HomeMy WebLinkAbout1988-0183.Edmondson.90-07-10 ONTAR/O EMPI. OY~S DE LA COURONNE
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[83/88
IN THE HATTER OF AN A~BITRATION
Under
THE CROTON E~PLOYEE$ COLLECTIIFE BARGAINING ACT
Before
THE G~IEVANCE SETTLEmenT BOAi~D
BETWEEN
OPSEU(Edmondson/Sween~y/Isherwood)
: Grievor
- and -
The Crown in R~ght of Ontario
(Ministry of the Solicitor'General)
Employe~
- and -
BEFORE: M. Watters Vice-Chairperson
M. Lyons ~ember
W. Lobraico Member
FOR THE L. Rothstein
GRIE~OR: Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE C. White
EMPLOYER Counsel
Hicks Morley Hamilton Stewart
and Storie
Barristers & Solicitors
HEARING: May ~8, 19~9
June 21, 198'9
September 29, 1989
This proceeding arises from the grievances of Rs. Rosemary
Edmondson, Mr; Paul Sweeney, and Hr, Dougl&s Zsher~ood ali dated
March 29, 1988. At ~he time of filing, the. first two (2) of
these 9r~evor$ were employed as Firearms and Toolmark Examiner
Trainees a~ the Centre of Forensic Sciences in Toronto, Ontario.
The lash grievor, Nr. Zsherwood, was e~p~oyed at ~he sa~e
tocab~on as a Documen~ Examiner Trainee. Al~ of the grievors
~ere then c~assif~ed as Forensic Analyst'1 (F.A.~).
Subsequently, ~hey were each reclassified to Forens'i¢ Analys~ 2
(F.A.2), The effective da~e of ~he reclassification ~as December
1, t988 in the rase of ~s. £dmondson; April 1, 1989 in ~he case
of Nr.' S~eeney; and lastly, Nay 1, 1989 in respect
Zsherwood. AIl of ~he 9rievors c~aimed ~hat ~hey h~d been
performing ~he duties of ~he h~gher c~assification prior ~o the
filing of the grievances. They ~herefore asked for compensation
up ~o ~he da~e of ~he ac~ua] reclassification.
The Centre of Forensic S¢i. ences provides services
official investigatory agencies ~i~hin ~he Province of Ontario.
Zt is presently directed by Mr. D, Lucss. The Centre employs
%ota~ s~af¢ of one hundred and bwen~y (120) persons ~ho are
divided into six (8) func~ion~ areas, including both a Firearms
and a Documents section. Generaily, Firearms and Too~mark
Examiners examine ~ems such as bu~ets, cartridges, ca~ridg'e
cases, clo~hing,-tissue, firearms, tools and ~oolmarks for
purposes of court proceedings. A number of tests may be
1
performed in respect of these items through the use of various
pieces of technical equipment. Similarly, a Document Examiner
studies handwriting, printing, indented writing, alterations,
obliterations, inks, papers, check protectors and photocopies for
the same purpose. Both types of Examiners ultimately prepare
written reports containing their conclusions arising from
specific examinations undertaken. It is their further
responsibility to attend in court as an expert witness.to defend
their findings should such be required i-n a given case.
Attached to this Award as Schedule 'A' are the class
standards for the Forensic Analyst series. These standards were
effective as of February, 1988. They encompass'employees
performing tasks at the Forensic Analyst 1, 2, and 3 levels. The
Forensic Analyst 1 standard applies to those employees undergoing
training in forensic examination and analysis. It also applies
to those "positions of junior working level analyst regularly
assigned to participate in forensic examination and analysis
under close supervis'ion." It is readily apparen't that this case
does not involve grievors at the junior working level. Those
parts of the class standards relating thereto are, therefore,
inapplicable. The Forensic Analyst 2 standard relates to the
working level positions of employees carr.ying out forensic
examination and analysis. The Forensic Analyst 2 standard is
restricted to those working a= a more senior level. As noted
earlier, bhis Board is called upon to 'determine whether these
2
grievors were more properly classified as Forensic Analyst ? or
Forensic Analyst 2 as at the date of the grievances.
A considerable amount of evidence was presented during
four (4) days of hearings. Zt is unnecessary to reproduce all of
this evidence for purposes of this award. Zndeed, by the
conclusion of the proceedings, the parties-seemed to agree that
there were few differences between them of'a purely factual
nature. The evidence submitted by ~he Union may be summarized as
follows: I
(i) Ms. Edmondson'and Mr. Sweeney commenced employment at the
Centre on December 1, 1986. Mr. Zsherwood started in the month
of August, ~985. All were then advised that they would be
involved in a'training period of approximately two (2) years.
They were also advised that reclassification to the F.A.2 level
would be contingent on the successful completion of a ~raining
-- program including both general and technical components, The
grievors were further informed of the need to complete a research
project, of which more will be said below, within this initial
period. In this regard, %hey were all provided with a Syllabus
which outlined the various subject areas to be covered within the
training period.
(ii)' Ms. Edmondson and Mr. Sweeney never' formally completed
all of the sec%ions in the training Syllabus. Nor were they
· given a formal examination as contemplated therein. This failure
did not impede their reclassification to ~he F.A.2 level.
3
Indeed, it. is our' assessment that their supervissr, Mr. Finn
Nielsen, concluded such was unnecessary given the broad range o¢
duties which they had previously completed. Mr. Zsherwood
finished both parts of his understudy training by July, 1986.
(iii) All of the grievors were initially subject to close
supervision. Ms. Edmondson testified that %his was first
provided by Mr. Samuel Barbetta, a F.A.3. She was placed in his
office at the commencement of her employment. He would gene;'~ally
monitor and review her work on the various cases'assigned. While
Ms. Edmondson would prepare the investigative report, the
document would ultimately be signed by Mr. Barbetta. He would
also testify in court on its contents should expert testimony be
needed'. Zn May, 1987, this grievor.was transferred to. the office
ef another F.A. 3, Mr, Robert Simpson. This gentleman provided
supervision similar to that which had previously been given by
Mr. Barbetta. It was the grievor's evidence that she was
responsible for her own cases shortly after the transfer. She
recollected that Mr. Simpson served as a technical advisor and
that he reviewed her. reports f~r "a few months". This type of
review ceased in approximately September, 1987 unless she
requested same, Ms. Edmondson stated that Mr. Simpson did not
review her work in detail after tha~ date although he did remain
available to answer any questions she might have. It was her
fur%her evidence that, thereafter, Mr. Nielson rev awed her
reports for errors in grammar, spelling and ~echnical language
much like he did for other F.A.2's and F.A.3's. Mr, Nielsen did
not otherwise directly supervise her work, Ms. Edmondson
asserted she had total accountabil, ity for her cases as of
Becember, 1987 in the sense that she undertook all of the exams,
determined the appropriate conclusions, and wrote and'signed the
reports. She stated that this level of supervision did not
change after she became an F.A.2 in December, 1988.
Mr. Sweeney also received close supervision from Mr. Simpson
in the period December, 1986 to Nay, 1987. His description 'of
the supervjision received was similar to that provided by Ms.
