HomeMy WebLinkAboutBingham 01-09-19
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IN THE MATTER OF AN ARBITRATION
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES.,UNION'",:
LOCAL 702
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KENORA ASSOCIATiON FOR COMMUNiTY LIViNG .\
GRIEVANCE OF TREENA BINGHAM
"i:¿;"
JANE H. DEVLIN SOLE ARBITRATOR
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APPEARANCES FOR THE UNION:
JIM GILBERT
JOE BARRON
TREENA BINGHAM
APPEARANCES FOR THE EMPLOYER:
FRED BICKFORD '-
COLLEEN NEIL
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1
This matter concerns a two-month suspension imposed on the Grievor,
Treena Bingham, for falsifying her time sheet and claiming pay for time not worked on
one occasion in April and another in May, 2000. In addition to the suspension, the
Employer deducted thirteen hours' pay from the Grievor's wages following her return to
work, representing hours for which the Employer maintained that she was paid but did
not work.
The Grievor commenced employment with the Agency in 1993 and in the
spring of 2000, was working on a full-time basis as a Community Support Worker. Her
disciplinary record was unblemished and an earlier appraisal of her work performance
which was introduced in evidence indicated that she met or exceeded requirements in
all categories. In the spring of 2000, the Grievor was also a Union Steward and Co-
Chair of the labour Management Committee. She had previously served as Unit
Steward. The Grievor's husband, Keith Bingham, who was employed as a Community
Support Worker on a casual basis, was also a Union Steward.
At the time of the events in question, the Grievor was assigned to 24
Granite Court, a group home in which there were four clients. Given the medical needs
of some of these clients, there was "double staffing" in effect or, in other words, two
staff members were assigned to the day shift, which extended from 7:00 a.m. to 3:00
p.m. and to the afternoon shift, which extended from 3:00 p.m. to 11 :00 p.m. One staff
member was assigned to the night shift, which extended from 11 :00 p.m. to 7:00 a.m.
.
2
The evidence indicates that in view of the condition of the residents and the workload
involved, the Grievor had strongly advocated double staffing. The evidence also
indicates that when double staffing was in effect, it was not uncommon for only one of
the two staff members assigned to a particular shift to provide report to staff members
assigned to the following shift. Moreover, often only one of the two staff members
made entries in the log book during the course of the shift. At the relevant time, it
would also appear that some employees filled out their time sheets prior to working
their assigned shifts.
As to the events which gave rise to the grievance, the evidence indicates
that on the weekend of April 15 and 16,2000, the Grievor was scheduled to work with
Patti-Lyn Gauld, a casual Community Support Worker, who had been employed by the
Agency for approximately 13 years. The Grievor and Ms. Gauld were also scheduled
to work together on Sunday, May 14, 2000, which was Mother's Day. In the spring of
2000, the Grievor and Ms. Gauld had known each other for some five to seven years
and had worked together on a number of occasions. Like the Grievor, Ms. Gauld also
received a two-month suspension for falsifying her time sheet and claiming pay for time
not worked on the weekend of April 15th and 16th and on Sunday, May 14th. There
was, however, considerable divergence between the evidence of Ms. Gauld and that of
the Grievor regarding the events of those dates.
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3
On Saturday, April 15th, Ms. Gauld and the Grievor were scheduled to
work on the afternoon shift and on Sunday, April 16th, they were scheduled to work on
the day shift. However, it was the evidence of Ms. Gauld that some time prior to
Saturday, April 15th, the Grievor telephoned her and proposed that Ms. Gauld work
alone on the afternoon shift on Saturday and that the Grievor work alone on the day
shift on Sunday. It was understood that both employees would complete their time
sheets as if they had worked on both Saturday and Sunday, as scheduled.
Although Ms. Gauld testified initially that the Grievor telephoned her on
Friday, April 14th regarding this arrangement, she subsequently testified that the call
might have been made on the morning of April 15th. Ms. Gauld also acknowledged
that the Grievor had made no similar suggestion in the past. Moreover, although Ms.
Gauld testified that she was not surprised by the suggestion as she had been advised .
by another Community Support Worker that the Grievor had participated in a similar
arrangement previously, Ms. Gauld's conversation with the other employee evidently
took place subsequent to the weekend in question. In a statement provided to the
Employer at a later date, the employee identified by Ms. Gauld denied having ever
been involved in such an arrangement.
