HomeMy WebLinkAbout2013-3204.Speck.14-11-19 DecisionCrown Employees
Grievance Settlement
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Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2013-3204
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Association of Management, Administrative and
Professional Crown Employees of Ontario
(Speck) Association
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The Crown in Right of Ontario
(Ministry of Health and Long-Term Care) Employer
BEFORE Christopher Albertyn Vice-Chair
FOR THE UNION
Marisa Pollock
Sack Goldblatt Mitchell LLP
Barristers and Solicitors
Counsel
FOR THE EMPLOYER Lisa Compagnone
Treasury Board Secretariat
Legal Services Branch
Counsel
FOR THE
ASSOCIATION OF
LAW OFFICERS OF
THE CROWN (ALOC)
Mark Wright
Sack Goldblatt Mitchell LLP
Barristers and Solicitors
Counsel
HEARING July 9, September 15, 2014
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Decision
[1] A previous decision was issued in this matter on April 11, 2014. Pursuant to that
decision, the Employer (MOH) has agreed to have the grievances (filed each by AMAPCEO and
ALOC pursuant to their separate collective agreements) heard together.
Facts
[2] The grievor, Todd Speck, worked from June 4, 2002 as a program analyst for the
Ministry of Health and Long-Term Care (MOH). He took an educational leave of absence from
September 2008 to May 2010, during which he completed his law degree. He returned to work
for MOH.
[3] On February 19, 2013 Mr. Speck was informed by MOH that he was being suspended
with pay pending an investigation against him under the Workplace Discrimination and
Harassment Policy (WDHP) and Workplace Violence Prevention Policy (WVP). Mr. Speck’s
non-disciplinary suspension by MOH was extended for 20-day periods.
[4] While under the non-disciplinary suspension from MOH, Mr. Speck sought and obtained
an articling student position with the Ministry of the Attorney-General (MAG), with the
Financial Services Commission of Ontario (FSCO), in order to qualify himself as a practising
lawyer. A Temporary Assignment / Secondment Agreement was concluded between MAG, as
the receiving Ministry, MOH, as the releasing Ministry, and Mr. Speck in July and August 2013.
The purpose of the secondment was so that Mr. Speck could work as an articling student.
[5] On July 2, 2013, while still on paid suspension from his position at MOH, Mr. Speck was
advised by the Assistant Deputy Minister of MOH of the possible implications for his impending
secondment to MAG of the continuing investigation into his alleged misconduct:
Please also be advised that the investigation will continue during your secondment. When
the investigation has been completed and findings have been reviewed, I will be in
contract with you, at which time any appropriate disciplinary measures may be taken, up
to and including dismissal.
[6] Mr. Speck was therefore alerted to the potential jeopardy to his articling student position
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as a consequence of the MOH WDHP investigation.
[7] On July 29, 2013 Mr. Speck started working for MAG at FSCO as an articling student
and his disciplinary suspension ended.
[8] The period of the secondment was from July 29, 2013 until May 30, 2014, by which date
Mr. Speck would have completed his articles. During this period Mr. Speck was to be under a
fixed term contract. He signed a fresh Conflict of Interest Attestation, he completed a fresh Oath
of Office and a fresh Oath of Allegiance. His Articles of Clerkship were signed, and commenced,
on July 29, 2013, for a period of 10 months.
[9] MOH’s WDHP and WVP investigation continued.
[10] While working for MAG at FSCO the grievor was subject to the collective agreement
between ALOC and the Crown. Article 5.1 gave just case protection of to him. He could be
discharged only “for just and sufficient cause”.
[11] While working as an articling student at FSCO, on February 3, 2014, Mr. Speck was
advised in writing by MOH that MOH had completed its WDHP and WVP investigation and it
had determined that he had breached the WDHP policy in various ways. MOH informed him that
it had concluded that his conduct had given just cause for his dismissal and that he was being
dismissed for cause. He was told that he ceased to be employed by the Crown.
[12] In terminating Mr. Speck MOH relied on the provisions of the Public Service of Ontario
Act, 2006, S.O. 2006, c. 25, sched. A (“the Act”). Section 40 provides:
When the dismissal of a public servant takes effect, he or she ceases to be employed by
the Crown.
[13] The Assistant Deputy Minister of MOH who wrote to Mr. Speck on February 3, 2014
explained her delegated authority, as follows:
Accordingly, by the authority delegated to me under Section 44 of the Public Service of
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Ontario Act, 2006 I hereby dismiss you for cause in accordance with section 34 of the
Act, effective February 3, 2014.
[14] Section 44 empowers the Public Service Commission, the employment agency of the
Crown, to delegate its employment powers to deputy ministers, who may themselves sub-
delegate. Under s. 34(b) the Public Service Commission has the power to dismiss a public
servant for cause.