Edmondson. It was this 9rievor's evidence.that he was
accountable for all of his cases after May, 1987. From that
point on, h~ was responsible for the 9reparation and sigh'lng of
the reports. Mr. Sweeney conceded that he would still consult
with both Mr. Simpson and Mr. 8arbetta, He likened t~i~ to a
s~tuation of a discussion between colleagues in contrast to a
form of strict supervision. Mr. Sweeney also stated that Mr.
Nielsen reviewed his reports. He indicated that the form of the
review, which was of an editorial nature, did not change once he
Pecame a F.A.2,
Mr. Zsherwood received close supervision from Mr. G. de la
'Durantaye, a F.A. 3, from the commencement of his'employment to
August, 1986. Zn this period, Mr. de la Durantaye would give him
straight forward cases to examine and write up. Mr. Zsherwood's'
efforts would then be reviewed by Mr. de la Durantaye. This
5
gentlemsn remained responsib}e for the actual preparation and
signing of ~he reports. It was the g¢ievor's evidence that the
assignments became progressively more comp]ex. He stated f'urt~er
that he assumed accountability for writing and signing reports on
a full-time basis in April, 1987. Mr. Zsherwood described the
supervision received as o¢ March, 1988 as being general
nature. I% was his assessment that i% d~d nob change materially
upon %he reclassification to F,A.2,
(iv) All of the grievors had tendered expert evidence in
court prior to the date of the grievances, Ms. Edmondson twice
testified in court in the month of December, 1987. She had also
been subpoenaed but was not required %o give evidence on other
occasions. The initial two (2) court appearances related to non-
complex mat%ers. Ms, 5dmondson described her case load, as of
December, 1987, as varied in terms of the degree of complexity.
She conceded, however, that the ma3o¢ity of cases were of t~e
simp]er variety including those relating to firearms
identification, tool marks, and ~e~ial number restoratioa.
Nevertheless, she noted that she had been assigned a more complex
case in November, 1987. The issue ~n that instance arose from a
charge of attempted murder. Her work in respect of same
ultimately required her to testify in court in July, 1988.
Mr. Sweeney had also testified in court on two (2) occasions
as of the date of his grievance. Additionally, he too had been
subpoenaed in cases where his testimony subsequently p~oved
6
unnecessary. In his estimation, these cases were of tim~ted
complexity. As of the date of his grievance, Mr. Zsherwood had
given expert evidence in court on seven (7) occasions. At that
juncture, he had received a total of'fourteen (14} subpoenas. He
testified that his caseload reflected a wide range of complexity
from the very simple to the very complex.
It was conceded by ~he Employer in i5s opening statement
that "as at the filing of the grievances, the grievors had signed
off their own reports and had appeared in court as expert
witnesses.
(v) All of the grievor's discussed their classification
with their supervisqrs in early 1988. in January, 1988 both
Edmondson and Mr. Sweeney advised Mr. Nielsen that they'believed
they should be reclassified to t~e F.A;2 level. In both
instances, Mr. Nielsen indicated that he would "look into" their
claim. Shortly thereafter, Ms. Edmondston was informed that she
was properly classified. Mr. Nielsen premised this opinion on
the training period being two (2) years in duration And on the
fact Shat she Bad not completed her research project.' Hr.
Sweeney's request for reclassification was also declined for
similar reasons, in February, 1988, Mr. Isherwood had an
identical discussion with his supervisor, Mr. G.' Dawson. He was
told that a research project had to be completed before he would
be eligible for reclassification. 14r. Isherwood testified that
Mr. Dawson then stated, "Doug, you are doing the job, you should
7
get more money, just get me a research project.", In this regard,
we note the followin9 comment found'in Mr. Isherwood's
Performance appraisal dated February 9, t988: "Capable Document
Examiner who should be promoted ~o Forensic Analyst II when he
completes his research project" (exhibit '10', paragraph 9).
(vi) The grievors all eventually completed an independent
research project. Ms. Edmondson's pro3ec~ was submitted to the
Director for approval in December, 1988. It was approved the
next month retroactive to December 1, 1988. Ms. Edmondson, as
noted above, was reclassified to F.A.2 effective that same date.
Mr. Sweeney's project was approved in April, 1989.. He was
reclassified to F.A.2 as of April 1, 1989. Lastly, Mr,
Isherwood's project'was approved in May, 1989. His
reclassification was effective May 1, 198g.
Mr. Lucas described the training progham provided at the
Centre, He testified ~hat it. has both general and operational..
components. With respect to the former, the'trainees are exposed
to areas such as onganization of the government, the court
system, history of forensic science, rules of evi'dence and the
"art of witnessmanship." With respect to the Tatter, the
trainees are assigned readings on technical subjects and are
given an opportunity, to assist more experienced analysts with
their cases on an understudy :basis. This training also. inc}udes
a mock court program. Mr. Lucas stated t~at the program takes
approximately ~wo (2) years to complete although he acknowledged
that it could take either more or less~time to finish. He noted
that the R.C.M.P. and several jurisdictions in the United States
of America have similar.programs of the same duration. Mr. Lucas
¢n his evidence al§o sought to distinguish Detween a F.A.1 and
F.A.2, In his estimation, F.A.1's do cases "to build up their
experience." In contrast, the F,A.2 should be able to perform
the responsibilities assigned with little or no supervision. Mr.
Luoas expected that an analyst at the second level should be able
to attend court on an independent basis to defend their findings.
Lastly, he testified that an independent research project had to
be completed in order to proceed to F.A.2. It was his judgement
that this task was an integral part of the training progr'am.
From his perspective, 'an employee who had not completed the
~ssignment would not have satisfied the prerequisites of such
program. Mr, Lucas stressed that the project had to be one of ,
· independent research which would add to the knowledge available
in the field. A search or review of existing literature would
not meet that expectation.
Mr. Nielsen testified that Ms. Edmondeon and Mr, Sweeney
were not_reclassified during their second year at the Centre
because their projects were then incomplete. He further skated
that the train-lng was for a period of two (2) years which he
seemed to consider as mandatory. Mr. Nielsen conceded ~hat he
would have reclassified Ms, Edmondson earlier had the appropriate
mechanism existed to do so. He stated that he would not tqave
9
done so in the case of Mr. Sweeney as he believed'that grievor
needed to improve his written skills. Mr. Nielsen expressed the
opinion tha~'a F.A.1 in their second year could perform the
duties of a F.A,2 except for the more complex and high profile
cases, He also testified that a F.A,1 would receive less
supervision during their second year.
Mr. Dawson was also of the view that the training program
was for a two (2) year period and that a research project had to
be completed within that time. It was his evidence that a F.A.1
would be assigned simpler cases and would be subject to close
supervision. Mr. Dawson stated that the sole reason for Mr,
Isherwood remaining at the F,A.1 level as of March,.1988 was. that
he had not then completeU the necessary'research project.
Counsel in this case elected to file written argument wi~h
the @card. Attached hereto as Schedules 'B', 'C' and 'D' are the
Submissions of The Union And The Grievors,. the Submissions of,The
Employer, and the Reply Submissions of The Union And The --'
Grievors, respectively., We appreciate the efforts of counsel in
addressing the ca-tested issues in a c~ear and concise manner.