In any event, Ms. Gauld testified that based on the arrangement proposed
by the Grievor, she worked alone at Granite Court on the afternoon shift on Saturday,
April 15th and the Grievor did not report for work that day. Similarly, Ms. Gauld
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testified that she did not report for work on the day shift on Sunday, April 16th and the
Griever worked alone that day. Ms. Gauld also completed her time sheet as if she had
worked on Saturday and Sunday and acknowledged that she received her regular pay
for both of those days.
Moreover, Ms. Gauld testified that on Sunday, May 14, 2000, which was
Mother's Day, she and the Grievor were scheduled to work on the day shift. According
to Ms. Gauld, however, some time prior to May 14th, the Grievor telephoned her and
proposed that they "split the shift" and that she work from 7:00 a.m. to 11 :00 a.m. and
that the Grievor work from 11 :00 a.m. to 3:00 p.m. Ms. Gauld could not recall the
precise date or time of the Grievor's call. Nevertheless, Ms. Gauld testified that based
on her arrangement with the Grievor, she reported for work shortly before 7:00 a.m. on
Sunday, May 14th and the Grievor did not attend at work at that time.
Ms. Gauld also testified that she received a call from the Grievor at
approximately 10:00 a.m. on Sunday morning, indicating that she would be reporting for
work at 11 :00 a.m. Ms. Gauld did not remember receiving a call from the Grievor
shortly after 7:00 a.m. indicating that she was ill. Ms. Gauld testified, however, that the
Grievor did not report for work at 11 :00 a.m. and that, instead, Nadine dePape, a
casual Community Support Worker who was scheduled to work on the afternoon shift,
reported for work at 12:00 noon. In this regard, Ms. dePape testified that she received
a telephone call from the Grievor at approximately 10:30 a.m. indicating that she was
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unable to report for work and asking if Ms. dePape could "cover" her shift. According to
Ms. dePape, the Grievor did not explain why she could not attend work and Ms.
dePape assumed that she was ill. Ms. dePape also testified that as she has a call
display feature on her telephone, she knew that the Grievor had placed the call from
home. As well, Ms. dePape testified that she later received a call from Ms. Gauld to
confirm that she would be reporting for work and that she arrived at Granite Court at
12:00 noon. Ms. Gauld testified that in light of her arrangement with the Grievor, she
left work at approximately 1 :00 p.m. Ms. Gauld also acknowledged that she completed
her time sheet as if she had worked the entire shift and received her regular pay for the
day.
As indicated previously, there was considerable divergence between the
evidence of Ms. Gauld and that of the Grievor regarding the events of April 15th and
16th and May 14th. In respect of the weekend of April 15th and 16th, the Grievor
testified that she made no arrangement with Ms. Gauld whereby Ms. Gauld would work
alone on Saturday and she would work alone on Sunday and they would claim pay for
both days. The Grievor also testified that on the evening of Friday, April 14th, she
attended a party with two clients at the home of another Community Support Worker
and that she did not telephone Ms. Gauld at that time. Moreover, the Grievor testified
that she worked on both Saturday, April 15th and Sunday, April 16th.
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As to the day shift on Sunday, May 14th, the Grievor testified that on
Saturday, May 13th, she telephoned Ms. Gauld and asked if Ms. Gauld would mind if
she left work early the following day as she had a Mother's Day function to attend.
According to the Grievor, Ms. Gauld indicated that she had no ,objection, provided all
the work was done. The Grievor also testified that on Saturday, following her
conversation with Ms. Gauld, she amended her time sheet to indicate her working
hours on Sunday as 7:00 a.m. to 12:00 noon. As well, the Grievor amended her time
sheet to claim three hours' sick pay on Sunday although she acknowledged that at the
time she made the change on Saturday, she planned to attend a Mother's Day function
the following afternoon.
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The Grievor also testified that on Sunday, May 14th, she was initially
awakened by her alarm clock at approximately 6:15 a.m. and fell back to sleep. She
was awakened again by her husband at approximately 6:30 a.m. and, according to Mr.
Bingham, the Grievor indicated that she was ill and would not be going to work that
day. In fact, the Grievor testified that she went into the washroom and vomited. The
Grievor also testified that she then took the telephone into the living room where she
telephoned the staff member assigned to the night shift at Granite Court and indicated
that she was ill and would either be late for work or would call Ms. Gauld after 7:00 a.m.
