HomeMy WebLinkAbout2014-4308.Association.15-12-29 DecisionCrown Employees
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GSB#2014-4308
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Association of Management, Administrative and
Professional Crown Employees of Ontario
(Association) Association
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The Crown in Right of Ontario
(Treasury Board Secretariat) Employer
BEFORE Gail Misra Vice-Chair
FOR THE
ASSOCIATION
Marisa Pollock
Goldblatt Partners LLP
Counsel
FOR THE EMPLOYER Peter Dailleboust
Treasury Board Secretariat
Labour Practice Group
Counsel
HEARING December 1, 2015
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Decision
[1] On December 19, 2014 the Association filed a dispute pursuant to Article 15.7.2 of
the Collective Agreement claiming that the Employer has violated the terms of the
Letter of Understanding re: Reclassification of Certain Positions (the
“Reclassification LOU”). In particular, the Association asserts that the Employer
has incorrectly retroactively reclassified employees in positions in Appendices A, B
and C of the Reclassification LOU to August 28, 2014, and that it should have
applied the pay administration rules set out at para. 10 of the Memorandum of
Agreement re: Implementation of New Job Evaluation System. Had the Employer
applied para. 10, the Association asserts that the affected employees whose
current salary was either below the minimum of their new salary range, or below or
equal to the new maximum of their new salary range, would have been moved into
their respective ranges retroactive to October 1, 2013. The Association asserts
that as a result of the Employer’s violation of the agreements, affected employees
have not been paid their respective appropriate salaries retroactively, and may
also have lost entitlement to salary adjustments, including merit increases.
[2] By way of remedy, the Association seeks retroactive adjustments in salary for any
impacted employees in Appendices A, B or C of the Reclassification LOU; and
seeks any other redress, monetary or otherwise, that may be necessary to make
affected individual employees and the Association whole.
[3] No evidence was called in this case, and the parties made their submissions and
arguments based on certain documents and two collective agreements, as well as
a generally accepted version of the history of how the parties developed a job
evaluation scheme for the members of the Association.
[4] In the 2012 to 2014 Collective Agreement, the parties agreed to a Memorandum of
Agreement re: Implementation of New Job Evaluation System (the “Job Evaluation
MOA”). As the Association described it, the job evaluation system that the parties
use was ‘born’ in that Collective Agreement.
[5] The introductory paragraphs of the 2012 Job Evaluation MOA outlined the history
of how the parties had reached that point, and indicated that in the collective
agreement that expired on March 31, 2004, the parties had agreed that they would
discuss the possibility of a new job classification/evaluation system.
[6] Subsequent to that, the parties had signed Memoranda of Agreement on
November 26, 2003; April 5, 2005; March 27, 2007; and April 27, 2009, wherein
they agreed to processes for the completion of the job evaluation project, including
the negotiation of rates, salaries, and other monetary consequences of the
implementation of the new job evaluation and classification system.
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[7] The 2012 Job Evaluation MOA indicates that the parties had by that juncture
reached agreement on the implementation of the new ‘Job Evaluation/
Classification System’, and outlined in detail how the system would become
operational. It appears from the text of the MOA that the parties had agreed on the
classification levels and salary ranges for jobs that they included in Appendix A to
that MOA. However, there still remained positions in other attached Appendices
that had not yet been evaluated, and as such the Joint Working Group and the
Joint Steering Committee were mandated to continue with job evaluation until all
remaining positions had been evaluated and agreed upon.
[8] At para. 4 of the MOA it was noted that Appendix C to the MOA contained all
positions that had been jointly evaluated by the parties up until October 18, 2012,
and whose new levels had been agreed upon; Appendix D to the MOA contained
positions created prior to September 30, 2010, which had not yet been described
and/or evaluated jointly by the parties; Appendix E to the MOA contained positions
that the Employer had identified from Appendix C as potentially having changed
significantly since they were initially described and evaluated; and, at Appendix F
were positions that had been created between October 1, 2010 and the date of
ratification of the 2012 Collective Agreement.