The Board agrees with the Union'that reclassification could
not be withheld on the ground that a F.A.1 had to complebe two
(2) years of training. The current class standards do not make
reference ~o a minimum period of training. In this sense, they
10
are unlike the former class standards which did specify that a
F.A.1 would undergo training "for a minimum period of 'bwo years."
Mr. Lucas recognized that progression to the second level was not
dependent on the completion of two (2) years of training. As
stated previously, he testified that the training could be
concluded in le'ss than two (2) years. To the extent that Mr.
Nielsen and Mr. Dawson believed a two (2) year program was
mandatory, they were in error. We have not been persuaded th&b
the practice in other jurisdictions should be accorded any 'weight
in these proceedings.
The Board also accepts the submissiUns of the Union found in
paragraphs 15 (a),(b), and ¢c) of Schedule 'B' and in paragraphs
5 (a),(b), and (c) o¢ Schedule 'O'. Simply put, we agree that
t~e'independent research project requirement is inconsistent with
the F.A.1 class standards. In addition to the reasons cited by
the Union, we note that "participating in approved research
programs to improve existing procedures or develop new ones "is
reserved for analysts at the working levels. Similarly, ~he
class standards require the F.A,2 and F.A.3 to possess" research
skills to participate in developmental work iQ area of
speciality." This skill is not demanded of the F.A.1.
The Board has been persuaded that the primary, if ~ot sole,
reason for the Employer's reluctance to reclassify the grievors
at an earlier date was because they had not completed their
independent r,esearch projects, %his conclusion flows directly
from the evidence of Mr. Lucas, Mr. Nielsen and Mr. Dawson. Each
of these witnesses clearly believed that reclassification could
not occur until the project had been submitted and approved. The
timing of the actual reclassification was consistent with that
belief. In each instance, the grievors were reclassified to
F.A.2 contemporaneously with the acceptance of their completed
project. In view of our finding that the independent research
project requirement was inconsistent with the F.A.~ class
standards, it is the Board's ultimate jumdgment that the Employer
improperly used this criteria in its determination as to when a
trainee should be reclassified to'the working level.
The Employer, in paragraph 3 of Schedule 'C', agreed that if
we should find the grievors were performing the work of a F.A.2
at the time of the grievances, then the non-completion of the
research project could not, in and of itself, act as a.bar to
their reclassification. The Board accepts that reasoning as, in
our judgment, the threshold issue is whether.the 9rievors were
performing the tasks of the higher level as of the date of the
grievances. After considering all of the evidence, in the
context of the present class standards, we conclude %hat the
grievors were performing the work of F.A.2's at. the time material
to this proceeding. We have reached this conclusion for the
following reasons:
~2
(i) It was undisputed that these grievors were accountable
for their cases and were responsible for' the provision of expert
evidence in court in respect of same. While we accept that
exposure to such tasks could serve as a valuable educational
methodology, we are satisfied that their performance went well
beyond the training objective. Indeed, with some limitpd
exception, we think that these grievors were acting at the
working level. It is apparent from a reading of page 5 of
Schedule 'A' that the F.A.1 classification relates to "employees
undergoing training in forensic examination and analysis ..... ".
Further, Ohe description of that level states, "These employees
are not assigned accountability for casework or provision of
expert testimony in courts of law." We interpret this latter
restriction as applying to both the trainee ann those at the
junior working level. Had that not been the intent, we believe
that the restriction would have been clearly limited to those a%
the junior working' level. In contrast, the description of the
F.A.2 level states, interalia, ~hat it encompasses "employees
carrying out forensic exEminatio~s and analyses, in an area (s)
of specialization on a variety of cases, prov'iding expert
testimony in courts of law ....... ". This d'istinction between
structured training and the working level is further reinforced
on pages 6 and 7 of the class standards. In the final analysis,
the Board has been persuaded that each of %he 9rievors had
progressed beyond the F.A.1 level and were. in fact acting as
F.A.2'S by the date of the grievances. We were not persuaded
~3
that the nature and content of the tasks assigned to the grievors
were s'impler, in a material sense, than those assigned to a
F.A.2. Our finding is supported by the evidence o¢ the grievofs
that theic assignments did not change significantly upon their
reclassification. We also note that the grievors were not
actively involved in working through the Tr-aining Syllabus as of
March, 1988. Nothing was completed therein after that date.
(ii) The Board finds, on the evidence, that the grievors
were subject to general, as opposed to close, s~pervision as
the date o¢ the grievances. It is clear that each of the
trainees did receive close supervision from F.A.3's for varying
periods of time 'after they commenced work at the Centre. We are
satisfied, however, that this was replaced by more general
supervision well before March, 1988. Zn summary, we find that
the supervision then received was more in accord with that
contemplated by the F.A.2 class standard. Such standard states
that, "Work is performed under general supervision, wsth access
to more senior analysts for technical advice, as required.
For all of the above reasons, the Board finds that Ms.
Edmondson, Hr. Sweeney and Mr. Zsherwood were all improperly
classified as at March 29', 1988. We order that they be
reclassified to Forensic Analysts 2 as of that month. The Board
cannot find reason to extend retroactivity beyond the normal
twenty (20) day period referred to in article 27.2.1 of the
collective agreement. We will remain seized fo'r' purposes of
14
resofvin9 any difficulties which may arise in the implementation
of this award,
During the course of the hearing, this Board had a tour of
the Centre of Forensic 'Sciences. We were most impressed with the
professionalism and commitment of all of the staff with whom we
came in contact, including al! of the wi%nesses to %he instant
dispute.
The grievances are accordingly allowed.
Dated a% Toronto ,Ontario this t0th day of July ,1990.
M.V Wat%~rs, Vice-Chairperson
/
~ M. Lyons, Member
15
Schedule 'k'
"; ~ C~,d CLASS STANDARDS
S~vice
COmmission
,' i
Cate~ow Group PREAMBLE
TECHN2CAL SERVICES TS-06~ SCIENTIFIC SUPr~ORT
,Series Class Code
FORENSZC ANALYST 61800 - 04
ANALYST 1-3
The Forensic Allalys~ series covers the york of employees who, within the
s~a~a~s for 6ontinui~y of evidence, security and identification estab-
lithe4 by the ~Zs, ~es of evidence, the scientific pro~ession and
ou~ ~ien~fi~ ~~tion an~+analysis of a wide variety of objects and
~i~s ~ in~e~e~in~ results in order =o 4ete~ine fac~s, es~bl'ish
id~=lfi~ion ~ fo~late the'~sis '~or zxpert6~inion. ~ese emina-
~ ~ ~l~s ~cl~e ~ scientific and technical applica=ions (e.g.
~Z~ees at or ~ ~e ~rking level are r~ir~ ~o present sU~rt,
~~et ~ def~d ~e~r findings in a court of law.