The Grievor testified that she then went back to bed and got up at approximately 7: 15
a.m. at which time, she telephoned Ms. Gauld and indicated that she was ill. According
to the Grievor, she asked Ms. Gauld if she could work alone for the time being and
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when Ms. Gauld indicated that she was prepared to do so, the Grievor advised that she
would attempt to find another employee to cover her shift. The Grievor testified that
she then placed calls to four or five casual staff members for whom she left messages.
By the time of the hearing, the Grievor could not recall the names of the staff members
whom she had called.
The Grievor also testified that after placing these calls, she went back to
bed and got up between 9:30 a.m. and 10:00 a.m. Although the Grievor could not
recall whether she called Ms. Gauld at that time, she testified that she telephoned Ms.
Gauld after she spoke with Ms. dePape to advise her that Ms. dePape would be
reporting for work. The Grievor, however, denied having called Ms. Gauld at
,
approximately 10:00 a.m. to indicate that she would be reporting for work at 11:00 a.m.
The Grievor also denied having made any arrangement with Ms. Gauld whereby each
of them would work half of their scheduled shift on Sunday, May 14th.
Sometime later on Sunday, May 14th, Colleen Neil, a Supervisor with
responsibility for three group homes, testified that she received a complaint from the
mother of one of the clients at 24 Granite Court. The complaint related to the fact that
the client had not been driven to her mother's home that day and instead, she had to
pick her daughter up. The client also did not have a Mother's Day card. As a result of
this complaint, Ms. Neil went to Granite Court on Monday morning at which time, she
spoke to the Grievor. According to Ms. Neil, the Grievor indicated that although she
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had reported for work on Sunday, she had left early as she was ill and had
inadvertently taken the client's Mother's Day card home in her car. As the Grievor
recalled, however, her discussion with Ms. Neil concerned only the Mother's Day card
and she did not recall any discussion regarding her working hours the previous day.
On the afternoon of Monday, May 15th, Ms.Neil again attended at
Granite Court and at that time, she spoke with Ms. Gauld. Ms. Neil testified that when
she asked Ms. Gauld why she had not driven the client to her mother's home on
Sunday, Ms. Gauld indicated that she had left Granite Court during her meal break.
Ms. Neil testified, however, that staff members are not permitted to leave a group home
during a meal break. Nevertheless, as other staff members and clients were present
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when Ms. Neil was speaking to Ms. Gauld, Ms. Neil did not pursue the matter at that
time. However, on a number of occasions thereafter, Ms. Neil attempted to reach Ms.
Gauld by telephone without success. Ms. Neil explained that she wanted to speak to
Ms. Gauld about her having left Granite Court during her meal break on Sunday, May
14th and about an incident in which a client had apparently choked on May 20th. As
Ms. Neil was unable to reach Ms. Gauld, she asked Bryan Booth, the employee
responsible for preparing work schedules, to remove Ms. Gauld's name from the
schedule until she had an opportunity to speak with her.
Ms. Gauld soon realized that her name had been removed from the
schedule and testified that she had been avoiding Ms. Neil's calls as she was "nervous"
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about what she and the Grievor had done. However, on the evening of Thursday, June
1 st, Ms. Gauld telephoned Ms. Neil at home and although she initially recalled advising
Ms. Neil only of the arrangement between herself and the Grievor with respect to
Sunday, May 14th, she later testified that she also advised Ms. Neil of their
arrangement in April. Ms. Neil testified, however, that Ms. Gauld could not recall the
dates involved in April but indicated that she could ascertain the dates by speaking to
Pat Blurton, a permanent part-time employee who also worked at Granite Court. Ms.
Neil testified that Ms. Gauld subsequently called her back and indicated that the dates
in April were the 15th and 16th. At Ms. Neil's request, Ms. Gauld agreed to provide the
Employer with a written statement and Ms. Neil suggested that they meet the following
day.
