HomeMy WebLinkAboutUnion 14-12-12
IN THE MATTER OF AN ARBITRATION
BETWEEN:
Sault College
and
OPSEU
(Union & Group Grievances dated September 30, 2014 and
Workload Complaints Regarding Committee Time on SWFs)
Before: William Kaplan
Sole Arbitrator
Appearances
For the Employer: Wallace Kenny
Hicks Morley
Barristers & Solicitors
For the Union: Alison Nielsen-Jones
Grievance Officer
OPSEU
This case proceeded to a hearing in Sault Ste. Marie on November 21, 2014. Post-
hearing written submissions were completed on December 11, 2014.
2
Introduction
This case concerns union and group grievances and five workload complaints.
The parties agreed that I would have jurisdiction with respect to all of these
matters.
In brief, the grievances and complaints take issue with the College’s refusal to
recognize certain work on the Standard Workload Forms (“SWFs”) of five faculty
members – in particular, their participation, as assigned by the union, on two
joint union-college committees: the UCC and CESC. The union asserts that the
time spent on these committees should be recorded on each faculty member’s
SWF.
For its part, the college takes the position that as it cannot assign union work to a
faculty member, and as the SWFs reflect activities assigned by the college
appropriate to the professional role of a teacher, there has been no collective
agreement breach. Moreover, in the college’s view, faculty members appointed
by the union to serve on the UCC and CESC committees are, self-evidently,
conducting union business and, as such, this work is governed by Article 8 –
Union Business.
The case proceeded to a hearing held in Sault Ste. Marie on November 21, 2014.
Written submissions were received on December 5 & 11, 2014.
The Collective Agreement
The following are the applicable provisions of the collective agreement:
3
Article 8
UNION BUSINESS
8.01 It is agreed that up to a maximum of five persons per College be released from duty
for sufficient time to engage in Arbitration Board hearings or Provincial Union
Committee Meetings for members thereof or Union conventions for elected delegates
and alternates thereto (which may include seminars or conferences which will be
considered by the College concerned on their individual merit(s)), provided such
release, which shall not be unreasonably withheld, does not in the opinion of the College
President interfere with the efficient operation of the College.
8.02 The regular salary, pension contributions, sick leave entitlements, group insurance
benefits, and other fringe benefits of employees released from duty under 8.01 shall
continue to be paid by the College. The Union shall reimburse the College for the regular
salary portion, or in the case of attendance of Union appointees, at meetings with
management appointees of the Joint Educational Qualifications Subcommittee, Joint
Insurance Committee, CAAT Pension Plan Committees, Employee/Employer Relations
Committee, Joint Grievance Scheduling Committee or such other Joint Union
Management Committees as the Union and Council may subsequently agree in writing
will be similarly treated for 50% of the regular salary portion.
8.03A The Colleges agree to provide paid leaves of absence for the seven employees who
are members of the Union’s negotiating team. These leaves shall extend from the
beginning of bargaining for a new contract until such date as it is completed not just for
the specific times at which direct negotiations are being conducted.
8.03B The regular salary, pension contributions, sick leave entitlements, group insurance
benefits, and other fringe benefits of employees released from duty under 8.03A shall
continue to be paid by the College. Such leave shall be with full accumulation of
seniority. Employees on leave under this Article shall enjoy all rights provided by the
Agreement and shall be deemed to have completed satisfactorily the total duties they
could otherwise have been assigned.
8.04A The parties agree as to the desirability of a mutually acceptable basis for reduced
teaching or work assignment for a full-time employee who has completed the
probationary period for the purpose of assisting employees and the Union Local in the
administration of this Agreement and the business directly pertinent thereto. The parties
also agree that it is desirable that such basis be mutually resolved at the College level by
the College and the Union Local Committees in order to take into account variations of:
(i) the philosophical desirability of any teaching or work assignment reduction having
regard to the Local structure of its officers and their function;
(ii) the distribution of employees at the various campuses concerned and the distances
involved together with the other physical characteristics and organization of the College
concerned.
