Ms. Sergeant came to see her about the short extension Ms. Adamczyk told her that the
work situation was being reviewed post transition and that her temporary assignment was also
under review.
[23] What followed after the one month extension of Ms. Sergeant’s temporary 19APA
assignment in August 2009 was a series of primarily one month extensions which culminated in
a final extension for three months, ending her temporary assignment on June 27, 2010. Ms.
Adamczyk made these further short extensions for a number of reasons. In the fall of 2009, there
was an FTE freeze and a direction not to make changes to temporary assignments as the last
phase of restructuring was being planned and as the CTT was engaged in the mapping process.
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When the FTE freeze came off in January 2010 and changes could be made to temporary
assignments, there was an effort to manage the considerable change taking place seamlessly,
with the hope that the approvals to post the 20 level positions would come sooner rather than
later. There was an attempt to avoid abrupt changes with the creation of the new structure,
particularly given that there were a large number of employees on temporary assignments. The
work was being assessed and changes made with some sensitivity to the uncertainty created by a
significant restructuring.
[24] By the later part of 2009, there was just Ms. Fotherby and Ms. Sergeant left on the
dying SRPT. Ms. Fotherby was performing her lead role in program policy work and she
continued to be involved in some transition work. Given their role in transition work, Ms.
Adamczyk felt that it made sense to bundle Ms. Fotherby and Ms. Sergeant together.
[25] By letter dated January 14, 2010, Ms. Sergeant was advised that a match had been
found for her in the new structure. Her home position, effective January 25, 2010, was Program
Analyst (18APA) in the Portability Policy and Integration Unit (“PPI Unit”) within OHIP
Eligibility Programs, HSB. Given that her previous home position was titled Business
Consultant (18APA), that she had worked hard to be a Consultant and that her temporary
position was at a 19APA level, Ms. Sergeant felt that her new home position was somewhat of a
downgrade. She was also advised in the January 14, 2010 communication that her temporary
assignment would continue and that as of January 25, 2010, she would report to the Program
Manager for the PPI Unit. Ms. Fotherby’s temporary 20APA assignment also continued. In the
new structure, Ms. Fotherby reported to the Program Manager, Policy and Standards Unit (“P&S
Unit”) in OHIP Eligibility Programs.
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[26] Management had been communicating with staff at each phase of the restructuring
about the changes that were about to take place and how those changes would affect the staff.
This was particularly the case for the final phase of restructuring which occurred in January
2010. Ms. S. Pinney, Acting Director, Registration & Claims Branch, led a meeting on January
14, 2010, attended by all bargaining unit employees and managers, in which she provided
information about the new structure. On the following day, Ms. P. Ryan, Director of HSB, led a
meeting to provide information about the newly created HSB. Ms. Sergeant testified that Ms.
Dillman had told her that there was a lot of work and that management had been indicating to the
staff that they should not worry about their jobs because there was a lot of work. Ms. Sergeant
also indicated that she understood from Ms. Dillman, from management and from other sources
that there was plenty of special project work for the SRPT. Ms. Adamczyk denied that
management had made any such representations during its communication with staff during the
restructuring process. To the extent that there is a conflict in the evidence on this point, I find
that the testimony of Ms. Adamczyk is to be preferred. When Ms. Dillman was asked about such
representations in her evidence-in-chief, she indicated that management had conveyed the
message that restructuring was not a job cutting exercise and that there was a lot of transition
work to complete. She also indicated that management had told her that there was a lot of
special project work to do when she was on the SRPT, before restructuring. Her testimony did
not substantially conflict with the testimony of Ms. Adamczyk on this point. Management did
tell employees that the restructuring process was not a job cutting exercise. Its communications
to employees was intended to allay any fears employees may have had as a result of going
through a period of considerable change. The general message from management was simply
that change was coming, that it would be assessing the work that remained and that it would
attempt to make the transition as smooth as possible, without making any guarantees about the
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amount of work that would remain in the new structure. The specific message management was
sending about the SRPT from late 2009 and following was that its days were numbered. As
noted previously, the organization chart that captured the restructured HSB in 2010 did not have
a place for the SRPT, reflective of the fact that it no longer existed.
[27] Although she could not recall the meeting, Ms. Sergeant did meet with Ms.
