HomeMy WebLinkAboutEllis 90-11-14 90A938
Caat A
Local 556
IN THE MATTER OF AN ARBITRATION
BETWEEN
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
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GEORGE BROWN COLLEGE
Grievance of Tre¥or Ellis
INTERIM AWARD
Before: M.G. Mitchnick - Chairman J. Herbert - Union Nominee
D. W. Guptill - Employer Nominee
Appearances:
For the Union: C.G. Paliare, Counsel
T. Ellis
For the Employer: F.G. Hamilton, Counsel
Sally Layton
Hearing held in Toronto on September 5, 1990
INTERIM ]%WARD
This grievance arises out of the termination by the
College of Trevor. Ellis, hired as a Teaching Master September 1,
1988, during the term of his probationary contract. The College
takes the position before the board that the matter is not
arbitrable.
On December 7th, 1989, the College sent to Mr. Ellis a
letter of termination as follows:
Dear Mr. Ellis,
I have received two evaluation reports from the Dean of
the Technology and Science Division in this academic
year. I have also received a Probationary Teacher
Report which reflects deficiencies in your-teaching
ability and in your interpersonal skills.
In accordance with our agreement, as signed by you on
July 31, 1989, this constitutes the immediate
termination of your employment with the College. Your
termination is effective Friday, December 8, 1989.
We will prepare a final cheque for you which includes
your outstanding vacation balance. Please pick up your
cheque on Friday from Bill Houghton, Chairperson of the
Electrical Department. Mary Hofweller, Manager of
Benefits, will be contacting you, by mail, to arrange
for termination of your benefit package.
We regret that our extension to yoUr employment did not
have a more positive outcome.
Yours truly,
"S. Layton"
Sally Layton,
Director, Human Resources
Mr. Ellis responded by "grieving" the said dismissal in a letter
dated December 19, 1989, which read:
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December 19, 1989
Mr. D. E. Light
President
George Brown College
Casa Loma Campus
P.O. Box 1015, Station B
Toronto, Ontario
M5T 2T9
Dear Mr. Light,
My employment with the college was terminated on the
8th of December, 1989.
I am hereby making a formal complaint to you with
respect to my dismissal. I grieve unjust dismissal.
I am,
yours truly,
"Trevor Ellis"
Trevor Ellis
cc. Amy Thornton, President, local 556, OPSEU
Tom Tomassi
Marilyn Youden
Raj Anand, Scott & Aylen
Paul Cavalluzzo
The College's response to that letter was to list the matter of
Mr. Ellis's termination on the "Agenda" published for the
Union/College committee Meeting scheduled for January 10, 1990.
The grievor, however, was unhappy with the Union representation
available to him for that meeting, and the College re-scheduled
the discussion of Mr. Ellis to the next meeting, setting that out
to Mr. Ellis in a letter dated January 12, 1990:
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January 12, 1990
Mr. Trevor Ellis
1 Massey Street
Brama!ea, Ontario
L6S 2V5
Dear Mr. 'Ellis:
We are writing in response, to your letter to Mr. Light
of December 19, 1989. A meeting of the Union/College
Committee has been scheduled to discuss the concerns
you raised about your termination of employment.
The meeting has been scheduled as follows:
Date: Tuesday, February 6, 1990
Time: 3:00 p.m.
Place: Room C318, 160 Kendal Avenue
We look forward to seeing you at this meeting.
Yours truly,
Sally Layton
Director, Human Resources
cc. M. Youden
A. Thornton
That meeting did take place as planned, and the discussion
thereat involving Mr. Ellis is highlighted in the Minutes as
follows:
Ontario Public Service Employees Union, Local 556
2-329 St. George St., Toronto, Ontario. M5R 2R2
Telephone 968-2155 / Fax 968-3978
MINUTES OF THE COLLEGE/UNION COMMITTEE MEETING
TUESDAY FEBRUARY 6TH.. 1990 - 146 KENDAL AVENUE
PRESENT: S. Layton, M. Kerman, S. Donovan
A. Thornton, P. Chiasson, T. Tomassi
GUESTS: Shirley Holloway, Dean, Technology
Bill Houghton, Chairperson, Electrical
Trevor Ellis, Marilyn Youden, O.P.S.E.U. Rep.
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TREVOR ELLIS
The Committee advised that since this is a dismissal case,
presentations will be as follows: management, then Mr.
Ellis and/or OPSEU Staff Rep. Ms. Youden, followed by a
rebuttal by management. Time limit of 15 minutes per
presentation was set.
