HomeMy WebLinkAbout2013-3490.Iyamu.15-09-17 DecisionCrown Employees
Grievance Settlement
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GSB#2013-3490, 2014-2224
UNION#2013-0290-0051, 2014-0290-0017
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Iyamu) Union
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The Crown in Right of Ontario
(Ministry of Children and Youth Services) Employer
BEFORE Marilyn A. Nairn Vice-Chair
FOR THE UNION John Brewin
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Felix Lau
Treasury Board Secretariat
Legal Services Branch
Counsel
WRITTEN SUBMISSIONS July 15, July 31, August 7, 2015
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Decision
[1] This grievance challenges the employer’s decision to terminate the grievor’s
employment as a Youth Officer at a youth detention facility. The letter of termination
provides:
Having reviewed all of the information, including the investigation report and the
facility video, I have concluded that all of the allegations have been substantiated.
You provided an inaccurate occurrence report that did not describe what you did to
the youth and you stated to the ministry investigators that the youth grabbed you
and pulled you forward. Instead, [the] investigation has determined that you
forcefully shoved the YP into his bedroom. Your use of force to shove the youth
into his room is not a ministry approved technique. Your use of excessive force on
the youth resulted in a head injury that required medical attention.
[2] The employer has the onus of establishing that it had just cause to terminate the
grievor’s employment. During the hearing of the employer’s case, an evidentiary issue
has arisen. This interim decision deals with that issue.
[3] The employer conducted an investigation following the incident at issue. A report
was prepared by an investigator that, I am told, was relied on by the decision-maker,
Kevin O’Brien, in reaching the decision to terminate the grievor’s employment. I have
yet to hear Mr. O’Brien’s testimony, however, the parties are content that I assume that
fact for purposes of this decision.
[4] The employer seeks to have the transcript of the youth’s interview with the
investigator admitted in evidence for the truth of its contents, with any weight to be
determined at the conclusion of the hearing. The union concedes that the investigator’s
report, which includes that transcript, is arguably relevant to show how or on what basis
Mr. O’Brien came to the decision to terminate the grievor’s employment and that it is
therefore admissible for that purpose. However, it opposes the transcript of the interview
being admitted for the truth of its contents as it is hearsay evidence that, it argues, is
neither necessary nor reliable.
[5] Thus, while it is anticipated that the transcript of the youth’s interview will be
admitted into evidence as part of the investigation report when Mr. O’Brien testifies, the
issue now before me is whether that transcript is admissible for the truth of its contents,
subject to the usual caveat that underlies all evidence, that is, what weight ought to
attach to the evidence at the end of the day, or, whether it is being admitted for the
more limited purpose of showing what information was utilized by Mr. O’Brien in
reaching his decision.
[6] The primary factual issue in this case is a determination of what occurred over
approximately three seconds during an i nteraction between Anthony Iyamu (the
“grievor”) and the youth (“YP”). The employer asserts that the grievor “shoved” or
pushed the YP into the YP’s bedroom. That allegation is denied. A video recording has
been entered in evidence and the viva voce testimony of two Youth Officers has been
received. It is apparent from the video evidence that the primary witnesses to the
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interaction at issue are the grievor, the YP, and another Youth Officer who has testified.
A second Youth Officer has also testified as to his observations.
[7] The YP has not testified. The employer served a summons (with appropriate
conduct money) on the YP for attendance at the hearing on June 19 and July 2, 2015
and continuing as required. The affidavit of service confirms personal service at the
Toronto address identified on the summons. The YP was not called to testify on June
19, 2015 and, prior to adjourning on June 19, 2015 the employer advised that, although
not available that day, the YP was available on July 2, 2015, the next scheduled hearing
date. The YP did not attend the hearing on July 2, 2015. The parties agreed to adjourn
to July 3, 2015, the next scheduled hearing date. The YP did not attend on July 3, 2015.