Adamczyk after the conclusion of the January information sessions because she wanted to ask
about the status of her temporary assignment. Ms. Adamczyk told her when they met that OHIP
Eligibility Programs would no longer have the special project work that had previously been
performed by the SRPT. She told Ms. Sergeant that her temporary assignment would not end
abruptly, but that it would likely end in a couple of months. Ms. Adamczyk also advised Ms.
Sergeant that she hoped she would soon be able to post the 20 level positions and she encouraged
Ms. Sergeant to apply for one of them.
[28] Ms. Adamczyk’s plan to get quick approvals to post the 20 level positions in OHIP
Eligibility Programs did not happen. Approval to post for one of the 20 level positions did not
come until late 2011. The successful applicant, Ms. M. Stewart, was assigned to the position in
early 2012. There may have been three other 20 level positions in other areas that were
approved. Ms. Sergeant did not apply for any of the level 20 posted positions.
[29] When the new organizational structure was introduced in early 2010, Ms. Fotherby
held the only level 20APA bargaining unit position in OHIP Eligibility Programs. Her work in
the P&S Unit involved policy development and analysis, and included tasks associated with the
transition of the custodianship of the RPDB to the HDB. In her temporary 20APA position she
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continued to perform a leadership role by directing and reviewing the work of 18APA level and
other staff working in her Unit. Ms. Sergeant’s work continued to be linked in the new structure
to Ms. Fotherby.
[30] It was not until February 2010 that some of the managers for the Units in OHIP
Eligibility Programs were selected. Ms. Dillman became the manager of the PPI Unit and Mr.
Murphy became the manager of the P&S Unit. As noted previously, Ms. Sergeant’s home
position in the new organizational structure and her temporary assignment was in the PPI unit.
Given the increasing sensitivity to the issue of family members working together and the fact
that Ms. Dillman was now the Manager of the PPI Unit, Ms. Sergeant was advised in early
February 2010 that she would now report to Mr. Murphy in her temporary 19APA assignment
and that her home position was moved to the P&S Unit under Mr. Murphy as well. The plan
from here on was to have Ms. Sergeant continue to work with Ms. Fotherby and to link her
further into the program work of the P&S Unit. At the time Mr. Murphy became Ms. Sergeant’s
manager, Ms. Adamczyk and Mr. Murphy discussed the work Ms. Sergeant was doing, the fact
that that work would soon come to an end and assigning her the program work of the P&S Unit.
[31] In late March 2010, Ms. Sergeant’s temporary 19APA assignment on the SRPT was
renewed for the final time. This prompted Ms. Sergeant to again ask some questions about the
status of her temporary assignment. She first spoke to Mr. Murphy about this and then soon
thereafter she raised her concerns at a meeting on April 14, 2010, with Ms. Adamczyk and Mr.
Murphy. Ms. Sergeant essentially asked why her temporary assignment was not being converted
into a permanent position and she asked, by naming some individuals, why she was being treated
differently from other employees on temporary assignments who were converted. Ms.
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Adamczyk again explained why there would not be any SRPT work in the future, given the
movement of health card registration services to ServiceOntario. She reiterated that Ms.
Sergeant’s temporary assignment would come to an end near the end of June 2010. Ms.
Adamczyk told her that the circumstances of her temporary assignment did not meet the
conditions for conversion to a permanent position under the Collective Agreement. Ms.
Adamczyk told her that she was unaware of the circumstances of the individuals Ms. Sergeant
said had been converted to permanent positions, but that Ms. Sergeant had to focus on her own
situation. Ms. Adamczyk again encouraged Ms. Sergeant to apply for the 20 level positions
when they were approved for posting. When she was asked during her testimony as to whether
Ms. Sergeant had raised any concerns about the mapping process, Ms. Adamczyk responded that
she was not aware that Ms. Sergeant had any such concerns until it was raised at the hearing.
Mr. Murphy testified similarly on this later point. Ms. Sergeant however testified that she did
raise a concern during the April 14, 2010 meeting about the home position selected for her in the
mapping process and indicated that she had asked Ms. Adamczyk why she did not move to the
HSB. Ms. Sergeant testified that Ms. Adamczyk explained the mapping process to her and told
her that local management was not involved in selecting a home position for her in the new
structure. Ms. Sergeant also testified that she took her concerns about the result of the mapping
process to the Association which in turn raised the matter with the CTT, but that no change was
made to her home position.
