HomeMy WebLinkAboutUnion 98-08-07 HEADNOTE
GSB NO: N/A
OPSEU NO: 95A865/96C744
LOCAL NO: 109
OPSEU LOCAL 109 (Union Grievance)
- and -
FANSHAWE COLLEGE OF APPLIED ARTS AND TECHNOLOGY
Decision Dated: August 7, 1996
Arbitrator: Jane H. Devlin
Keywords: pay; lead-hand premium
Summary:
Issue(s): Whether Support Service Officers Atypical at payband 10 are entitled to Lead
Hand premium.
Held: Grievance dismissed.
Facts: The Board found that the functions set out in the Lead Hand definition in the
CAAT Support Staff Job Evaluation Manual were included in the Position
Description Form ("PDF") for the grievors. As a result, they were not entitled
to the Lead Hand premium which was intended to compensate employees
for additional duties beyond their regular classification. The Board also
rejected an estoppel argument which would have prevented the College from
discontinuing the long-standing practice of paying the premium as there was
no finding of detrimental reliance.
I~ THE I~TTER OF ~ ~RBITI~TION
BETWEEN:
FANSHAWE COLLEGE
- and -
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
UNION POLICY GRIEVANCE AND GROUP GRIEVANCE RE LEAD HAND PREMIUM
BOARD OF ARBITRATION:
JANE H. DEVLIN CHAIR
JACQUELINE G. CAMPBELL COLLEGE NOMINEE
JON MCMANUS UNION NOMINEE
APPEARANCES FOR THE COLLEGE:
Robert J. Atkinson
Sheila Wilson
APPEARANCES FOR THE UNION:
R. Ross Wells
Jean Crawford
Louise Watts
OPSEU FILE NO.: 95A865 & 96C744
HEARING DATE: MAY 31, 1996
1
There are two grievances before the Board, the first of
which is a policy grievance and the second, a group grievance
filed by Joanne Pietens and Donna Zoccano, both of whom work in
the Registrar's Office and are classified as Support Services
Officers ("SSO") Atypical at payband 10. The grievances concern
the right of Ms. Pietens, Ms. Zoccano and other SSO's in the
Registrar's Office to the Lead Hand premium provided for in
Article 7.6 of the collective agreement. This Article appears in
the agreement as follows:
7.6 Lead Hand Premium
Where the College determines that it is required, a Lead
Hand may be designated within a work group, giving due
consideration to the ability, qualifications required for
the position and seniority, in making the appointment.
Where the College assigns an employee to Lead Hand
responsibilities, the employee shall be entitled to a
premium in the amount of seventy-five (75) cents per hour
over his/her then current classification rate for all hours
worked during such assignment.
It is understood and agreed that ~Lead Hand assignments shall
not be applicable to employees i~ the classifications listed
below where the job duties and rate currently reflect Lead
Hand responsibilities: Nurse B;
Early Childhood Education Worker B.
The premium shall be payable for all hours worked but shall
not form part of the employee's straight time hourly rate
for the purposes of overtime or other premium.
Subsequent to the execution of the collective
agreement, the parties entered into a Letter of Understanding
dated September 20, 1993 whereby they agreed to amend Article 7.6
by deleting the penultimate paragraph of the Article. They
further agreed that in future, employees in the classifications
2
of Nurse B and Early Childhood Education Worker B would be paid
the Lead Hand premium consistent with the application of Article
7.6 to other employees.
The Lead Hand definition contained in the CAAT Support
Staff Job Evaluation Manual is as follows:
IV - LEAD HAND DEFINITION
The Support Staff Collective Agreement provides for a
premium to be paid to an employee who has been designated by
management to be a lead hand. Management also has the right
to withdraw the premium when circumstances no longer warrant
the payment of such a premium.
The Lead Hand function involves assigned responsibility for
two or more employees. A Lead Hand is not a supervisor, but
is involved mainly in passing supervisor's instructions to
members of work group, explaining new projects and
assignments and normally includes other duties as follows:
1. Allocating daily work assignments, according to
established methods and procedures, and establishing
priorities as required.
2. Laying out work, indicating sequence of work processes;
showing employees who to do tasks when difficulties
arise; checking completeness and accuracy of finished
tasks; keeping supervisor informed of work progress.
3. Explaining office routines, work procedures, use of
equipment or machinery, safety procedures and
regulations, explaining precedents and past decisions.
4. Recommending changes to existing work methods and
procedures.
5. Reporting on attendance.
The Registrar's Office is divided into five program
areas consisting of Admissions, Customer Service and Fees, Adult
Training/Systems, Records and Registration. There is one SSO
3
assigned to each area with the exception of Admissions to which
both Ms. Pietens and Ms. Zoccano are assigned. SSO's are
involved in co-ordinating the programs within their respective
areas and in carrying out this function, they direct the work of
a number of clerical staff.