To the employer’s knowledge, the YP was not in custody over this period. There was no
indication that the employer made any attempt to enforce the summons. There was also
no indication that the YP is not available to testify. The employer has indicated that it
does not now intend to call the YP but rather seeks to rely on the transcript of his
interview. I have been provided with a copy of the investigation report containing the
interview transcript. Transcripts of other witness interviews have been referred to
without objection in the examination and cross-examination of those same witnesses
who have testified. Written submissions with respect to this evidentiary issue were filed
by the parties following the July 3, 2015 hearing date.
*
[8] The employer referred me to and I have reviewed: OPSEU (Marshall) and The
Crown in Right of Ontario (Ministry of Community Safety and Correctional Services),
GSB No. 2012-1308 et al., May 13, 2013 (Abramsky) (“Marshall #1”); R. v. Khan, [1990]
2 S.C.R. 531; Re The Crown in Right of Ontario (Ministry of Community Safety and
Correctional Services) and OPSEU (Gillis), (2005) 145 L. A.C. (4th) 205 (Abramsky);
OPSEU (Ewing) and The Crown in Right of Ontario (Ministry of Community Safety and
Correctional Services), GSB No. 1009-2078, November 28, 2011 (Briggs);
Amalgamated Transit Union (E. Blake et al) and Toronto Area Transit Operating
Authority, GSB No. 1276-87, May 3, 1988 (Shime); and Gorsky et al. Evidence and
Procedure in Canadian Labour Arbitration, loose-leaf as at July 10, 2015, Thomson
Reuters Canada Limited, 1994, at section 11.4(b).
[9] The union also referred me to Marshall #1; Khan; OPSEU (Ewing), and OPSEU
(Gillis), all supra. In addition, it referred me to and I have reviewed: Ministry of
Community Safety & Correctional Services and OPSEU (Lavallee), 2001 CarswellOnt
10295, 108 C.L.A.S. 94 (Watters); OPSEU (Marshall) and Ministry of Community Safety
& Correctional Services, September 16, 2013 (Abramsky) (“Marshall #2”); Ministry of
Children and Youth Services and OPSEU (Gallina), 2011 C arswellOnt 16412, 105
C.L.A.S. 115 (Fisher); and Ontario (Science Centre) and AMAPCEO (Mar), 2010
CarswellOnt 11654, 101 C.L.A.S. 210 (Johnston).
[10] As noted, the employer asks the Board to admit the transcript into evidence for
the truth of its contents and to determine its weight at the conclusion of the hearing. It
was acknowledged by the employer that the transcript is, in this context, hearsay. The
employer argued that the Board has already ruled on the admissibility of statements of
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individuals who are unavailable to testify, referring to the decision in Marshall #1, supra.
The employer asserted that the Board has a l ong-standing practice of admitting
investigation reports, subject to arguments as to their weight. The report was relevant,
argued the employer, as it formed part of the information relied on by the employer in
reaching its decision to terminate the grievor’s employment and was admissible under
the broad procedural powers under section 48(12)(f) of the Labour Relations Act, 1995.
The employer submitted that the weight to be ac corded the transcript should be
determined at the conclusion of the hearing based on indicia of reliability and necessity
and that it was reviewable error to reject hearsay evidence without considering whether
it was reliable. The employer argued that the issue of whether to admit investigation
reports containing transcripts had been dealt with by the Board and, pursuant to the
decision in Blake, supra, those decisions should be followed as there are no material
grounds to distinguish the case at hand.
[11] The union noted that the employer was seeking to rely on the transcript as direct
factual evidence of the incident in issue. It argued that in a discharge case the employer
must prove its case with clear, convincing and cogent evidence, referring to the decision
in Lavallee, supra. Evidence that has not been subject to cross-examination and has
other serious flaws that undermine its reliability should not be accepted as either clear
or cogent, argued the union. The union relied on a number of asserted facts that it
argued undermined the cogency of the transcript of the YP’s interview with the
investigator.
[12] The union noted that, in similar circumstances in Marshall #1, the Board
determined that statements by inmates sought to be introduced by the employer did not
meet the test of necessity and reliability set out by the Supreme Court of Canada in
Khan, supra, concluding that the statements were not sufficiently reliable so as to admit
them for the truth of their contents. Although exercising the discretion to admit the
statements under section 48(12)(f) of the Labour Relations Act, 1995, the union argued
that that decision related to a different purpose and noted that, in its final decision, the
Board made clear that no weight had been placed on the inmates’ statements for the
truth of their content. This, argued the union, was an issue as to the admissibility of the
documents rather than one that assessed the weight of the documents.