8.04B In recognition that resolution locally as referred to in 8.04A may not be possible
for a variety of reasons, the parties agree to the following basis for reduction in teaching
or work assignments to facilitate assistance to employees and the Union Local in the
administration of this Agreement and the business directly pertinent thereto:
4
(i) In each College, there shall be a reduction of up to 30 teaching contact hours per week
(as selected by the Union Local) that would otherwise have been assigned. For these
hours the Union Local shall reimburse the College for 25% of the base salary portion of
the first 15 hours. The Union Local shall reimburse the College for 50% of the basis
salary portion of the next 15 hours. In the case of a Librarian or Counsellor, three hours
of work or assignment shall be deemed to be equivalent to one teaching contact hour for
the purposes of this Article only. For the purposes of workload calculation, each
teaching contact hour shall be credited as 2.17 workload hours to be recorded on the
Standard Workload Form (SWF).
(ii) In each College there shall be a further reduction of up to 35 contact hours per week
(as selected by the Union Local) that would otherwise have been assigned. For these
hours the Union Local shall reimburse the College for 100% of the base salary portion. In
the case of a Librarian or Counsellor, three hours of work or assignment shall be deemed
to be equivalent to one teaching contact hour for the purpose of this Article only. For the
purposes of workload calculation, each teaching contact hour shall be credited as 2.17
workload hours to be recorded on the SWF.
8.05A The Union Local president shall advise the College President by June 1 of each
year of the employee(s) to have a reduced teaching or work assignment pursuant to the
provisions of 8.04 and the College shall arrange the reductions effective for the academic
year commencing September 1 subject to the availability of a suitable replacement or
substitute for the employee(s) concerned and the efficient operation of the College.
…
Article 11
WORKLOAD
11.01A Each teacher shall have a workload that adheres to the provisions of this Article.
11.01B Total workload assigned and attributed by the College to a teacher shall not
exceed 44 hours in any week for up to 36 weeks in which there are teaching contact
hours for teachers in post-secondary programs and for up to 38 weeks in which there are
teaching contact hours in the case of teachers not in post-secondary programs.
The balance of the academic year shall be reserved for complementary functions and
professional development.
Workload factors to be considered are:
(i) teaching contact hours
(ii) attributed hours for preparation
(iii) attributed hours for evaluation and feedback
(iv) attributed hours for complementary functions
…
11.01F 1
Complementary functions appropriate to the professional role of the teacher may be
assigned to a teacher by the College….
5
11.02A 1
(a) Prior to the establishment of a total workload for any teacher the supervisor shall
discuss the proposed workload with the teacher and complete the SWF, attached as
Appendix 1, to be provided by the College. The supervisor shall give a copy to the
teacher not later than six weeks prior to the beginning of the period covered by
timetable excluding holidays and vacations. It is recognized that if the SWF is
subsequently revised by the College, it will not be done without prior consultation with
the teacher.
…
11.02A 2 The SWF shall include all details of the total workload including teaching
contact hours, accumulated contact days, accumulated teaching hours, number of
sections, type and number of preparations, type of evaluation/feedback required by the
curriculum, class size, attributed hours, contact days, language of instruction and
complementary functions.
Union Submissions
In the union’s view, when faculty members were participating on the UCC and
CESC committees they were performing College work. The historical
background was, the union argued, important: Until recently, the union was not
charged for the time spent by faculty members on committees such as these. The
local union, again until recently, annually provided the College with a list
indicating how much time off was required for identified faculty members
including those appointed to joint committees such as the UCC and CESC. The
SWFs often, but not always, reflected these assignments. In the summer of 2011,
the College invoiced the union for certain work – not, apparently, the work at
issue here – pursuant to Article 8. Minutes of Settlement, the details of which
cannot be adduced pursuant to their terms, resolved a number of outstanding
issues including committee time. These Minutes expired on August 31, 2014.
