HomeMy WebLinkAboutChmidt 98-05-15IN THE MATTER OF AN ARBITRATION
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(FOR ACADEMIC EMPLOYEES)
(the "Union")
AND
AND TECHNOLOGY
SENECA COLLEGE OF APPLIED ARTS
(the "College")
AND IN THE MATTER OF THE GRIEVANCE OF NANCY SCHMIDT
(OPSEU FILE NO. 97B558)
BOARD OF ARBITRATION Robert D. Howe, Chair
Sandra Nicholson, Union
Nominee
Peter Hetz, College
Nominee
APPEARANCES
For the Union George A. Richards, Sr.
Grievance
Officer
Nancy Schmidt
For the College E.C. Carla Zabek,
Counsel
Mel Fogel
A hearing in the above matter was held on March 10,
1998.
A W A R D
Introduction
The grievor, Nancy Schmidt, commenced employment with
the College on March 14, 1996 as a full-time sessional employee
(assigned to the English Language Institute at the College's
Newnham Campus). The matter in issue in these proceedings is
whether or not, at the time of her termination in March of 1997,
she had completed in excess of twelve full months of full-time
employment on a sessional basis in a 24 calendar month period,
so as to have been converted, by operation of Appendix VIII of
the collective agreement, from a full-time sessional employee
into a full-time probationary employee considered as having
completed the first year of the two year probationary
period..ls1
Facts
During her initial sessional appointment (which, as
noted above, commenced on March 14, 1996) the grievor taught
fourteen hours per week. That appointment ended on April 26,
1996, but was followed by six other sessional appointments for
the following periods of time and hours per week:
START DATE END DATE HRS/WK
May 5, 1996 June 21, 1996 18
July 2, 1996 August 16, 1996 20
September 3, 1996 September 13, 1996 18
September 16, 1996 October 18, 1996 16
October 29, 1996 December 13, 1996 18
January 7, 1997 March 28, 1997 20
(The grievor was also performed some replacement work, but it is
common ground between the parties that this work cannot be
considered as sessional employment for the purpose of
determining the grievor's status at the time of her
termination.)
In March of 1997, the College gave the grievor two
weeks' written notice of release (through a letter to her from
the Director of the English Language Institute, confirming that
her contract would be terminated on March 28, 1997).
After receiving that notice, the grievor filed a grievance dated
March 18, 1997, alleging that the College had violated the
collective agreement by improperly releasing her from
employment..ls1
Collective Agreement Provisions
The provisions of the collective agreement (the
"Agreement") referred to during the course of argument included
the following:
Article 1
RECOGNITION
1.01
The Union is recognized as the exc lusive collective
bargaining agency for all academic employees of the Colleges
engaged as teachers, counsellors and librarians, all as more
particularly set out in Article 14, Salaries, except for those
listed below:
(i) Chairs, Department Heads and Directors,
(ii) persons above the rank of Chair, Department
Head or Director,
(iii) persons covered by the Memorandum of
Agreement with the Ontario Public Service
Employees Union in the support staff
bargaining unit,
(iv) other persons excluded by the legislation,
and
(v) teachers, counsellors and librarians employed
on a part-time or sessional basis.
NOTE A: Part-time in this context shall include persons who
teach six hours per week or less.
NOTE B: Sessional in this context shall mean an appointment of
not more than 12 months duration in any 24 month period.
Article 26
PARTIAL-LOAD EMPLOYEES
26.01
A partial-load employee is defined as a teacher who
teaches more than six and up to and including 12 hours per week
on a regular basis.
Article 27
JOB SECURITY
27.01
On successful completion of the probationary period,
a full-time employee shall then be appointed to regular status
and be credited with seniority equal to the probationary period
served.
Probationary Period
27.02 A 1
A full-time employee will be on probation until the
completion of the probationary period. This shall be two years'
continuous employment except as amended in this Article.
27.02 B
The probationary period shall al so consist of 24
full months of non-continuous employment (in periods of at least
one full month each) in a 48 calendar month period. For the
purposes of 27.02 B, a calendar month in which the employee
completes 15 or more days worked shall be considered a "full
month".
If an employee completes less than 15 days worked in each of the
calendar months at the start and end of the employee's period of
employment and such days worked, when added together, exceed 15
days worked, an additional full month shall be considered to be
completed.
APPENDIX VII
SENIORITY CALCULATION AND PREDECESSOR
INSTITUTIONS
PART I - SENIORITY CALCULATION
1
The following provisions shall govern the calculation of
seniority for full-time employees whose service includes some
work performed during certain periods, as follows:
(i) effective September 1, 1976, seniority shall
include the period of 24 full months of
non-continuous employment (in periods of at
least one full month each) in a 48 calendar
month period, for those who completed a
probationary period on that basis since that
date. For this purpose, only the period
after September 1, 1975, shall be considered
and no prior employment or calendar period
shall be taken into account or credited.