[13] Similarly in Gillis, supra, argued the union, the same Vice-Chair admitted the
investigation report noting that the report would only be hearsay if the employer was
relying on t he content for the truth of the matters asserted, and further, that the
employer had stated that it would be calling viva voce evidence and not relying solely on
the report.
[14] In Gallina, supra, argued the union, the Board noted that its job was different
from that of the investigator and confirmed that it would rely only on evidence that was
subject to cross-examination, rendering statements inadmissible for the truth of their
contents. The union argued that the decision in Ewing, supra, deferred the question of
what reliance would be given to the investigator’s report in circumstances where it was
not clear whether the report contained evidence of witnesses who would not be called to
testify. In Mar, supra, argued the union, the Vice-Chair admitted a WDHP investigator’s
report while deferring a decision on the admissibility of the report for the truth of its
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contents, noting uncertainty as to who would be c alled to testify and g iving
consideration to redacting statements of witnesses who were not to be called.
[15] The union argued that to some extent the issue was one of timing, as the issue
was whether the YP’s statement was to be admitted for the truth of its content, not
whether it would be admitted at all. Even if seen as a matter of assessing weight,
argued the union, that could be achieved now, as the issue had arisen at the end of the
employer’s evidence regarding the factual allegations. There was no prejudice to the
employer in making the determination now, argued the union, while it might bear on how
the union proceeded. The YP’s statement to the investigator was neither necessary nor
reliable, argued the union, and any request that it be a dmitted for the truth of its
contents ought to be dismissed at this point in the proceeding.
[16] In reply, the employer took issue with the union’s reliance on certain asserted
facts. It also argued that, as the union had no substantial objection to the document
being admitted for proof that the interview took place and that the statement was made,
any issue of weight to be given to the transcript ought to occur at the conclusion of the
hearing. To do otherwise, argued the employer, would be pr ocedurally unjust and
prejudice the employer. The employer noted that the decision to accord no weight to the
inmates’ statements in Marshall occurred only at the end of the hearing, after the Board
had heard all of the evidence and the parties’ submissions. Similarly, argued the
employer, the Gallina decision did not address the timing issue, as it was a f inal
decision. The decision in Mar, argued the employer, did not address the merits of any
request to redact the witness statement of anyone who did not testify. These decisions,
argued the employer, did not support the union’s position that the determination be
made mid-hearing. The employer argued that it might solicit evidence relevant to the
Board’s determination as to weight during cross-examination or in reply. Stating that it
was neither necessary nor appropriate to speculate what additional evidence may end
up before the Board and what may be r elevant for its consideration, the employer
argued that it would be prejudiced by any determination at this stage as it will have been
made before all of the evidence has been placed before the Board and in the absence
of the employer’s submissions based on full evidence. The employer argued that, as its
position was that a determination should be made at the end of the hearing, it was
neither necessary nor appropriate for it to make submissions with respect to the
reliability or necessity of the transcript.
*
[17] The issue in this arbitration is not an assessment of the employer’s decision to
terminate the grievor’s employment based on its understanding of the facts. The issue is
whether the employer had j ust cause to terminate the grievor’s employment. The
employer has the onus to factually establish that the grievor acted in a manner or
engaged in conduct that provides just cause for discipline. While it is arguably relevant
to the proceedings that the Board understand the basis of the employer’s decision, it is
incumbent on the Board to determine what occurred and whether those facts amount to
cause for discipline.
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Is the transcript substantively admissible notwithstanding its hearsay nature?
[18] The parties are at issue as to whether the transcript may be admitted for the truth
of its content, giving rise to this interim issue. The employer has taken the position that
any determination with respect to the admissibility of the transcript should be dealt with
at the end of the hearing and, therefore, it is neither appropriate nor necessary for it to
make submissions with respect to the necessity and reliability of the hearsay evidence.
