HomeMy WebLinkAbout1988-0154.Bissonnette, Fortier & Johnson.89-03-13 ONTARIO EMPL OY~-S DE LA COURONNE
" CROWN EMPLOYEES DE L'ONTARIO
GRIEVANCE CpMMISSlON DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST. TORONTO, ONTARIO. MSG 1Z8- SUITE 2'IO0 TELEPHONE/T~L~PHONE
180, RUE DUNDAS OUEST, TORONTO, (ONTARIO) MSG 1,Y$- BUREAU2100 (416) SgS-O68a
0354/88, 0]55/88, 0356/88
IN TEE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: ..... ~n,., (B~ssonne~%e/FortJer./Johnson~
Grfevor
- and -
The Crown
(Hinls~r¥ of Community & Social Services)
Employer
Before: R.L. Verity, Q.C. V~ce-Chairperson
G. Nabi Member
L, Turtle Member
For the Grtevor: P. Lukaslewicz
Cowling & Henderson
Barristers & $olicito~s
For the EmDlover: S. PaTterson and
D, Samazas
Counsel
Legal Services Branch
N~n~str¥ o~ Community & Soc~ Services
Hearinqs: December 13 and 15~ ]9S8
DECISION
The grievors, Paul Bissonnette,.Dolores Fortier and Devon
Johnson were at all relevant times Youth Service Officers at the York
Observation and Detention Centre (York O..D.C.), a facility designated
under the Young Offenders Act as a place of secure "temporary
detention". York O.D.C. is a maximum secure facility which
accommodates Metro Phase 1 young offenders between the ages of I2 and
15 charged with serious offences and who are awaiting trial or serving
Short term sentences.
At some unspecified time either prior to, at, or immediately
following the afternoon shift change at 3:30 p.m. on February 9, 1988,
J.P. a 15 year old male detainee escaped from the Upper Co-Ed Unit of
York O.D.C. The unit is one of three self-contained secured areas
separated by locked metal doors. Fortunately, J.P. did not escape
from the' facility and was apprehended shortly before 4;00 p.m.
All three §rievors were alleged to have been on duty at the
time of the escape. Each rece-ived a one day suspension without pay
for negligence in failing to keep the unit secure and in failing to
notify the shift manager of the escape in a timely fashion, contrary
to the Centre's Policy and Procedure Manual. In a disciplinary letter
to each employee dated February 26, it was alleged that failure to
adhere to policy violated s. 6 of the Ministry's Standards of Conduct
and Disciplinary Guidelines.
The grievances filed alleged discipline without just cause.
The settlement requested was compensation for all lost wages and
benefits and the removal of the disciplinary letters.
At the outset, the Board was advised that Mr. Bissonnette
had obtained other employment and had withdrawn his grievance
The facts are somewhat unusual. There was no evidence
introduced as to how 2.P. escaped. Similarly, there was no evidence
as to the exact time of the escape.
The Upper Co-Ed Unit ts a 10 bed unit located on the second
floor of York O.D.C. The unit is secured by two metal locked doors -
one door leading to a stairwell with. access to the first floor and the
basement; and a second door leading to a }arge hallway. The Unit
staff office is located in the hallway and a large ~l~ss window
overlooks a dayroom in the Upper Co-Ed Unit. The hallway separates
the Upper Co-Ed Unit from a 19 bed Boys' Unit which is also secured by
locked metal do~rs. A stairwell in the Boys~ Unit leads to the first
floor and to the basement.
The shift manager's office is located on the first floor. A
Lower Co-Ed Unit, also known as the Custody Unit, is a 10 bed secured
facility located on the first floor directly beneath the Upper Co-Ed
Unit. A program area is located on the first floor directly beneath
the Boys' Unit. School facilities, a gymnasium and a cafeteria are
located in the basement.
On February 9, 1988, the §rievor Devon Johnson worked the
day shift in t~e Upper Co-Ed Unit (7:30 a.m. to 3:30 p.m,). The
written policy at Y~rk O.D.C. is that at least two staff are scheduled
for duty in that unit on both the day and afternoon shifts. The
uncontradicted evidence of Mr, Johnson was 'that he worked alone from
1:00 to 3:30 p,m. while his co-worker was outside the facility
accompanying a resident. He testified that at approximately 3:25 to
3:30 p.m. he brought back five chilOren from the school facilities and
seated them on a couch in the dayroom. Mr. Johnson then proceeded to
the staff office to complete log entries and to assign points for good
behaviour to each of the residents under six sea,rate categories,
According to his evidence .it too'k between 15 and 20 minutes to
complete those assignments. The grievor Devon Johnson testified that
at 3:45 he proceeded to t.he day area to discuss the point system with
each of the residents. Some five minutes later, he noticed that J,P.
was missing. According to his evidence he, Bissonnette and Fortier
searched all areas of the unit and then proceeded to the office to
discuss the matter further, The decision was made that Johnson would
a~vise the shift leader; Bissonnette would remain in the unit; an~
Fortier would continue the search in other areas of the facility.