[15] As a direct consequence of MOH’s actions, MAG wrote on the same day, February 3,
2014, to the Registrar of the Articling Program of the Law Society of Upper Canada to advise
that MOH’s termination of Mr. Speck’s employment meant that his Articles with MAG also
terminated. Mr. Speck had ceased to be employed by the Crown once MOH had dismissed him.
[16] MAG’s letter to the Registrar included the following:
I confirm that Mr. Speck received a satisfactory articling experience from July 29, 2013
to February 3, 2014 when he served his articles, and that the articles served during this
period were completed in accordance with the Articling Goals and Objectives. I further
confirm that Mr. Speck completed all articling tasks that were assigned to him during this
period.
[17] Also on February 3, 2014, the Director of the Legal Services Branch of FSCO wrote to
Mr. Speck to advise that his articles were ended as a necessary consequence of his termination
by MOH. The letter explains that “under the applicable provisions of the Public Service of
Ontario Act, 2006, that govern your employment, termination by MOH has the effect of
immediately terminating your Articles with MAG at the Legal Services Branch of FSCO”. Mr.
Speck had less than four months left of his fixed term contract as an articling student to complete
his articles of clerkship.
[18] Following the termination of Mr. Speck’s employment, AMAPCEO filed a grievance on
his behalf challenging the just cause of his termination by MOH, and ALOC filed a grievance on
his behalf challenging the termination of his articles.
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The issue
[19] The issue to be decided as a preliminary matter, arising from these facts, is the following:
assuming, for the purposes of the argument, that MOH had just cause to terminate the grievor’s
employment, is that sufficient by itself to satisfy both the just cause provisions of the ALOC
collective agreement and the requirements for articles of the Law Society of Upper Canada?
ALOC, supported by AMAPCEO, argues this cannot be sufficient; the Employer argues it is.
[20] There is no suggestion that Mr. Speck engaged in any culpable conduct as an articled
student to give his principal or FSCO or MAG just cause to terminate his articles. It is common
cause that his articles were terminated only because his employment with the Crown was
terminated by MOH. In fact, Mr. Speck was given unqualified letters of commendation for his
work as an articling student by his principal and other lawyers he worked for.
Relevant statutory and contract provisions and submissions
[21] A settlement agreement between the Crown and ALOC concluded on December 1, 2009
describes the Terms and Conditions of Employment for Articling Students. At Clause 3.04 of
those terms, the parties recognize that the student employment relationship, such as Mr. Speck’s
articles, is subject to the authority of the Law Society, whose requirements prevail over the
parties’ terms of employment for articling students.
[22] Section 10.33 of the Law Society’s Licencing Process Policies provides:
A Candidate or Principal may terminate Articles where problems arise between the
Candidate and the Principal that cannot be resolved to the satisfaction of the Candidate
and the Principal.
[23] ALOC argues that no problem had arisen between Mr. Speck and his principal when
MAG terminated his Articles. Accordingly it submits that the termination of Mr. Speck’s articles
is inconsistent with the Law Society regulations, so prima facie unjust.
[24] Article 3.05 of the Terms and Conditions of Employment for Articling Students reads:
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The Articles of Clerkship, the Education Plan, and the Employer’s and students’ rights
and responsibilities with respect to the Law Society, …, are not incorporated into the
collective agreement or this Appendix [the Terms and Conditions of Employment for
Articling Students], nor are they matters which may be the subject of a difference,
grievance, dispute or claim under the collective agreement or this Appendix.
[25] This suggests that an alleged violation of rights and responsibilities with respect to the
Law Society is not grievable. While ALOC accepts this, and that the violation of a Law Society
requirement is not the subject of its grievance for Mr. Speck, it argues that the Law Society
regulations are part of the analysis, a factor I should take into account, when considering all the
relevant circumstances to determine whether Mr. Speck’s termination lacked just cause.
[26] Mr. Speck’s status as an articling student is described in Article 3.01 of the Terms and
Conditions of Employment for Articling Students. He was an unclassified employee on a fixed
term contract, with his term of employment governed by the ALOC collective agreement. This is
apparent also from the Secondment Agreement concluded between MOH, MAG and Mr. Speck.
He was at all times a public servant, an employee of the Crown, under s. 2(2) 1 of the Act, being
employed under Part III.
[27] ALOC argues that MAG’s automatic termination of Mr. Speck’s employment because he
was terminated by MOH has the effect of reading out the just cause provisions of the ALOC
agreement, giving ALOC no ability to grieve or arbitrate that there was no just cause for the
termination. ALOC recommends s. 54 of the Act which stipulates when a fixed term employee,
like Mr. Speck, ceases to be a public servant:
A public servant employed under this Part whose employment is for a fixed term ceases
to be employed by the Crown when that period expires.