It is aware that the union has objected to that approach, and that the union has argued
that the employer failed to show that the transcript meets the test for admissibility set
out by the Supreme Court of Canada. It is the employer that is seeking to have the
transcript admitted into evidence for the truth of its content. The parties were provided
with the opportunity to make full submissions with respect to the employer’s request and
the union’s response. In those circumstances, any failure to address any issue relating
to the admissibility of the transcript is a dec ision taken by the employer with full
knowledge of the possible risks.
[19] As stated by the Supreme Court of Canada in R. v. Khelawon, [2006] 2 S.C.R.
787 (cited and reviewed at length in the Marshall #1 decision, supra, beginning at
paragraph 9):
35 …The essential defining features of hearsay are therefore the following: (1)
the fact that the statement is adduced to prove the truth of its contents and (2) the
absence of a contemporaneous opportunity to cross-examine the declarant.
36 The purpose for which the out-of-court statement is tendered matters in
defining what constitutes hearsay because it is only when the evidence is tendered
to prove the truth of its contents that the need to test its reliability arises…
[20] That decision reinforces the evidentiary principle that, while relevant evidence is
admissible, there is an exception regarding hearsay evidence. Hearsay is presumptively
inadmissible because, simply put, there is a general inability to test its reliability (see
paragraphs 42 and 59). There is no opportunity for cross-examination, nor, in the
absence of the maker of the statement, any opportunity to inquire into the person’s
“perception, memory, narration or sincerity” in making the statement (see paragraph 2).
This exclusionary principle is intended to enhance the accuracy of fact-finding and
recognizes that untested hearsay is detrimental to the exercise of that task, as its
trustworthiness cannot be assessed. Issues of reliability and testing of hearsay are of
particular concern regarding critical facts in dispute.
[21] However, courts have recognized that hearsay evidence may still be admitted
and properly relied on. In Khelawon this was explicitly acknowledged, provided that
indicia of reliability and nec essity were established (at paragraphs 42 and 84). The
Supreme Court of Canada stated:
49 The broader spectrum of interests encompassed in trial fairness is reflected
in the twin principles of necessity and reliability. The criterion of necessity is founded
on society’s interest in getting at the truth. Because it is not always possible to meet
the optimal test of contemporaneous cross-examination, rather than simply losing
the value of the evidence, it becomes necessary in the interests of justice to
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consider whether it should nonetheless be admitted in its hearsay form. The criterion
of reliability is about ensuring the integrity of the trial process. The evidence,
although needed, is not admissible unless it is sufficiently reliable to overcome the
dangers arising from the difficulty of testing it…
[22] According to the Court’s decision in Khelawon, ‘necessity’ is “based on the
unavailability of the testimony, not the witness” (paragraph 78) and may be established
where “evidence of the same quality cannot be obtained at trial” (paragraph 84, citing an
earlier decision in B. (K.G.)). The reliability requirement arises due to the inability to test
hearsay evidence and is “aimed at identifying those cases where this difficulty is
sufficiently overcome to justify receiving the evidence as an exception to the general
exclusionary rule” (paragraph 61). The ‘threshold reliability’ requirement for the
admissibility of the hearsay may be met in two ways; one, by showing that “there is no
real concern about whether the statement is true or not because of the circumstances in
which it came about” (paragraph 62) or, by showing that “no real concern arises from
the fact that the statement is presented in hearsay form, because, in the circumstances,
its truth and accuracy can nonetheless be sufficiently tested” (paragraph 63), that is, by
considering whether there are adequate substitutes for the trial process (see paragraph
80).
[23] The employer has not established, on a balance of probabilities, that it is
necessary to receive the transcript of the investigator’s interview of the YP for the truth
of its contents. Testimony of better quality could be obtained through the viva voce
examination and cross-examination of the YP at the hearing. The YP was served a
summons at an address in Toronto, the municipal location of the hearing. The YP failed
to respond to the summons. However there is no evidence that any effort has been
made to secure his attendance at the hearing or that he is unavailable to attend. This
evidence does not therefore establish the necessity of relying on the YP’s statement.