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On the morning of June 2nd, Ms. Gauld met with Ms. Neil and although
both Ms. Neil and Ms. Gauld testified that Joan Schelske, another Supervisor, was also
present, Ms. Schelske did not recall attending the meeting. In any event, a statement
was prepared in which Ms. Gauld outlined the arrangement between herself and the
Grievor, including the fact that she had worked alone on April 15th and the Grievor had
worked alone on April 16th. Ms. Gauld also indicated that although she was to work
the first four hours of the day shift on Sunday, May 14th and the Grievor was to wqrk
the remaining four hours, Nadine dePape reported for work at 12:00 noon and Ms.
Gauld left work at 1 :00 p.m. Subsequent to her meeting with Ms. Gauld, Ms. Neil met
with Ms. dePape who signed a statement confirming that she had received a call from
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the Grievor at approximately 10:30 a.m. on the morning of May 14th asking Ms. dePape
to cover her shift. Ms. dePape also confirmed that the Grievor placed the call from
home. As well, Ms. dePape indicated that she arrived at Granite Court at 12:00 noon
on May 14th and that Ms. Gauld advised her that the Grievor had not reported for work
that day.
On the morning of June 2nd, Ms. Neil also met with Pat Blurton, who
worked with Ms. dePape on the day shift on Saturday, April 15th and worked with
another employee on the afternoon shift on Sunday, April 16th. A statement signed by
Ms. Blurton indicated that although on Saturday, Ms. Blurton and Ms. dePape were to
be relieved by the Grievor and Ms. Gauld (who were scheduled to work the afternoon
shift), only Ms. Gauld was present and that on Sunday, when Ms. Blurton and another
employee ought to have been relieving the Grievor and Ms. Gauld (who were
scheduled to work on the day shift), only the Grievor was present. Ms. Neil testified,
however, that she did not place a great deal of weight on Ms. Blurton's statement as it
is not uncommon for only one of two employees to be present when relieved by staff
members on the following shift. Although Ms. Blurton's statement also indicated that
Ms. Gauld had expressed concerns about the consequences of reporting her conduct
in April to the Employer, Ms. Gauld testified that she advised Ms. Blurton only that she
had left work early on Sunday, May 14th but did not tell her of the arrangement
between herself and the Grievor on the weekend of April 15th and 16th.
11
Sometime later on the morning of June 2nd, Ms. Neil and Ms. Schelske
met with the Grievor. According to both Ms. Neil and Ms. Schelske, when the Grievor
was questioned about Sunday, May 14th, she indicated that she had left work early as
she was ill and had telephoned Ms. dePape from home to see if she could cover the
balance of her shift. The Grievor testified that, in fact, after checking her date book
during the meeting, she indicated that she had worked from 7:00 a.m. to 12:00 noon on
May 14th. However, she coÙld not recall whether she also indicated that she had left
work early as she was ill. Although Ms. Neil also questioned the Grievor about two
dates in April, the Grievor could not recall Ms. Neil having mentioned particular dates.
However, Ms. Schelske, who took notes during the meeting, testified that Ms. Neil
referred specifically to April 15th and 16th. Ms. Schelske also testified that the Grievor
indicated that her time sheets accurately reflected the days on which she had worked
and that although Ms. Neil stated that Ms. Gauld had advised the Agency otherwise,
the Grievor maintained that her time sheets were accurate.
Following the meeting with Ms. Neil and Ms. Schelske, the Grievor
returned home. In the afternoon, she was called to attend a meeting at the Agency for
which she was advised to bring a Union Steward and Mr. Bingham served in this
capacity. As communications between an employee and his or her Steward with
respect to the matters in dispute are generally regarded as privileged, I declined to
admit evidence of discussions between the Grievor and Mr. Bingham relating to the
events of April 15th and 16th and May 14th. Moreover, although some evidence was
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introduced regarding the extent to which the Grievor and Mr. Bingham discussed those
events, in my view, it would be inappropriate to consider such evidence. An employee
should be free to seek advice and counsel from his or her Steward on the basis their
discussions will be confidential and will not be considered at a subsequent arbitration
hearing.
In attendance at the meeting on June 2nd on behalf of management were
Jim Retson, the Executive Director of the Agency, Sharon White, the Director of
Community Support Services, Michelle Marcus, the Assistant Director of Community
Support Services, and Ms. Neil. As noted above, the Grievor was accompanied by Mr.
