HomeMy WebLinkAboutP-2015-0887.Schmohl.15-11-25 DecisionPublic Service
Grievance Board
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Toronto, Ontario M5G 1Z8
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Commission des
griefs de la fonction
publique
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
PSGB#P-2015-0887
IN THE MATTER OF AN ARBITRATION
Under
THE PUBLIC SERVICE ACT OF ONTARIO
Before
THE PUBLIC SERVICE GRIEVANCE BOARD
BETWEEN
Frank Schmohl Complainant
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Kathleen G. O’Neil Chair
FOR THE
COMPLAINANT
Frank Schmohl
FOR THE EMPLOYER Susan Munn
Treasury Board Secretariat
Legal Services Branch
Counsel
SUBMISSIONS September 21, 2015
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Decision
[1] This decision deals with the complaint of Frank Schmohl, claiming that the
employer’s performance management policy was violated in the spring of 2015.
As remedy he asks that the employer follow the performance review policy and
because it was not followed, to give him a performance rating of “met all”.
[2] As this complaint, on its face, appeared to fall outside the Board’s jurisdiction, the
Board sent a letter dated May 27, 2015 to Mr. Schmohl, the most pertinent
portion of which reads as follows:
The Public Service Grievance Board, as a statutory tribunal, can only deal with
those complaints falling within its legislative mandate. This mandate is limited by
Ontario Regulation 378/07. Section 4 (2) of that Regulation reads:
(2) The following matters cannot be the subject of a complaint about a working
condition or about a term of employment
1. The term or duration of the public servant's appointment to
employment by the Crown.
2. The assignment of the public servant to a particular class of position.
3. A dismissal without cause under subsection 38 (1) of the Act or a
matter relating to such a dismissal.
4. The evaluation of a public servant's performance or the method of
evaluating his or her performance.
5. The compensation provided or denied to a public servant as a result of
the evaluation of his or her performance. 0. Reg. 378/07, s. 4 (2).
Your complaint on its face appears to relate to either the method of performance
evaluation, or the compensation provided or denied as the result of such an
evaluation. For this reason it does not appear to constitute a grievance over
which this tribunal has jurisdiction.
Accordingly, the Public Service Grievance Board gives notice of its intention to
dismiss your complaint. You are entitled to make written submissions to the
Public Service Grievance Board with respect to the dismissal of your complaint
by June 26, 2015 before a final decision is made. Please provide a copy of your
submissions, if any, to the employer.
[3] This letter was sent in accordance with the Board’s Rule 9, which reads as
follows:
Dismissal Without a Hearing or Consultation
9. Where the Board considers that a complaint does not make out a case for the
orders or remedies requested, even if all the facts stated in the complaint are
assumed to be true, the Board may dismiss the complaint without a hearing
or consultation. In its decision the Board will set out its reasons.
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As well, Practice Note #1 provides for the procedure of receiving submissions as
was done in this case.
[4] Mr. Schmohl took the opportunity to make submissions, to which the employer
responded, and the complainant provided a final reply.
[5] The complaint filed with the Board expresses Mr. Schmohl’s serious discontent
with the employer’s process in evaluating his performance at, and leading up to,
a year-end meeting held on April 8, 2015, presumably in relation to the preceding
year’s performance. He states in his complaint that it was not done in
accordance with mandatory policy requirements in many respects. These
include timing, documentation, development of a performance plan, the
establishment of a specific work assignment with clear and appropriate
performance expectations, coaching concerning any barriers, as well as
constructive feedback and support for improvement. As well, he complains about
the use of certain reports and a letter of counsel in the process.
[6] In his submissions in response to the Board’s letter cited above, Mr. Schmohl
emphasized that his complaint is based on the employer’s failure to complete his
performance evaluation appropriately, which, in his view, is in direct violation of
the employer’s policies and procedures, which are conditions of his employment.
He states that his complaint is formed in large part on the fact that the employer
is circumventing the policy by failing to complete performance appraisals, and
therefore making pay for performance decisions outside of the mandated policy.
It is the complainant’s submission that this type of complaint falls squarely within
the Board’s jurisdiction and should therefore proceed to a hearing.
[7] As well, Mr. Schmohl invited the board to hear his complaint because of the
significant power imbalance between the employer and himself, a non-unionized
employee. He states that, as an employee, he completed the appraisal process
appropriately and expected that his employer would also do so, which he
submitted was supported by the decision of the Supreme Court of Canada in
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Machtinger v. HOJ Industries Ltd. (1992), 91 D.L.R (4th) 491, [1992] 1 SCR 986,
1992 CanLII 102 (SCC).
[8] Counsel for the employer argued in her submission that this Board has no
jurisdiction to hear the applicant’s complaint given Subsection 4(2) of the
Regulation, which clearly prohibits review of performance evaluation and pay for
performance, as set out above. Further, Counsel noted that the arguments made
by the complainant here were made and dismissed by the Board in a similar case
- Tyrrell v. Ontario (Ministry of Community Safety and Correctional Services,
2004 CanLII 55241 (ON PSGB).
[9] In reply, Mr. Schmohl further emphasized the idea of the power imbalance
between the employer and employee, when the employer picks and chooses
which policy and procedures to follow and does not give the employee an
opportunity to address the concerns before a verdict has been cast, which in turn
can have a drastic impact on the employee’s life.
[10] The Board has carefully considered the submissions filed. Despite Mr.
Schmohl’s clarification of his complaint, it is clear that what he is complaining
about is how the employer conducted the evaluation of his performance. The
regulation which binds the Board is crystal clear to the effect that one of the
matters which cannot be the subject of a complaint to this Board is “the
evaluation of a public servant's performance or the method of evaluating his or
her performance”. Since that is exactly what Mr. Schmohl is complaining about,
and the PSGB is bound by the statute and the regulations, the Board is simply
without the authority to hear his complaint.
[11] It is true that the Machtinger decision relied upon by Mr. Schmohl refers to
inequality of bargaining power in employment relationships. However, that case
was dealing with the very different issue of the appropriate length of notice for
dismissal, and does not provide a basis on which the Board could hear this
complaint about performance evaluation.
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[12] For the above reasons, the Board does not have the authority to hear Mr.
Schmohl’s complaint about terms and conditions of employment related to the
evaluation of his performance, and it is accordingly dismissed.
Dated at Toronto, Ontario this 25th day of November 2015.
Kathleen G. O’Neil, Chair