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IN THE MATTER OF AN ARBITRATION
BETWEEN:
HAMILTON HEALTH SCIENCES CORPORATION
(hereinafter called the "Employer")
- and -
THE ONTARIO PUBLIC SERVICE EMPLOYEES UNION
LOCAL 273
(hereinafter called the "Union")
Union Policy Grievance
BOARD OF ARBITRATION:
Richard H. McLaren, C.Arb., Chair
Ed Seymour, Union Nominee
Don Bates, Employer Nominee
APPEARANCE FOR THE EMPLOYER:
Rod Carroll, Employee Relations
Specialist
APPEARANCE FOR THE UNION:
Mitch Bevan, Grievance Officer
A HEARING IN RELATION TO THIS MATTER WAS HELD AT
HAMILTON, ONTARIO, ON APRIL 17, 2000.
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Page 2
AWARD
On August 25, 1999, the Union grieved:
. . . that the current directive with respect to multiple
position holding is in violation of the Collective
Agreement and past practice.
"Settlement desired": recent directive be rescinded and
returned to previous practice.... [Exhibit # 1]
The directive referred to in the grievance reads:
Date:
07/19/99
To:
LU.O.E., Local 772
C.D.P.E., Local 794
C.D.P.E., Local 839
O.P.S.E.D., Local 206
O.P.S.E.U., Local 273
cc:
Human Resource Associates, Sue Eastham, Gayle
Holmes, Ted Capstick, Shelley DaCosta
From:
Employee Relations
RE:
Multiple Position Holding at the Hamilton Health Sciences
Corporation
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Page 3
BACKGROUND
The Hamilton Health Sciences Corporation was created in
1996 through the merger of Chedoke-McMaster Hospitals
and the Civics Hospitals. The CMH and Civics Hospitals,
prior to merger, had different practices in regards to
employees' ability to hold more than one position. After
merger, the CMH practice continued. With time,
however, significant problems and concerns with multiple
position holding among Unionized employees came to the
fore. Human Resources, as a result, embarked upon an
assessment of the issue.
THE ISSUES
Employees who hold more than one incumbency pose
operational, administrative, legal, and fiscal challenges to
the Corporation. While the precise extent and scope of
these challenges is not yet known, a number of real and
pressing concerns about multiple position holding have
been identified. These concerns include, but are not
limited to, the following:
. Seniority and Service Accrual
. Benefits
. Vacation Accrual and Pay
. Statutory Holidays
. Lieu Pay, and
. Sick Pay
In addition, as the Corporation currently has no
mechanism to control the hours employees with multiple
jobs can work per week and/or pay, the Corporation's
ability to meet its legislative obligations, such as those set
forth in the Employment Standards Act, is challenged.
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IN SEARCH OF A SOLUTION: A MEMORANDUM ON
ADDITIONAL MULTIPLE POSITION HOLDERS
As an interim solution to the problem of multiple position
holding within the Corporation, Human Resources has
recommended a moratorium on the creation of additional
multiple position holders within Union locals.
Alternatively stated, during this period of assessment, HR
has recommended that employees be restricted to one (1)
incumbency per Union Local; for example, one position
in C.U.P.E., Local 839.
IMPORTANT NOTE
The intent is for Human resources, in particular the
EWIBS team, to analyze the issue and develop a policy on
multiple position holding at the Hamilton Health Sciences
Corporation. Accordingly, the above is not an official
policy, but, rather, an interim practice. [Exhibit #3]
The Union called as a witness, Duane Boychuk. He is the Union President
and was on the Union negotiating team for the Collective Agreement.
The
Employer called as witnesses, Cindy McArthur, an employee relations associate,
who is responsible for grievance and arbitration administration and preparation, as
well as being a resource and consultant for contract negotiations. She was involved
as one of the negotiators on behalf of the Employer. The other witness was Brenda
Grant, who is the administrator of general labs for the Employer. She is directing
the overall organization of the Hamilton Regional Lab medicine program planning
and allocating resources which will regionalize the lab facilities.
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Before 1996, in the Hamilton area there was, the Hamilton General Hospital
andthe Nora Francis Henderson Hospital which were known as The Hamilton Civic
Hospitals; and, the Chedoke and McMaster University Hospitals. These four
hospitals operated as two separate entities. In 1996 they were merged to form the
Employer at these proceedings, The Hamilton Health Sciences Corporation. The
McMaster University Hospital as part of this merger was largely a non-Unionized
Employer. At the McMaster Hospital, following the merger to become part of the
present Employer, there was voluntary recognition of the Union. It was certified in
early 1998 to cover the labs at the McMaster University Hospital site. A first
Collective Agreement was entered into on March 9, 1999 and filed as Exhibit # 2
in these proceedings. The directive, Exhibit # 3 (quoted above), was issued with
respect to not only the OPSEU Collective Agreement but other Collective
Agreements.