Bingham, who served as her Steward. Ms. Neil testified that at the outset of the
meeting, Mr. Retson indicated that it had come to the Agency's attention that staff
members at Granite Court had claimed pay for time not worked and he handed the
Grievor a letter suspending her without pay pending investigation for theft and
falsification of her time sheets. According to Ms. Neil, the Grievor subsequently
apologized to her for having been untruthful regarding her attendance at work on
Sunday, May 14th and indicated that she had been "scared" during the earlier meeting.
Ms. Neil testified, however, ,the Grievor did not admit that there was any arrangement
between herself and Ms. Gauld whereby each would work one half of their scheduled
shift that day.
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In contrast to the evidence of Ms. Neil, the Grievor and Mr. Bingham
testified that the Grievor apologized to Ms. Neil at the outset of the meeting before she
was handed the letter of suspension by Mr. Retson. According to the Grievor, in
apologizing to Ms. Neil, she indicated that she had been nervous and "put on the spot"
during their earlier meeting that day. In any event, at one point during the afternoon
meeting, Mr. Retson suggested that there were other things the Grievor ought to "come
clean about", to which Mr. Bingham responded that she had already done so and asked
what more Mr. Retson wanted. Mr. Retson then made some reference to April and the
Grievor and Mr. Bingham testified that although Ms. Neil offered to make the time
sheets available, Mr. Retson stated that no documentation would be provided. Ms.
Neil, however, could not recall such an exchange. Moreover, although Ms. Neil
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testified that the Grievor stated that she had worked on all the dates specified on her
time sheets and that the Agency could not prove otherwise, both the Grievor and Mr.
Bingham disputed the Grievor having made such a statement. The Griever suggested,
however, that Mr. Bingham might have made a statement to that effect.
During the meeting, Mr. Bingham also suggested that there was a
practice of members of management leaving work early. As well, he indicated that if
others had engaged in similar conduct, he hoped they would be disciplined and
testified that this comment was also made with reference to members of management.
Moreover, Mr. Bingham asked if the Grievor's suspension was related in any way to
upcoming negotiations and suggested that if that were the case, then the Agency's
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actions were discriminatory. Moreover, Mr. Bingham testified thattoward the end of the
meeting, Mr. Retson indicated that the Grievor would be contacted following the
Agency's investigation and made some reference to the possibility of criminal charges.
According to the Grievor, Mr. Retson also indicated that her employment could be
terminated.
Ms. Neil testified that by the time of the second meeting with the Grievor
on June 2nd, she had concluded that the Grievor and Ms. Gauld had claimed pay for
time not worked in the manner described by Ms. Gauld. In this regard, she explained
that the events of May 14th appeared to be consistent with Ms. Gauld's account and
although the Grievor indicated that she had reported for work on May 14th and left
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early as she was ill, Ms. Neil was aware from Ms. dePape that the Grievor had called
her from home. Moreover, Ms. Neil considered it unlikely that Ms. Gauld would have
fabricated the arrangement with the Grievor and then exposed herself to discipline by
reporting it to management.
Ms. Neil also testified that following the meetings on June 2nd, Ms.
Marcus and Ms. Schelske interviewed other employees assigned to Granite Court. As
a result of these interviews, the Employer concluded that the incidents involving Ms.
Gauld and the Grievor were isolated in nature and that there was not a practice among
employees of claiming pay for time not worked.
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Ms. Neil was involved in the decision to suspend the Grievor for a two-
month period and testified that she discussed the penalty with her Supervisor, Ms.
White. Ms. Neil understood that Ms. White also consulted with Mr. Retson. Ms. Neil
testified that a two-month suspension was imposed on both the Grievor and Ms. Gauld
I
as the Employer regarded the misconduct in which they had engaged to be extremely
serious involving, as it did, theft and falsification of time sheets. Ms. Neil also testified
that although termination was considered, both the Grievor and Ms. Gauld were long
service employees and, accordingly, a decision was made to impose lengthy
suspensions. Moreover, although Ms. Gauld had been forthcoming and was
remorseful regarding her misconduct whereas the Grievor had admitted only that she
had not reported for work on Mother's Day, as both employees had engaged in the
same misconduct, a decision was reached to impose the same penalty in each case. In
doing so, Ms. Neil testified that although she did not review the Grievor's personnel file,
she understood that the Grievor had no prior disciplinary record.
On June 22, 2000, the Grievor was called to a meeting with management
at which she was advised that she would be suspended for a period of two months. Mr.