Staff Rep. Ms. Youden asked if it would be alright for a
short caucus after management presented theircase. The
Committee had no objection to this request. It was agreed
that questions woul~ be limited to fact finding questions.
Shirley Holloway introduced herself as Dean of Technology
and advised that she has been the Dean of Technology for
the duration of Mr. Ellis's probation and that there has
been two Chairs, George Danac who is now retired and Bill
Houghton.
Management presented their reasons for the termination of
Mr. Ellis' probationary contract.
Ms..Youden asked the question: "Who has the authority to
terminate an employee of George Brown College"? The
College responded that the President, the two Vice-
Presidents and the Director of Human Resources have the
authority to terminate a full-time employee of George
Brown College.
O.P.S.E.U. Staff Rep. Ms. Youden assisted Mr. Ellis in
presenting his case giving reasons why they felt Mr.
Ellis' termination was not justified.
The members of the Committee then proceeded to ask
questions of the presenters for clarification.
Management gave a rebuttal.
Marilyn Youden, Trevor Ellis, Shirley Holloway and Bill
Houghton were thanked for attending and excused from the
meeting.
Discussion by the Committee ensued with respect to the
presentations which were made. The College members of the
Committee took a short caucus to discuss the matter and
returned with the following decision:
The College advised that after careful consideration of
the facts, they are not prepared to reverse their
decision, therefore the termination of Mr. Ellis'
probationary contract stands and the Union is requested to
advise Mr. Ellis of this decision.
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That decision was confirmed in writing at the grievor's request,
the next correspondence after which has the Union writing to the
College on the grievor's behalf as follows:
Ontario Public Service Employees Union
February 28, 1990
Sally Layton
Director of Personnel
George Brown College
P.O. Box 1015, Station B
Toronto, Ontario
M5T 2T9
TREVOR ELLIS - UNJUST DISMISSAL GRIEV~NCE
DATED DECEI~ER 19, ~989
Dear Ms. Layton:
This will confirm that the parties have agreed to waive
Step Two in the above captioned grievance. We will be
proceeding to arbitration.
Yours truly,
"Marilyn Youden"
Marilyn Youden
Staff Representative
MY/lrf
cc-- T. Ellis
A. Thornton, L556
J. Ford, Griev. Dept..
And again subsequent to that:
-- '6 --
Ontario l~blic Service Employees Union
12 March 1990
OPSEU File No: 90A938
The President
George Brown College (A)
P,O. Box 1015, Station "B"
Toronto, Ontario
M5T 2T9 ~
Dear Sir/Madam:
Re: Grievance(s) of ELLIS, Trevor, Local 556
Dismissal
Grievance(s) Dated December 19, 1989
This is to advise that your reply to the captioned
grievance(s) is not satisfactory. We are, therefore,
referring the matter to a Board of Arbitration.
By copy of this letter, we are bringing this matter to
the attention of The College Affairs Branch, Ministry
of Colleges and Universities so that the selection of a
Chairman and a date for a hearing may be arranged. If
further information is required, please contact Jo~n
For4 in the Grievance Department.
Yours truly,
"Kevin Park"
Kevin Park
Coordinator of Grievances
KP/tm
cc. C. Pascal, Chairperson Council of Regents
R. Spargo, Staff Relations Co-ordinator
S. Kehimkar, College Affairs Branch
R. H. Field, College Relations Commission
W. Krawczyk
Trevor Ellis
Marilyn Youden, Staff Representative
Amy Thornton, Local President
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And finally, in the week prior to the hearing of this matter,
with both parties by that time having retained counsel to
represent them, Mr. Paliare on behalf of OPSEU wrote to Mr.
Hamilton concerning this matter as follows:
September 4, 1990
DELIVERED BY FAX - 362-9680
Mr. Fred Hamilton, Q.C.
Messrs. Hicks, Morley, Hamilton
Barristers and Solicitors
30th Floor, Box 371,
Toronto-Dominion Tower
Toronto-Dominion Centre
Toronto, Ontario
M5K 1KS
Dear Mr. Hamilton:
Re: OPSEU & George Brown College
Grievance of Trevor Ellis - Dismissal
As I indicated to you last week, we have been retained
on behalf of the Union to act on behalf of Mr. Ellis
with respect to his arbitration scheduled for September
5th. As I further indicated in my telephone
conversation, we will be alleging bad faith on the part
of the College with respect to this termination. In
that regard, for the purposes of this hearing, we are
prepared to proceed first in calling the evidence with
respect to bad faith.
We will be asserting the following:
1. The parties entered into an agreement concerning
Mr. Ellis in July 1989.
