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HomeMy WebLinkAboutUnion 14-11-17IN THE MATTER OF AN ARBITRATION between FANSHAWE COLLEGE (“the College”) and ONTARIO PUBLIC SERVICE EMPLOYEES UNION, LOCAL 110 (“the Union”) UNION GRIEVANCE NO. 2013-0110-0017 CONCERNING A JOB COMPETITION IN THE SCHOOL OF NURSING PRELIMINARY AWARD REGARDING JURISDICTION UNDER ARTICLE 32.09 BOARD OF ARBITRATION: PAMELA COOOPER PICHER - CHAIR SHERRIL MURRAY - UNION NOMINEE CARLA ZABEK - COLLEGE NOMINEE APPEARANCES FOR THE UNION: Lesley Gilchrist - Grievance Officer Daryl Bedford - President, Local 110 APPEARANCES FOR THE COLLEGE: Robert Atkinson - Counsel Jerry Tapley - Labour Relations Consultant Sandra DeLuca - Chair, School of Nursing Julia Boffa - Human Resources Consultant APPEARANCE FOR THE INCUMBENT: Jodi Hall - Incumbent A hearing in this matter was held in London, Ontario on September 16, 2014. 2 PRELIMINARY AWARD Local Union 110 filed a Union grievance dated 2013/05/06 alleging the following: Local 110 grieves that Fanshawe College acted in bad faith and violated Article 27 of the Collective Agreement when posting a vacancy in the School of Nursing (posting number 201300047). The stated requirements are not related to the professional qualifications required for teaching in the School of Nursing and [are] sufficiently narrow to exclude all known aspiring applicants save one. The remedy sought by the Union is to have the College re-run the posting with qualifications that are reasonably related to the duties of the position. In the alternative, the Union asks that the College create a new position. At the outset of the proceeding, the College raised a preliminary objection to the Board’s jurisdiction. Relying on article 32.09 of the collective agreement, the College asserted that the Union was not entitled to file a Union grievance in respect of the matter grieved. Article 32.09 stipulates the following: Union Grievance 32.09 The Union or Union Local shall have the right to file a grievance based on a difference directly with the College arising out of the Agreement concerning the interpretation, application, administration or alleged contravention of the Agreement. Such grievance shall not include any matter upon which an employee would be personally entitled to grieve and the regular grievance procedure for personal or group grievance shall not be by-passed except where the Union establishes that the employee has not grieved an unreasonable 3 standard that is patently in violation of this Agreement and that adversely affects the rights of employees. [emphasis added] In the instant matter, the parties agree that the grievance involves a “matter upon which an employee would be personally entitled to grieve … ” Accordingly, it is common ground that for the Union to be entitled to file a Union grievance, the Union must establish that the situation falls within the three-part exception to the prohibition against the Union filing a Union grievance in circumstances where an individual would be personally entitled to file a grievance. The three elements to the exception contained in article 32.09 are as follows: first, that the employee has not grieved an unreasonable standard; second, that that unreasonable standard is patently in violation of the collective agreement, and, third, that that unreasonable standard in patent violation of the collective agreement adversely affects the rights of employees. The facts relevant to the preliminary objection are largely undisputed and may be summarized below: 1. A job posting for the position of Professor in the School of Nursing was posted on April 12, 2013 for both internal and external candidates. 2. No internal candidates applied for the position. Eight external candidates did apply, including the incumbent, Ms. Jodi Hall. 3. No potential internal candidate filed a grievance regarding this job posting. 4. The “Specific Qualifications” for the Professor position in the School of Nursing that were listed in the posting departed somewhat from those 4 that had appeared in previous Professor postings and placed particular emphasis on experience in research and scholarship. 5. Background circumstances detailed by counsel for the College relating to the research and scholarship components listed in the job posting were for the purposes, only, of the College’s preliminary challenge to the Board’s jurisdiction and, for that purpose, were not disputed by the Union. Those enumerated facts include the following: a. The School of Nursing has three programs: first, a 30 week Personal Support program; second, a two year Practical Nursing program; and, third, a four year Bachelor of Science degree Nursing program (BScN), which is run in collaboration with a similar BScN program at the University of Western Ontario. The primary focus of the job posting in issue was in respect of the third program, the BScN program. b. The Canadian Association of Schools of Nursing (CASN) first accredited the collaborative Bachelor of Science Nursing programs at Fanshawe