[24] Perhaps of more import in the arbitration context, the employer has also not
established, on a balance of probabilities, that the transcript of the YP’s interview by the
investigator meets the test of threshold reliability. A review of the transcript indicates
that the interview was not conducted under oath. There is no indication that any
consequences for a failure to tell the truth were outlined or understood. The interview
was not subject to cross-examination and no opposing party was present. The interview
included the use of leading questions on important and disputed factual matters. For
example, with respect to what occurred during the three seconds at issue, the
investigator is recorded as stating to the YP that the grievor “drove you into the room,
physically pushed, looked like a fairly hard push back into the room…”, apparently
seeking confirmation of a version of the incident, not the YP’s statement of what
occurred. If the video evidence referred to by the investigator was so conclusive as to
the nature of the incident, it seems unlikely that this factual issue would be the primary
factual issue before me. There is no ability to assess the YP’s demeanour or the nature
of any influence, if any. There is no opportunity to assess motive and/or self-interest in
circumstances where, it is not disputed, the YP was found by the grievor (and the
employer) to have engaged in improper conduct immediately prior to the incident in
issue, was angry with the grievor as a result, and his own conduct during the incident
was being questioned. The circumstances in which the statement came about do not
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satisfy any concerns as to its likely veracity. Nor has there been or can there be any
testing of its truth or accuracy. There are none of the safeguards or testing of the
evidence from which one might be a ble to conclude that the statement could
nonetheless be relied upon for its truth and accuracy. The usual but critical concerns of
perception, memory, and credibility that might otherwise be addressed through cross-
examination, remain.
[25] I find therefore that the transcript of the YP’s interview meets neither the test of
necessity nor threshold reliability so as to overcome the presumption that the hearsay is
inadmissible.
[26] What of the statutory discretion accorded by section 48(12)(f) of the Labour
Relations Act, 1995 as amended, to “accept the oral or written evidence as the
arbitrator…in its discretion considers proper, whether admissible in a court of law or
not”?
[27] The employer seeks to rely on this statement as evidence of the primary and
critical factual issue in dispute between the parties. The decision in Khelawon
recognizes that the courts have relied on hearsay evidence in reaching significant
findings of fact. The decision reviews various instances or kinds of hearsay evidence
that would also routinely be admitted in labour arbitration proceedings. The decision
also recognizes that a rigid application of the exclusionary rule against hearsay would
“result in the unwarranted loss of much valuable evidence” (paragraph 42). Thus, while
recognizing the traditional exemptions, the decision is driven by the further recognition
that greater flexibility in the application of the rule against hearsay is warranted by the
courts. The decision discusses at length the principles of necessity and reliability (both
‘threshold’ and ‘ultimate’) and structures a test for assessing the admissibility issue. I
daresay that the result is that the courts are since more willing and able to admit certain
hearsay evidence in like manner as arbitrators, in their statutory discretion, have been
able to for some time. The focus on t he indicia of necessity and r eliability seek to
balance the potential value of the evidence against the fact that it will not be subject to
traditional testing by the court or the trier of fact. Meeting the test recognizes that the
hearsay is sufficiently reliable so as to warrant its admission in evidence. However, a
failure to meet the admissibility safeguards set out in Khelawon surely renders the
hearsay as lacking any cogency, as it is, by definition, fundamentally unreliable, failing
to meet even a ‘threshold reliability’ measure.
[28] The transcript of the YP’s interview is, in my view, the kind of “flagrant” hearsay
referred to by Gorsky, supra, at page 11-22:
A certain amount of hearsay will be admitted in the course of the hearing, though it
might be preferable to disallow flagrant hearsay to which clearly no weight will be
given. This is particularly advisable where undue time will be wasted by admitting
the hearsay or where the party offering the hearsay may be l ulled into a false
confidence that persuasive evidence is being tendered.
[29] That text notes that an arbitrator ought to treat the admissibility of hearsay with
caution, notwithstanding the statutory discretion to admit such evidence. It refers to the
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Ontario Court of Appeal decision in R. v. Barber, noting that the discretion to admit
hearsay evidence “did not relieve a board of arbitration from acting only on evidence
having ‘cogency in law’” (at page 11-23).