Instead of telephoning the shift supervisor~ Mr. Johnson walked to her
office on the first floor via the second floor stairwell. He found
that the first floor Co-Ed Unit door was blocked because of
construction and proceeded to the basement and via another stairwell
to the program area and eventually to the shift manager's office.
Shortly before 4:00 p.m. Miss Fortier found J.P. hiding
under a bed in the Boys' Unit on the second floor. She called shift'
manager Ilona Ferrari, to report that J.P, had been found and
requested that Devon Johnson be so advised. Ms. Ferrari had not been
informed of the .escape and expressed concern as to why she had not
been so advised. Ms. Ferrari was'told by Niss Fortier that the
incident happened at 3:30, Mr. Johnson appeared at the shift
manager's office following the telephone call. Ms. Ferrari candidly
acknowledged that she could not recall the. contents of her
conversation with Mr. Johnson. However, she formed the opinion that
Johnson did not advise her of the escape. Mr. Johnson's evidence was
to the contrary.
Miss Fortier and Mr. Bisson~ette worked the afternoon shift
on the Upper Co-Ed unit on the day in question (3:30 p.m. to 1I:30
p.m.). Miss Fortier testified that she arrived on the uni~ at
approximately 3:25 an6 t~at Mr, Bissonnette arrived shortly after
3:30. She recalls asking Mr. Johnson what kind of a day he had and.~
being told that 2.P. had requested to go to the quiet room and that he
wanted "a Big Mac" Shortly thereafter Miss Fortier received a
telephone call from the Centre's visiting area that she bring down the
coat and shoes of a departing detainee. She complied with the request
and left the unit. According to her evidence when she returned she
then learned that J.P. was missing. She participated in a thorough
search of the unit with Messrs. Johns'on and Bissonnette. Miss Fortier
alleged that she requested ~lr. Johnson to contact the shift manager on
his way out of the facility. She then exited the unit and proceeded
to the Boys' Unit where she met Mr. Murphy, another Correctional
Officer, and a workman. Miss Fortier and Mr. Murphy located J.P. in
the Boys' Unit lying under a bed.
Ms. Ilona Ferrari was the shift manager on duty' when the
escape occurred. She was of the opinion that J.P.'s escape was a
imajor security breach. Her concern was that she had not been advised
of the escape at a time when the security of the institution was at
risk.- Ms. Ferrari contended that she should have been immediately
contacted by telephone or by walkie-talkie.
Hugh Robinson is Program Manager at York O.D.C. and second
in command at the facility. He was immediately conttcted by Ms.
Ferrari a~d apprised of the situation. After reviewing all occurrence
reports, and making certain investigations on his own, he held a
series of fact finding meetings with each of the grievors in the
presence of shift manager Ferrari, Mr. Robinson believed that the
grievors should have been alerted by J.P.'s behaviour prior to the
escape. He concluded that each of the grievors was negligent and that
explanations were inconsistent. Following disciplinary hearings on
February 18, Mr. Robinson wrote the suspension letters.
In.argument, the Employer contended that the penalty imposed
was reasonable and justified under either or both branches of
discipline. Mr. ?atterson maintained that it was important that
policies and procedures, and compliance with them, be upheld. The
Union argue'd that the Employer failed to prove either element and that'
management's case was entirely circumstantial. In the alternative,
Mr. Lukasiewicz urged the Board to substitute a letter of reprimand
for the penalty imposed.
Several extracts from the Bolicy and Procedure Manual at
York O.D.C. were made exhibits as follows:
TITLE: SECU'RIIY: GENERAL Apr. 1, 1987
POLICY: Secur}ty is a major component of all
programs at the Centre in order to
provide a safe and secure environment,
All residents must be regarded as
security risks. Strict' adherence to
security policies and procedures is
expected and failure to do so may resul.t
in disciplinary action. The Centre
provides policies and procedures to
provide direction and guidance and
training opportunities to staff which
assist staff in carrying out their duties
to maintain security and manage
emergencies that threaten the security of
the Centre.
PURPOSE: To ensur'e safety of staff and residents.
TITLE: RESIDENTS OUT OF EYESIGHT: SUPERVISED
April 1/87
POLICY: Between 07:30 and 22:00 hours, residents
out of eyesight of staff must be checked
every 5 minutes by the staff. (Excluding
Secure Isolation see page S39)
PURPOSE: To ensure safety and security of
residents.
PROCEDURE: Staff checks each resident who is out of
eyesight; eg. bathroom, own room, etc.
every five minutes.
TITLE: ENERGENC¥: ESCAPE April 1/87
POLICY: No resident who is a) in secure detention
or
b) serving a secure custody sentence
may leave York Detention Centre without
an escort or approved Temporary Release,
or go missing while out - with or without
escort. To do so is to have deemed to
have escaped custody.
PURPOSE: To ensure the health and safety of the
community and the resident.