College and the University of Western Ontario in 2006. One of the multiple factors assessed by CASN was how well each of the two schools was able to provide the infrastructure for research and scholarly work by the faculty involved in and for the respective BScN programs. c. When Fanshawe College’s BScN program was first accredited by CASN in 2006, it was determined that the College’s research capacity was not up to the standard required by CASN. Accordingly, one of the initial conditions placed on Fanshawe for CASN’s accreditation was that it would demonstrate that it was developing the requisite research infrastructure, along with an increase in the number of faculty engaged in research. d. Accreditation by CASN is performed every seven years. Accordingly, the second accreditation process for the collaborative Bachelor of Science Nursing programs at Fanshawe College and the University of Western Ontario was in 2013. Given such circumstances, in the years between the first and second accreditations, the College focused on being able to demonstrate that the School of Nursing at Fanshawe was building its capacity for research and scholarship. e. It was against the backdrop of the upcoming accreditation that the College hired Ms. Jodi Hall, who was ultimately selected to fill the Professor position in issue. In both 2011-2012 and 2012- 2013, Ms. Hall was hired on a part-time contract basis as a 5 Research Advisor to determine whether a Research Advisor could assist in helping the Fanshawe School of Nursing meet the requisite research and scholarship standards required by CASN. Under those contracts, among other functions, Ms. Hall became involved in helping the faculty develop research projects. f. In the fall of 2013, an additional factor developed. A curriculum review of the joint BScN programs resulted in a decision to reverse the second and third years of the joint program. With the curriculum reorganization, Fanshawe College’s faculty became obligated to offer a course in Research Methods commencing in the fall of 2013, as well as a new course in Informatics that was also research based. g. The College, according to counsel, determined that the part- time contract position had worked well in developing Fanshawe’s research and scholarship capacity and concluded that they needed to make the position more permanent. h. According to counsel for the College, it was in view of the circumstances set out above that Fanshawe College highlighted experience in research and scholarship in the “Specific Qualifications” and “Posting Summary” in the instant posting for the full-time Professor in the School of Nursing. The Union maintains that the requirements and preferences in most all of the “Specific Qualifications” detailed in the posting are “patently in violation” of article 27.11, within the meaning of article 32.09 of the agreement. The Union asserts that they are overly stringent and specific and, moreover, create an “unreasonable standard” within the further meaning of article 32.09, by virtue of their not being reasonably related to the job of Professor in the School of Nursing. By way of example, the Union observes that in prior postings for the Professor position, a PhD in a health related field was “preferred” but not “required”. Additionally, the Union emphasizes that while some scholarly related experience was regularly required, it was never to the level of specificity 6 contained in this positing. The Union further contends that the College designed these unreasonable qualifications in bad faith, so that only the incumbent would be able to qualify for the job. Through this means, the Union argues, the College intentionally created a chilling effect on applications that might otherwise have been forthcoming from other potential candidates. Additionally, the Union submits that by setting overly stringent and specific qualifications that were not reasonably related to the position requirements and, moreover, were intentionally designed to create a chilling effect on applications generally, management engaged in a breach of such significance regarding the integrity of job postings that it raised an issue of concern for the Union’s membership as a whole. On this basis, the Union argues that the College’s wrongdoing bought the circumstances within the scope of the third element of the exception in article 32.09 through the adverse impact it had on the rights of employees generally. The College acknowledges that the posted position listed different qualifications from those in previous postings for similar Professor positions but asserts that they represented the need to have a Professor qualified both to develop the research and scholarly component of the job in order to meet the requirements imposed by CASN for the accreditation of its Bachelor of Science Nursing program and to teach two new research based courses that were to be offered for the first time in the fall of 2013. It is the position of the College that if 7 this specific position of Professor, with its