However, an employee's continuous service
acquired in accordance with the provisions of
the Agreement dated September 17, 1975, as of
August 31, 1976, for the period back to
September 1, 1975, shall count as continuous
employment or months of non-continuous
accumulated employment for the purpose of
this provision;
(ii) for the purpose of (i), effective September
1, 1976, a calendar month in which the
employee completes 15 or more days worked
shall be considered a "full month";
(iii) for the purpose of (i) and (ii), effective
September 1, 1981, if an employee completes
less than 15 days worked in each of the
calendar months at the start and end of the
employee's period of employment and such days
worked, when added together, exceed 15 days
worked an additional full month shall be
considered to be completed.
APPENDIX VIII
SESSIONAL EMPLOYEES
1
A sessional employee is defined as a full-time employee
appointed on a sessional basis for up to 12 full months of
continuous or non-continuous accumulated employment in a 24
calendar month period. Such sessional employee may be released
upon two weeks' written notice and shall resign by giving two
weeks' written notice.
3
If a sessional employee is continued in employment for
more than the period set out in Appendix VIII, 1, such an
employee shall be considered as having completed the first year
of the two year probationary period and thereafter covered by
the other provisions of the Agreement. The balance of such an
employee's probationary period shall be 12 full months of
continuous or non-continuous accumulated employment during the
immediately following 24 calendar month period.
4
A person assigned to replace a full-time regular
employee for up to 14 working days for unplanned absences in any
month shall not have such period(s) considered as sessional
employment for the purpose of the computation of the 12 months
sessional employment. During such periods such a person shall
be paid as if partial-load and within the range of partial-load
hourly rates as set out in Article 14.
Argument
In his submissions on behalf of the grievor, Mr.
Richards contended that at the time of her termination she had
completed in a 24 calendar month period more than twelve months
of non-continuous accumulated employment as a full-time employee
appointed on a sessional basis. After referring to the various
categories of employment described in the Agreement and noting
that the grievor was a full-time employee at all material times
by virtue of having taught more than twelve hours per week, he
submitted that a "full month" is one in which a teacher has been
employed for fifteen days or more. Although he acknowledged
that Appendix VIII does not contain a "tidy definition" of "full
month", Mr. Richards suggested that sessional employment should
be thought of as a way of working out the requirements of the
probationary period. Thus, he contended that the "15 day test"
set forth in Article 27.02 B is a useful aid to the
interpretation of Appendix VIII. He further contended that
applying that test to the facts of this case should result in
the grievor being found to have exceeded the period set out in
section 1 of Appendix VIII, because she worked fifteen or more
days during twelve calendar months (March, April, May, June,
July, August, September, October, and November of 1996, and
January, February, and March of 1997), and because those twelve
"full months" combined with her additional 13 days of work in
December of 1996 result in her having been continued in
employment for more than "twelve full months of continuous or
non-continuous accumulated employment in a 24 calendar month
period".
In support of his submissions, Mr. Richards referred
to three previous awards: Ontario Public Service Employees Union
and Mohawk College(Sobczak), unreported award dated April 30,
1993(Mitchnick); Loyalist College and Ontario Public Service
Employees Union(Daniels), unreported award dated February 7,
1985(Delisle); and St. Lawrence College and Ontario Public
Service Employees Union(Nutley), unreported award dated
February 7, 1994 (Mitchnick).
In her submissions on behalf of the College, Ms.
Zabek argued that the "15 day test" is not the correct test to
be used to determine whether a full-time sessional employee has
exceeded the period set out in section 1 of Appendix VIII. She
also argued, in the alternative, that if the "15 day test" is
applicable, the grievor's situation does not fulfill the
requirements of that test.
In support of her first argument, Ms. Zabek noted
that the "15 day test" is found in two places in the Agreement:
Article 27.02 B, which deals specifically with probationary
periods for full-time employees in the bargaining unit and has
no application to full-time sessional employees (who are
excluded from the Agreement by Article 1.01(v)); and Part I of
Appendix VII, which deals specifically with the calculation of
seniority for employees in the bargaining unit. Thus, she
contended that the negotiators of the Agreement decided that the
"15 day test" would be used in those two instances, and she
further contended that it would be inappropriate to extend its
application beyond those two provisions. She also submitted
that the College's position in this regard is supported by the
language of those provisions, in that Article 27.02 B expressly
states that it is "[f]or the purposes of 27.02 B" that "a
calendar month in which the employee completes 15 or more days
worked shall be considered a 'full month'", and section 1(ii)
Appendix VII similarly states that it is "for the purpose of
(i)" that (effective September 1, 1976) "a calendar month in
which the employee completes 15 or more days worked shall be
considered a 'full month'". Thus, she submitted that if the "15
day test" had been intended to apply to Appendix VIII, a
specific reference to it would have been included in that
Appendix. She also referred to Seneca College and Ontario
Public Service Employees Union(Roy), unreported award dated
February 10, 1988 (Samuels) in support of her contention that
the "15 day test" has no application to Appendix VIII.
In her submissions regarding the cases relied upon by
the Union, Ms. Zabek submitted that the Mohawk College is
distinguishable from the instant case in that the issue there
was whether partial months at the beginning and end of sessional
contracts could be combined to make a "full month". In
distinguishing Loyalist College, she noted that (although
initially hired on a sessional basis) at the time of termination
the grievor in that case was employed as a regular full-time
faculty member entitled to all of the rights enumerated in the
Agreement, including what is now Article 27.02 B (then 8.01(b)).