PROCEDURE: I ESCAPE OR UNAUTHORIZED LEAVING FROM CENTRE
A If a staff person has reason to
believe a resident is missing, the
staff will:
a). notify the shift supervisor
b) do a head count of all residehts
c) secure and search the area
The shift supervisor will:
ensure all resident movement in
the building is stopped.
b) ensure count of all residents.
c) proceed to emergency area.
manage a thorough search of the
area or of the building, as
needed.
The grievors acknowledged having read and understood the
Policy and ?rocedure Manual and indeed signed written acknowledgements
to that effect. S.6 of the Ministry's Standards of Conduct and
Disciplinary Guidelines (November 1983) reads as follows:
There can be no doubt that the unauthorized movement of a
resident within a facility such as York o.D.c, is a serious matter.
On the evidence adduced, the Board is satisfied that both grievors
were negligent as alleged. While on duty in the unit, the grievors
are responsible for the secure detention and custody of residents
within their care. We agree with the Employer's submission that the
grievors should have been alerted by J.P. 's behaviour to the potential
for escape prior to that escape. The duty to keep residents under
constant surveillance is an essential ingredient of the position of
Youth Service Officer. Similarly, it is essential that the £entre's
Policies and Procedures be strictly adhered to. Violation of
those pol.icies and procedures will i~evitably lead to ~ifficulty.
There can be no reasonable excuse for the delay in notifying shift
manager F'errari of the escape.
At the Hearing, Mr. Johnson testified that J.P. was
discovered missing at approximately 4:40 p.m. That evidence appears
to contradict E×~ibit 6, which is notes made during the fact finding
interview with Mr. Johnson's on February 10 where he was alleged to
have stated "about 20 minutes passed between the time ! noticed J.P.
mis~i~g and the time that we found him".
Regardless of which version is correct, the Board is
satisfied that the delay in notifying the shift supervisor Ferrari was
significant and constituted a violation of the Centre's Polic}es and
Procedures.
As indicated previously, there are some troubling aspects to
this case. There is no evidence how the escape occurred or the time
of the escape. Regarding the time element, did the escape occur on
the day shift prior to Miss Fortier's arrival? Did it occur on the
afternoon shift when Fortier and Bissionnette were responsible for the
supervision of .the residents?
The escape policy does not specify the method of notifying
the shift manager. If management is to rely on a policy, the policy
must be clear.
The minimum staffing requirements for both the day and
afternoon sh~ft requires "at least two (2) direct care staff scheduled
in the upper co-ed unit". Admittedly, management has the right to
deploy regularly scheduled staff. It is understandable that two staff
are not required when the children are away from the unit attending
school, However, the evidence established that school finishes at
approximately 3:15 p.m. In our opinion, it. makes sense that two staff
be on duty at the unit between 3:15 and the end of the shift at 3:30.
Where there is no formal overlapping of shifts it is difficult to
imagine how one staff acting alone can be expected to complete the
point system in the office and at the same time be responsible for the
security of residents in the unit.
In cross-examination, Ms. Ferrari testified that although
she came on duty at 3:00 p.m. on the day in question, she was unable
to confirm or deny whether Mr. Johnson was working alone as alleged.
The Policy and Procedures Manual makes it clear that the shift
supervisor has an obliga.tion to evaluate "the adequacy of the Centre
staffing" and to increase the staffing as required. Clearly, Miss
Ferrari did not perform that responsibility at the relevant t'imes on
February 9.
In our opinion, the chances of an escape occurring at the
shift change would be greatly reduced if the shifts overlapped to some
extent. For example, if the afternoon shift was required to report 10
or 15 minutes prior to the end of the day sh%ft, the security aspect
would be enhanced.
On the day in question, security was not ir place at the
centre 6ue to the unusual circumstances of construction work on both
the Boys' Unit and the Lower Co-Ed Unit. The doors on both units were
left open to facilitate easy access by the workmen.
Despite the evidence of Mr. Robinson, the Board finds that
the weight of evidence supports the contention that the magnetic locks
on the units metal doors intermittently malfunctioned. Mr. Robinson
'did indeed acknowledge that the 'doors had been a problem iN the past,
although he satisfied himself that on the evening of February 9, the
doors to the co-ed unit were functioning properly. It may well have
been the case that the J.P, escaped the unit because the metal door
leading to the hallway malfunctioned.
Having carefully reviewed all the evidence, the Board finds
that there were contr'ibuting factors on the part of management which
facilitated the escape. In our opinion, the §rievors should not be
held totally responsible for the consequences of J.P~'s escape.
Accordingly, this ts the appro-priate case, we think, to vary the
penalty imposed. The disciplinary letters of February 26 shall be
rePlaced by letters of reprimand for the same reasons initially
expressed. The grievors shall be forthwith compensated for all lost
wages and benefits, but without interest, In the result, the
grievances shall succeed in part.
DATED at Brantford, On~tario, this 13th day of March , 1989.
R. L. VERITY, Q.C. - VICE-CHAIRPERSON
G. NABI - MEMBER
L. TURTLE - MEMBER