2. The employer undertook that it would not rely upon
any previous allegations concerning Mr. Ellis in
evaluating him during the fall 1989 academic year.
.3. In the July 1989 agreement the employer undertook
to evaluate Mr. Ellis twice during the fall 1989
semester. The employer failed to provide copies
of any evaluations to Mr. Ellis with respect to
that semester until December 1989. At no time was
he given either a copy of the evaluations which
may have been done during that time frame nor was
he provided with~any feedback, orally, from any of
his supervisors.
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4. If the employer had evaluations which were less
than satisfactory and did not provide either the
evaluations or the information to Mr. Ellis, we
.will asserting [sic] that such conduct constitutes
a violation of the July, 1989 agreement and bad
faith.
5. In the letter of termination, the employer relies
upon.Mr. Ellis' alleged deficiencies in his
teaching ability and in his "inter-personal"
skills". No where in any of the evaluations in
the academic year 1989, nor in any other
memorandum, is there reference made to any real or
perceived problem with respect to Mr. Ellis'
"inter-personal skills". It would appear that the
employer has relied upon alleged conduct that
occurred long before the July, 1989 agreement and
thereby again, violated the July agreement and
acted in bad faith.
I trust that the above will further assist you with
respect to the position we will be taking at the
hearing.
Yours very truly,
GOWLING, STRATHY & HENDERSON
"C. G. Paliare"
Chris G. Paliare
CGP/ajm
cc: Ms. Amy Thornton
cc: Mr. Trevor Ellis
There has, of course, been a great deal of litigation
over recent years on the question of the right of a probationary
employee to challenge a discharge, and these particular parties
(in the sense of OPSEU and the Community Colleges in general)
appear to have had more than their share. One would expect that
by now the parties would be approaching a certain level of common
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understanding over the-"rules" surrounding this issue, and
indeed, the submissions made to us by counsel for both sides
reflected this. Mr. Paliare, for his part, acknowledged that the.
grievor is limited by the jurisprudence to challenging his
discharge on the basis of "bad faith". Here, however,. Mr.
-Paiiare submits, the grievor signed an agreement with the College
in July of 1989 setting out the expectation of how the remainder
of his probationary period would be administered, and the College
then subsequently failed to honour those commitments. It is
those "broken promises", Mr. Paliare asserts, that establishes
the right of the grievor to be at arbitration in the present
case. And in any event, argues Mr. Paliare, there is a long line
of cases establishing that a party who waits until the last
minute before arbitration to object to the arbitrability must be
taken to have "waived" the objection.
Mr. Hamilton also acknowledges the state of the case
law but argues that this collective agreement makes a clear
distinction between matters that can be dealt with through the
grievance/arbitration procedure, and those that are restricted to
discussion at the Union/Management Committee. The discharge of a
probationary employee, Mr. Hamilton submits, because it is
specifically stated not to be grievable is one of those matters
-which fall under the latter category, as indeed both parties'
handling of the matter in its earlier stages (including the
failure to use even the OPSEU standard grievance form) clearly
reflected. Mr. Hamilton acknowledges that the courts have
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determined that a probationary employee, though otherwise barred
from grieving his discharge, may nonetheless retain a right to
challenge that discharge on the basis of bad faith; but to do so,
Mr. Hamilton submits, the cases have made it clear that the
allegation of bad faith must be asserted on the face of the
-grievance itself. Further, that distinction has been recognized
as one involving substantive rights of the parties and,
therefore, Mr. Hamilton submits, cannot be waived by the conduct
of the parties. In any event, adds Mr. Hamilton, the appointment
of nominees and chairpersons under this particular collective'
'agreement is handled on a centralized basis, and there has been
no "fresh step", in the language of the cases, on the part of
George Brown College which would now cause that "waiver"
principle to be applied against the College at the hearing.
The provisions of the collective agreement to which the
parties make reference in this matter are as follows:
Article 7
MANAGEMENT FUNCTIONS
7.01 It is the exclusive function of the Colleges to:
(a) maintain order, discipline and efficiency;
(b) hire, discharge, transfer, classify, assign,
appoint, promote, demote, lay-off, recall and
suspend or otherwise discipline employees
subject to the right to lodge a grievance in
the manner and to the extent provided in this
Agreement;
(c) to manage the College and, without restricting
the generality of the foregoing, the right to
plan, direct and control operations,
facilities, programs, courses, systems and
procedures, direct its personnel, determine
complement, organization, methods and the
number, location and classification of
personne~ required from time to time, the
number and location of campuses and facilities,
services to be performed, the scheduling of
assignments and work, the extension,
limitation, curtailment, or cessation of
operations and all other rights and
responsibilities not specifically modified
elsewhere in this Agreement.