Ms. Zabek submitted that there are many cases that
have not applied the "15 day test" in determining whether the
period set out in section 1 of Appendix VIII has been exceeded,
including: Algonquin College and Ontario Public Service
Employees Union(Allegakone), unreported award dated March 1,
1996(Bendel); Loyalist College and Ontario Public Service
Employees(Wasilewski), unreported award dated December 23, 1991
(McLaren); St. Lawrence College and Ontario Public Service
Employees Union(Nutley), unreported award dated August 8, 1994
(Mitchnick), and Cambrian College and Ontario Public Service
Employees Union(Anderson et al), unreported award dated June
30, 1998 (H.D. Brown). She further contended that applying the
approaches adopted in those awards would result in the grievor's
sessional employment being found not to have exceeded the period
set out in section 1 of Appendix VIII.
In support of her alternative argument that if the
"15 day test" is applicable, the grievor's situation does not
fulfill the requirements of that test, Ms. Zabek submitted that
even if it were legitimate to apply that test to find that the
grievor worked twelve "full months" because she worked fifteen
or more days during the calendar months of March, April, May,
June, July, August, September, October, and November of 1996,
and January, February, and March of 1997, it would not be
legitimate to go back and pick up the thirteen days which the
grievor worked in December of 1996 to support a finding that her
sessional employment exceeded the period specified in section 1
of Appendix VIII. She argued that those thirteen days do not
"count", because they do not meet the "15 day test", and because
it is only for the first and last months that the formula
contained in Article 27.02 B permits one to go back and pick up
calendar month periods of less than fifteen days. Thus, she
contended that days worked in a "middle month" can only assist
the grievor's case if they exceed fifteen. She also
characterised the position advanced by the Union as an improper
mixing of formulas.
Before commencing his reply argument, Mr. Richards
requested an opportunity to reopen the case and put an
additional fact before the Board regarding the grievor's
employment in December of 1996. However, that request was
denied by the following oral ruling:
The majority of the Board, with Board Member Nicholson
dissenting, are of the view that it would be inappropriate to
permit the Union at this late juncture to reopen its case and
add an additional fact (or facts) through stipulation or
evidence. We have reached the final stage of this proceeding:
reply argument. Both the Union and the Employer have argued the
case on the basis of the undisputed facts introduced through
documents which have been marked as exhibits on agreement. It
would be unfair and prejudicial to the Employer to permit the
Union, now that Employer counsel has completed her argument, to
seek to introduce an additional fact (or facts) in an attempt to
bolster its case now that it has heard the Employer's argument.
In his reply submissions, Mr. Richards suggested that
some arbitrators have accepted the "15 day test" (in the context
of Appendix VIII) while others have not. Thus, he contended
that this Board is presented with a choice of approaches and can
properly consider which one is the most appropriate in the
present circumstances. In commenting on the Seneca College case
referred to by College counsel, Mr. Richards noted that it
involved the same parties (and the same Director of Labour
Relations) as the instant case, and submitted that it would
therefore be in the best interests of sound labour relations for
this Board to apply the same test which arbitrator Samuels
applied in that case (on the agreement of the parties). He also
noted that arbitrator Samuel's suggestion that the definition of
"full month" contained in what is now Article 8.02 B is not
relevant to a case involving Appendix VIII is obiter, and thus
not particularly helpful in resolving the present grievance.
Mr. Richards also argued in reply that the
probationary period under the Agreement can be completed through
periods of normal full-time service, through periods of
sessional service, or through a combination of those two types
of service, and that there is no logical justification for
interpreting the word "month" differently in different
categories of employment. In this regard, he submitted that the
purpose of a probationary period is to allow the employer to
assess the suitability of an employee and to confirm the
correctness of the original hiring decision. He also submitted
that it would be inappropriate to apply the " exclusio rule" in
the circumstances of this case, as to do so would be to presume
that the negotiators of the Agreement assumed some test other
than the "15 day test" would be applied to Appendix VIII but
failed to set it out in that Appendix with any degree of
certainty. He further contended that the approach advocated by
the College would require a teacher who fulfilled the first year
of the probationary period through sessional teaching to work
longer than a teacher who fulfilled it another way. Thus, he
submitted that the "15 day test" should be applied to Appendix
VIII as a "rule of thumb" in determining what is meant by a
"full month", in accordance with the Mohawk College case, which
he submitted to be indistinguishable from the instant case.
Mr. Richards distinguished the Algonquin College case
from the instant case on the basis that what was in issue in
that case was a month that fell completely within a sessional
appointment, but which the employer contended should not "count"
for the purposes of section 3 of Appendix VIII because the
sessional employee taught on less than fifteen days that month.
He contrasted that situation with the instant case in which
neither the Union nor the College has suggested that the fifteen
days contemplated by the "15 day test" must be teaching days.
He further submitted that neither the Loyalist College and
Ontario Public Service Employees(Wasilewski) case nor the
Cambrian College case are of any assistance in that they did not
address the issue of what is a "full month".