In the meantime, and continuing the historical background, the union observed
that in April 2014, SWFs were developed for the fall 2014 semester and followed
6
the usual and past practice. Those SWFs recorded and included time allocated
for the UCC and CESC joint committees with the individual faculty members
continuing to receive credit for this work. However, just prior to the fall
semester, and without any notice or consultation, the College amended those
SWFs to remove any credit allocation for UCC and CESC joint committee work.
Although no professor exceeded the maximum number of hours, the grievances
and workload complaints were filed. As noted in the introduction, the College
was now taking the position that this joint committee work was union work, that
it came under the rubric of Article 8, and that it was not work that could be
properly reflected on a SWF. The union disagreed given the past history and the
collective agreement.
In the union’s submission, when Article 8 was examined it was clear that it did
not apply to this joint committee work but was instead more focused on work
within the college system as a whole referring to various committees but not the
two at issue here. The only committees that could be covered by Article 8 were
the ones that were referenced in the provision. Union business was, union
counsel argued, clearly described in that article and did not apply to local college
business such as participating on joint committees such as the UCC and CESC.
Had the parties wished to include work on these two committees under the
rubric of Article 8, it would have been easy enough for them to do so by
including them. Significantly, they had not, and when the actual work was
examined, it was clear that it was work for the College as a whole and should,
therefore, be reflected on the SWF. It should most definitely not be charged back
to the union.
7
In addition, the union continued, it was clear that employees got paid for work,
and this was clearly work, and so should attract compensation; otherwise the
faculty serving on these committees were volunteers, and nothing in the
collective agreement provided for that. It was noteworthy, the union argued, that
Article 11.01B1 referred to work that was assigned as well as work that was
attributed. The UCC and CESC fell within complementary functions as
attributed work as the College participated in both of these committees. Quite
clearly, in the union’s view, participation on a joint committee was completely
distinct from union business leading to the conclusion that these joint committee
activities should be reflected on the SWF.
The union also observed that there were joint committees where the union
selected its members where the employees did receive compensation for their
work: health and safety and the Union/College Workload Management Group,
and both were reflected on a faculty member’s SWF. For all of these reasons, and
others, the union asked for a declaration of breach – for the College’s failure to
abide by Article 11.02A(i) – and for a direction that it continue the past practice
of allocating the UCC and CESC committee work on individual SWFs.
Employer Submissions
As earlier noted, in the College’s view, there had been no collective agreement
breach. The union had been previously notified that faculty member
participation on UCC and CESC committees would no longer be reflected on the
SWFs and while there may have been a breach of Article 11.02A(i), it was
completely technical for two reasons: first, the union knew that there would be
8
no further SWF recognition of this committee work and, secondly, because no
faculty member lost any compensation of any kind or was otherwise affected in
any way by these committee assignments no longer being reflected on the SWFs.
The April SWFs had been issued in error and were corrected. It was, the College
argued, as straightforward as that.
Turning to the collective agreement, College counsel noted that it provided what
work was to be listed on the SWF, and that did not include union activity.
Complementary functions were functions that were complementary to the
academic mission – teaching, research, administration, grading, feedback, office
hours, etc., as assigned by the College, not representing the union on joint union-
college committees.
Moreover, Article 8 was a complete code: it provided for union representation on
various system-wide committees and in various system wide activities, but it
also provided, in Articles 8.04A & B, for various and wide-ranging union
activities at the local level and for reimbursement to the College for the cost of
those activities where there parties did not agree. It also specifically spoke to
“College and Union Local Committees.” That was the provision, the College
submitted, that was governing in this case. The UCC was one of the local
College-Union committees. There was reference to it in Article 7, and there was
reference to another such committee, the CESC, in Article 28.
The agreement between the parties was straightforward: the union appointed
their members to represent union interests. If faculty members choose to accept
9
an appointment from the union to serve on a joint committee, and represent
union interests, that was their choice. Other than as specifically provided for in
Article 8, it was not the responsibility of the College to pay for it. In fact, the
reverse was true when these faculty members were performing the exact union
work contemplated in Article 8.04A. This was not work the College assigned, it
was not work the College could assign, and it was not work that could properly
be reflected on a SWF. For all of these reasons, and others, the College asked that
the grievances and complaints be dismissed.
