HomeMy WebLinkAbout1988-0042.Carruthers.89-03-02 ONTARIO EMPLOYES DE LA COURONNE
: CROWN EMPL 0 YE ES DE L 'ON TA RIO
GRIEYANCE C,OMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
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0042/88
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: OPSEU (T. Carruthers) Grievor
- and -
The Crown in Right of Ontarlo
(Ministry of Health) Employer
Before: R.J. Roberts Vice-Chairperson
L. Robblns Member
G. Mtlley Member
For the Grievor: M. Bevan
Grievance Offlcer
Ontario Pub/lc Service
Employees Union
For the Employer: 3. Vaj. r
Mathe~s, Dinsdale & Clark
Hearln(;s: 3u]¥ .'15 ar:(] December 8, ]988
AWARD
In the present case, the parties requested the panel to
determine a single threshold issue -- whether on December 3, 1987
the grievor requested to take time off on January 8, 1988 as
compensating leave under Article 19.04 of the Collective
Agreement. Article 19.04 reads as follows:
ARTICLE 19 - HOLIDAY PAYMENT
19,04 Any compensating leave accumulated under sections
19.02 and 19.3 may be taken off at a time mutually
agreed upon. Failing agreement, such time off may
be taken in conjunction with the employee's
vacation leave or regular day(a) off, if requested
one (1) month in advance.
For reasons which follow, we conclude that such a request, was
made on December 3, 1987 and remit the matter to the parties in
this posture for their further consideration,
According to the evidence, the Grievor worked as a
Psychiatric Nurses Aide at the Penetanguishene Mental Health
Centre operated by the Ministry. At the time of the grievance,
he worked on Ward 5, a Forensic Unit. This was a locked unit
which received the worst cases to reach the Mental Health Centre.
These cases included patients on remand, Lieutenant Governor's
warrants and patients who were aggressive by reason of withdrawal
from drugs, etc. The grievor worked on a ~0 hour per week
schedule with 12 hour shifss in a staggered rotation.
2
The griavor testified that on December 3, 1987, his
scheduled day off, he called his Supervisor, Mr. A. DuPuis, from
his home. The grievor said that he made it clear that he needed
January 8th off. According to the grievor Mr. DuPuis replied
that it did not seem to be a problem and he would get back to the
grievor.
The grievor further stated that when he telephoned, the
telephone was answered by one of the other staff members who
worked in the ward, Ms. Mary Craig. He said that he told her why
he was calling. Upon cross-examination the gr~evor added that
Ms. Craig put him on hold for a few minutes and then came back on
the telephone and said that she buzzed Mr. DuPuis but there Was
no answer. Ms. Craig then went to get Mr. DuPuis and the latter
came on the line at the nursing station. This indicated to him,
the grievor said, that Mary Craig would have overheard Mr.
DuPuis.
According to the grievor, the next time he talked to Mr.
DuPuis about his request was on December 10, 1987. He said that
on that ,day he was working the 3:00 to 11:00 p.m. shift and he
talked to Mr. Du?uis, who worked days, before the latter left the
premises. The grievor ~a~d, "I asked him if in fact I did have
the day off, if he had looked into it for me. He said that
because of the way in which the staffing was set up on January 8, I
3
should talk to the otb. er male staffer on the shift to see how he
felt about being the only male on duty that night."
The grievor said that when he did talk to the other male
staffer, the latter responded with alarm at the prospect of being
the only male on the shift. The grievor asked Ms. Craig if she
would switch her shift with him, and she said okay. Mr. DuPuis,
however, did not agree. The grievor said that Mr. DuPuis refused
to allow Ms. Craig to switch with him because she was not a male
staff member. Even at this time, the grievor said, Mr. DuPuis
did not make it clear whether he did or did not have January 8
off. The grievor said that he expected to hear from Mr~DuPuis
again but he did not.
By the time December 21 came around, the grievor testified,
he decided to press the issue. He went to Mr. D. Jackson, the
Area Supervisor and put his request in writing. On December 22,
Mr. Jackson rejected his requsst by signing his name in the
"rejected" space that was provided on the form submitted by the
grievor.
When the grievor received this rejection, he was unhappy.