Mr. Richards reply to the College's alternative
argument (that if the "15 day test" is applicable, the grievor's
situation does not fulfill the requirements of that test) was
that section 3 of Appendix VIII does not require thirteen "full
months" of full-time sessional employment, but rather only
requires that the full-time sessional employment be "more than"
the period set out in section 1 of that Appendix, which is
twelve full months of employment within a 24 calendar month
envelope. Thus, he submitted that "one minute extra" should be
sufficient to satisfy that requirement, and that it should not
matter whether the extra minute occurs at the beginning, at the
end, or in the middle of that envelope, in view of section 1's
reference to "continuous or non-continuous accumulated
employment". He further submitted that the Board cannot adopt
the College's alternative argument because to do so would
involve amending section 3 of Appendix VIII to include language
which does not appear in that provision..ls1
Decision
In Loyalist College and Ontario Public Service
Employees Union(Daniels), unreported award dated February 7,
1985 (Delisle), Appendix VIII (which was then Appendix III) was
described (at page 8) as "a protective device to ensure that the
College does not seek to avoid the granting of rights conferred
by the agreement by continuing a teacher on a sessional basis
rather than offering him full-time status". That statement of
the Appendix's purpose was accepted in Cambrian College and
Ontario Public Service Employees Union(Anderson et al),
unreported award dated June 30, 1998 (H.D. Brown) with the
following qualification (at page 24):
We can accept that statement of the purpose of this Section but
it does not reflect the right of the College specifically given
to it under Section 1(a) of Appendix III [now Appendix VIII] to
release a sessional employee upon two weeks' notice.... As
noted it is only when such an employee exceeds by contract and
is therefore continued in employment for more than the period
set out in Section 1(a) [now section 1], that the protective
right must be accorded to that employee under Section 1(c) [now
section 3], but that person must meet the threshold test of "if"
she is continued in employment by the College. That discretion
remains with the College consistent with its express right to
hire under Article 7.01 [now Article 6.01].
As indicated above, section 1 of Appendix VIII
defines a "sessional employee" as "a full-time employee
appointed on a sessional basis for up to 12 full months of
continuous or non-continuous employment in a 24 calendar month
period". Thus, the period set out in section 1 of Appendix VIII
is "12 full months of continuous or non-continuous employment in
a 24 calendar month period". If a sessional employee is
continued in employment for more than that period, section 3 of
Appendix VIII stipulates that the employee "shall be considered
as having completed the first year of the two year probationary
period and thereafter covered by the other provisions of the
Agreement."
The failure of Appendix VIII to specify what is meant
by a "full month" has given rise to arbitration awards
reflecting a variety of interpretations of that phrase. In
Loyalist College and Ontario Public Service Employees
(Wasilewski), unreported award dated December 23, 1991
(McLaren), the Board adopted the approach of adding together the
number of weeks that the grievor, Lisa Wasilewski, was employed
as a full-time sessional employee (including those in which the
College attempted to avoid the operation of the collective
agreement by entering into an arrangement with the grievor
whereby she formed a company and used it to bill the College via
purchase order for the payment of the teaching services which
she provided to the College during the summer of 1990), as
reflected in the following passages from pages 13-14 and 15-16
of that award:
Ms. Wasilewski was employed as a sessional employee from
September 5, 1989 to December 15, 1989 which was then extended
from December 18, 1989 to January 19, 1990. This period of
employment comprised 19 weeks. She then was re-deployed from
January 22, 1990 to May 4, 1990 which was again subsequently
extended to May 18, 1990 for a further total of 17 weeks and a
grand total of 36 weeks.... The sessional contracts began again
on September 10, 1990 and ran through until December 14, 1990.
This is a further 14 week period for a total of 50 weeks in a
period which began on September 5, 1989. She was then
terminated on December 14, 1990. She can not grieve that
termination as a member of the bargaining unit unless the time
during the summer is included in the calculation. If it is then
she would have become a probationary employee by the time of her
grievance....
Arbitrator Mitchnick's unreported award dated April
30, 1993 in Ontario Public Service Employees Union and Mohawk
College(Sobczak), used two different methods to compute the
number of full months which the grievor, Daniel Sobczak, had
been employed as a full-time sessional employees:
On the question of "part" months, the College notes in
particular that the computation in section 1(a) is defined in
terms of "full" months of employment, be it on a continuous or
non-continuous basis. Considering the meaning of that
definition first on a "continuous" basis, however, we would have
great difficulty absent anything else expressly stipulated in
the collective agreement, in finding that an individual hired
and working, for example, from December 19, 1988, to January 18,
1989, had not at that point completed "one full month ... of
employment". (Nor do we think, once again, that anything turns
on what the individual was actually assigned to do during that
period, as between teaching, preparation, or the other related
responsibilities that the College in its own evidence noted this
sessional rate is paid for). It seems to us that when one
speaks of "non-continuous accumulated" employment, the inference
is even stronger that "part" months are not simply to be
ignored, but may be "accumulated". Again, if one looks at the
dates worked solely on a month-to-month basis, a "full month" of
employment would, as indicated, have been completed by the
grievor as of January 18th, 1989. Similarly, a second full
month by February 18th, and so on, with 5 full months in by May
18th. Even ignoring the remaining days in May and resuming from
July 24th, 1989, the grievor would complete 2 more full months
as of September 23rd. In the normal course he would complete a
further month as of October 23rd. However, if one discounts the
4-week strike period, the "full-month" completion date moves
back to November 20th. That adjusted date at that point would
then cumulatively give the grievor 8 full months of employment.