~ee~ ~ly ~rfo~ a range of duties associa%ed with one or
of ~e foll~ing ar~s of s~cialization:
- the ~*w4~Cion and 'analysis of all cy~s of d~nCs, the nature
or auto,icily of which is being questioned, including analysis
of ~iting, Cy~face, print, ~r and ink;
-~e ~~=ion and analysis of all ty~s of firea~s, a~nitions
~ ~nen~s and.~tentially'dangerous ~a~ns and ~ls;
- ~e ~ysical ~cching, com~rison and analysis of a wide variety
obj,%s, ~%erials or pieces of fra~enc~ articles, of obs~r~
.identifying ~rks such as oblitera=~ serial numbers, or of other
~rks or impressions such as Cite ~rks, through the use of photo
~lysis, chemist~, e=c.;
- ~e detection retrieval, examination, identification and classifi-
. cation of fingerprints for evidential value;
- the recording,-collecCion, examination, analysis, identification
and interpretation of scene-of-crime .evidence.
Res~nsibilities of ~itions at the working levels (levels 2
and 3} typically include a range of the following:
- a~tendinq =rime. scenps.and providin~ advice and expertise to
iden=ificaCion and ocher officers in complex cases;
-co-ordinating the sequence of examination/analysis with other
units;
- dete~ining Che nature of the problem ~nd selecting/adapting the
appropriate procedure for examination or analysis;
C,vfl " CLASS STANDARDS
Comm~$s~n
C,~ar~ .,
Category Group PR EAMB LE
~ries Class C~e
· - examining items including ~_..~an remains, biological materials and
physical objects to identi~y and analyze potential evidence, in
a~ea of specialization;.
- researching, d~veloping and testing examination, restoration, and
anaiysis p~ocedures used to decerm/ae facts or esCabZ£sh ide~ci~-
cation, in ocder to resolve problems hOC previously encountered;
- preparing reports, char=s, diagrams, photographs and documen~ation
as required to support findings in court; /.
- communicating the findings, £nterpre~ations and s£quiticance
of conclusions reached to ~he investigating officer, crmm or
~efense a~orneys as appropriate~
- presenting, supporting and defending findings', interpretations and
conclusions-reached, in cour~ under oath, as an expert witness;
- participating in approved ~esearch programs ~o improve existin~
procedures or develop new ones;
- providing ~raining, advice and guidance ~o other analysts, police,
fire and other investigators, coroners, pathologists, judiciary,
crown and defense a=~orne¥$, lawyers and law students, on
requirements and procedures;
-assisting or undergoing training in any o£ ~he above mentioned
areas of sPecialization.
The following elements are con.ann to all levels of work:'
Skills and Knowledge:
- knowledge and experience in relevan= ~echnical and scientific
disciplines such as physics, chemistry, pho=ography, etc.;
- knowledge and unders=anding of con[inuity of evidence, security
and iden~ifica[ion, as required by ~he tour=s, rules of evidence
~rofession and laboratoryl
oknowledge of =he procedures and precautions for the safe' handling
o~ =oxic and hazardous materials~
- analytical skills required [o iden[ify na[ure of problem and to
participate in developmental work of the organization, as assigned.
~ ¢'"I CLASS STANOAROS
.%ee~ice
Commission
Category Grou~ PR EAMB LE
TEChNICAl. SERVICES TS-06B SCIENTZFIC SUPPORT
Series C;ass Code
FOI:LE:NSZC ANALYST 61800 - 04
Accountability:
-ensuring assigned work meets the criteria of the laboratory,
profession, courts and rules of evidence;
The following elements are common to both working and senior working
Skills and Knowledge:
- kno~l~ge and skills related to a part£cular area(s) of speciality,
such as firearms and tool marks exam/nation, document examination,
p~oto analysis, fingerprint examination; general familiarity with
other fields of specialization in forensic science, including
rela~ed methods and techniques;
- demonstrated competency in the presentation and defense of expert
'testimony in a court of law;
- analytical skills required to identify the nature of the problem,
interpet the significance of findings in specific cases, and
formulate the basis for expert opinion evidence;
- research skills to participate in developmental work in area of
Judgement:
- judgement is exercised in identifying the nature of the problem
and selecting an appropriate a~proach to solution, in determining,
evaluating and interpreting facts, and/or establishing identifica-
tion, in presenting, supporting and defending examination findings
and interpretations in court, and in handling media queries
following court proceedings.
Accountability:
- individual accountability for assigned Cases and for ensuring
that casework and results meet the criteria of the laboratory,
profession coqrts and rules of evidence;
-for presentation and defense of evidence as recognized expert
witnesses in a court of law;
- for development of credibility as an expert witness and representa-
tive of the laboratory, demonstrating accuracy and acceptability of
analytical ~valuations and interpretations;
( C,,,,~ CLASS STANDARDS
Comm~5$~on
Category Group PREAMBLE
TECHNIC~ $~VICES TS-O6B SCIE~ZFIC SUP~RT
~ri~ - Class Code
FORENSIC ANALYST 61~0 - 0a
. Accountability:
- errors could result in ~he misdirec~i~ of ei~e~ ~Zi~
sys~. e.g. ~s~rria~e of j~=ice, as ~11 as ~oss ~
of ~ ~e ~ividual ~d the ore,om.
OR
a~lysis assis=~ce to ~re o~or ~~ ~ ac ~ ~ a
sup~ a deled findings a~ in~e~re~ions of r~ts in
court as an ~rt wit~ess.
Allocation Criteria:
Allo=ation of ~sitions in this series, is ~s~ ~ ~si~.ti~ ~f
the roll,lng eriteria:
al g~plexity of ~rk - includes ~pi~ity ~d v~iety of cas~rk
re~larly assi~; avail~ility of prec~ents, acce~ ~ide-
lines and 9roc~ures for reference/~e; ~ ~tent ~o ~i~
adjus~ents or deveIo~ent of proc~ures are r~ir~; .s~ for
initiative and degree of su~ision; nature of ~evel~nt and
research assig~ents.
b) Accountability - includes extent of accountability for:
casework and findingsl research and develo~nt assig~nts;
group leadership/technical training ahd guidance; training of
professionals outside the organization; the im~ct of errors.
Levels:
There are three levels of work within the series:
Forensic Analyst !
.~mi%i~ o~loyees ua~e~goi~ training in forensic ~nation
assigned to participate in forensic examination and analysis under
close supervision. These employees are not assigned accountability
for casework or provision of ex~ert testimony in cour%$ of law.
Fore,sic Analyst l
.. working level positions of employees carrying out forensi~ examYna-
tions and analyses, in an area(s) of specialization on a variety' of
cases, providin'g expert %e~ti~ony in courts of law, pa'r%iciI~ating or
assisting ~n assigned research projects, and providing %echnLcal
assis%ance ~o tralnee analysts as required.
?crens~c._Anaiyst ~ '
.... Senior working !evel positions of employees carry, lng our forensic
examinations and analyses in an area(s; of s.oecialIzatiom and
regularly responsible ~or complex cases and a wide variety of
casework, providing expert testimony in courts of law, undertaking
inda?enden5 r'asearch assignments, and providing group leadership or
'z~sbn!sal guidance tc trainee/working level analys%s.