He testified that as a Union Steward, he had a working knowledge
of the requirements of Article 19.04 of the Collective Agreement
and that, in his view, it meant that if one month or more in
advance, he requested to take compensating leave in conjunction
with a regular day off, the leave had to be granted regardless of
whether there was mutual agreement with his employer. He said
that in his telephone conversation with Mr. DuPuis on December 3,
he made Mr. DuPuis aware of this interpretation of Article 19.04.
Moreover, he said, the requested date of January 8, 1988 was in
conjunction with his.regular days off.
When questioned upon cross-examination as to why he did not
make a written request on December 3, the grievor indicated that
in his view, there was nothing in the Collective AGreement which
required the request to be in writing. He said that verbal
requests ~or time off were quite common and that he had made
uerbal requests for t~me off in advance before. The grievor
also referred to the fact that at the time he made the request,
he was at home. The grievor said that he waited until December
21 to file a written request because up until that time he
assumed that Mr. DuPuis would get back to him but he did not.
Ms. Mary Craig testified that on December 3, the grievor
telephoned in and asked to speak to Mr. DuPuis. She stated that
the grievor said he was telephoning to ask for a statmtory ~ay in
January. According to Ms. Craig, she then asked the grievor to
hold the line and went and found Mr. DuPuis'. When Mr. DuPuis
came to the telephone, she said, she was sitting at the desk.
She heard Mr. DuPuis say , "Sure, that should be no problem, I'll
get back to you." She said that she could not hear the grievor.
Ms. Craig further testified that on December 10, 1955, she
and the ~rie~or met up With Mr. DuPuis in the office behind the
nursing station. She placed %he time of this meeting at about
2:00 p.m., and certainly before 3:00 p.m. On that day, Ms. Craig
said, she was working on the 7:00 a.m. to 3:00 p.m. shift and
that the grievor was also working on this shift.
According to Ms, Craig, when the grievor asked Mr. DuPuis
about time off on January 8, Mr. DuPuis replied that the grievor
was the second male on the night shift. She said that she
offered to switch shifts with the grievor so that he could have
January 8 off but Mr. DuPuis told the ~rievor to check with the
other man scheduled to be on the night shift that day to see how
he felt about working like that. She added that Mr. DuPuis told
her that she could not switch with the grievor because she was
not a man.
On cross-examination, Ms. Craig insisted that it was not
possible that the foregoing conversation could have taken place
on a date other than December 10. She also stated %hat she had
never requested compensating time off over the telephone. When
questioned regarding a policy that all requests for compensating
time off be in writing, Ms. Craig stated that this policy came
into effect at the end of January, i988, al[er [he grievance had
been fi]ed. Thi. s was when a memorandum wen~ up ~)n [h~' bu]](~tin board.
6
When asked by a member of the panel for clarification of one
aspect of her testimony, Ms. Craig stated that on nights in Ward
5, the minimum staffing level was 3 psychiatric nurses aides. At
the time of the Grievance, the schedule was drawn so that there
were always two males and one female in this complement.
Mr. DuPuis testified that he could not recall the grievor
contacting him by telephone on December 3, 1987 regarding 'taking
January 8, 1988 as compensating time off. In fact, he said, he
could not recall the grievor ever contacting him by telephone to
request compensating time off when the requested day was one
month in the future.
As to the conversation that allegedly occurred on December
10, Mr. DuPuis stated that this must have occurred on December 11
because that was the only day upon which he and the grievor were
on-shift at the same time. Mr. DuPuis said that as he was just
leaving the staff room, the grievor came over with the time sheet
to talk about taking January 8 off. AccordinG to Mr. DuPuis, the
grievor said he was thinking of taking this day off and he, Mr.
DuPuis, looked at it and advised the Grievor that if he took that
day off it would leave only one male on nights. He advised the
grievor to contact this other male staffer to see if he would
mind working alone or find out if a switch could be made with
another male for that shift. After that, Mr. DuPuis said, the
7
grievor never came back to him. He said at that point he did not
consider the grievor's remarks to constitute a request for taking
compensating time off on January 8.
Referring to .the time sheets for the relevant days, Mr.