[9] At para. 5 of the 2012 Job Evaluation MOA the parties agreed as follows:
5. Date of Implementation
The date of implementation of the new classification levels and salary
ranges resulting from implementation of the new Job
Evaluation/Classification system shall be effective October 1, 2013.
[10] The parties agreed at para. 6 of the MOA to a multi-layered dispute resolution
mechanism to address issues where there was no consensus, with the final level
of resolution resting with the Deputy Minister or his or her designate.
[11] Para. 7 addressed the dispute resolution process for individual employees who
may have a complaint arising out of the implementation of the new job evaluation
system. For the purposes of this decision the dispute resolution steps are not
material, except to note that at para. 7 (vii) the parties agreed that where the
review process resulted in a position being assigned to a higher classification level,
the resulting adjustment to the employee’s salary, if any, would be effective the
date of implementation.
[12] The parties agreed that for jobs created on or after the date of ratification of the
2012 Collective Agreement, subject to the terms of the Collective Agreement and
the terms of the MOA, the Employer retained the right to classify employees in
positions, and to manage and maintain the job classification and the job
classification/evaluation system on an ongoing basis following the completion of
the job evaluation/classification project (at para. 8).
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[13] Para. 10 of the MOA dealt with Pay Administration and stated as follows:
10. Pay Administration
The following Pay Administration rules pertain only to employees moving from
the old job classification into the new job evaluation/classification system and
have no application to other reclassifications under the collective agreement.
(a) An employee whose current salary is below the minimum of the new
range for his/her position will be moved to the new minimum effective
the date of implementation.
(b) an employee whose current salary is above the new minimum and
below or equal to the new maximum of the new salary range for
his/her position will move into the new salary range at his/her current
salary effective the date of implementation.
(c) An employee whose current salary is above the maximum of the new
salary range for his/her position shall maintain his/her current salary
until the maximum of the new salary range exceeds their salary, at
which time he or she may progress in the new range in accordance
with Article 45. For clarity the employee will not be entitled to receive
across the board increases, if any, while his/her salary is above the
new maximum of the new salary range.
(d) The anniversary date of an employee covered by this paragraph shall
remain unaffected by the movement to the new level.
(e) For clarity, Article 19 shall not apply to the movement in this
paragraph.
The Association agrees that it will not initiate, pursue or support any pay equity
complaint that is inconsistent with this pay administration paragraph.
[14] The 2012 Collective Agreement was ratified by the Association members on
October 18, 2012, and became effective as of that date. Nonetheless, there is
no dispute that for the purposes of the job evaluation system, the implementation
date was as agreed by the parties, and outlined above, October 1, 2013, almost
one year later.
[15] On August 3, 2014 the parties reached a new collective agreement through the
signing of a Memorandum of Settlement, which comprised a cover page and an
appended document that contained all the terms upon which the parties had
agreed regarding the new collective agreement (the “August 2014 MOS”). The
term of the new collective agreement was to commence from the date of
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ratification by both parties, and would expire on March 31, 2018. The 2014
Collective Agreement was ratified on August 28, 2014.
[16] In the August 2014 MOS the parties agreed, subject to ratification, “to the terms
and conditions of the Collective Agreement as amended by the following agreed
to terms”. The parties further agreed at para. 4 of the cover page of the August
2014 MOS that “except as provided otherwise in the terms of the Memorandum
of Settlement, all other changes to the most recently expired Collective
Agreement shall be effective on the date of ratification by both parties”.
[17] At para. 5 of the cover page of the August 2014 MOS the parties agreed that “the
renewal Collective Agreement shall be in the form of the most recently expired
Collective Agreement, as amended by the attached”, which comprised of the
specific terms that had been agreed upon.
[18] Item 15 of the terms of the August 2014 MOU contained the “Letter of
Understanding – Reclassification of Certain Positions” (as noted earlier, the
“Reclassification LOU”), which states as follows:
Letter of Understanding re: Reclassification of Certain Positions
The Parties agree that the job description associated with the job description
numbers set out in Appendix A and B will be replaced with the “Senior Architect
Job Description” and the “Senior Project Manager Job Description”, respectively.