Duane Boychuk testifies that he was first hired while he was a student in the
summer of 1988 as a Non-certified Medical Technician in the laboratory and was
given the equivalent of a .2 of a full time equivalent position {.2 translates into one
shift per week of 7.5 hours}. In the fall of 1988 he applied for a position in the
chemical lab and was successful. That position started as a .7 which would be 26.25
hours per week. Later his work load was increased to a 1.0 full time equivalent
which was a 37.5 hour per week in the chemistry lab. In April of 1996 he had the
opportunity, and reduced his hours to a .7 full time equivalent, pursuant to a general
scheme of early retirement and reduction in hours. This position was in the
chemistry lab but at that point it was beginning to become, what it is now described
as today, the core lab. Then in September of 1997 a position was available in the
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microbiology lab and it was .6 of a full time equivalent or 22.5 hours. He applied
and received that position and later he was given an additional .1 to bring it up to a
.7. All the time he continued his position at .2 in the core lab. He currently holds
these two positions.
The thrust of the Union grievance centres on the fact that there were a number
of other individuals in the OPSEU bargaining unit who had these fractional positions
of full time equivalent positions in the labs of the McMaster University Hospital.
Then unionization occurred. Mr. Boychuk testified that he believed that he might
be the only person who was still working within the labs with this pattern of
fractionalized positions equated to a full time equivalent. The concern of the Union
as expressed at the arbitration hearing was that the directive of July of 1999 meant
that anyone in such a position would be unable to retain the fractional position in
applying for any new posting.
The objection from the Union was that such
arrangements had not been negotiated at the time of the bringing into effect of the
Collective Agreement which was a first contract.
The evidence is clear that both sides came to the bargaining table to negotiate
the first Collective Agreement without reference to the issue of the fractional
positions. Mr. Boychuk, as one of the Union negotiators, was aware of the situation
as he was indeed one of those employees. The Employer, bearing in mind that it
had become the consolidated Employer through the merger of four hospitals under
The Hamilton Health Sciences Corporation, was not aware of the specific practice
at McMaster University Hospital. Thus, it came into the negotiations without being
concerned about any issue of negotiations surrounding fractional employee positions.
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The Union apparently negotiated, assuming that these arrangements would continue.
Both parties were negotiating merely local issues as the Collective Agreement which
was going to form the fundamental basis of the relationship was that negotiated
centrally on behalf of OPSEU and a number of Participating Hospitals. Therefore,
in effect the matter was overlooked and not dealt with during the negotiations.
Ms. McArthur was quite frank and candid in conceding that Exhibit # 3 (the
directive quoted above) when it was issued was not directed at the particular practice
that existed at McMaster Hospital in the past.
It was not thought of nor
contemplated as being within the directive.
Indeed, it only became an Issue
following the filing of the grievance by the Union in August of 1999.
On the basis of the foregoing facts, the Union argues that the Employer has
not negotiated the elimination of fractional positions and that the practice which
existed at the McMaster University labs is to be preserved. It asserts that practice
arises by virtue of the theory of estoppel and in argument presented the case of Hôtel
Dieu de Montréal and Fédération des Infirmières et Infirmiers due Québec, 18
L.A.C. (4th) (Frumkin), January 21, 1991.
The Employer representative argues that there can be no practice established
when there is a first contract situation. It is also asserted that when various
provisions of the Collective Agreement are examined such as Article 15 and several
others, that the Collective Agreement only contemplates full time positions and not
fractional ones. They submit that there cannot be an estoppel because there is no
active representation and indeed there was no knowledge of the circumstances.
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The relevant provisions of the Collective Agreement read as follows:
ARTICLE 15 - JOB POSTING. PROMOTION AND TRANSFER
15.01
Where a vacancy exists, or where the
Hospital creates a new position in the
bargaining unit, such vacancy shall be posted
for a period of seven (7) calendar days.
Applications for such vacancies shall be
made in writing within the seven (7) day
period referenced herein.
Notwithstanding the above, the Hospital may
fill at it's own discretion vacancies caused
by:
(a) illness;
(b) accident;
(c) pregnancy and parental leaves of absence;
(d) leave of absence not expected to exceed six (6) months;
(e) vacation;
(t) specific tasks not expected to exceed six (6) months.
In filling such temporary vacancies, the
Hospital shall consider employees who have
expressed an interest, in writing, in filling
such vacancies, on the basis of the selection
criteria, as set out in Article 15.06.
Employees in bargaining units at the Hospital
represented by OPSEU selected to fill such
temporary vacancies agree not to apply for
other temporary positions while filling the
temporary vacancy. Upon completion of the
15.06
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temporary vacancy, the bargaining unit
employee will be returned to his former
position. Such employees shall continue to
accrue seniority while filling a temporary
vacancy.
Employees newly hired to fill a temporary
vacancy will not accrue seniority during the
filling of such vacancy. If such employees
successfully post into a permanent position
within the bargaining unit, prior to the end of
the non-posted vacancy, they will be credited
with seniority from their last date of hire.
The release or discharge of such employee at
the completion of the temporary vacancy
shall not be the subject of a grievance or
arbitration.
In filling posted vacancies the selection shall
be made based on skill, ability, experience,
and relevant qualifications of the applicants.
Where these factors are relatively equal,
bargaining unit seniority shall be the
governing factor.