7.02 The Colleges agree that these functions Will be
exercised in a manner.consistent with the provisions of
this Agreement.
Article 8
SENIORITY
8.01(a)(i) A full-time employee will be on probation
until the completion of the probationary period. This
shall be two (2) years' continuous employment except as
described hereafter.
8.01(c) On successful completion of the probationary
period, a full-time employee shall then be appointed to
regular status and be credited with seniority equal to the
probationary period served.
8.01(d) During the probationary period an employee will
be informed in writing of the employee's progress at
intervals of four (4) months continuous employment or four
(4) full months of accUmulated non-continuous accUmulated
employment following the commencement date of the
employee's employment upon at least thirty (30) calendar
days' written notice and~during the remainder of the
employee's probationary period upon at least ninety (90)
calendar days' written notice. If requested by the
employee, the reason for such release will be given in
writing.
$.02(a) It being understood that the release of an
employee during the probationary period shall not be the
subject of a grievance under the Grievance Procedure but
may be subject to the internal complaint process as
referred to in Article 14.02(iv), an employee who has
completed the probationary period and is discharge for
cause may lodge a grievance in the manner and to the
extent provided in the Grievance Procedure.
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Article 11
GRIEVANCE PROCEDURES
11.01 Articles 11.01 to 11.05 inclusive apply to an
employee covered by this Agreement who has been employed
continuously for at least the preceding four (4) months.
11.02 Complaints
It is the mutual desire of the parties hereto that
complaints of employees be adjusted as quickly as possible
and it is understood that if an employee has a complaint,
the employee shall discuss it with the employee's
immediate Supervisor within twenty (20) days after the
circumstances giving rise to the complaint have occurred
or have come or ought reasonably to have come to the
attention of the employee in order to give the immediate
Supervisor an opportunity of adjusting the complaint. The
discussion shall be between the employee and the immediate
Supervisor unless mutually agreed to have other persons in
attendance. The immediate Supervisor's response to the
complaint shall be given within seven (7) days after
discussion with the employee.
11.03 Grievances
Failing settlement of a complaint, it shall be taken up as
a grievance (if it falls within the definition under
Article 11.12(c) in the following manner and sequence
provided it is presented within seven (7) days of the
immediate Supervisor's reply to the complaint. It is the
intention of the parties that reasons supporting the
grievance and for its referral to a succeeding Step be set
out in the grievance and on the document referring it to
the next Step. Similarly, the College written decisions
at each step shall Contain reasons supporting the
decision.
Step No. 1
An employee shall present a signed grievance in writing to
the employees immediate Supervisor setting forth the
nature of the grievance, the surrounding circumstances and.
the remedy sought. The immediate Supervisor shall arrange
a meeting Within seven (7) days of the receipt of' the
.grievance at which the employee, a Union Steward
designated by the Union Local, if the Union Local so.
requests, the Dean of the Division and the immediate
SUpervisor shall attend and discuss the grievance. The
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immediate Supervisor and Dean will give the grievor and
the Union Steward their decision in writing within seven
(7) days following the meeting. If the grievor is not
satisfied with the decision of the immediate Supervisor
and Dean, the grievor shall present the grievance in
writing at Step 2 within fifteen (15) days of the day the
grievor received such decision.
Step No. 2
The grievor shall present the grievance to the President
of the college concerned. The President or the
President's designee shall convene a meeting concerning
the grievance, at which the grievor shall have an
opportunity to be present, within twenty (20) days of the
presentation, and shall give the grievor and a Union
Steward designated by the Union Local the President's
decision in writing within fifteen (15) days following the
meeting. In addition to the Union Steward,.a
representative designated by the Union Local shall be
present at the meeting herein if requested by the
employee, the Union Local or the College. The President
or the President's designee may have such persons or
counsel attend as the President or the President's
designee deems necessary.