These positions will be classified at Level 7 effective date of ratification. Further,
the job description numbers set out in Appendix C will be reclassified, as
described in Appendix C, effective date of ratification.
The Association acknowledges that no new regular positions have been created
as a result of this Letter of Understanding. The Association agrees that Article 18
(Posting and Filling of Positions in the Regular Service) does not apply to the
reclassification of the positions referenced in Appendix A and B. Further, the
Association agrees that the Pay Administration Rules in Paragraph 10 of the
Memorandum of Agreement re: Implementation of New Job Evaluation System
applies to the impacted employees in Appendix A, B and C.
Nothing in this Letter of Understanding limits the Employer’s right to evaluate and
classify positions.
Nothing in this letter limits the rights of employees in any of the positions referred
to above or the rights of AMAPCEO to pursue all applicable claims filed in the
dispute resolution process filed pursuant to the Memorandum of Agreement
Regarding Implementation of the New Job Evaluation System.
This letter does not form part of the Collective Agreement.
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Dated at Toronto, this xx day of 2014.
Dianne Colville Marc Rondeau
Chair, AMAPCEO Bargaining Team Director, Negotiations & Security Branch
Ministry of Government Services
APPENDIX A: Attached; APPENDIX B: Attached; APPENDIX C: Attached
[Letter not attached to the Collective Agreement]
(Emphasis added)
[19] While the parties agreed that the above-noted Reclassification LOU did not form
part of the Collective Agreement, the original 2012 Job Evaluation MOA from the
2012 Collective Agreement continues to form part of the current 2014 Collective
Agreement.
[20] The parties agree that all individual appeals arising since the new collective
agreement was ratified have been resolved under the dispute resolution process
in the Job Evaluation MOA, the last one having settled in September 2015.
[21] The Association argues that despite the parties’ agreement in the August 2014
MOS that except as provided otherwise in the terms of the MOS, all other
changes to the most recently expired Collective Agreement would be effective on
the date of ratification (August 28, 2014), the date of implementation as outlined
in the original 2012 Job Evaluation MOA, from the 2012 Collective Agreement,
continued to be the implementation date for job evaluation purposes because
that MOA continues to reside in the current Collective Agreement.
[22] In particular, the Association states that while Item 15 of the August 2014 MOS
states that the positions referred to in the three appendices to the
Reclassification LOU would be classified at a certain level, or that certain job
description numbers would be reclassified, “effective date of ratification”,
nonetheless, since the parties had also agreed therein that the Pay
Administration Rules in para. 10 of the original Job Evaluation MOA would apply
to the impacted employees, therefore the implementation date should be October
1, 2013, as it was in the 2012 Collective Agreement. It urges the Board to find
that the Employer violated the terms of the 2014 Collective Agreement when it
maintained that the employees affected were only entitled to monies that may
flow effective August 28, 2014, the date of ratification, rather than back to
October 1, 2013, the implementation date.
[23] According to the Association, date of ratification and implementation date are two
completely different concepts. To illustrate the difference, the Association points
out that in Article 27, the surplusing provision, an effected employee may be
considered for positions based on their level or grade at the relevant time. As
such, that addresses the concept of level to which an employee was reclassified,
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which may be determined as of the date of ratification. However, in the job
evaluation process, and for pay purposes, the Association argues that under the
Pay Administration para. 10, the effected employee should have been paid back
to the date of implementation, which was October 1, 2013, as that job evaluation
process had not yet been completed at the time that the parties ratified the
current collective agreement.
[24] In the alternative, the Association argues that if the Board accepts that job
evaluation was over, then the Reclassification LOU, which the parties agreed to
in the August 2014 MOS, makes specific reference to para. 10 of the original Job
Evaluation MOA, and as that paragraph refers to the date of implementation, a
defined term, the employees affected should receive retroactive pay back to
October 1, 2013.