~ Ci~l . CLASS STANDARDS
Service
Comm~flion
Category Group
~NI~ SERVICES TS-06B SCIENTIFIC SUPPORT
Class Code
a) This level covers Positions of enployees who are undergoing
s~uccured ~a~ntr~ in forensic e~Aminaciofl and a~lysis to
a~re s~lls ~ ~l~ge in a s~ializ~ area of forensic
sct~ce, d~~ate ~ence for ~es~inq a~ defendin~
~ses la ~ ~ ga~ ~sic~lf~ca~ions for recognition as
~ ~ wi[ness in a ~ of law;
b) ~s Level ~rs ~it~o~ of ~loyees who, ~der close
Su~isi~ of ~re s~io= a~lys~s, assis~ in ~he examina[ion
~ ~lysis. ~ foXl~n~ criteria appXy:
- ~l~ees car~ ou~ ~s~s of limt[~ ~= grad~lly increasing
~[exi~y, r~iring accura~ and a[=ention to de,ail, and
~=~o~ ~er close su~lsion~
- [here is 1~ o~~lty for initla[ive as procedures are
~u~inely us~ ~ ~ll~efin~, adJus~n~s/~ifica=ions are
no~ usually =~uir~ a~ ~he ~=k is review~ for accuracy and
adherence [o es~blish~ ~idelines.
Accoun~abili[y:
- employee~ are.in~olv~ in research p=ojec=s as assis=ants to
~re senior analys~s and, as such, are r~uired ~o carry
defin~ ~asks,
e.g. ob~ining [echnical data from journels~
- employees a~ ~his level are no[ r~uir~ to provide =echnicai or
group leade=shi~ co o[her analys[s;
- ~he im~ct of errors is mini~l because work is c~ose/y
su~rvised,.ins=~c[io~s are provided, procedures used are
~ell-doc~e~[~, and ~rk is of limited complexi[y.
~ C,,,,~ CLASS STANDAROS
Ser~¢~
Category GrouD
TECHNTCAL SE.~VICE$ T$-O6B SCIENTIFZC SUPPORT
Series CJass Code
FORIiNSZC M~ALYST 61802
FORENSZC ANALYST 2
This level c~vers positions of u~rking level analysts who 'carry out
forensic ex~m'~na=ions and analyses in an area(s) of specialization on a
variety of cases and who are fully accountable for~=egularly providing
of law, support/ng and. defending opinions and conclusions. Work is
performed under general sul~e=visioa, with access to more senior analysts
for technicalladvice, as required.
- employees work on =ases, w~ere a~=ep~ed guidelines/methods for
use in ~mina=lon arid analysis are available. While the analyses
~b_-~,elves. often require considerable skills, knowledge and
experience, the work processes usua11~ require relatively minor
adjustments to su/t Sl~cif£c circumstances7
- initiative and judgement is exercised in determining and.
assessing the nature of the problem, selecting the most
appropriate procedures for specific kinds of examinations and
analyses, and making minor adaptations or amendments to suit
circumstances of case, condition or specimen.
Accountability:
- employees are accountabZe for a variety of routine casework,
presenting' supporting and defending findings'as an expert
wi=ness in court, and for gradual development 'of credibi[ity as
an ex~ert witnessi
- employees are required to participate in the development of new
or revised procedures and,.as such, are accountable for field
testing/evaluation .and reporting of results for these procedures,
and may assist senior analysts in developmental research work;
- employees at this level are required to provide technical
assistance and guidance to less experienced staff, as required;
- ~he impact of errors at this level can be significant~ errors
in meeting case requirements or criteria for concinuity and
security of evidence in presenting the findings, interpreting
their significance and supporting and defending the conclusions,
could resu[t in a misdirection of the investipation or the court,
with potential miscarriage of justice and loss of credibility zn
the organizatioo and in the individuaL.
Ov, l '" CLASS STANDARDS
; ,S~rv,ce
C~mmt$$,on
Cat~o~ Group
TECHNIC~ SERVICES TS-06 SCIENTIFIC SUPPORT
---
~ries Class Code
FO~NSIC ~A~YST 6 ~
FORENSIC ANALYST 3
This level covers'positions of senior working level analysts responsible
for a full range of casework in an area(s) of specialization, who
regularly carry out forensic examinations and analyses in complex cases,
~rovide expert testimony in a court of law, independently undertake or
direct research and developmental assignments, and provide either group
leadership o__r ~raining/technical guidance to less experienced analysts. 't
Employees at this level work under general supervision; they are
recognize4 as having a complete technical understanding of and full
competence in their area(s) of s~cialization, and are expected to
· ain~ain this expertise through study .and research.
Work Complexity:
- work involves.the application of accumulated skills and know-
ledge, u~derstanding and experience in an area(s) of speciality,
since assignments are often complex, lack precedents and
guidelines,.and involve the develojxaent of new procedures or'major
revision of existing procedures to resolve complicated problems;
- considerable initiative and judgement is used in determining the
nature of the ~roblem in complex cases, in applying general
g~idelines and principles to determine the need for amending
procedures or developing new procedures, and in evaluating their
suitability in order to satisfy the requirements of legal proof,
professional and laboratory standards.
Accountability=
- employees are accountable for a wide variety of casework including
regularly assigned complex and sometimes controversial cases,
presenting, supporting and defending findings and conclusions ~n
court as an expert witness;
- employees are required to independently conduct research projects
in their area(s) of specialization and are accountable for the
development of new methods of examination and analysis, the evalu-
ation of the reliability of-these methods, and for undertaking
research to enhance knowledge of their field of specialization;
- employees at this level are accountable for providing group
leadership and/or technical training to less experienced staff,
and for advising them on the use of suitable analytical metho~!~
and the presentation/defense of expert evidence In court ;
( ~ Or,; ~ CLASS STANOAROS
~mgo~ Group (
TECHNIC~ SERVICES TS-06 SCIENTIFI'C SUP~RT
~HeS C~ass Code
~NS~C ANALYST 6~0~
Accountability: - con:inved
- as senior analysts, employees may supervise the technical wor~ of
analysts assigned tO asSiSt vit. h research projects;
-- e~ployees are accountable for providing training and expertise to
police, crown ami defense attorneys, lawyers and law students.
c~ronera, patbolo~ia~s, ~ciary, fire and o~her investiga~ors,
on requirements proCedures and the capabilities of laboratories
and staff; ~hey may par~i¢tpate in established training pro, rams
for same; ..~
- emp~oyeea are a~ao &¢coua~ble for providing expertise and ad~ice,
as required, to senior minis~-'7 maaag~n~ and o~her ministry
officials, in carrying ouz developmental projects and
.associated problems;
,- ~he iml~c~ of errors at. ~his level ca~ be substantial; in addition
to the consequences ou.~lined at ~he w~rking level, errors in
developing and evaluating ne~ techniques or procedures could
result in the perpetua=ion of erroneous/misleading data until '
errors are discovered.