December 20th, 1989 would mark 9 months, January 20, 1990 10
months, February 20th 11 months, and March 20th 12 months - all
of which would take the grievor to the limit.
That is one way of calculating the "part" months. However,
there is another even more plausible way of dealing with the
question. Article 8.01 (b) of the main body of the Agreement,
as the parties have noted, specifically addresses this type of
issue for probationers in the bargaining unit, and provides:
8.01 (b) The probationary period shall also consist of twenty-
four (24) full months of non-continuous employment (in periods
of at least one (1) full month each) in a forty-eight (48)
calendar month period. For the purposes of this paragraph, a
calendar month in which the employee completes fifteen (15) or
more days worked shall be considered a "full month".
If an employee completes less than fifteen (15) days worked in
each of the calendar months at the start and end of the
employee's period of employment and such days worked, when added
together, exceed fifteen (15) days worked, an additional full
month shall be considered to be completed.
We are mindful of the College's argument that Article 8.01 (b)
does not strictly apply to sessionals, who, so long as they
remain so, are not covered by the main body of the collective
agreement. However, if one were to ask what "rule of thumb" the
parties in dealing with this issue of part-month counting under
Appendix III would most likely contemplate as a reasonable
method of doing so, it is hard to ignore as a guide what is set
out in Article 8.01 of this very collective agreement. Using
the 8.01 (b) method, the only months that "count" are those with
at least 15 days of employment (which we take to be the meaning
of days "completed" or "worked", as the logical compromise
method of "rounding" up or down on a typical calendar month of
30 days, bearing in mind also that what is being talked about
are points part way in a month where an employment period either
commenced or ceased). But at the same time, part months not
otherwise counted at the beginning and end of each period of
employment are added together to see if combined they equate to
the mid- or cut-off point of 15 days that would be the
equivalent of at least one month.
Applying that full method here, the grievor's initial period of
employment from December 1988 to May 1990 would still, once
again, produce 5 months in total. July 24th to the strike date
of October 16 would be 3 more months (counting the 16 days in
October alone, and thus not even taking into account the 7 days
in July), November 15th to the end of the month, being another
16 days, would count as another month, and December, January and
February 1990 would bring the total to 12. By this method,
continued employment of the grievor at all into March, 1990
would have taken him beyond the 12-month limit.
The conclusion reached by the majority in that case (at page 14)
was that "either way one computes it", the grievor had
accumulated "12 full months of employment in 24".
The "fifteen day test" was also applied by arbitrator
Samuels in a case decided in 1988 between the parties to the
instant case: Seneca College and Ontario Public Service
Employees Union(Roy), unreported award dated February 10, 1988.
However, in that case the parties agreed that the definition of
"full month" was the one contained in what was then Article
8.01(b) (now Article 27.02 B), and arbitrator Samuels made the
following observations concerning that agreement:
For the purposes of this case, the parties have agreed that the
definition of "full month" is the one set out in Article 8.01
(b) of the collective agreement. The second clause of this
article reads:
For the purpose of this paragraph, effective September 1, 1976,
a calendar month in which the employee completes fifteen (15) or
more days worked shall be considered a "full month".
It is to be noted that this clause says clearly that this
definition is only "for the purpose of this paragraph", and the
paragraph as a whole is not relevant to our case. Nonetheless,
this is the definition of "full month" which the parties agreed
we should use.
In St. Lawrence College and Ontario Public Service
Employees Union(Nutley), unreported award dated February 7,
1994(Mitchnick), the majority found the formula contained in
Article 27.02 B to be both "legally inapplicable and of little
use as a blueprint" where there was a "constantly-fluctuating
kind of relationship" between the College and the full-time
sessional employee (whose teaching contact hours per week varied
from 10 to 20, being 10, 11, 12, 13, 14, 16, 18, and 20 hours
during various weeks). In rejecting the College's contention
that the formula contained in Article 27.02 B had to be applied
(and that the 15 days "worked" in Article 27.02 B had to be days
of actual teaching contact), arbitrator Mitchnick wrote, in
part, as follows:
The better view, it seems to us, on facts like the present is to
disregard Article 27.02 B entirely, as being both legally
inapplicable and of little use as a blueprint, and to attempt to
give a reasonable meaning to a "full month" of "full-time
employment" in Appendix VIII. In our view, the Union's approach
does that, in looking to see whether the contract-employee on
the whole demonstrates full-time hours (more than 12 a week)
throughout the month, on a relatively consistent basis. That is
the Union's claim, and is all in this case that we have to
decide. The result, in our view, is a less capricious one than
adopting an interpretation that leaves it to the happenstance of
how the College chooses to spread a teacher's courses to
determine the matter, while at the same time maintaining
consistency with the essential purpose of a "probationary
period", being to provide the employer an opportunity to assess
the adequacy of a teacher through his or her performance on the
courses assigned.