[25] The Employer argues that the Reclassification LOU that the parties agreed to
was completely outside the job evaluation process. Reclassification and job
evaluation are two different processes, and while the parties agreed in 2014 that
they would utilize some aspects of the Job Evaluation MOA, they did not import
all aspects into their LOU regarding specific positions that they were agreeing
would be reclassified.
[26] The Employer states that Appendices A, B and C, referred to in the
Reclassification LOU, contained positions that were still in dispute, and that in the
course of settling the 2014 Collective Agreement, the parties agreed on a
common classification and a change in remuneration for those groups of
AMAPCEO members. They specified that certain job description numbers in
Appendices A and B would be classified as either Senior Architect positions, or
Senior Project Management positions, and that they would all be reclassified
from a Level 6 to a Level 7 effective the date of ratification. An assortment of
non-architect and project manager jobs in Appendix C were to be reclassified
from their respective various levels to one level higher, again, effective the date
of ratification.
[27] The Employer argues that since the positions in Appendices A, B and C had
been disputed by the Association, they could have remained in the job evaluation
process, and could have continued on in the dispute resolution process outlined
therein in order to get to the Deputy Minister decision-making level. However,
the Association decided to carve them out and address them in bargaining, and
as such, they were no longer part of the job evaluation scheme. That was why
the parties had to agree specifically about how they would be addressed.
According to the Employer, it was the Association which wanted to protect the
rights of individual members to dispute the reclassification, and the parties
therefore agreed to import the dispute resolution process that had been agreed
upon for the job evaluation process.
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[28] According to the Employer, the Association knew that if it wanted a wage
increase to be effective on a date other than the date of ratification, it had to
negotiate that specifically. As an example, it points out that in Item 12 of the
August 2014 MOS the parties agreed that salary rates would increase on specific
dates, rather than on the date of ratification.
[29] The Employer states that when the parties referred to para. 10 of the Job
Evaluation MOA applying to the impacted employees in Appendices A, B and C,
it was to ensure that Article 19 (the regular Pay Administration provision of the
collective agreement) would not apply to these reclassifications. In the normal
course, Article 19.7 applies to reclassification, which would have had significant
implications for the Employer. Furthermore, the Employer wanted to ensure that
the posting provisions would not apply for all the positions covered by the
Appendices.
[30] Since the parties clearly agreed that the reclassifications were to be effective the
date of ratification, the Employer argues that the Board would have to go beyond
the words that the parties had agreed upon in the Reclassification LOU in order
to find that the implementation date should be applicable. Para. 5 of the Job
Evaluation MOA addressed the date of implementation for new classification
levels and salary ranges resulting from implementation of the new Job
Evaluation/Classification system.
[31] The Employer relied on jurisprudence to the effect that in order for the
Association to successfully argue for a monetary benefit flowing from the
language of the August 2014 MOS, the language must be clear that the parties
had negotiated the Reclassification LOU as part of the job evaluation project.
Since no mention was made to that effect, the Employer argues that the Board
cannot read it in.
Decision
[32] In reaching a decision in this case I have reviewed all of the parties’ submissions,
documents submitted, and the jurisprudence relied upon by the Employer.
Neither party raised any objection to my consideration of the Reclassification
LOU even though the parties had agreed in the August 2014 MOS that it does
not form part of the Collective Agreement. Rather, both parties argued that the
issue to be decided arose squarely out of that LOU.
[33] It is noteworthy that Article 15.7.2 of the Collective Agreement contemplates that
in the event of any dispute between the Employer and the Association, the
Association has the right to file a dispute provided it does so within sixty days
after the circumstances giving rise to the dispute have occurred, or have come or
ought reasonably to have come to the attention of the Association. As such, it
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appears that there is no requirement that a dispute arise only out of the terms of
the Collective Agreement.
[34] As was noted earlier, no evidence was called in this case and neither party has
asserted that there is any ambiguity in the language of the LOU or MOS at issue.
This is a case in which the issue is one of collective agreement interpretation, or
more properly, the interpretation of the Memorandum of Settlement reached
between the parties settling the 2014 to 2018 Collective Agreement, including the
Letter of Understanding re: Reclassification of Certain Positions, which formed a
part of that Memorandum.