Bingham, who accompanied the Grievor to this meeting, took the position that in view
ofthe Grievor's record, the penalty was unduly harsh. At the hearing, Mr. Bingham
testified that the Grievor had been instrumental in saving the lives of two clients; that
she had taken clients to their home for holidays; and that she had run errands for
clients on her own time and had not claimed reimbursement for mileage. He also
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pointed out that she had no prior disciplinary record. Mr. Bingham testified that he
made reference to a number of these factors during the meeting on June 22nd.
The letter of suspension provided to the Grievor is as follows:
June 22, 2000
Treena Bingham
. . .
Further to your previous notice of suspensions (sic) this is to inform you that you'
are suspended without pay for a two month period commencing June 2,2000
due to falsification of your time sheet and collecting pay for hours not worked.
Thirteen hours of pay will be deducted from your first pay cheque, upon
returning to work, to reimburse The Kenora Association for Community Living for
hours you had claimed to have worked and for which you were paid. The
thirteen hours is comprised of 5 hours on May 14th and for 8 hours on April 15,
, 2000.
Please report to Bryan Booth just prior to August 2, 2000 to acquire your
schedule....
Yours truly,
Colleen Neil
Supervisor
. . .
The first issue to be considered relates to the Grievor's suspension
pending investigation. In this regard, it was the submission of the Union that there was
no necessity for the Employer to remove the Grievor from the workplace while it carried
out its investigation. In this case, however, the Grievor was alleged to have made an
arrangement with another employee whereby only one of two employees would work
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alone in circumstances where the Employer had determined that double staffing was
required in view of the fragile condition of a number of clients at Granite Court. On this
basis, therefore, I find that it was not unreasonable for the Employer to have
suspended the Grievor while it conducted an investigation into these allegations.
Moreover, in my view, this case is distinguishable from Re Hydro-Electric Commission
of City of Hamilton and International Brotherhood of Electrical Workers. Local 138
(1984),13 L.A.C.(3d) 205 (Devlin), which involved an indefinite suspension pending
the outcome of criminal charges arising from certain conduct in which the Grievor was
alleged to have engaged outside the workplace. Furthermore, in this case, the
suspension pending investigation was subsumed by the two-month suspension which
was subsequently imposed. Accordingly, the real issue is whether there was just cause
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for that suspension and for the deduction of thirteen hours' pay.
With respect to this issue, there is no dispute that the burden of proof
rests on the Employer. Moreover, it is generally accepted that even where serious
misconduct is alleged, the Employer is required to prove its case on a balance of
, probabilities, rather than on the more stringent standard of proof beyond a reasonable
doubt. However, given the nature of the misconduct in which the Grievor is alleged to
have engaged in this case, which involved falsifying time sheets and claiming pay for
time not worked, clear and cogent evidence is required to satisfy the burden of proof:
see Re Indusmin Ltd. and United Cement. Lime and Gypsum Workers International
Union. Local 488 (1978), 20 L.A.C.(2d) 87 (M.G. Picher) and Imperial Parking Canada
, ,
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Corp. v. Construction & Specialized Workers' Union. Local 1611 [2001] B.C.C.A.A.A.
No. 127 (McDonald)
As is evident, there is a significant divergence between the evidence of
Ms. Gauld and that of the Grievor concerning the events of April 15th and 16th and
May 14th. Accordingly, it is necessary to make an assessment of the credibility of
these witnesses. In this regard, it has been held that assessments of credibility should
not be based solely on the demeanour of a witness when giving evidence and that,
among other factors, consideration must be given to the consistency of the witness'
evidence and the inherent probability of his or heraccount: see Faryna v. Chorney
(1952),2 D.LR. 354 (B.C.C.A.); Re Sheraton Ltd. and Hotel and Club Employees'
,
Union. Local 299 (1980), 26 LA.C.(2d) 122 (Brunner) and Re Canada Safeway Limited
and United Food and Commercial Workers. Local 832 [1996] M.G.A.D. No. 86
(Hamilton).
As to the evidence of Ms. Gauld, I note that in early June, Ms. Gauld
came forward and advised Ms. Neil that although she and the Grievor were scheduled
to work together on April 15th and 16th, she had worked only one of the two days and
the Grievor had worked the other day. Ms. Gauld also advised Ms. Neil that she and
the Grievor had arranged to split their shift on Sunday, May 14th although, in fact, the
Grievor did not attend at work that day and, instead, Ms. dePape reported for work at
12:00 noon.