Decision
Having carefully considered the evidence and arguments of the parties, I am of
the view that the grievances and workload complaints must be dismissed.
Both parties filed a number of authorities, and they have been carefully
reviewed. These cases make it clear that only work assigned by a college appears
on a SWF (other than through the application of Article 8.04B which is not
relevant to the determination of the specific issue before me). The cases also
make clear that when faculty volunteer for certain activities, for instance
volunteering at an open house, participation as a union representative through
election to certain committees, or coaching for student success, or any of a
number of other examples, that work does not appear on a SWF. Put another
way, the only work that appears on a SWF is work that a college has assigned.
Volunteer work on a joint committee where the individual has been appointed
by the union to represent union interests is union work, not a complementary
function, and it certainly has not been assigned or attributed by the College.
10
Article 11.01B1 makes it clear that the work is assigned and attributed, not one or
the other (and attribution, of course, has a specific meaning under Article 11.01F).
To go on a SWF, work must be assigned by a college. The main case referred to
by the union respecting participation on the WMG is factually and legally
distinguishable. In that case, the parties had agreed to allocate SWF hours and
the adjudicator’s job was to determine how many. The fact that the parties may
agree, in some cases, to reduce work assignments in some colleges for some
committees, does not mean that they have agreed to reduce work assignments in
all colleges for all committees. And in some situations, such as participation on
joint occupational health and safety committees, there are underlying statutory
obligations. In the absence of these unique circumstances, where the parties do
not agree under Article 8.04A, Article 8.04B applies.
In my view, Article 8, considered as a whole and in context, makes this
conclusion manifest. It provides for a regime for the release and payment of
faculty members participating in the administration of the union and the
collective agreement, both internally to the College and externally to the colleges
system. Internally, Article 8.04A provides:
The parties agree as to the desirability of a mutually acceptable basis for reduced
teaching or work assignment for a full-time employee who has completed the
probationary period for the purpose of assisting employees and the Union Local in the
administration of this Agreement and the business directly pertinent thereto. The parties also
agree that it is desirable that such basis be mutually resolved at the College level by the
College and the Union Local Committees in order to take into account variations of:
of (emphasis mine)….
The terms of reference for both the UCC and CESC as set out in the collective
agreement make it very clear that these are local joint committees with the union
11
representatives appointed by the union to represent its interests at the College as
part of the representation of employees and the administration of the collective
agreement. There is no way to understand these activities other than as union
business. To be sure, faculty members who participate in union business through
membership in local committees such as those at issue in this case are rendering
valuable service to the entire college community. However, they are doing so in
their capacity as union representatives not in their capacity as faculty where their
work would be appropriately recognized on their individual SWFs. The fact that
some joint work, such as participation on joint occupational health and safety
committees – where the participation and remuneration are mandated by statute
– appears on a SWF cannot affect the determination of the matters in dispute.
Quite clearly, Article 8 applies to a wide ambit of union activity – including
participation on the UCC and CESC committees – as assigned by the union to its
members. Although these committees are joint, the fact is that the faculty
members who serve on them – while making an important, indeed,
indispensable contribution to the operation of the institution – have been
assigned by and represent the union. This is not work that would come within
the ambit of the SWF. Obviously, there is nothing in this award that would
preclude any college from making whatever mutually acceptable arrangements it
wished for release from work under Article 8.04A. Article 8.04B only comes into
play absent local resolution.
Accordingly, and for the foregoing reasons, there is a declaration of breach for
the failure to consult with faculty prior to changing their SWFs. However, there
12
were no damages suffered by anyone. On the merits, the grievances and
workload complaints are dismissed.
DATED at Toronto this 12th day of December 2014.
“William Kaplan”
––––––––––––––––––––––––––––
William Kaplan, Sole Arbitrator