[35] In Ontario Power Generation and Society of Energy Professionals, 2012
CarswellOnt 16996 (G. Surdykowski), in discussing the rules of collective
agreement interpretation, the arbitrator wrote as follows:
17. The fundamental rule of collective agreement interpretation is that the words
used must be given their plain and ordinary meaning unless it is clear from the
structure of the provision read in context that a different or special meaning is
intended, or the plain and ordinary meaning result would be illegal or absurd. All
words must be given meaning, different words are presumed to have different
meanings, and specific provisions prevail over general provisions. Both the
words that are there and the words that are not there are significant.
18. Although as a matter of general principle collective agreements must be
interpreted in a manner which preserves the spirit and intent of the collective
agreement, it is the words that the parties have agreed to use to express their
intention which are of primary importance. The parties to a collective agreement
are presumed to say what they mean and mean what they say. Allegedly
missing words or terms cannot be implied under the guise of interpretation unless
it is absolutely essential to the clear mutually intended operation of the collective
agreement, or to make the collective agreement consistent with legislation which
the parties cannot contract out of. Although much has been written about
purpose, fairness, internal anomalies, administrative cost or feasibility, and what
“should be”, such considerations only come into play when the language is truly
ambiguous and the arbitrator must apply established labour relations principles in
order to choose between two or more equally plausible interpretations. The
rights arbitrator’s task is to determine what the collective agreement provides or
requires, not what he or either party thinks it should say. If the language is
sufficiently clear it must be applied as written regardless of any associated costs
or administrative difficulties, or any apparent fairness of the effect on either party
or the bargaining unit employees. …
20. More to the point is the decision in Golden Giant Mine [[2004] O.L.A.A. No.
600 (Ont. Arb.)] which is representative of the line of arbitral authority which
stands for the proposition that entitlement to a monetary benefit must be derived
from clear collective agreement language, and that such an entitlement cannot
be inferred or implied. …
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[36] For the purposes of this case, the principles outlined above are equally
applicable to my consideration of the language of the August 2014 MOS and the
Reclassification LOU that formed part of that Settlement.
[37] The parties clearly agreed at para. 4 of the August 2014 MOS that except as
otherwise provided in the terms of the MOS, all other changes to the most
recently expired collective agreement should be effective on the date of
ratification by both parties. At Item 15 of the agreed-to terms that formed a part
of the MOS, the parties agreed repeatedly and specifically in the Reclassification
LOU that all the positions referred to therein would be classified to their new
levels effective the date of ratification.
[38] In the absence of any evidence to the contrary, and giving the language its plain
and ordinary meaning, it is obvious that as of August 3, 2014 when they signed
the Memorandum of Settlement, the parties meant for the reclassification of the
various jobs to be effective on ratification, which was ultimately August 28, 2014.
[39] I note that the parties did not describe the Reclassification LOU as an addendum
to the Job Evaluation MOA, which continued to be attached to the 2014
Collective Agreement. To the contrary, they agreed that the Reclassification
LOU would not form a part of the 2014 Collective Agreement. Based on the
language of the Reclassification LOU, it seems apparent that the reclassifications
that were agreed to in that LOU were not a result of the implementation of the
new Job Evaluation/Classification system, but rather were the product of
collective bargaining in 2014. As such, I accept the Employer’s argument that
the parties agreed that the date of ratification was the effective date, not the date
of implementation which applied to the job evaluation process. Had the parties
wanted to ensure that para. 5 of the Job Evaluation MOA applied, they could
have so specified. They specified other aspects of that MOA that they wanted to
be applicable, like the pay administration and dispute resolution provisions.
However, rather than making any reference to the ‘implementation date’, they
specified that the reclassifications would be effective from the ‘date of
ratification’.