Sche,aule '3'
G.S.B. File No. 183/88
oPSEU File Nos.. 88A958, 88A959
88A960
IN THE MATTER OF A GRIEVANCE
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTI25MENT BOARD
Between: OPSEU (Edmondson) Grievor
- and -
The Crown in the Right of Ontario
(The Ministry of the Solicitor General) Employer
- and -
IN TH~ MATTER OF A GRIEVANCE
'Between: OPSEU (Isherwood) Grievor
- and -
The Crown in the Right of Ontario
(The Ministry of the Solicitor GenerAl) Employer
- and -
IN THE MATTER OF A GRIEVANCE
Between: OPSEU (Sweeney) Grievor
- and -
The Crown in the Right of Ontario
(The. Ministry of the Solicitor General) Employer
SUBMISSIONS OF THE UNION AND THE GRIEVORS
1. On March 29, 1988 when these grievances were filed, the
grievors were employed by the Ministry as follows:
a) Edmondson - Postion: Firearms and Toolmark Examiner
Trainee
Classification: Forensic Analyst I (FA I)
b) Sweeney - Position: Firearms and Toolmark Examiner
Trainee
Classification: FA I
c) Isherwood - Position: Document Examiner Trainee
Classification: FA I
2. Subsequent to the filing of these grievances; all three of
the gri~vors were reclassified as follows:
a) December 1, 1988 - Edmondson was reclassified to FA II;
Positon: Firearms and Toolmark Examiner
b) April 1, 1989 - Sweeney was reclassified to FA II;
Position: Firearms and Toolmark Examiner
¢) May 1, 1989 - Isherwood was reclassified to FA II;
position: Document Examiner
3. In the Ministry's Statement Of Facts and opening statement
to the Board, it took the position that the grievors were
properly classified as FA I's on March 29, 1988 (the date of the
grievance) and not FA II's because they weren't doing the work of
a FA II. In particular, the Ministry took the position that the
grievors were still "in training", that they were closely
supervised, and that'the failure of the Ministry to reclassify
them to FA II was. not simply based on the grievors' lack of
completion of an independent "research project".
4. It is respectfully submitted that this position is contrary
to the evidence, even the evidence of the Ministry's own
witnesses. The evidence makes clear that the grievors were not
reclassified because they ha4 not completed an independent
research project. This submission is more fully developed in
paragraphs 6 - 14 .below.
5. With respect to the Ministry's reliance on the lack of
completion of an independent research project, it is respectfully
submitted that this stipulation is not provided for in the
relevant class standard (FA II) and therefore is not relevant to
the determination of the grievors' appropriate classification.
This submission is more fully developed in paragraphs 15 and 16
beIow. ~'
A. ROSEMARY EDMONDSON
6. It is respectfully submitted that with respect to Rosemary
Edmondson, the evidence is uncontradicted that, as of the date of
the grievance:
a) she had completed all of the training syllabus that she
ever completed up to the date of hearing~
b) she had assumed "total accountability" for all of her
own cases (by September 1987);
c) she had appeared as an expert witness in court on at
least two occasions and had been subpoenaed but not
been required to give evidence on other occasions;
d) she operated under a .level of supervision (if any)
that did not change when the Ministry finally decided
to reclassify her in December 1988 and had not changed
as of the date of hearing;
e) .she had not completed her independent research
project. The project was completed in November 1988 and
approved_in January.of_.1989_~etroactive.~o-December. I, ....
1988, the same date on which she received her
reclassification to FA II.
7. Further, the evidence was uncontradicted that the research
project which Ms. Edmondson completed and was euentually
approved was a totally independent project of origina~ research.
8. Mr. Finn Nielsen, Ms. Edmondson's supervisor, acknowledged
in testimony that the only reasons Ms. Edmondson was not
reclassified in January of 1988 was because (a) she had not
completed her independent research project and (b) had not
finished a full two years in the position of FA I. It is to be
noted that there is no stipulation in the class standards'that a
FA I complete two years of training before classification to FA
~I so the second reason put forward by Mr. Neilson is clearly
irrelevant. ~In any event, Mr. Neilson did not maintain that Ms.
Edmondson's work was too closely supervised to constitute' the
work of an FA II, or that in any other way she'did not perform
all of the functions of an FA ii.
B. PAUL SWEENEY
9. .With respect to the grievance of Mr. Sweeney, the evidence
is uncontradicted that as of the'date of the grievance:
a) he had completed all of the training syllabus that he
ever completed up to the date. of hearing;
b) he had assumed full accountability for his cases;
c) he had provided expert testimony in court on at least
two occasions and had been subpoenaed to provide that
testimony on other occasions;
d) he was operating under a level of supervision that was
the same as the level of supervision under which he was
operating at the time he gave evidence (at which time
he had been reclassified as an FA II);
he had not completed his independent research project.
This project was completed in the spring of 1989 and
approved retroactive to April 1, 1989 the same day as
his reclassification to FA II. The project was done
independently and involved original research.
10. Mr. Neilson testified that Mr. Sweeney was'not reclassified
in January 1988 because (and only because) (a) he had not
finished the training syllabus and (b) had not completed his
independent research project. However, it is to be noted that Mr.
Sweeney d~d.~n0~ .complete anything ~rther. on the training~
syllabus between January 1988 and April 1, 1989 (the date of
T
reclassification to FA II).
C. DOUG IS~ERWOOD
11. With respect to Mr. Isherwood, the evidence is
uncontradicted that as of the date of the grievance:
a) he had completed all of the training.syllabus (by June
or July of 1986);
b) he had assumed full accountability for all of his
reports (by April 1987);
c) he worked on cases of wide-ranging complexity -
the same mix of cases as he worked on the date of
giving testimony.
d) he had appeared in court as an expert witness and had
given evidence seven times a~d had been subpoenaed to
give expert evidence on various other occasions;
he operated under "general supervision", the same
level' of supervision under which he operated at the
time of giving evidence.
f) he had not completed his research project. This
project was finally approved retroactive' to May l,
1989, the same day on which he was reclassified to FA
II.
12. Mr. Dawson, Mr. Isherwood's supervisor, testified that in
February of 1988 (one month before filing the grievance) he told
Mr. Isherwood that the reason he was not yet an FA II was: "you
are doing the job now, just get me a research project". Again,
Mr. Isherwood's own supervisor did not suggest that Mr.
Isherwood was otherwise still "in training", that he was too
closely supervised to perform the work of an FA II, or that he
was otherwise not performing the work of an'FA II.
13.. In summary, the evidence of the grievors' supervisors makes
clear that the only reason the grievors were not reclassified as
of the date of filing their grievances was because they had not
completed their independent research projects.
14. Mr. Lucas, who also test'ified on behalf of the Ministry,
conceded that the training period that is contemplated for the
employee who occupies the position cf FA I can take less than two
years (as indeed the class standards themselves make clear) and
that "whatever else an employee may be doing, if they haven't
completed a research project, then they are not eligible for
reclassification to FA II". Mr. Lucas further confirmed that the
nature of the research project contemplated for promotion for
reclassification' to FA II is an independent research project,
i.e. that merely assisting or participating in a research project
is insufficient, ~nd that a literature search or the obtaining
of technical datas from journals is insufficient to meet the
requirement. In short, the research, has to be bo~h original and
independent.