[32] It is worth commenting at this stage about two matters that arise from the testimony
about the issues discussed at the April 14, 2010 meeting. Ms. Sergeant raised the issue during
her testimony as to whether she was treated in the same way as others who were on temporary
assignments and she did mention the names of certain persons who she believed were converted.
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Her information about whom and when employees were converted was based essentially on
hearsay. It is difficult to determine from the Association’s evidence as to which if any
employees were converted to permanent positions and the basis upon which they were converted.
There is simply no evidence to support the conclusion that Ms. Sergeant was treated differently
than others who were on temporary assignments. Employees who were on temporary
assignments before the final phase of restructuring remained on those assignments when the final
phase of restructuring took place, including the employees on the RPDB Team who moved to the
HDB. The one possible exception to the general treatment of employees on temporary
assignments was Ms. C. Pettis, who was on maternity leave at the time. Ms. Pettis was advised
that her temporary assignment had ended and that she would return to her home 18APA position
after her maternity leave. There is no basis for concluding that an employee on a temporary
assignment was converted to a permanent position without meeting the conditions for conversion
set out in the Collective Agreement. In other words, there was no one in the same situation as
Ms. Sergeant who was converted to a permanent position.
[33] The other comment relates to the suggestion that Ms. Sergeant should have been
matched to a different home position or that her temporary assignment should have moved to the
HDB. It is unnecessary to decide whether Ms. Sergeant raised a concern about the home
position selected for her during the mapping process at the meeting on April 14, 2010, because
whether she did or not and whether she was properly matched to a home position are irrelevant
for purposes of this proceeding. The first obvious point worth noting is that Ms. Sergeant’s
grievance is a conversion grievance. It does not reference a concern about the home position
selected for her by the mapping process or a concern about where her temporary assignment was
placed. There was a process available to employees to raise a concern about the mapping
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process, and it appears from her testimony that Ms. Sergeant utilized that process. Ms.
Adamczyk testified that the process did not include a right to file a grievance and her testimony
on this point was not contradicted. In any event, having heard the considerable amount of
evidence in this case, I would have been surprised if Ms. Sergeant had been matched to a
position outside of OHIP Eligibility Programs, HSB, or if her temporary assignment had been
moved to the HDB. Although some of her work was related to the RPDB, there were others who
also performed work in relation to RPDB, including Ms. Fotherby, who also ended up in OHIP
Eligibility Programs, HSB. The individuals on temporary assignments who moved to the HDB
were those individuals who were on the RPDB Team. As opposed to Ms. Sergeant, they had
more direct experience in managing the data on the RPDB and the outsourcing of that data, such
that it was a natural fit for them to move to the HDB.
[34] With the end of her temporary assignment on June 27, 2010, Ms. Sergeant moved to
her home position as Program Analyst 18APA. Ms. Sergeant was absent from the workplace for
some of July and most of August and September 2010 because of vacation and a leave of
absence. Ms. Sergeant was notified on September 22, 2010, that her home position was being
transferred to the Business Integration Services Unit (“BIS Unit”) following a review of business
needs within the branch. The effective date for the transfer of her home position was October 4,
2010.
[35] The final significant area to explore is the nature of the work performed by Ms.
Sergeant within the new structure beginning in January 2010. When asked if anything had
changed in regards to the work she performed during the last six months of her temporary
assignment, during her time at work when she returned to her home position on June 28, 2010,
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and during her initial months in the BIS Unit, Ms. Sergeant indicated that nothing had changed.
Ms. Sergeant’s perspective is essentially that she continued to work on projects and on work at a
19APA level. In my view, the evidence demonstrates quite clearly that Ms. Sergeant spent the
vast majority of her time performing 18APA level work in both OHIP Eligibility Programs and
in the BIS Unit. And any project work she performed was not special project work, but the type
of project work that is typically performed within a program area. As Mr. Murphy described in
his evidence and, as Ms. Sergeant is aware from her experience in Validation Services, it is not
uncommon for project work to be performed by program staff without a change in their
classification. This work can have a start and end date. It is the kind of work that is different
from the regular program work and is best organized on a project basis, but not the recurring type
of work that warrants a permanent project team. To simply describe certain work as project
work does not by itself indicate a particular classification level or that the work has any
similarity to the special project work performed by the SRPT.