Within the Admissions area, Ms. Pietens and Ms. Zoccano
are responsible for the admission of students to designated
College programs and presently provide direction to four full-
time clerical staff. While Ms. Pietens acknowledged that there
have been changes in the Registrar's Office over the years,
including a reduction in the number of management personnel, she
testified that there has been an ongoing requirement to direct
the work of clerical staff. In this regard, she testified that
she and Ms. Zoccano carry out all of the Lead Hand functions
contained in the Lead Hand definition set out above. In
particular, they allocate work assignments to clerical staff;
explain procedures; conduct spot checks of completed work
assignments; advise their supervisor of work progress; recommend
changes in work methods; and monitor staff attendance. The
Position Description Form ("PDF") for Ms. Pietens (which is
substantially similar to that of Ms. Zoccano) also makes
reference to duties exercised in relation to clerical staff as
well as the requirement to recommend changes to existing work
procedures. In this regard, the material provisions of the PDF
are as follows:
A. POSITION SUMMARY
Reporting to the Assistant Registrar, the incumbent is
responsible for the admission/selection of students to
designated College programs and for the effective operation
of the Admissions Team which includes six full-time and
several part-time employees. Administers relevant policies
and procedures as well as recommending modifications and
improvements to same.
B. DUTIES AND RESPONSIBILITIES Approximate %
******************************** of Time Annually
Directs the work of the Admissions staff to ensure 20%
that deadlines are met by establishing an on-going
schedule of activities and tasks and ensuring staffing
levels are adequate. Direct and redirect the work
among the full and part-time staff to meet both office
and College priorities. Conducts interviews, hires
and assigns the work of part-time staff.
C. SKILL
3. COMPLEXITY
a) Plans and co-ordinates staff training program for
Admissions team.
b) Effective development and execution of admission plan
each year which also provides for a contingency plan,
assigning of priorities, recommending changes to
admission procedures, revising admission forms/letters
and the realignment of staff to ensure timely delivery
of admission decisions and procedures.
4. JUDGEMENT
a) meeting challenging deadline dates by implementing a
plan of action which may include realignment of staff,
duties and processes in order to meet objectives.
E. RESPONSIBILITY
Incumbent is free to proceed with day-to-day tasks and
prioritize own work as well as the work of others.
5
Incumbent is able to make independent decisions.
10. ~OMMUNICATIONS/CONTACTS
D = Daily W = Weekly M = Monthly I - Infrequently
Nature of Contact Purpose Freq
Co-workers Performance of duties D
Human Resources Staff hiring I
As to the College's practice with respect to payment
of the Lead Hand premium in the Registrar's Office, the evidence
indicates that Ms. Pietens began work in the Office in 1980 at
which time she was classified as a Clerk 4 General at payband 7.
In 1981, she was assigned certain responsibilities for other
clerical staff as a result of which she began to receive the Lead
Hand premium provided for in the collective agreement.
In 1986, a new classificati6n system was introduced and
under that system, Ms. Pietens was classified as an SSO B at
payband 9 following which she continued to receive the Lead Hand
premium. Thereafter, in 1992, Ms. Pietens filed a grievance
claiming that she was improperly classified. That grievance was
heard by Arbitrator Springate who determined that Ms. Pietens
ought to be classified at the level of SSO Atypical at payband
10. Following the release of Arbitrator Springate's award, Ms.
Zoccano was similarly reclassified. It should be noted that at
some point, Ms. Zoccano also began to receive the Lead Hand
6
premium although it is not clear precisely when this occurred.
In any event, at no time did the other SSO'S in the Registrar's
Office, who continued to be classified at the level of SSO B,
receive this premium. As a result, in late 1994, the Union
filed the policy grievance which is now before the Board claiming
that those employees were also entitled to payment of the
premium.
Subsequently, in the spring of 1995, a member of
management in the Registrar's Office requested that all SSO
positions in the Office be reviewed by a classification committee
which is comprised of three members of management, one of whom is
Sheila Wilson, a Human Resources Consultant. As a result of that
review, the committee recommended that the four employees
classified at the level of SSO B be reclassified to SSO Atypical
at payband 10, which was the classification held by Ms. Pietens
and Ms. Zoccano. The reclassification of these employees was
retroactive to September 1, 1994. The committee also recommended
that payment of the Lead Hand premium to Ms. Pietens and Ms.
Zoccano be discontinued. Ms. Wilson testified that this
recommendation was made as a result of the fact that the job
duties which attract the premium are included in the PDF's of Ms.
Pietens and Ms. Zoccano and are evaluated for classification
purposes as a consequence of which payment of the Lead Hand
premium was considered to be redundant. Accordingly, in August,
1995, Ms. Pietens and, presumably, Ms. Zoccano were advised by
7
their Supervisor that payment of the premium would be
discontinued and they ceased to receive the premium effective
April 1, 1996.