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At the time that Ms. Gauld contacted Ms. Neil in June, she was admittedly
aware that her name had been removed from the schedule and she had been
questioned as to why she had not driven a client to her mother's home on Sunday, May
14th. There was, however, nothing to suggest that the Employer had any concerns
with regard to the weekend of April 15th and 16th. Nevertheless, the evidence of both
Ms. Gauld and Ms. Neil indicates that Ms. Gauld advised Ms. Neil of the arrangement
between herself and the Grievor that weekend to claim pay for time not worked. In this
regard, although Ms. Gauld could not initially recall whether she discussed the
arrangement in April with Ms. Neil on the telephone, she later testified that she believed
she had done so and Ms. Neil confirmed Ms. Gauld's evidence in this respect.
Moreover, it seems improbable that Ms. Gauld would have fabricated the events
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described when it was apparent that by reporting the matter to the Employer, she was
exposing herself to serious consequences. As Ms. Gauld suggested, she knew that
she was going to "get into trouble".
It is also noteworthy, in my view, that although Ms. Gauld and the Grievor
had known each other for some five to seven years and had worked together in the
past, there was no suggestion that Ms. Gauld harboured any animosity toward the
Grievor which might explain why she would fabricate the events described. Moreover,
although the Union contended that it is unlikely that Ms. Gauld and the Grievor would
have agreed to such an arrangement based only on a brief telephone conversation, the
evidence indicates that Ms. Neil did not generally visit Granite Court on weekends and
20
the arrangement was not one which required a great deal of planning. In the result, the
suggestion that Ms. Gauld and the Grievor agreed to such an arrangement during one
telephone call does riot lead me to conclude that Ms. Gauld's evidence regarding the
arrangement was fabricated. Furthermore, although Ms. Gauld had some difficulty
recalling the dates and times of her telephone conversations with the Grievor, it does
not appear that any record was made of those calls at the time. Accordingly, it is
understandable that she would have had difficulty recalling the precise dates and times
of those calls when giving evidence approximately one year later.
Nevertheless, as noted by the Union, there is some basis for questioning
Ms. Gauld's evidence with respect to her discussions with Ms. Blurton. In this regard,
I
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Ms. Gauld testified that although she advised Ms. Blurton that she had left work early
on Mother's Day, she did not advise her of the arrangement between herself and the
Grievor in April. However, a statement prepared by Ms. Blurton on June 2, 2000
suggests that Ms. Gauld did discuss the arrangement in April with Ms. Blurton.
Moreover, Ms. Neil testified that during her telephone conversation with Ms. Gauld on
June 1st, Ms. Gauld indicated that she could not recall the particular dates in April but
that she could ascertain the dates from Ms. Blurton. Although Ms. Neil's evidence does
not necessarily indicate that Ms. Blurton was aware of the arrangement between the
Grievor and Ms. Gauld, taking all of the evidence into account, I find that there is some
basis for questioning the evidence of Ms. Gauld regarding her conversations with Ms.
Blurton. Nevertheless, conversations which took place between Ms. Gauld and Ms.
, , .
21
Blurton after the fact are peripheral to the main issue in dispute which concerns the
arrangement, if any, between Ms. Gauld and the Grievor to claim pay for time not
worked. Having carefully considered the matter, I cannot conclude that Ms. Gauld's
evidence on this peripheral matter is sufficient to detract from the overall probability of
her account.
As to the Grievor's evidence, as indicated previously, the Grievor
disputed having entered into any arrangement with Ms. Gauld to claim pay for time not
worked. However, in my view, there are aspects of the Grievor's evidence, which are
implausible. In this regard, the Grievor testified that on Saturday, May 13th, she
telephoned Ms. Gauld to ask if she would have any objection to the Grievor leaving
work early the following day to attend a Mother's Day function. The Grievor also,
.
testified that on Saturday, after speaking with Ms. Gauld, she amended her time sheet
to reflect her working hours on Sunday as 7:00 a.m. to 12:00 noon. According to the
Grievor, she also amended her time sheet to claim sick pay for the balance of her shift
on Sunday. The Grievor testified that at the time she made these changes, she
planned to attend a Mother's Day function the following afternoon. She also testified
that when she woke up on Sunday, she was ill and arranged for Ms. dePape to cover
her shift.