revised qualifications emphasizing research and scholarship, had not been created, the 2013 accreditation that was given by the CASN might not have been forthcoming. The College strongly denies that it tailored the requisite qualifications to the incumbent’s resume and contends that the qualifications were designed, solely, to reflect the requirement for the College to increase its capacity in research and scholarship that had risen steadily in the years between the CASN accreditations in 2006 and 2013. DECISION REGARDING THE COLLEGE’S PRELIMINARY OBJECTION TO THE BOARD’S JURISDICTION: Article 32.09 precludes the Union from filing a grievance on “any matter upon which an employee would be personally entitled to grieve… except where the Union establishes [a] that the employee has not grieved an unreasonable standard that [b] is patently in violation of this Agreement and that [c] adversely affects the rights of employees.” As noted at the outset, the parties agree that an employee would have been personally entitled to grieve the posting in issue. Accordingly, for the Union to establish its right to file the instant Union grievance, it must demonstrate that it meets the three-part exception set out in article 32.09. 8 The Union did not dispute the submission of the College that the Union was required to demonstrate the existence of all three of the elements contained in the exception to trigger its application. The need for the Union to meet all three of the criteria was well set out in Re Durham College and OPSEU, Local 354, a decision of a board of arbitration chaired by Paula Knopf, dated November 1, 2012, at page 6, as follows: It is well accepted in the arbitral jurisprudence in this sector that all three criteria must be satisfied. If any one of the three tests has not been met, the grievance is not arbitral as a Union Grievance, see George Brown College and OPSEU, (Devlin), [dated June 8, 1994] at p. 5. The jurisprudence relating to the scope of the three elements of the exception is also well settled. For example, the principles concerning the evaluation of whether an alleged unreasonable standard is “patently in violation of this Agreement” were set out by Arbitrator David Starkman in Re St. Lawrence College and OPSEU, Local 417, dated November 21, 2011, at page 5, wherein he adopted the summary of the related jurisprudence provided in Re Loyalist College and OPSEU, Local 420, a decision of Arbitrator K.G. O’Neil, dated May 29, 2001, as follows: The words ‘patent violation’ have been held to create a high standard (Seneca College and OPSEU, P. Picher, January 31, 1991), to mean the violation has to be crystal clear (Sir Sanford Fleming and OPSEU, Brent, April 25, 1988), or “leap from the page” (Centennial College and OPSEU, M.[G.] Picher, January 20, 1992). In Fanshawe College and 9 OPSEU, (Kruger, September 16, 1997), the Board decided that a case that was arguable on both sides was ‘not a patent violation’ … [emphasis added] It is noted that this summary of the interpretation of “patent violation” was more recently referred to with approval by Arbitrator Knopf at page 6 of Re Durham College, supra. Respecting the third criterion in the exception, that being that it “adversely affects the rights of employees”, Arbtrator Knopf adopted with approval the conclusion of Arbitrator Howard Brown found at page 10 of Re Fanshawe College and OPSEU, Local 110, a decision dated October 30, 2009. At page 7 of Re Durham College, Arbitrator Knopf stated the following: As recognized by Arbitrator Brown … Article 32.09 is intended to allow for Union Grievances to be processed in situations that could have been individual grievances only where it would involve matters that ‘impact broadly on members of the bargaining unit.’ [emphasis added] In the instant matter, the Union contends that the Specific Qualifications contained in the posting for Professor in the School of Nursing set an “unreasonable standard that is patently in violation of [the] Agreement” because they were overly stringent and specific, were not reasonably related to the posted position and, instead, were specifically tailored to reflect the resume of one 10 external candidate. The Union asserts that that “unreasonable standard that [was] patently in violation” of article 27.11 had such a chilling effect on potential internal candidates that it adversely affected the rights of employees, generally, to have access to a fair system of job postings. The Union contends that notwithstanding the absence of a grievance from any potential internal candidate, the Union has an obligation to monitor and protect the integrity of job postings to ensure that posted qualifications are reasonably related to the job and do not create a chilling effect for employees generally. The Union clarified that for the purposes of the College’s preliminary objection, it would not lead evidence aimed at establishing that the listed qualifications created a chilling effect on internal candidates. Instead, the Union asserted that the chilling