A supplementary award dated August 26, 1994 by
arbitrator Mitchnick (sitting as a sole arbitrator due to the
death of the Union Nominee) included the following observations
(at pp. 7-9):
The question arising out of the initial award is whether the
usage of the " sessional" or contract employee over the month -
or more importantly, over a series of months, is such as to
roughly approximate the load of a regular full-time employee,
both in total hours used in each month, and in terms of the
general way those hours are spread throughout the month. The
Union acknowledges that where the College's requirements are for
a high total of monthly hours but falling in a narrow span - for
example, in a single week - one can see the need for a
"contract" rather than a "regular" employee. Beyond that, it
would seem to me reasonable to look for no less than an even
split in the four full weeks of the month as between "full-time"
hours (13 and up) and less than "full-time" hours, with, again,
even the weeks that fall below the 13-hour level demonstrating
something close to that, so that the month represents some kind
of continuum "approximating" that of a regular employee.
On all of that one can see the College's concern now at having
conceded, on the basis of a test that it thought had been
established in the 1982 Arsenault case, that April of 1992 was
one that "counted". On the present test, it probably should
not, since as was confirmed at the second hearing, it in fact
was made up entirely of weeks having less than 13 hours of
teaching. On the other hand, March 1992 turns out to have been
made up of weekly hours as follows:
10
10
20
20
for 60 hours in total. As noted, that would still seem to meet
the test adopted, as does February 1993, at
12
12
20
20.
As well
May '92
April '93
May '93
and June '93
are not on that test disputed by the employer.
More problematic, as it turns out, is the previously-agreed
month of November '91, whose hours are now noted as:
13
13
10
10
Where months fall on the edge like that, it arguably would not
be unreasonable to look at the context in which they occur -
that is, whether as part of a "run" of generally "full-time"
months - in deciding which way they might shade. But on
reflection, perhaps a clearer line for the system to consider
would be the application of an "average-hours-of-teaching-per-
week" test; that is, looking to see whether the total of the
teaching hours in the 4 full weeks of the month at least equal
what the minimum total would be for a regular full-time
employee: 13 hours a week, or 52 hours in total - once again
looking to see that those hours are spread over some sort of
reasonably substantial continuum across the month. On that
basis, November '91 would not qualify. On the other hand,
December '91 was a three-week month for everyone, and the
grievor was assigned to teach:
20
10
and 10
hours a week, being in excess of the 13-hours-a-week "average"
for a three-week month. December '91, therefore, is perhaps a
clearer month to count, and I think the parties' long-term
interests will be better served if this award were to find that
the month of December '91 does count, while November 1991 does
not. Those seven, then, plus the previously agreed and still
agreed months of:
September '91
October '91
January '92
February '92
and March '93
thus make up the necessary 12 months over the spectrum.
Accordingly, the grievor must be said to have completed 12 full
months of "full-time" employment in 24 by the end of June of
1993, and his continuation in employment into the month of July
would bring him within the provisions of paragraph 3 of Appendix
VIII of the parties' collective agreement - as originally found.
The most recent award on this topic is Algonquin
College and Ontario Public Service Employees Union(Allegakone),
unreported award dated March 1, 1996 (Bendel). In that case
Algonquin College contended that a month of work could only
count as a "full month" for the purposes of Appendix VIII if the
employee taught on at least fifteen days in the month. OPSEU,
on the other hand, argued that although the requirement to have
worked on fifteen different days in a month had been endorsed in
some awards, it was not a requirement found in the collective
agreement; OPSEU also urged the Board in that case to follow
arbitrator Mitchnick's "Nutley" award dated February 7, 1994 in
which the "15 day rule" was rejected. After reviewing the
earlier cases, arbitrator Bendel wrote, in part, as follows (at
pages 20-23) of the majority award:
Paragraph 1 of Appendix VIII, it appears to us, requires, first
and foremost, an examination of the sessional employee's period
and terms of appointment rather than of the hours and days
worked by him or her. The paragraph refers to "a full-time
employee appointed on a sessional basis for up to twelve (12)
full months of continuous or non-continuous accumulated
employment in a 24 calendar month period". Thus, in principle,
the terms of the appointment - i.e. its duration and the full-
time or non-full-time status of the employee - should determine
whether the sessional employee attains bargaining unit status.
This was the approach of the board of arbitration in Re Mohawk
College(Sobczak grievance). It noted, at pages 9-10 of the
award, that the grievor there, unlike the one in Re St. Lawrence
College(Arsenault grievance), was clearly appointed by contract
as a full-time employee on a sessional basis and, since the
employer had taken no steps to alter that relationship, he
continued to be so employed. Nothing turned, noted the board at
page 11, on what the individual was actually assigned to do
during a period covered by a contract of employment....
The same approach of focusing on the terms of appointment was
followed in the recent award in Re Niagara College(LeFaive
grievance). There, the board of arbitration had to decide
whether the grievor, who had been under contract for all 14
working days in the month of December, should count that as a
full month for the purposes of attaining the status of a
bargaining unit member. The board examined that question in
terms, not of the number of days or hours taught, but of the
duration of the sessional employment relationship.