As to payment of the Lead Hand premium to other
employees, the Union introduced a document which indicates that
three employees who are classified as SSO's are in receipt of the
premium. One of these employees is Pat Vansickle, who is
classified as an SSO B and whose PDF includes responsibility for
recruiting, training and scheduling part-time support staff. In
respect of Ms. Vansickle, Ms. Wilson testified that the Manager
of Human Resources requested that a review of all Lead Hand
assignments be undertaken and that payment of the premium to Ms.
Vansickle has not yet been reviewed.
It was the submission of Mr.. Wells, on behalf of the
Union, that payment of the Lead Hand premium to Ms. Pietens and
Ms. Zoccano over a period of many years constitutes an admission
on the part of the College that the premium is properly payable
under Article 7.6 of the collective agreement. Mr. Wells further
contended that payment of the premium is justified on the basis
that Ms. Pietens and Ms. Zoccano carry out Lead Hand functions ~
beyond their responsibilities in relation to clerical staff which
are set out in the PDF. In the result, Mr. Wells asked that in
respect of the group grievance, the Board find that Ms. Pietens
and Ms. Zoccano are entitled to payment of the Lead Hand premium
under the collective agreement or, in the alternative, that the
College is estopped from discontinuing payment of the premium.
In respect of the policy grievance, Mr. Wells requested a
declaration to the effect that SSO's are not precluded from
receiving the Lead Hand premium provided that the circumstances
warrant payment of the premium.
It was the submission of Mr. Atkinson, on behalf of the
College, that the duties in respect of which Ms. Pietens and Ms.
Zoccano claim entitlement to the Lead Hand Premium are included
in their respective PDF's; evaluated f6r classification purposes
and reflected in their rate of pay. Accordingly, Mr. Atkinson
contended that there can be no entitlement to the Lead Hand
premium provided for in Article 7.6 as the premium is intended to
compensate employees for duties performed in addition to those
set out in the PDF. Moreover, although it was conceded that the
College paid the premium to Ms. Pietens and Ms. Zoccano for a
number of years prior to the spring of 1996, Mr. Atkinson
submitted that there was no requirement to do so and that the
elements of estoppel have not been made out. In any event, the
College provided the Grievors with ample notice that payment of
the premium would cease which effectively brought any estoppel to
an end. In the result, Mr. Atkinson asked that the grievances be
dismissed.
9
The first issue to be determined, then, is whether Ms.
Pietens and Ms. Zoccano are entitled to payment of the Lead Hand
premium under the collective agreement. In this regard, Article
7.6 provides where the College determines that it is required, a
Lead Hand may be designated within a work group and the employee
so designated is entitled to a premium of 75 cents per hour over
his or her current classification for all hours worked during
such assignment. Lead Hand functions, which are contained in the
Lead Hand definition set out above, include duties such as
allocating and explaining work assignments and procedures;
checking the accuracy of finished tasks; reporting on attendance;
and recommending changes to existing work methods.
The relationship between the Lead Hand premium and the
duties of an employee's regular classification was considered by
the Board in Fanshawe College and Ontario Public Service
Employees Union January 31, 1990 (Brown (unreported)). In that
case, the Grievor who worked in the text book area of the
bookstore, claimed that she was performing the functions of a
Lead Hand for which she was entitled the premium payable under
Article 7.6. In rejecting her claim, the Board commented as
follows:
Taking the requirements of the grievor's position
description along with the lead hand definition and having
regard to the requirement of its designation by the College
of a lead hand in order to require the payment of the lead
hand premium under Article 7.6, it is clear that the
evidence in this matter does not 'support the grievor's
10
claim. A premium over and above a regular classification
rate is obviously meant to compensate for additional duties
or responsibilities than requiredl in the classification and
is subject to the terms which the parties place in their
agreement for the application of such wage premiums. Where
as here, the regular job duties are described in the
position description encompass the very responsibilities
relied on by the employee to establish an addition to the
regular wage rate unless Management has taken a positive
step to designate the employee in a position of lead hand,
we find that has not been a de facto designation as argued
by the Union established as a requirement for such
designation does not exist.
The responsibilities for which such a premium would attach,
have been covered by the parties in the grievor's job
description. Having reviewed the evidence before us, the
Board finds that the duties and responsibilities relied on
by the grievor to support her claim for the premium do not
exceed her job description to the extent that she would
reasonably fall within the lead hand definition so as to
conclude that she was acting in fact as a lead hand although
not being so designated by Management in the book store or
within her department. Paragraph 2 of the definition
requires the assigned responsibility for employees. The
evidence establishes that Management did not assign the
responsibility of any employees to the grievor other than on
those occasions when she was specifically designated by the
College as a lead hand when Mr. Chipps was absent from work.