DuPuis said that the conversation could not have taken place on
December 10 because on that day the grievor was on the 3:00 to
11:00 P.m. shift.while he was on the ~ay shift. Further, Mr.
DuPuis stated, the record showed that he was at work from only
$:00 a.m. to 1:00 p.m. on that day. He took the remaining 3
hours of the shift as compensating time off. According to Mr.
DuPuis he left the building at 1:00 p.m.
On the other hand, Mr. DuPuis added, on December 11 the
grievor worked the 11:00 to 11:00 shift, which shared a five
hour overlap with his own 8:00 am. To 4:00 p.m. shift. As a
result, he said, December 11 was the only time that would have
been available in which to discuss compensating time off with the
grievor. He said that he recalled that the grievor was on duty
when he discussed compensating time off with him.
When cross-examined regarding the possibility of a telephone
request from the grievor on December 3, Mr. DuPuis said that he
did not recall any conversation li. ke that with the grievor. He
said that he would not deny it 100% but he did not recall getting
a telephone call from the grievor and telling him that he would
8
Get back to him. When pressed further, Mr. DuPuis indicated that
he was positive that such a telephone call never took place.
As to the conversation on December 11, Mr. DuPuis said that
the grievor did not say that he was taking January 8 off. He
said that he was not left with the feeling that the grievor
intended to take it off for sure. Moreover, Mr. DuPuis stated,
the grievor did not make any reference to a previous request
having been made on December 3. He .said that he could not recall
if Mary Craig was there. He had no recollection of Mary Craig
saying that she would work the grievor's shift and responding to
her that she could not because she was not male. He said it was
possible that it could have happened and that he might hive
responded in that way. He said that he probably would not have
altowed her to switch but would have tried to get another male.
In this regard, he indicated that because of the nature of the
patients in Ward 5, it was considered to be safer to always have
at least two males on the night shift.
Mr. DuPuis also testified that because the work schedule up
to and including January 8, 1988 would have been posted around
November 27, 1987, he would not have had any authority to grant a
request for compensating time off for the griever for that day on
December 3. He said that his authority to grant compensating
time off terminated with the posting of the schedule.
Thereafter, that authority belonged to Mr. Martin Gignac, who
9
worked in the nursing office and looked after all the time
sheets, days off for staff, etc. He indicated that this fact
would have been known to the grievor.
Mr. Du?uis also gave testimony regarding the following
letter which was in reply to the grievance leading to the present
arbitration:
TO: MR. TERRY CARRUTHERS
P .N.A. 2
Ward 5
FROM: Mr. Alvin DUPUIS
Ward 5 Supervisor
Grievance dated January 8th, 1988
In response to your grievance dated January 8th, 1988
alleging a violation of Article 19, please be advised that
the_re has been no violation of the Collective Agreement,
therefore your grievance is denied.
On December 3, 1987, you requested compensating leave
accumulated under Article 19.2 and 19.3 to be taken off on
January 8th, 1988. I reviewed your request and was unable
to grant it due to:
1. the operational requirements of the Nursing
Department on the n~ght shift as forecast for
January 8th, 1988;
2. the minimum staffing levels on all wards of the
Mental Health Centre due to holiday scheduling;
3. the ongoing practice of never lowerin~ male
staffing levels below 2 on ward 5.
In addition, according to Article 19.4, when an employee and
employer are unable to mutually agree upon a time for
accumulated leave to be taken off, the employee then has the
opportunity to request his leave one month in advance and
10
have it ~ approved. You failed to comply with the
requirements ~f the Collective Agreement.
Mr. Alvin DuPuis
Ward 5 Supervisor
When asked on direct examination why he referred to a request for
compensating leave made by the grievor on December 3, 1987, Mr.
DuPuis said that there was a typographic error. He intended to
say December 23. Mr. DuPuis added that if the request had been
ma~e on December 3, i.e., more than one month before January 8,
he would not have included the last sentence in the letter. This
sentence referred to the ~ailure of the grievor to request
compensating t~me off for January 8 one month in advance after
failure to mutually agree with the employer.