[28] ALOC argues that s. 40 of the Act must be read in the context of ALOC’s right to grieve
the termination of an employee, under the just cause provisions of the ALOC agreement. It
submits that Mr. Speck’s articling position is separate from his position in MOH, under a
separate collective agreement, with a separate hiring regime, and should be treated as entirely
separate. Termination from FSCO must relate to conduct at FSCO, where Mr. Speck had no
misconduct or performance issues.
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[29] ALOC submits that what occurred at MOH may perhaps be akin to off-duty conduct in
relation to his work at FSCO for MAG. It suggests that the proper interpretation of s.40 is that
dismissal means the public servant ceases to have an employment relationship with respect to the
terminated public service position (in the grievor’s case, with MOH), but not for other purposes.
[30] Further, says ALOC, there are different just cause considerations under the ALOC
agreement as compared to AMAPCEO’s, and Mr. Speck should be entitled to pursue them. As a
fixed term employee of MAG, Mr. Speck had only 3½ months employment ahead in order to
complete his articles. That, ALOC suggests, is a different consideration than will apply to his
MOH grievance by AMAPCEO, where Mr. Speck will seek reinstatement as a permanent
employee for the indefinite future. What matters is the contractual relationship between Mr.
Speck and MAG at the time of his termination, a contractual relationship regulated under the
collective agreement between ALOC and the Crown: Dunsmuir v. New Brunswick, 2008 SCC 9,
at paras. 76-78, 81, 84, 106, 114, and 117.
[31] In addition, there are different economic implications for Mr. Speck arising from his
MAG termination, which distinguishes his just cause entitlement under the ALOC agreement,
than what applies to his AMAPCEO grievance. Termination from his articling student position
prohibits Mr. Speck from completing an important licensing requirement, which impacts his
ability to pursue a professional career and earnings in the future. This, ALOC submits, is a very
different consideration from the just cause provision of the AMAPCEO agreement.
[32] ALOC seeks a declaration that just cause under the AMAPCEO agreement is not
sufficient to establish just cause under the ALOC agreement, and that, because there was
manifestly no misconduct by Mr. Speck during his employment with FSCO under the ALOC
agreement, he should be reinstated to complete his articles.
[33] In summary, ALOC says that MAG did not turn its mind to the just cause of terminating
Mr. Speck’s employment when it did so. It had no just cause. It merely carried out what MOH
required to be done. ALOC submits this cannot be just cause under its collective agreement.
[34] AMAPCEO supports ALOC’s submissions. It points out that the Crown is required by
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the Act to ensure the Crown’s compliance with its collective agreement obligations. Sections 152
and 153 read:
Agreement in conflict with regulation, directive
152. Where a provision in a collective agreement conflicts with a provision of a
regulation or a directive made under this Act, the provision in the collective agreement
prevails over the provision of the regulation or directive.
Implementation of collective agreements, etc.
153. Subject to section 10 of the Ontario Provincial Police Collective Bargaining Act,
2006, the minister responsible for the administration of this Act shall by order implement
collective agreements made in accordance with the collective bargaining procedures
applicable to public servants employed under Part III of this Act.
[35] The Crown’s position is that there was no separate employment relationship between the
grievor and the different departments of the Crown. He was always continuously employed from
June 4, 2002 with the Crown. Employment with the Crown is exercised, for the Crown, by the
Public Service Commission. The Commission acts, by delegated authority, through the deputy
ministers of the different departments of government. At Mr. Speck’s request he exercised an
opportunity to be temporarily assigned to MAG, which, like MOH, has delegated authority from
the Crown, the employer throughout. He might be represented by a different bargaining agent in
the different departments, but he had one employment throughout. His misconduct in one
department was misconduct with respect to the single employer, irrespective of the department in
which he worked.
[36] The Crown argues that for Mr. Speck to have had distinct employment for MOH and for
MAG, he would have had to sever – terminate – his employment with MOH and have been
separately employed by MAG as a new employee. That never occurred. He moved from the one
department of government to the other under a secondment agreement, retaining his original
employment, pension, insured benefits and job security entitlements within MOH while
exercising his opportunity for a temporary, fixed-term assignment. Because Mr. Speck never
relinquished his employment with the Crown, there was an ongoing relationship, which, when it
ended, was ended for all purposes, irrespective of the department of government in which Mr.
Speck worked. The temporary assignment ended when the employment relationship ended.