D. THE "INDEPENDENT RESEARCH PROJECT" REOUIREMENT
15. It is respectfully submitted that the Ministry's insistence
that the grievors complete an independent research project prior
to reclassification to FA II is contrary to the language of the
class standards in that:
(a) the class standards at page 6 makes clear that FA I
employees "are involved in research projects as
assistants ~to more senior analysts and, as such, are
required to carry out the fine task, e.g., obtaining
technical data from journals." The evidence of the
Ministry's own witnesses was that the nature of the
research undertaken by all of the grievors while they
were still classified as FA I was very different than
the .involvement in research projects contemplated by
this language;
(b) even the class standard for FA II does not suggest
that employees classified at this level be involved in
independent/original research projects. Rather, page 7
states that FA II's "may assist senior analysts in
developmental research work;"
(¢) only the class standard with respect to Forensic
Analyst III stipulates that employees are required to
conduct independent research. Page 6 of the class
standards defines FA .III employees as "required to
independently conduct research projects in their areas'
of specialization." Simply stated, the Ministry's
reclassification from FA II arguably transforms the
grievors not.into FA II's, but FA III's.
16, In light of the Ministry's acknowledgement that the reason
the grievors were not reclassified was because of their failure
to complete an independent research project, the Ministry's
contentions in its opening statement and Statement of Facts that
the grievers were not performing the Job of FA IIs is without any
evidenciary basis. In other words, the evidence strongly supports
the Union's position that the grievors were all performing the
job of an FA II as of the date of their grievances and the only
reason they were not reclassified to FA II was because of the
independent research project requirement, a requirement that is
'inconsistent with the class standards.
All of which is respectfully submitted,
Linda R. Rothst~in
¢oun~l ~or tho Union
Sche~lule 'C'
G.S.B. File No. 183/88
OPSEU File Nos. 88A958, 88A959, 88A960
IN THEMATTEROF A GRIEVANCE
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTT.RMENTBOARD
Between: OPSEU (Edmondson) Grievor
- and -
THE CROWN IN THE RIGHT OF ONTARIO
(The Ministry of the Solicitor General) Employer
- and -
IN THE MATTER OF A GRIEVANCE
Between: OPSEU (Isherwood) Grievor
- and -
THE CROWN IN THE RIGHT OF ONTARIO
(The. Ministry of the Solicitor General) Employer
- and -
IN THE MATTER OF A GRIEVANCE
Between: OPSEU (Sweeney) Grievor
- and -
THE CROWN IN THE RIGHT OF ONTARIO
(The Ministry of the Solicitor General) Employer
SUBMISSIONS OF THE EMPLOYER
1. The Employer accepts as correct the summary of the
grievors' work history as set out in paragraphs 1 and 2 of the
Union submissions.
2. The Employer contends, however, that as of the date of
the grievances'(March 29, 1988) the grievors were properly
classified as Forensic Analysts I. The thrust of the Union
argument focuses on the contention that the research project was
the only condition precedent which remained to be satisfied at
that time and in all materiaT respects the grievors were
performing the work of Forensic Analysts II.
3. Should the Board find'that this is the case then the
Employer agrees that th~ non-completion of the research project
cannot, in and of itself, act as a bar to the re-classification of
the grievors.
4. .The Employer, however, respectfully submits that the
grievors were engaged in a training process contemplated by the
Class Standards and the requirement of a research project is only
indicative of the grievors' involvement in that training process.
As such the Employer was treating the ~esearch project as part of
a means to an end and not an end in itself. To the extent that
the objective measure of.a completed research project acted as a
threshold for'a subjective determination as to when the grievor~
should be re-classified upwards we would argue that such. a process
is appropriate and reasonable in all the circumstances.
5. Turning to the applicable Class Standards, as set out at
Tab 5 of Exhibit I, we note that the first two pages of the Class
Standard Set out some standard duties and elements common to all
three levels of the Forensic Analyst series (training, working and
senior working). This indicates that there is a continuum or
learning curve through which the A~alysts progress.
6. At page 4 of Tab 5 there is a note respecting Forensic
Analysts I which'delineates the level of accountability applicable
to such employees. It is the Employer's submission that the
grievors fall within the first description set out therein, ie.
employees acquiring skills and knowledge and developing and
demonstrating judgment.
7. Similarly at page 5 of Tab 6 we would submit .that the
grievors fall within the first category of Forensic Analyst I set
out therein, ie. employees undergoing training in forensic
examination and analysis.
8. Similarly at page 6 of Tab 5 we would submit~ that the
grievors fall within the description designated as (a).
9. What each of these references to Forensic Analyst I in
· the Class Standard make clear is that such employees will be
un'dergoing training, demonstrating competence and gaining basic
recognition as experts in the courts. The tasks that these
employees perform may be identical to the tasks performed by a
Forensic Analyst II but the level at which they work will be
different.
10. Making a determination as to which classification a.n
employee will fall is, of necessity, a subjective decision-making
process and it is not surprising that the grievors may' have viewed
their work as placing them in a higher classification.
11. Notwithstanding their subjective opinion of their level
of work it is the EmDloyer's position that they were properly
classified at the time of the grievance. In that regard we invite
the Board to review the evidence of the' Employer's witnesses. It
is submitted that the evidence discloses that the content and
nature of the tasks assigned to'an Analyst I are simpler than
those assigned to an Analyst II and that this is consistent with
the purpose of the assignment, which is to allow the Analyst I to
build his/her knowledge to a working level. In this regard Mr.
Lucas' evidence was most clear.
12. It is clear upon a review of Lucas' evidence that a
period of two years-was seen as normal prior to the upward
reclassification of Forensic Analysts I. It is admitted that such
a re-classification may occur at an earlier point (or, conversely,
a later point), however, the two year training period is a norm.
This.is consistent with other jurisdictions as described by Lucas.
As well, it is consistent with the previous Class Standard set
out at the second page of Tab 4 in Exhibit 1. While the previous-
Class Standard is not the operative'one for this grievance it is
corrobora%ive of the Employer's argument on this point.
13. Finally, we note that ~here is no other program from
Which the Employer can obtain its employees and it must train
suitable candidates from scratch both in the area of the tasks
which will be performed and in the presentation of evidence and
findings before the courts. It is submitted that on a simple
common-sense basis that an approximate two-year training period is
a reasonable time-frame. As well, this has always been the
Employer's practice as stated in the evidence of all the
Employer's witnesses.
14. With respect to the duties and responsibilities of the
grievors themselves we would submit that the following common
elements were disclosed through the evidence:
a) the tasks assigned to the grievors were simpler
than those routinely assigned to Forensic Analysts
II;
b) .the Court cases in which the grievous testified
were essentially simple cases;
c) the level of supervision given to the grievors was
greater than that given to Forensic Analysts II in
that their reports were more closely reviewed and
monitored; and
d) the grievors had not completed their research
projects at the time of the grievancel
15. With respect to Section "D" of the union argument and,
specifically, paragraph 15(a) it is the Employer's argument that
the grievors did not fit within section b) of the Forensic Analyst
I description at page 6 of Tab 5 of Exhibit 1. Rather, as
previously stated, we would submit that the grievors fall within
the description in paragraph a) on that page. It will be noted
that in that seCtion there is n__o reference to any research
project. We would simply state that suCh a requirement, is
completely consistent with the purpose of the training period and
as such is reasonable.