It appears to us that the preoccupation with the number of hours
and days worked by sessional employees properly arises only
where the employee cannot pass the threshold on the basis of his
or her terms of appointment, and particularly where the
sessional employee's courses and hours of work fluctuate, with
the teacher picking up hours or courses as the academic year
progresses. Arbitration boards have not aborted their inquiry
when the terms of appointment do not support the crossing of the
threshold, but have looked at the hours and days worked by the
employee. While, in our view, there is little or no
justification in the language of Appendix VIII for concluding
that a sessional employee can pass the threshold by virtue of
the number of hours and days he or she actually works, there has
been a general acceptance by the parties and by arbitration
boards of the legitimacy of this sort of calculation. It would
appear that the reason for this unanimity is to be found, not in
the language of Appendix VIII or in the other provisions cited
in argument, but in the perceived danger of employers abusing
their recourse to sessional employees, a danger which the
parties themselves have recognized in Article 2.03 A, B and C.
These provisions read as follows:
2.03 A
The College will give preference to the designation of
full-time positions as regular continuing teaching positions
rather than sessional teaching positions including, in
particular, positions arising as a result of new post-secondary
programs subject to such operational requirements as the quality
of the programs, enrolment patterns and expectations, attainment
of the program objectives, the need for special qualifications
and the market acceptability of the programs to employers,
students, and the community. The College will not abuse
sessional appointments by failing to fill ongoing positions as
soon as possible subject to such operational requirements as the
quality of the programs, attainment of program objectives, the
need for special qualifications, and enrolment patterns and
expectations.
2.03 B
The College will not abuse the usage of sessional
appointments by combining sessional with partial-load service
and thereby maintaining an employment relationship with the
College in order to circumvent the completion of the minimum 12
months sessional employment in a 24 month period.
2.03 c
If the College continues a full-time position beyond one
full academic year of staffing the position with sessional
appointments, the College shall designate the position as a
regular full-time bargaining unit position and shall fill the
position with a member of the bargaining unit as soon as a
person capable of performing the work is available for hiring on
this basis.
The difficulty facing boards of arbitration in cases where hours
and days of work fluctuate, and the reason for the confusion in
the case-law, is that, while there is a general acceptance of
the notion that, regardless of the terms of appointment, hours
worked can be added up to produce "full months" of "full-time"
sessional employment, Appendix VIII offers no guidance on the
method of doing so. See, e.g., the two awards in Re St.
Lawrence College(Nutley grievance).
The present case, however, does not require us to examine any of
the competing formulae for determining what constitutes a "full
month". As noted earlier, the grievor was appointed, in January
1993, to teach a course known as ENL 5950 for the period from
January 5 to June 18, 1993. The month of May 1993, which is
entirely within the period of the grievor's assignment to teach
this course, must count, it seems to us, as a "full month" of
employment. Every day that month, the grievor was employed as a
sessional employee as a result of this assignment. It would be
torturing the language of Appendix VIII, paragraph 1, and
introducing notions alien to the Appendix, to hold that a month
that was completely encompassed by an assignment as a sessional
employee was not a full month of sessional employment..rr0
If the cumulative duration of the grievor's
full-time sessional appointments were all that could
legitimately be considered in determining whether, as of the
time of her termination, she had been employed for more than "12
full months of continuous or non-continuous accumulated
employment in a 24 calendar month period", the grievance would
have to be dismissed, because the terms of Ms. Schmidt's
sessional appointments total only about 10.25 months. However,
as indicated by arbitrator Bendel in the Algonquin College case,
although an examination of the duration of the sessional
employee's appointments is a logical first step in determining
whether the sessional employee has crossed the "12 full months"
threshold, arbitration boards have not aborted their inquiry
when the simple arithmetic involved in that process does not
yield a sum of that magnitude, but rather have proceeded to
further examine the situation based upon the hours and days
worked by the employee.
In the instant case, the grievor taught more than
twelve hours per week at all material times. Thus, unlike the
St. Lawrence College case in which the ebbs and flows in Mr.
Nutley's workload made it difficult to determine the periods
during which he was working "full-time hours (more than twelve a
week)", the instant case involves a series of sessional
appointments which were indisputably "full-time". Thus, this
case does not involve a "constantly-fluctuating kind of
relationship" of the type which led arbitrator Mitchnick to
conclude that, on the facts before him, the "15 day test" would
be "of little use as a blueprint", and that it should
accordingly be disregarded in that type of case. The instant
case is more analogous to Mohawk College, in which the grievor
(Daniel Sobczak) was employed as a full-time sessional employee
pursuant to a series of sessional appointments (running from
December 19, 1988 to March 31, 1989, April 1, 1989 to May 26,
1989, and July 24, 1989 to May 18, 1990, with Mr. Sobczak's
teaching of regular courses having been interrupted for periods
in October and November of 1989 as a result of a strike in the
academic unit). In that context, arbitrator Mitchnick concluded
that although adding the length of those contracts together was
"one way of calculating the 'part' months", "another even more
plausible way of dealing with the question" was to use the "15
day test", on the basis of the following reasoning:
We are mindful of the College's argument that Article 8.01 (b)
[now Article 27.02 B] does not strictly apply to sessionals,
who, so long as they remain so, are not covered by the main body
of the collective agreement. However, if one were to ask what
"rule of thumb" the parties in dealing with this issue of part-
month counting under Appendix III [now Appendix VIII] would most
likely contemplate as a reasonable method of doing so, it is
hard to ignore as a guide what is set out in Article 8.01 of
this very collective agreement. Using the 8.01 (b) method, the
only months that "count" are those with at least 15 days of
employment (which we take to be the meaning of days "completed"
or "worked", as the logical compromise method of "rounding" up
or down on a typical calendar month of 30 days, bearing in mind
also that what is being talked about are points part way in a
month where an employment period either commenced or ceased).