The evidence indicates that Ms. dePape arrived at Granite Court at 12:00
noon, which was precisely the time at which the Grievor's time sheet indicated that she
, ,
22
finished work on May 14th. In these circumstances, I find the Grievor's evidence that
she amended her time sheet on Saturday to be improbable. Instead, I find that the
Grievor amended her time sheet some time after Sunday, May 14th, so that it would
coincide with the time at which Ms. dePape reported for work and with her claim for sick
pay for balance of the shift. In this regard, I also note that although the Grievor could
not recall having discussed the matter on May 15th, Ms. Neil testified that when she
questioned the Grievor on May 15th regarding the events of the previous day, the
Grievor indicated that she had reported for work but left early as she was ill. Moreover,
even on the Grievor's evidence, at the initial meeting on June 2nd, she informed Ms.
Neil that she had attended work on Sunday although in the meeting held that afternoon,
she admitted that she had been untruthful in this regard.
I
r
With respect to the weekend of April 15th and 16th, as the Grievor
recalled, no reference was made to these particular dates during the meeting with Ms.
Neil and Ms. Schelske on the morning of June 2nd. Ms. Schelske testified, however,
that Ms. Neil did refer to the dates involved and reference is made to those dates in
notes taken by Ms. Schelske at the time of the meeting. Moreover, there was no
suggestion of any expression of shock or dismay on the part of the Grievor as might be
expected had she been confronted by a completely unfounded allegation that she and
another employee had entered into an arrangement to work only one of the two days on
which they were scheduled and to claim pay for both days. Instead, the Grievor simply
maintained that her time sheets were accurate.
23
In the result, although I am not prepared to draw a negative inference
from the fact that the Grievor did not confront Ms. Gauld regarding the allegations she
had made, for the reasons set out, it is my view that the evidence of Ms. Gauld must be
preferred to that of the Grievor. Accordingly, I find that based on an arrangement
between the Grievor and Ms. Gauld, the Grievor falsified her time sheets and claimed
pay for time not worked on the weekend of April 15th and 16th and on May 14th.
Moreover, I cannot accept the submission of the Union that I ought to draw a negative
inference from the Employer's failure to call either Mr. Retson or Ms. White to testify in
these proceedings. Ms. Neil attended the meeting of June 2nd at which those
members of management were present and she was also involved in the decision to
impose two-month suspensions on the Grievor and Ms. Gauld. Accordingly, Ms. Neil
,
.
was in a position to give evidence with respect to these matters and I cannot conclude
that it was somehow incumbent upon the Employer to call Mr. Retson and Ms. White as
witnesses.
As to the matter of penalty, at the time of the events in question, the
Grievor had approximately seven years' service with the Employer and a performance
appraisal which was introduced in evidence indicated that she met or exceeded
requirements in all categories. As well, in 1996, she was commended for her effective
handling of a serious incident involving a client. Moreover, her disciplinary record was
unblemished. Nevertheless, falsifying time sheets and claiming pay for time not worked
must be regarded as serious misconduct. The seriousness of that misconduct is also
.
24
accentuated by the fact that as a result of the arrangement between the Grievor and
Ms. Gauld on the dates in question, only one staff member was present in
circumstances where the Employer had determined that double staffing was necessary
in the view of the condition of a number of the clients at Granite Court.
Although the Employer also maintained that the Grievor's role as a Union
Steward ought to be regarded as an aggravating factor, I cannot accept that
submission. The concept of imposing a harsher penalty on Union officers than on rank
and file employees generally arises in the context of illegal strikes where such officers
have taken an active role. In those circumstances, it has been found that by virtue of
their position of leadership within the bargaining unit, they are liable to more severe
(
disciplinary sanctions. In this case, however, the misconduct in which the Grievor
engaged was unrelated to her Union office and, in my view, it would be inappropriate to
hike her position as a Steward into account in assessing the propriety of the penalty.
Nevertheless, given the serious nature of the misconduct as well as the Grievor's lack
of candour in these proceedings, I find that this is not an appropriate case in which to
modify the penalty imposed. For all of these reasons, therefore, the grievance must be
dismissed.
DATED AT TORONTO, this 19th day of September, 2001.
~ H ~L..
Sole Arbitrator