effect could be reasonably inferred from what the Union described as the extraordinary detail and elevated standards set out in the itemized “Specific Qualifications” contained in the job posting. Those “Specific Qualifications”, most of which are contested by the Union as being unrelated to the Professor position and, thereby, unreasonable, were as follows: - PhD in a health related field required - Minimum of 5 years experience in design, management, analysis and dissemination of health-related research - Demonstrated research and teaching skills 11 - Experience in capacity building/training of novice researchers in the design and conduct of research studies - Strong knowledge of and experience with protocols and guidelines related to research studies - Demonstrated publication record in both qualitative and quantitative research, and with vulnerable populations - Advanced skills in working with various methodologies and theoretical lenses - International experience is an asset The “Posting Summary” of the Professor position set out in the job posting provided as follows: A full-time Professor at Fanshawe College is responsible for providing academic leadership and for developing an effective learning environment for students. This position will work with faculty and students to coordinate, mentor and guide all research activities by providing academic and technical assistance in areas of research design, data collection and analysis and dissemination. The successful candidate will teach courses primarily in the BScN program with occasional teaching in the PN program. This position will work collaboratively with the Centre for Research and Innovation. [emphasis added] It is noted that the Union raised no objection regarding the appropriateness of this Summary of the posted position. The Board will focus, initially, on the first two elements of the three-part exception to the prohibition in article 32.09 against the Union filing a Union grievance in circumstances where an employee would be personally entitled to 12 grieve, those being whether an employee has not grieved an “unreasonable standard” that is “patently” in violation of the collective agreement. The Board accepts, for the purposes of the preliminary objection, the undisputed submission of the College that when Fanshawe College’s BScN program was first accredited by CASN in 2006, it was determined that Fanshawe’s research capacity was not up to standard and had to be improved. The further uncontested submission of the College accepted by the Board is that, for its 2013 accreditation, Fanshawe needed to demonstrate that it was developing the requisite research infrastructure and an increase in the number of faculty engaged in research. Moreover, beginning in the fall of 2013, for the BScN joint program, Fanshawe became newly obligated to offer courses in both Research Methods and Informatics, each of which is research based. T hese were among the pertinent background circumstances that existed when, in April of 2013, the College developed its job posting for Professor in the School of Nursing, inclusive of its “Specific Qualifications”. The first two questions to arise in assessing the College’s preliminary objection are (a) whether the “Specific Qualifications”, together or apart, constitute an “unreasonable standard” by virtue of their being overly stringent and specific and not reasonably related to the requirements of the position and (b) whether that unreasonable standard “is patently in violation” of the agreement. 13 Having carefully reviewed the above described background to the job posting, as well as the description of the job detailed in the “Posting Summary”, the Board is satisfied that the following “Specific Qualifications” are not, on their face, overly stringent and specific; nor do they lack a due relationship to the requirements of the position. The Board concludes that the following “Specific Qualifications” are not, in short, unreasonable on their face: (1) requirement for a “PhD in a health-related field”; (2) requirement for “five years experience in design, management, analysis and dissemination of health-related research”; (3) “Demonstrated research and teaching skills”; (4) “Experience in capacity building/training of novice researchers in the design and conduct of research studies”; (5) “Strong knowledge of and experience with protocols and guidelines related to research ethics”, and (6) “Advanced skills in working with various methodologies and theoretical lenses” Given that the occupant of the posted Professor position is required to “work with faculty and students to coordinate, mentor and guide all research activities by providing academic and technical assistance in areas of research design, data collection and analysis and dissemination” as well as “work collaboratively with the Centre for Research and Innovation”, the Board concludes that all of the above described qualifications, along with their emphasis on demonstrated experience in research and scholarship, would appear