Review of the Board’s jurisprudence
[30] The facts underlying the Board’s decision in Marshall #1 are similar to those
here. There, the employer sought to introduce inmate statements made in connection
with an investigation by the employer with respect to an alleged assault on an inmate by
a Correctional Officer (“CO”). The statements were made by the inmate allegedly struck
by the CO and by various other inmates who were in the area at the time. By the time of
the hearing, the inmate who had allegedly been struck had been deported and his
whereabouts were unknown. Of the other inmate witnesses, three had al so been
deported, one was in custody, one was living outside the province, and one was living in
Mississauga.
[31] After reviewing at some length the Supreme Court of Canada’s decisions in
Khan, supra, and Khelawon and two Ontario Court of Appeal decisions (at paras. 17-18)
the Board concluded, at paragraph 19, that the employer had not established, on a
balance of probabilities, that the tests of necessity or reliability had be en met. At
paragraph 21 the Board concluded, “the written and verbal statements cannot be
entered into evidence for the truth of their content under the “flexible approach” set out
in R. v. Khan, supra.”
[32] Nonetheless, the decision determined that the statements were admissible under
section 48(12)(f) of the Labour Relations Act, 1995. At paragraph 23 the decision notes
that the statements formed part of the investigation record upon which the
Superintendent had made the decision to terminate the grievors’ employment.
[33] The decision then states, and it is this sentence that the employer appears to rely
on to argue that the Board regularly admits hearsay evidence, “[u]nder the case law
cited above, they are clearly relevant and may be considered. The parties, at the end of
the hearing, may argue what weight, if any, should be placed on these statements.”
[34] The first decision ‘cited above’ is Gillis, supra. In that case, the employer sought
to introduce an investigator’s report. The decision finds that the report was relevant as it
formed the basis of the employer’s decisions with respect to the discipline of the ten
grievors at issue. It notes that investigation reports are “routinely admitted” into
evidence before the Board. The decision expressly notes that any findings and
conclusions of the investigator are not binding on the Board and that any issue of just
cause would be determined on the basis of evidence adduced at arbitration. Only in the
last paragraph of the decision is the hearsay nature of the document considered. In that
regard the Vice-Chair stated:
The report would only be hearsay if the Employer is relying on the content of the
report for the truth of the matters asserted. That is not clear in the record, since the
Employer stated that it will be calling viva voce evidence to establish its case and
would not be s olely relying on t he report. Furthermore, hearsay evidence is
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admissible in arbitration – with the weight, if any, to be determined based on indicia
of reliability and necessity.
[35] The Vice-Chair in Gillis effectively deferred consideration of the hearsay nature of
the investigation report and its admissibility until it became apparent that it was in fact
being relied on as hearsay. Similarly, in Mar, supra, when the employer sought to
introduce the investigation report and witness statements, it was not apparent that the
employer also did not intend to call as witnesses persons who had made the statements
contained in the report. The interim decision makes clear that any final decision would
be based on cogent evidence and notes that, should an individual not be called as a
witness, the union’s request to redact portions of the report that were based on input
from individuals who did not testify could be “re-visited”. Although Gallina, supra, was a
final decision, there is no indication in the decision that any issue as to the admissibility
of a hearsay statement had been raised during the proceedings. The decision makes
clear that the Vice-Chair considered only “admissible evidence that is subject to cross-
examination” (paragraph 4), arguably a more stringent requirement than that set out in
Khelawon.
[36] The decision in Ewing, supra, adopts and reaffirms the reasoning in Gillis. To the
extent that the Vice-Chair notes that investigation reports are routinely admitted into
evidence and relied on, that statement requires clarification. Investigation reports are
routinely admitted into evidence before the Board as relevant to understanding the basis
of the employer’s decision-making. That is expected to occur in this case as well.
However, in the usual course, some or all of the individuals interviewed during an
investigation would also be called as witnesses in the proceedings before the Board,
rendering their otherwise hearsay statements admissible even under the test in
Khelawon, as the witness making the statement would be available to be cross-
examined. That too has occurred in this proceeding. At the same time, these decisions
are replete with commentary about the need for cogent evidence upon which to base a
decision and reassurances that arbitrators weigh evidence appropriately.