-- 7 --
16. Accordingly, we would ask that this Board find that the
griev0rs were properly classified as at the date of the grievance
by Virtue of the duties and responsibilities being performed by
them at that time. We note that much post-grievance'evidence was
admitted with weight to be given to it at the Board's discretion.
We would ask that this evidence be given little weight. It would
appear that what "triggered" the grievance was the fact that as of
the date of the grievance the grievors had given expert evidence
in a court of law. We would submit that this is not evidence tha~
they were acting as Forensic Analysts II but that such testimony
was part of the training process.
17o If at some later date the grievors performed duties at
the higher level of Forensic Analyst II and were at that point
disentitled by virtue of the non-completion of research projects
then that is another matter but is not the subject of this
grievance.
18. For all the foregoing we would ask that the grievances
be dismissed.
ALL OF WHICH IS RESPECTFULLY
SUBMITTEU
Sche~J. ule 'D'
~ G.S.B. File No. 183/88
0PSEU File Nos, 88A958, 88A959, 88A960
IN THE MATTER OF A GRIEVANCE
Under
THE CROWN EKPLOYEES COLLECTIVE BARGAINING ACT
Before
Between: OPSEU (Edmondson) Grievor
- and -
The Crown in the Right of Ontario
(The Ministry of the Solicitor General) Employer
- and -
IN THE MATTER OF A GRIEVANCE
Between: OPSEU (Isherwood) Grievor
- and -
The Crown in the Right of Ontario
(The Ministry of the SoliCitor General) Employer
- and -
IN THE MATTER OF A GRIEVANCE
Between: OPSEU (Sweeney) Grievor
- and -
The Crown in the Right of Ontario
(The' Ministry of the Solicitor General) Employer
- 2 -
REPLY SUBMISSIONS OF THE UNION AND THE GRIEVORS
1. 'The Employer's primary position, as set out in
paragraphs 4, 6, 7, and 8 of it5 Submissions, is that the
grievors were still undergoing trai~ing as of Marc~ 1988 (the
date of the grievances). The Employer contends that the 'grievors
are properly classified as Forensic Analyst I's (Group a) (page 6
of Tab 5), i.e., that they were "undergoing structured training
in forensic examination and analysis" (emphasis added).
2. It is submitted that apart, from the evidence of Mr.
Lucas that the research project was part of a Forensic Analyst
I's training, there is no ~¥~ence before the Board to support
this contention. Indeed, there is considerable evidence to the
contrary, namely:
the evidence of the grievors that by March 1988, all of
them had long. since completed the training syllabus
which had been outlined for them, at least to the
extent that it was ever and has ever been completed.
This evidence was uncontradicted.
b) the evidence, of the grievors that the content and
nature of their assignments did not change when they
were reclassified to Forensic Analyst II's, i.e. that
- 3 -
their assignments were no less demanding in March of
1988 than they were when the Ministry finally
reclassified them to FA II's. It is to be noted that
the Employer's suggestion that the nature and content
of the tasks assigned to a Forensic Analyst I are
simpler than those assigned to a Forensic Analyst II
(see paragraphs 11 and. 14 (a) of the Employer's
submissions) and the evidence of Mr. Lucas to this
effect does not contradict the grievors' evidence on
this point. Mr. Lucas testified only as to what was
generally the case but he did not suggest that this
general princiDle actually'applied to the grievors as
of March 1988. It was clear from Mr. Lucas' testimony
that he had no knowledge of what the grievors were
actually doing in March 1988.
c) the evidence of the grievors was that they were given
no greater supervision when they became Forensic
AnalySt II's than that which they were receiving in
March of 1988. On the issue of supervision, it is to be
noted that the Forensic Analyst I class standard
provides for "close supervision" (see page 6, Tab 5)
while the Forensic Analyst II class standard provides
for "general supervision with access to more senior
analysts for technical advice as required" (see page 7,
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Tab 5). The grievors differed slightly as to whether
the level of supervision which they received in March
of 1988 should be characterized as "general" or
"minimal" but in any event they denied they' were
closely supervised. Further, none of the Employer's
witnesses suggested that the' grievors were receiving
close supervision in March 1988.
3. Secondly, the Employer relies (in paragraphs 12 and 13)
on the "norm" of a two-year training period in support of its'
· contention that the. grievors were properly classified. It is
respectfully submitted that this factor is irrelevant to the
disposition of these grievances in that:
a) the class standards were specifically amended to
remove the two-year period as a prerequisite to
reclassification. Since the previous class
standard is no longer operative, it 'cannot 'be
corroborative of the Employer's argument on this
point as the Employer contends in paragraph 12 of
its Submissions.
b) the appropriate classification can only be
determined by what the grievors had been doing as
of the date of the grievances and not by how long
they'd been employed by. the Centre of Forensic
Sciences;
c) the practice in other jurisdictions cannot be
relevant to the determination of the grievors'
appropriate classification and there is simply no
jurisprudence to support such a proposition.
4. With respect to the Employer's contention in paragraphs
4, 10 and 11 of its Submissions that the classification of the
grievors as Forensic Analyst I's can be justified as "subjective
decision making" and that determination of' appropriate
classification is necessarily "subjective", the Union submits
that this flies in the face of classification principles as
elucidated in all of the Board's jurisprudence. Neither the
grievors' nor Employer's subjective opinion of the appropriate
classification is relevant. The only relevant matters are what
the grievors actually do, the language- of the class standards
and, in appropriate cases, the Employer's practice. While it is
clear that the Employer's position that a research project is
required is consistent with its subjective view of what
constitutes a Forensic Analyst ~II, this in no way justifies its
decision. The requirement for an independent research project
.either is or is not required by the class standard. If it is not,
the Employer's "subjective" belief in its importance is
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irrelevant.
5. With respect to the Employer's submissions in
paragraphs 4 and 15 that the research project requirement should
be seen simply as part of the training process, it is to be
emphasized that the nature of the' research project demanded by
the Employer in this case goes beyond the kind of research
.contemplated even by the. Forensic Analyst II class standard
(which states that the FA II "may assist ~enior analysts in
developmental research work" (page 7, Tab 5). And~ it is entirely
inconsistent with the language of the Forensic Analyst I
standard in that:
a) the independent original research work demanded of the
grievors cannot be seen as a "task of limitgd but
gradually increasing complexity";
b) it was not performed under "close supervision";
c) it was not a project in which there was "limited
opportunity for initiative" (emphasis added)
6. Finally, it is submitted that in many respects the FA I
cl'ass standard' is entirely inconsistent with the uncontradicted
evidence of the grievors' responsibilities in March 1988. The FA
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i class standard (see page 5, Tab 5) states "these employees are
not assigned accountability for casework or provision of expert
testimony in courts of law." The evidence makes clear thatLthe
grievors had all been assigned full accountability for casework
and the provision of expert testimony in courts of law as of the
date of the grievances.
Ail of which is respectfully submitted,