to be, on their face, directly related to the job of Professor as described in 14 the Summary in the job posting and as supported by the uncontested background to this posting. Nor, the Board finds, is the further requirement for a “Demonstrated publication record in both qualitative and quantitative research…” unreasonable on its face. While the addition of “and with vulnerable populations” may seem to be an unnecessarily narrow limitation regarding the subject matter, the description of “vulnerable populations” is broad and the Board would need to hear evidence regarding further details of the position to determine whether the stipulated subject matter requirement for the publication was unreasonable. It is certainly not “patently in violation of the Agreement” within the terms of article 32.09 of the collective agreement. The same comment may be made with respect to the stipulation that, “International experience is an asset”. The Board would need to hear evidence to determine whether the itemization of international experience as an asset was unreasonable. Noting that the College describes itself in the job posting as “… an equal opportunity employer … committed to equity, value diversity, and welcome[ing of] applicants from diverse backgrounds”, the Union could face a high hurdle in seeking to demonstrate that it would be unreasonable to view international experience as an asset. 15 Accordingly, having regard to the foregoing, even if ultimately, in a consideration of the grievance on its merits, the Board were to conclude that one or more of the elements within the Specific Qualifications set out in the job posting was unreasonable, the Board would be unable to further conclude, for the purposes of interpreting and applying article 32.09, that any one of the stipulated qualifications, taken separately or together, constitutes an “unreasonable standard that is patently in violation of [the] Agreement.” None of these Specific Qualifications “leaps from the page” as being unrelated to the duties of the posted Professor position. For none is it “crystal clear” that the Specific Qualifications are unreasonable by virtue of their being unrelated to the job. For the Union to establish that the Specific Qualifications are not reasonably related to the position, detailed evidence would be required relating to the circumstances existing at the time in respect of Fanshawe’s BScN program and the related accreditations of CASN. As noted by Arbitrator Knopf in Re Durham College, supra, pages 6-7, “Something that requires detailed evidence[,] involves differing situations and demands the weighing of testimony falls far short of meeting the high burden of establishing a ‘patent violation’ of the Collective agreement.” The Board turns, finally, to the third element of the exception, that being whether the alleged unreasonable standard that, allegedly, is in patent violation 16 of the collective agreement “adversely affects the rights of employees”. Upon review of the circumstances and submissions of the parties, the Board is unable to conclude that the adverse effect of a breach of article 27.11, in the circumstances of this matter, would extend to employees generally. Instead, the Board is satisfied that any adverse effect of any violation of the agreement that might ultimately be found in this matter would be limited to potential employees who might have wanted to apply for the job as posted. Moreover, the evidence and submissions presented for the purposes of the preliminary objection offer no validity to the suggestion of the Union that the College “rigged” the Specific Qualifications for the job or “tailored” them to mirror the specific background and experience of one candidate. Even if a Specific Qualification could ultimately be found to be unreasonable, there would be no basis for a further conclusion that such a breach rendered the job competition unfair in a manner that could raise any violation to the level of general concern for the membership as a whole. Accordingly, in the result, for the reasons set out, the Board concludes that the Union has been unable to establish that an “employee has not grieved an unreasonable standard that is patently in violation of [the] Agreement and that adversely affects the rights of employees.” The Union’s failure to demonstrate the existence of any one of the three criteria for the exception contained in article 32.09 would be sufficient to render the Union’s grievance inarbitrable. In this 17 situation, however, the Board is further satisfied that none of the three criteria has been established by the Union. For the reasons set out above, therefore, the Board allows the preliminary objection of the College and concludes that the Union’s grievance has been filed in violation of article 32.09 of the collective agreement and, therefore, is inarbitrable. Dated at Ottawa this 17th day of November 2014. “Pamela Cooper Picher” Pamela Cooper Picher Chair I concur. “Carla Zabek” College Nominee I dissent. “Sherril Murray” Union Nominee