[40] The Association’s argument is that by importing para. 10 of the job evaluation
regime into the LOU, the parties must have meant to ensure retroactivity to the
date of implementation, October 1, 2013. It is worth reproducing again a part of
the Reclassification LOU to see where the reference to para. 10 arises:
The Association acknowledges that no new regular positions have been
created as a result of this Letter of Understanding. The Association
agrees that Article 18 (Posting and Filling of Positions in the Regular
Service) does not apply to the reclassification of the positions referenced
in Appendix A and B. Further, the Association agrees that the Pay
Administration Rules in Paragraph 10 of the Memorandum of Agreement
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re: Implementation of New Job Evaluation System applies to the impacted
employees in Appendix A, B and C.
Nothing in this Letter of Understanding limits the Employer’s right to
evaluate and classify positions.
[41] In the absence of evidence, there is no guidance as to what the parties meant by
the language in the LOU that “further, the Association agrees that the Pay
Administration Rules in Paragraph 10 of the Memorandum of Agreement re:
Implementation of New Job Evaluation System applies to the impacted
employees in Appendix A, B and C”, but to the extent that anything was meant, it
appears from a reading of the provision as though the Association was
conceding something rather than getting from the Employer a commitment that
there would be retroactivity to a date 11 months before the parties were agreeing
on a new collective agreement. The sentence comes in a paragraph in which the
Association acknowledges that no new regular positions have been created as a
result of this LOU; the Association further agrees that the posting and filling
provisions of the collective agreement do not apply to the positions in the
appendices to the LOU; and then it agrees that the para. 10 Pay Administration
rules apply to all the impacted employees in the appendices. The next
paragraph continues in a vein that suggests that there is reinforcement of the
understanding that the Employer’s right to evaluate and classify positions
remains unaffected by the LOU.
[42] It seems more likely than not that in documenting the Association’s agreement
regarding para. 10 of the Job Evaluation MOA, the Employer was seeking to
ensure that the special Pay Administration rules would apply to the affected
employees, rather than Article 19 of the Collective Agreement, and that the
Association would be committing not to initiate, pursue or support any pay equity
complaint that would be inconsistent with the special pay administration regime in
para. 10.
[43] In this instance, in light of the language of the August 2014 MOS and the
Reclassification LOU, I am not faced with two equally plausible competing
interpretations: What I have before me is a clear express agreement that the
effective date of the Reclassification LOU is the date of ratification, and an
argument that I should imply that inclusion of para. 10 of the Job Evaluation MOA
meant that the parties had agreed that the date of implementation, October 1,
2013, would govern the reclassifications that had been bargained.
[44] In the absence of a specific commitment made by the Employer that it was
agreeing to pay the reclassified employees referred to in the Reclassification
LOU back to the date of implementation, October 1, 2013, I cannot infer or imply
such a monetary benefit.
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[45] What the parties appear to have been doing in reaching the Reclassification LOU
was short-circuiting the job evaluation scheme and its dispute resolution
mechanism (which would have left the ultimate decision in the hands of the
Employer) in order to clear the decks of a large number of outstanding
Association disputes. Every employee on the three appendices referred to in the
Reclassification LOU was moved up by one level as a result of those
negotiations so that the Association successfully negotiated increases for all the
affected employees. However, from the language of the LOU, it is clear that
such reclassification was only to be effective as of the date of ratification. By
articulating the effective date as date of ratification, the parties in essence
overrode the implementation date that had been referred to in Para. 10 of the Job
Evaluation MOA.
[46] Furthermore, I cannot infer retroactivity to October 1, 2013, when these parties
had agreed on the face of the August 2014 MOS that all changes to the collective
agreement were to be effective on the date of ratification unless provided
otherwise “in the terms of the Memorandum of Settlement”. Nothing in the
Memorandum of Settlement states that the reclassification of the affected
positions was to occur as of October 1, 2013. To the extent that this
interpretation creates a conflict between two provisions within the
Reclassification LOU, I am of the view that the specific language of the
Reclassification LOU takes precedence over the reference to para. 10 of the Job
Evaluation MOA on the interpretive principle that the specific provision must
prevail over the general provision.
[47] For all of the reasons outlined above, this dispute is dismissed.
Dated at Toronto, Ontario this 29th day of December 2015.
Gail Misra, Vice-Chair