[36] As noted previously, Ms. Fotherby was the only 20APA level employee in the P&S
Unit in OHIP Eligibility Programs. For the first two months after the creation of the HSB, she
reported to Ms. Adamczyk. Given her managerial role, Ms. Adamczyk was in a position to
comment on the work performed by Ms. Sergeant during the initial months of 2010. Mr.
Murphy became Ms. Sergeant’s manager in February 2010. By at least early March 2010, after
he attended to setting up the new P&S Unit, Ms. Fotherby started reporting to Mr. Murphy and
he became more involved in assigning the work of the Unit directly or through Ms. Fotherby.
Mr. Murphy was therefore in a position to give direct evidence about the various pieces of work
performed by Ms. Sergeant from March 2010 until her home position transferred to the BIS Unit.
Mr. Murphy testified in some detail about the work Ms. Sergeant performed and he explained
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how a particular piece of work fit into the 18APA job description. It is unnecessary to describe
in detail all of the work performed by Ms. Sergeant during this relevant period as described by
Ms. Adamczyk, Mr. Murphy and Ms. Sergeant. However, in order to provide a more detailed
example of the work performed by Ms. Sergeant, I will comment on her work on the internet
pages review.
[37] The Communication and Information Branch initiated a divisional review of on line
content. Each branch within the division was responsible for reviewing its internet content to
ensure that the information on the web pages was up to date and accurate. Mr. Murphy selected
Ms. Sergeant to review the 35 web pages for OHIP Eligibility Programs because he believed that
it would be a good introduction to program area content for someone who was still relatively
new to the Unit. This type of review is not uncommon. A regulation change in 2009 prompted a
review of the web pages to ensure the accuracy of the information in light of the change. Ms.
Sergeant started the assignment near the end of June 2010 and the divisional review was
completed sometime in 2011. Ms. Sergeant spent a considerable amount of her work time on
this assignment. She printed out the relevant web pages, reviewed them, consulted with other
staff, including Subject Matter Experts, and then made the necessary changes to the web pages.
When Ms. Sergeant was moved to the BIS Unit she continued work on the internet pages review,
but her work on the initiative related to that Unit. The BIS Unit had a corporate role to play in
upgrading web content. Mr. Murphy replaced Ms. Sergeant with Ms. L. McGriskin (18APA) to
complete the internet content review for OHIP Eligibility Programs. Mr. Murphy described how
the work performed by Ms. Sergeant on the internet review fit within the job duties of the
18APA Position Description. Whether or not one characterizes this work as a project, I agree
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with Mr. Murphy’s assessment that the work Ms. Sergeant performed on the internet pages
review was 18APA level program work.
[38] Mr. Murphy and to a lesser extent Ms. Adamczyk described other pieces of program
work at the 18APA level performed by Ms. Sergeant, such as: the extension of the agreement
between Citizenship and Immigration Canada and the MOH (which was started by Ms. L.
McGriskin (18APA) and then assigned to Ms. Sergeant because Ms. McGriskin was busy with
other matters); updating of briefing notes for the Director of OHIP Eligibility Programs; Health
Care Connect work; and, Convention and Refugee work. There was also the work she
performed in relation to the transfer of the custodianship of the RPDB from the HSB to the HDB.
Ms. Fotherby was primarily involved in this transfer work, but Ms. Sergeant played a role as
well. The main part of her role was to collect all of the relevant documentation from the area,
such as data sharing agreements, and place them in a binder to go over to the HSB. Ms. Sergeant
would also during this period get requests for information about matters that she had previously
been involved with, such as the transfer of the custodianship of the RPDB or even matters
involving her work on the SRPT. It is not uncommon that these knowledge transfer type of
enquiries arise after the completion of certain work. I again agree with the Employer’s
assessment that all of these pieces of work fall within the 18APA Position Description.