But at the same time, part months not otherwise counted at the
beginning and end of each period of employment are added
together to see if combined they equate to the mid- or cut-off
point of 15 days that would be the equivalent of at least one
month.
.rr0
We respectfully agree with that reasoning.
Although the absence of language such as that found in section
1(ii) and (iii) of Appendix VII makes it possible to interpret
the phrase "full month" in the manner advocated by College
counsel in her able submissions, adopting that approach would
give rise to the anomalous result that a full-time employee
attempting to attain regular (non-probationary) status through a
series of sessional appointments might have to serve a
considerably longer probationary period than a full-time
employee attempting to attain that status under Article 27. The
latter could complete a two-year probationary period by working
only 15 days per month in each of twenty-four calendar months
(in a 48 calendar month period). If the College's
interpretation of Appendix VIII is correct, a full-time
sessional employee who worked only 15 days per month in each of
twenty-four calendar months would, at most, be found to have
completed one-year of probation. Moreover, adopting the
College's interpretation of "full month" in the context of
Appendix VIII would presumably result in that disparate
treatment continuing even after the sessional employee had been
"converted" into a probationary employee by section 3 of the
Appendix, since the second sentence of section 3 provides that
the "balance of such an employee's probationary period shall be
12 full months of continuous or non-continuous accumulated
employment during the immediately following 24 calendar month
period" (emphasis added), and on the basis of the College's
approach the absence of an express clause (in Appendix VIII)
making the "15 day test" applicable in construing that phrase in
the context of that Appendix would logically require the phrase
"full months" in that sentence to be interpreted in the same
manner as in section 1 of that Appendix.
As noted by arbitrator Bendel in the Algonquin
College case (at page 22), there has been a general acceptance
by arbitration boards, and by the parties to the Agreement, of
the legitimacy of calculating the number of hours and days that
a sessional employee works in order to determine whether he or
she has passed the Appendix VIII threshold. Indeed, as
indicated above, in Seneca College and Ontario Public Service
Employees Union(Roy), unreported award dated February 10, 1988,
arbitrator Samuels applied the "15 day test" in determining
whether a full-time sessional employee had passed that threshold
because Seneca College and the Union agreed that the definition
of "full month" in the context of what is now Appendix VIII
(then Appendix III) was the one set out in what is now Article
27.02 B (then Article 8.01(b)). Although the parties are only
bound by that agreement for the purposes of that case, their
preparedness to so agree is reflective of the usefulness of that
test as a "rule of thumb" in interpreting the phrase "full
month", and is consistent with arbitrator Mitchnick's conclusion
that the negotiators of the Agreement most likely contemplated
that applying the "15 day test" would be a reasonable method of
dealing with the issue of part-month counting under what is now
Appendix VIII. For the foregoing reasons, we have
concluded that for the purpose of determining (under section 3
of Appendix VIII) whether a sessional employee has been
"continued in employment for more than the period set out
Appendix VIII, 1", "full months of ... non-continuous
accumulated employment" should be construed as including any
calendar month (within a 24 calendar month period) in which a
full-time employee appointed on a sessional basis completed
fifteen or more days worked.
In the instant case, it is common ground between
the parties that the grievor worked fifteen or more days in each
of the following twelve calendar months: March, April, May,
June, July, August, September, October, and November of 1996,
and January, February, and March of 1997. Thus, applying the
interpretation of "full month" described above results in our
finding her to have worked a "full month" as a full-time
sessional employee in each of those twelve calendar months. The
undisputed facts also indicate that the grievor worked thirteen
days in December of 1996. Those thirteen days are insufficient
to warrant a finding that she worked a "full month" in December
of 1996. However, section 3 does not require an employee to
have worked thirteen "full months" in order to be entitled to
"be considered as having completed the first year of the two
year probationary period". Section 3 grants that entitlement to
any sessional employee who "is continued in employment for more
than the period set out in Appendix VIII, 1" (emphasis added).
The fact that the grievor worked thirteen days in December of
1996 combined with the fact that she worked the aforementioned
twelve "full months" within the meaning of Appendix VIII
indicates that at the time of her termination, she had during
the period from March of 1996 to March 1997 (inclusive) worked a
total of twelve "full months" and thirteen days as a full-time
employee appointed on a sessional basis, which is thirteen days
"more than the period set out in Appendix VIII, 1" of "12 full
months of continuous or non-continuous accumulated employment in
a 24 calendar month period".
Accordingly, we find and hereby declare that, at
the time of her termination, the grievor was entitled by section
3 of Appendix VIII of the Agreement to be considered as having
completed the first year of the two year probationary period.
In accordance with the agreement of the parties,
we shall remain seised for the purpose of determining what
additional remedial relief, if any, should be awarded to the
grievor, in the event that the parties are unable to agree upon
that matter.
DATED at Burlington, Ontario this 15th day of May, 1998.
______________________________
Robert D. Howe
Chair
I concur.
"Sandra Nicholson"
Union Nominee