ARTICLE 24 - CONTRACTING OUT
24.01
The Hospital shall not contract out work
currently performed by members of this
bargaining unit if, as a result of such
contracting out, a layoff of any bargaining
unit employees occurs. This clause will not
apply in circumstances where the Hospital no
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longer provides particular services as a result
of the rationalization or sharing of services
between Hospitals in a particular geographic
district, or as a result of the withdrawal of
the Hospital's license to perform such
serVIces.
DECISION
In argument the Board was taken through a number of provisions of the
Collective Agreement. Only two areas of which are quoted as examples in this
decision.
Nevertheless, it is the conclusion of this Board that the Hospital
submission is correct that the Collective Agreement contemplates that an employee
holds only one position. Whatever may have been the situation in the past the
Collective Agreement has established that with the commencement of the first
Agreement there were no longer fractional or multiple positions as described herein.
The Board finds that the directive is not contemplating the interpretation of the
parties' Collective Agreement herein.
On a review of the various provisions cited in argument, the Board is of the
conclusion that the proper interpretation of the Collective Agreement is that there
can only be a single position contemplated by the language of the Collective
Agreement. There is no provision whatsoever relating to fractional or multiple
positions.
If that is the proper interpretation of the Collective Agreement by
examination of the language, then the extrinsic evidence surrounding the parties'
intentions and their absence of recognition on either side of the issue of fractional
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positions does not affect the proper interpretation of the Agreement. One has to
remember that the contents of the Agreement were derived from the central
bargaining and merely adopted by these parties.
The evidence clearly establishes that Duane Boychuk, and perhaps other
employees, at the time of the arbitration hearing, held fractional positions at the
McMaster University Hospital. Therefore, the issue becomes one of what to do with
those employees.
There was a pattern of conduct at the McMaster University laboratories that
involved the use of fractional time for employees in variol;ls labs which were equated
to a full time equivalent. The Board finds that Exhibit #3, the directive, is not really
intended to be directed at this particular issue. Thus, it becomes unnecessary to
interpret the document. While the Employer asserts that it was unaware of the
circumstances when it negotiated the agreement, the Union asserts that the employer
had constructive knowledge or that someone on the Employer's behalf must have
known because it both paid and scheduled Mr. Boychuk on the basis of being a
fractional employee.
The Board takes the conduct of the Employer, since the coming into existence
of the Collective Agreement, by both the scheduling and paying of this particular
employee, as being one which is a derogation from the written collective bargaining
agreement as set out in the Collective Agreement and its proper interpretation as
established by this Award. Therefore, there is a representation by conduct by the
Employer in scheduling and paying Mr. Boychuk. While the Employer is free to
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take the position enunciated in Exhibit # 3 in its directive as a matter of
interpretation and application of the Collective Agreement, it cannot do so to the
extent that it has represented to Mr. Boychuk; and, perhaps other employees, that
their situation which had existed for some time after the coming into effect of the
Collective Agreement is to be affected by the directive or some other exercise of
managements rights. Therefore, the Board finds that with respect to those
employees who worked as fractional full. time equivalents in the OPSEU bargaining
unit, after the coming into force of the Collective Agreement, and who were still
doing so as of the date of the arbitration hearing on April 17, 2000, are entitled to
the benefit of an estoppel by conduct so long as they continue to work on the same
basis that they did at the date of the arbitration hearing. To its credit, the Employer
has made no attempt to remove the Grievor or any other employee from a fractional
job. The Employer will only be able to change their circumstances in the event that
the employee elects to apply for a job posting and becomes the successful applicant
for a full time position or the employee is no longer employed by the Employer.
The effect of this estoppel will cease with the expiry of the Collective Agreement on
March 31, 2001. In effect, this is the period of reasonable notice required to bring
the estoppel to an end by exhausting the effect of the Employer's representation by
conduct in paying and scheduling fractional positions for its employees. After such
time the Employer will be entitled to return to the strict contractual rights as found
in the Collective Agreement or as re-negotiated.
The Board is only aware of Mr. Boychuk as being a person who would be
affected by the above estoppel. The Union has thirty (30) days in which to identify
any other employees who may also be within the terms of this arbitration award. If
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Page 13
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there is any disagreement between the parties as to the inclusion of other individuals,
the matters may be returned to the Board of Arbitration for fmal determination as
to their inclusion or exclusion if the parties are unable to agree.
The Board orders that the Employer is to administer and apply the Collective
Agreement in accordance with this award with respect to Mr. Boychuk and any
other employees who are identified by the above order for the duration of the
Collective Agreement. The Board encourages the Employer to take any pro-active
steps it can to assist the Grievor in obtaining a full time position, if Mr. Boychuk so
desires, before the expiry of the present Collective Agreement.
DATED AT LONDON, ONTARIO, THISJ.,.qPÐAY OF MAY, 2000.
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Richard H. McLaren, C.Arb Chair
I concur/elifJlJl!ln~
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Ed Seymour, Union Nominee
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I concur tdissøFlt
Don Bates, Employer Nominee
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