Upon cross-examination, however, Mr. DuPuis admitted that
while he signed this letter he did not compose it. He said it
that it was composed by Mr. D. Jackson, the Area Supervisor of
the Nursing Department, and he only signed it because the
Collective Agreement required the supervisor to be the one to
answer a grievance at the first step. He then hesitatingly
admitted that he was not responsible for the contents of the
letter and had to agree that this admission would cancel his
testimony upon direct regarding his alleged motivation for
including the last sentence in the letter.
11
Mr. Jackson testified that prior to the current Collective
Agreement, which apparently was the first to include the "one
month in advance" proviso in Article 19.4, he routinely rejected
requests for compensating time off which were made after the
schedule was posted but more than one month prior to the
requested date. He said that this was because of the need to
staff a unit safely. After the time sheet was posted, he said,
the department did not have a pool of part-time' staff to draw
from. As a result, to grant a request for compensating time off
after the posting of the schedule, the department would have to
change the shifts of people or call in employees on overtime.
For this reason, he said, if the time sheet had been posted by
December 3, the grievor probably would not have got January 8 off
even if he had asked for it more than one month in advance.
Turning to the written request which the grievor had
submitted on December 21, Mr. Jackson said that he turned it down
on December 22, the same day upon which he received it. It was
apparently brought to him by Mr. Martin Gignac, who found it on
his desk. The two men discussed the request and rejected it.
After that, Mr. Jackson said, he did not hear from the grievor -
until he received a first stage grievance in January.
When his attention was directed to the apparent practice at
the time of always ensuring that two of the three psychiatric
nurses aides on the night shift were male, Mr. Jackson referred
12
to the dangerous natur~ of the patients and the fact that at the
time of the grievance, Ward 5 had the highest incidence of
incidents in the system. This meant, he said, that it was a
demanding unit to work on, with the'possibili%] of having to use
a physical or chemical restraint being much greater than in the
rest of the Hospital.
Expanding upon this, he said that the use of physical
restraint likely would have been a daily occurrence on Ward 5 at
the time of the grievance. It was not thought to be safe for the
staff or the patients, he said, to ever have just one male s~aff
on Ward 5. In his experience, Mr. Jackson added, it was nearly
always the case that the male staff were the ones who did ~he
restraining. While the female staff received the same pay rates
and crisis intervention training as the males, he said, his
strong impression was that the male staff would want another male
with him when going in to restrain a patient. Turning to the
written response to the grievance at hand, Mr. Jackson stated
that he did draft this, and after he had showed it to Mr. DuPuis
and discussed it with him, the latter signed it.
As to th~ reference to a request by the grievor for
compensating leave on December 3, Mr. Jackson t~stified that this
was a "typo", that the date should have been December 23. When
Dressed upon cross-examination as to the significance of December
23, Mr. Jackson encountered some difficulty in explaining. He
13
agreed that he rejected the grievor's written request on December
22 and the latter was submitted on December 21. He said, "I
don't know why I wrote December 23 on the letter as opposed to
December 21 or 22."
Considering the divergence in the testimony of the foregoing
witnesses, it seems that the only issue to be resolved by the
panel is one of credibility. In determining this issue, we find
helpful the following observation of Schroeder J.A. in Phillips
v. Ford Motor Co. of Canada Ltd. (1971), 18 D.L.R. (3d) 641,
649-50 {Ont. C..A.):
~ Cma< ot Ai~a~ in F=q~
"If. n ~ J~'s ~ of ~ty
~,I~O.W.N.~ A~by ~ ~r ~ e~nve~
~ --~ of ~ ~ ~
~ ~, ~ of ~ ~wd ~M ~ in ~ ~f-~
~th ~ sepp~on of the t~th.
For t ~ J~ ~ ~ '~ ~e~e
~ t~', ~ ~ ~ ~ i ~ion on ~ide~tion of only ~f t~ I
p~Mm. In ~ it ~y ~ily ~ ~lf~ion
~ trial Judg~ ought ~ go fur.~ar and -.y
.rmoau fo~ tht ~. The hw do~ not clot. he
of App,ml m~mt bm ma~ied that tim wtal Judge*~ finding
In determining credibility, it is not only important to assess
the demeanour of the witness on the stand but also his or her
opportunities for knowledge, powers of observation, judgment and
memory, ability to describe clearly what was seen or heard, and
any other relevant factors such as the potential interest of the
witness in the outcome.