[39] One final matter to address is the subject of organ donation work which was the
focus of much evidence. Registration Programs had a long history of dealing with organ
donation given that organ donor preference was linked to health cards and the RPDB. This
continued with the creation of the TGLN as a government agency in 2002. One natural goal of
TGLN is to increase organ donations. An MOH internal document updated February 6, 2009,
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entitled “Organ Donation Strategy – Outstanding Deliverables/Work Plan” (“OD Strategy”)
contains a wish list of items that the TGLN wanted to accomplish. The OD Strategy was a way
for the MOH to assist the TGLN with organ donations. The SRPT played a role with the
Affirmative Registration – Suppression of No’s phase of the OD Strategy. Both Ms. Dillman
and Ms. Sergeant were involved in that phase. Phase 3 of the OD Strategy involved the creation
of an organ donor registry for the registration of organ donor preference on line. As reflected in
an email dated January 26, 2009, from Ms. Dillman to Ms. Adamczyk, Ms. Dillman and Mr.
Murphy attended a preliminary meeting to discuss the on line registry. Ms. Dillman reported
that it did not appear that there would be much work for their branch to do for phase 3. The
major players were ServiceOntario and the TGLN, with the Provincial Programs Branch in
charge of funding. The initial target for implementation of the on line registry was January 2010.
It appears that this was pushed back because the on line donor registry was not created until at
least late 2011. Ms. Sergeant did some very preliminary work in relation to the on line registry
and claims that the project was moved to the HDB. Ms. Adamczyk testified that the HSB had no
further involvement with the on line donor registry after the January 2010 transition and that
there was nothing to move to the HDB because, as far as she was aware, funding for the online
registry had not been approved. The Association and Ms. Sergeant used the on line donor
registry work as an example of 19APA work that could have been performed by Ms. Sergeant,
but for the fact that the work had been transferred to the HDB.
[40] The evidence was quite speculative as to which groups performed what work to
create the on line donor registry. It appears that employees in the HDB did some work on the on
line registry, given that one HDB employee won an Amethyst Award for her participation in
setting up the donor registry. What is clear however is that the HSB no longer performed any
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additional work on the on line registry. Even if the work which the Association argued was
moved from the HSB could be considered project work or 19APA work, there is nothing in the
Collective Agreement which precludes the Employer from organizing the work in a manner
which it considers to be most efficient. The fact that Ms. Sergeant could have performed work
relating to the on line donor registry that ultimately was performed in another branch does not
assist the Association in establishing that the work of her temporary assignment continued for
more than an additional twelve months. Even if any of the work that was transferred to the HDB
from OHIP Eligibility Programs was relevant to the issue of continuing need, it is clear that the
amount of that work would not have kept Ms. Sergeant occupied on a full time basis.
[41] In summary, the facts demonstrate the following reality. Ms. Sergeant’s
temporary 19APA assignment was on the SRPT. With the movement of the registration of
health card services to ServiceOntario, there was no longer a need within a restructured HSB for
the type of special projects the SRPT had performed. In other words, the type of special project
work Ms. Sergeant was to perform on her temporary assignment no longer existed after
restructuring. This was apparent by the time she reached the twenty-fourth month mark of her
temporary assignment. The repeated extensions after August 2009 while her temporary
assignment was under review were not a result of a continuing need to perform SRPT work or
19APA work, but initially because of a direction not to make changes to temporary assignments
and subsequently because of a desire to avoid abrupt changes to temporary assignments when
significant change was the order of the day with restructuring. Within the new structure of the
HSB and HDB, there was no longer a SRPT and there were no longer any 19APA positions.
Essentially, there were only a 20 level position that provided a leadership and oversight role and
there were 18APA positions. As of January 2010 under the new structure, Ms. Fotherby was the
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only person in a 20 level position in the P&S Unit performing that leadership and oversight role.
Ms. Sergeant did not perform such a role nor did she otherwise perform 20 level work. By at
least March 2010, Ms. Sergeant spent the vast majority of her time performing 18APA level
work. She performed such work up to the time her temporary assignment ended on June 27,
2010, during the time she was back in her home position and when she was placed in the BIS
Unit. There is simply no basis to conclude that there was a continuing need for SRPT work or
other 19APA level work to be performed on a full time basis for more than an additional twelve
months from the time Ms. Sergeant had been in her temporary assignment for twenty-four
months.
[41] Ms. Sergeant clearly made a significant contribution while in her temporary
assignment on the SRPT. However, having regard to the above factual determinations and the
conditions for conversion set out in article 18.8.1 (e) of the Collective Agreement, Ms.
Sergeant’s dispute dated October 1, 2010 is hereby dismissed.
Dated at Toronto, Ontario this 15th day of September 2014.
Ken Petryshen, Vice-Chair