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[37] The Crown refers to Article 2.2 of the ALOC collective agreement. The first portion
reads:
Lawyers from outside the ALOC and OCAA bargaining units temporarily assigned to an
ALOC or OCAA position for a period of more than 30 calendar days will on the 31st
calendar day commence paying dues and be governed by the terms of the ALOC/OCAA
collective agreement except that pensions, insured benefits, and job security entitlements,
will continue to be governed by the rules applicable to the lawyer’s home position.
[38] Article 2.2 continues and contains equivalent provisions in the opposite direction, so
those with ALOC home positions who are temporarily assigned to a non-ALOC bargaining unit
retain their ALOC pension, insured benefits and job security entitlements.
[39] The collective agreement between AMAPCEO and the Crown has a directly equivalent
provision to that quoted above, at Article 11.2. It reads:
When an AMAPCEO bargaining unit member is temporarily assigned to position in
another bargaining unit for a period of more than 30 calendar days, he or she will on the
31st calendar day commence paying dues and be governed by the terms of the collective
agreement of the position to which he or she has been assigned except that pensions,
insured benefits, and entitlements under Article 27, will continue to be governed by the
rules applicable to the employee’s home position.
[40] The entitlements under Article 27 are with respect to job security.
[41] All of the parties accept that the job security provisions in Article 27 of the AMAPCEO
collective agreement, like the job security provisions referred to in Article 2.2 of the ALOC
collective agreement, are entirely distinct from the just cause provisions of both collective
agreements. So seconded employees retain their job security against layoff entitlements of their
“home” collective agreement, but the just cause provisions pertain to their actual employment.
[42] Article 4.01 of the Terms and Conditions of Employment for Articling Students expressly
incorporates Article 2 of the main ALOC collective agreement, making it applicable to articling
students.
[43] The Crown refers to various cases (among them Ontario Teachers’ Pension Plan Board
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v. OPSEU (Tran Grievance), [1987] OLAA No. 746 (Davie), at paras 36-38; Alberta Union of
Provincial Employees v. Alberta, 2010 ABQB 760) to support the proposition that the Law
Society bylaws are not incorporated into the collective agreement and that I have no jurisdiction
to interpret the Law Society bylaws. My task is restricted to interpreting the collective
agreement. The Crown argues the Law Society rules and bylaws are not arbitrable by virtue of
Article 3.05 of the Terms and Conditions of Employment for Articling Students.
Decision
[44] The Crown is the executive branch of the government of Ontario: Mai v. Mississauga
(City), [1990] O.J. No. 291 (Ont. HCJ). It is indivisible as a legal entity: Canada (Attorney
General) v. Central Cartage Co., [1987] FCJ No. 245, p.16. The departments of government are
administrative divisions of a single employer. Mr. Speck was at all material times employed by
the Crown.
[45] He is subject to two collective agreements: the AMAPCEO agreement applies to him by
virtue of his permanent employment, his “home” position; the ALOC agreement applies to him
by virtue of his secondment, his fixed term contract, his articles of clerkship with MAG at
FSCO. The just cause provisions of both collective agreements therefore apply to him.
[46] So, to re-state the question of the parties:
Assuming, for the purposes of the argument, that MOH had just cause to terminate the
grievor’s employment, is that sufficient by itself to satisfy both the just cause provisions
of the ALOC collective agreement and the requirements for articles of the Law Society of
Upper Canada?
[47] To deal with the last portion first, by reason of Article 3.05 of the Terms and Conditions
of Employment for Articling Students, I have no jurisdiction to determine any difference,
grievance, dispute or claim under Mr. Speck’s Articles of Clerkship which are expressly not
incorporated into the collective agreement. Therefore I cannot arbitrate on any requirements for
articles of the Law Society.
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[48] Excluding the requirements for articles from the question posed, the question remains:
“Assuming, for the purposes of the argument, that MOH had just cause to terminate the grievor’s
employment, is that sufficient by itself to satisfy the just cause provisions of the ALOC
collective agreement.”
[49] The answer to this question is, yes, as the Crown argues. Mr. Speck’s apparently good
work and conduct while articled may have a bearing on the circumstances that will be relevant to
determine whether MOH had just cause to terminate him on February 3, 2014. But that does not
give a distinct entitlement under the ALOC collective agreement.
[50] I reject the suggestion that Mr. Speck’s conduct at MOH is akin to off-duty conduct with
respect to his employment at MAG. MOH and MAG are sections of a single employer. His
conduct in one section is directly relevant and germane to his conduct in the other. That is why,
under s. 40 of the Act, if there is just cause to dismiss a public servant in any section, in any
ministry, the individual is dismissed from the Crown.
[51] Accordingly, on the assumption of just cause for the termination at MOH, that is
sufficient to satisfy the just cause provisions of the ALOC collective agreement.
Dated at Toronto, Ontario this 19th day of November 2014
Christopher Albertyn, Vice-Chair