While there were frailties in the testimony of all of the
witnesses who appeared in this case, it seems to us that
consideration of the foregoing factorsbmust lead us to prefer the
evidence of the grievor and Ms. Craig over that of Mr. Du?uis
regarding the making of a request by telephone on December 3,
1987. In his testimony, the grievor clearly recalled the details
o~ this conversation. Ms, Craig, who was not shown to be
anything but a disinterested witness, confirmed receiving such a
telephone call from the grievor and recalled the grievor's
statement to her that he was telephoning Zn to ask for a
statutory day in January. Moreover, while there was some
uncertainty in the evidence as to whether the second conversation
with Mr. DuPuis occurred on December 10 o~ 11, Miss Craig
substantially corroborated the grievor's version of events.
Mr. DuPuis, on the other hand, tended to have difficulties
with his recollection. On direct examination he initially said
that he could not recall receiving such a telephone call from the
15
grievor. Later, on cross-examination, he vacillated, saying that
he would not deny the telephone call 100% bu~ then later he
opined that he would say that. it never took place, that he was
positive it never'took place.
Likewise, when it came to the subsequent meeting, Mr. DuPuis
could only recall the presence of the grievor and his suggestion
that the grievor check with the other male staff member scheduled
to work on the evening shift of January 8. He did not recall the
presence of Ms. Craig, nor did he recall refusing her offer to
switch shifts with the grievor.
We also consider the reference in the first-step reply~to
the grievor's requesting compensating leave on December 3, 1987,
This seems to provide more than a grain of confirmation of' the
fact that such a request was made on that date. It is difficult
for us to credit with much weight the explanations of Messrs.
Jackson and DuPuis that this was a typographical error and should
have been December 23.' Mr. Jackson, who drafted the letter, had
to concede on cross-examination that in the entire sequence of
events, D~cember 23 had no significance whatever. Moreover, we
express some concern about the testimony on_ direct examination of
Mr. DuPuis regarding hi~ motivation in drafting-the final part of
this letter when, in fact, it was shown to have been drafted by
Mr. Jackson.
16
Further, the panel does not consider the closin~ ~aragraDh
of the above letter to be at all inconsistent with the
acknowledgment of a request having been made on December 3. The
closing lines of this letter read to us as if the employer
understood Article 19.4 as requiring a second request for time
off to be made after failure to mutually agree, with the second
request still being required to be made one month in advance of
the requested date. We make no comment concerning the soundness
of such au interpretation of Article 19.04.
Finally, concluding that the grievor made a request on
December 3, 1987, more than one month in advance of January 8,
but after the posting of the schedule, seems to be consistent
with what actually occurred in this case. In his testimony,
particularly upon cross-examination, Mr. Jackson left no doubt
that under the practice that then existed the grievor's request
would have been routinely denied by virtue of difficulties in
rearran~in~ staffin~ after the Dostin~ of the schedule and/or the
unattractiveness of paying overtime.
In light of the foregoing considerations, it is the
declaration of the Board that the grievor requested time off for
January 8, 1988, in a telephone call to Mr.DuPuis on December 3,
1987. We further declare that this was a proper request. There
was no evidence to indicate that this request was made through
improper channels. There was no policy forbidding telephone
17
requests. While to the grievor's knowledge, Mr. Jackson might
have had a final say, the evidence left little doubt that the
request was to be initiated with Mr. DuPuis. Mr. DuPuis even
tended to confirm this fact in his own testimony, when he agreed
that on December 10 or 1i, long after the schedule had been
posted, he discussed with the grievor the staffing problem that
he saw in the grievor taking time off on January 8. He did not
refer to the ~rievor to Mr. Gignac or Mr. Jackson. And further
to this final point, there was nothing in Mr. Jackson's testimony
to indicate that after the schedule was posted it would have been
improper to initiate with Mr. DuPuis a request for compensating
time off.
The matter is remitted to the parties in this posture for
their further consideration.
DATED at London, Ontario, this 9. nd day of March
1989.
S, Vi¢o~ Chairp,rson