[37] And, in the final decision in Marshall #2, the Vice-Chair, at paragraphs 119-120,
gave no weight to the inmates’ statements, stating:
They are admissible, but only as hearsay – i.e., what was said by them – not for the
truth of the matters asserted. In my view, based on the facts of this case, it would be
unfair to the grievors to rely on the inmate statements for the truth of the matters
asserted without the benefit of cross-examination. I ...place no reliance on them for
the truth of their content.
[38] The decision in Marshall #1 is the only case referred to where, as here, the
evidence sought to be admitted was clearly hearsay, that is, it was being introduced for
the truth of its contents. While finding that the statements were “clearly relevant and
may be considered”, subject to weight, the Vice-Chair concluded:
1. The written and verbal statements made by the inmates are admissible under
Section 48(12)(f) of the Labour Relations Act, but they are hearsay.
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2. They are not admissible for the truth of their content under the “flexible
approach” outlined by the Supreme Court of Canada in R. v. Khan.
3. The Employer did not establish, on the balance of probabilities, that the
statements meet the required standards of “necessity” or “reliability”.
[39] While there is an acknowledgement in that decision that an argument of weight
may be made, one wonders how such an argument could or should ever prove fruitful in
circumstances where it has been determined that the statements are so unreliable that
they fail to meet the more flexible test set by the Supreme Court of Canada for admitting
hearsay.
[40] The principle in Blake, supra, is designed to ensure consistency in decision-
making within the Board. That principle is important as it discourages further litigation
and provides guidance to the parties. However, I am not persuaded that a decision
making it clear that unreliable hearsay evidence will not be admitted for the truth of its
content in relation to a critical evidentiary issue in any way contradicts or undermines
prior decisions of the Board. It is noteworthy that in no case cited does any weight
appear to have been placed on a statement for the truth of its content, even where
those statements had been admitted without greater clarity as to the purpose for which
they were being admitted.
[41] I appreciate that it is often easier for a decision-maker to admit hearsay and
determine at the conclusion of the hearing whether that evidence is otherwise
admissible for a different purpose. That is particularly the case in arbitration where one
has an obligation to expedite the process. It also avoids any suggestion that the party
seeking to introduce the evidence as hearsay has somehow been pr ejudiced. The
employer here argues that it will be prejudiced by a decision as to the admissibility of
this evidence at this stage. However, in my view, the opposite is the case. A party
seeking to rely on evidence should understand the basis on which that evidence is, or is
not being admitted. To do otherwise potentially prejudices that party in the presentation
of their case.
[42] At the same time, the onus is on the employer to establish cause. The union is
entitled to challenge the evidence tendered in support of that assertion. The evidence
sought to be tendered for the truth of its content goes to the very core of the factual
issue before me, yet fails to meet the basic admissibility threshold set by the Supreme
Court of Canada. No testing of that evidence has or would occur. It may, perhaps, fairly
be said that some prejudice may be presumed by the admission of such evidence. At
the very least, and notwithstanding the statutory discretion to admit hearsay evidence,
the Board has a responsibility to conduct its proceedings efficiently as well as fairly, and
the admission of unreliable hearsay evidence may lengthen proceedings in
circumstances where that evidence will properly be given no weight in any event.
[43] There is no ambiguity or prematurity to the issue here. The employer has not
indicated that it intends to call the witness whose statement it seeks to rely on, as
occurred in Gillis or Mar. There will be no opportunity for the statement to acquire any
indicia of reliability on which one might base some reliance to consider and assess the
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hearsay evidence. A ruling at this point makes it clear that this evidence cannot be
persuasive, for all of the reasons that properly render it inadmissible.
Conclusion
[44] Having regard to all of the above, I find that the transcript of the YP’s interview
contained in the investigation report is admissible only as relevant to the employer’s
decision-making process. It is not admissible as hearsay, that is, for the truth of its
contents.
[45] This matter is scheduled to continue on October 20, 2015.
Dated at Toronto, Ontario this 17th day of September 2015.
Marilyn A. Nairn, Vice-Chair