All of the other responsibilities which were referred to in
the evidence, which the grievor performs, are fully
contained in our view within the parameters of the position
description and are responsibilities for which she is paid
under her present classification wage rate.
While Mr. Wells submitted that the Fanshawe College
award is distinguishable as in this case, the College actually
designated Ms. Pietens and Ms. Zoccano as Lead Hands,
nevertheless, based on that award, it was conceded that the Lead
Hand premium provided for in Article 7.6 is payable only in
respect of duties beyond those of the employee's regular
classification. In this case, Mr. Wells contended that Ms.
11
Pietens and Ms. Zoccano perform a number of Lead Hand functions
which are not set out in the PDF and, in this regard, he
submitted that the PDF makes no reference to conducting spot
checks of completed work assignments or monitoring the attendance
of clerical staff. Accordingly, Mr. Wells contended that the
Lead Hand premium is payable for the performance of these
functions.
As indicated above, the PDF for Ms. Pietens contains a
number of references to her duties in relation to clerical staff.
In this regard, the PDF provides that she is responsible for the
effective operation of the admissions team and, among other
matters, directs and redirects the work of clerical staff;
ensures that staffing levels are adequate; plans and co-ordinates
staff training programs and interviews, hires and assigns the
work of part-time staff. As well, the PDF provides that Ms.
Pietens is responsible for recommending changes to existing
procedures, revising forms and realigning staff to ensure the
timely delivery of admission decisions.
While the PDF admittedly makes no explicit reference to
conducting spot checks or monitoring attendance, in the Board's
view, these duties are encompassed by the requirement to direct
and redirect the work of clerical staff and to ensure that
staffing levels are adequate. In the result, the Board finds
that the functions set out in the Lead Hand definition are
12
included in the PDF of both Ms. Pietens and Ms. Zoccano. As a
result, they are not entitled to the Lead Hand premium under
Article 7.6 as that premium is intended to compensate employees
for additional duties beyond those of their regular
classification.
Nevertheless, there was no dispute that the College
paid the Lead Hand premium to Ms. Pietens and Ms. Zoccano for a
significant period of time during which they were classified as
SSO's. In these circumstances, therefore, it is necessary to
determine whether the College is estopped from discontinuing
payment of the premium. The doctrine of 'estoppel applies where
one party, by its words or conduct, represents to the other that
it does not intend to rely on its strict rights under the
agreement. Where the other party acts on that representation to
its detriment, the party that made the representation will be
precluded from reverting to its strict rights as if the
representation had not been made.
In this case, we find that the College's practice in
paying the Lead Hand premium to Ms. Pietens and Ms. Zoccano for a
significant period when they were classified as SSO's and their
classification encompassed responsibility for directing the work
of clerical staff and recommending changes to work procedures
constitutes the necessary representation to support the
application of the doctrine of estoppel. As to the matter of
13
detrimental reliance, Mr. Wells contended that based upon the
College's practice, the Union filed a grievance claiming that
other SSO's in the Registrar's Office were also entitled to the
premium. Mr, Wells further contended that as a result of that
grievance, the College undertook a review of SSO positions in the
Registrar's Office which caused it to discontinue payment of the
premium to Ms. Pietens and Ms. Zoccano. Had the Union realized
that the grievance would have that effect, Mr. Wells submitted
that it would not have been filed.
As indicated previously, in order for the doctrine of
estoppel to apply, the party to whom the 'representation is made
must act upon that representation to its detriment. In this
case, the detriment is said to exist not in the action taken by
the Union which involved the filing of the policy grievance but
rather in the College's response to that grievance. In the
Board's view, however, the fact that the policy grievance may
have caused the College to review and ultimately discontinue
payment of the premium to Ms. Pietens and Ms. Zoccano cannot
constitute detrimental reliance on the part of the Union for
purposes of the application of the doctrine of estoppel. In the
result, we cannot conclude that the College was precluded from
discontinuing payment of the Lead Hand premium to Ms. Pietens and
Ms. Zoccano in the spring of 1996.
14
As to the claim in relation to other SSO's in the
Registrar's Office, the Board heard little regarding their duties
and, in fact, the Union acknowledged that it was not pursuing a
remedy for these employees. As requested, however, we note our
agreement with the Union that the SSO classification does not
automatically disentitle an employee to payment of the Lead Hand
premium. Instead, the inquiry in each case must be directed to
whether the employee performs Lead Hand functions which are
beyond the duties of his or her regular classification.
In the result, for the reasons set out, the grievances
are dismissed.
DATED AT TORONTO, this 7tt~ay of August , 1996.
Chair
"Jac~ueline G. Campbell"
College Nominee
"I Dissent - Jon McManus"
Union Nominee