In the event any difference arising from the
interpretation, application, administration or alleged
contravention of this Agreement has not been
satisfactorily settled under the foregoing Grievance
Procedure, the matter shall then, by notice in writing
given to the other party within fifteen (15) days of the
date of receipt by the grievor of the decision of the
College official at Step No. 2, be referred to arbitration
as hereinafter provided.
ll.04(a) Any matter so referred to arbitration, including
any question as to whether a matter is arbitrable, shall
be heard by a Board of three (3) arbitrators composed of
an arbitration appointed by each of the College. and the
Union and a third arbitrator who shall be Chair. The
Chair shall be selected from the following panel:
Representatives of the Council and the Union shall meet
monthly to review the matters referred to arbitration and
agree to the assignment of a chair to hear each of the
grievances. The Chair shall be assigned either by
agreement or, failing agreement, by lot. The parties may
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from time to time by mutual agreement add further names to
such panel. Also the parties may agree to a supplementary
list of persons to act on a single or number of occasions.
following selection of a Chair, the College and the Union
shall each appoint its arbitrator within ten (10) days
thereafter and forthwith notify the other party and the
Chair. However, if the College and Union mutually agree
prior to selection of a Chair to arbitration by a sole
arbitrator, the sole arbitrator shall be selected from the
panel as in the case of a chair and the other provisions
referring to an arbitration board shall appropriately
apply;
(d) The arbitration board shall not be authorized
to alter, modify or amend any part of the terms of this
Agreement nor to make any decision inconsistent therewith
nor to deal with any matter that is not a proper matter
for grievance under this Agreement;
11.06 Dismissal
It being understood that the dismissal of an employee
during the probationary period shall not be the subject of
a grievance, an employee who has completed the
probationary period may lodge a grievance in the manner
set out in Articles 11.07 and 11.08.
11.07 An employee who claims to have been dismissed
without just cause shall, within twenty (20) days of the
date of receipt of the written notification of the
dismissal, present a grievance in writing to the
President, or in the absence of the President, the Acting
President commencing at Step No. 2 and the President shall
convene'a meeting and give the grievor and the Union
Steward the President's decision in accordance with the
provisions of Step No. 2 of Article 11.03.
11.08 If the grievor is not satisfied with the decision
of. the PreSident, the grievor shall, within fifteen (15)
days of receipt of the decision of the President or in the
absence of the President, the Acting President, by notice
in writing to the College refer the matter to arbitration,
as provided in this Agreement.
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11.12 Definitions
(c) "grievance" means a complaint in writing arising
from the interpretation, application, administration
or alleged contravention of this Agreement.
Article 14
COLLEGE MEETINGS
14.02 A Committee of three (3) members appointed by the
College or Campus officials will meet with the Union'
College or Campus Committee at a mutually agreed time and
place provided that either party requests and gives at
least seven (7) days prior notice accompanied bY an agenda
of matters proposed to be discussed. It is agreed that
matters to be the subject of discussion at meetings
include:
(i) the local application of this Memorandum of
Agreement;
(ii) clarification of procedures or conditions causing
misunderstanding or grievances;
(iii) local initiatives to enhance employment equity
including matters relating to child care;
(iv) an internal complaint process to facilitate the
resolution of employee complaints that do not fall
'within the provisions of Article 4.01, 4.02 or
Article 11;
(v) other matters which are mutually agreed upon;
(vi) if requested by the Union Local, the rationale for
a sessional appointment by the College shall be
the subject of discussion; and
(vi) if' requested by the Union Local, the College shall
explain its rationale for its application of
Article 8.04(c), Appendix II(6) or Appendix
III(2), and in particular, will consider any
representations which the Union Local may make
with respect to the assigning of work on a
full-time or a sessional, partial-load or
part-time basis, and with respect to the
feasibility of assigning work on a full-time basis
rather than on a sessional, partial-load or
part-time basis.
It is understood that the College will continue to make
reasonable provision for the environmental conditions of
air, light, space and temperature of employees' work areas
in the College. A complaint of an employee concerning the
environment conditions mentioned above, shall be discussed
at a meeting under this Article and not under the
provisions of the Grievance Procedure. It is agreed that
meetings under this Article shall not concern or entertain
matters that are properly the subject of meetings as
provided in Article 30.02.
Before focusing on the specific positions taken by the
parties on the facts before us, itwould be appropriate to
briefly review the case law around this issue of probationers'
discharge, particularly in light of the most recent commentary on
it by the Court in the Colleges' own St. Lawrence College case.
The commencement of the line, for present purposes, can be taken
as the decision of the Ontario Divisional Court in the
Municipality of Metropolitan Toronto, an °ral decision of Mr.
Justice Callaghan rendered July 3, 1981. There the collective
agreement contained no specific restrictions on the right of a
probationary employee to.grieve his or her discharge, but on the
other hand the "Management Rights" clause included provisions
which stated:
3.01 Local 43 and employees coming within the 43 Unit
recognize and acknowledge that it is the exclusive
function of the Metropolitan Corporation to:
(i) maintain order, discipline and efficiency;
(ii) hire, discharge, direct, classify, transfer,
promote, demote and suspend or otherwise
discipline any employee coming within the 43
Unit provided that a claim for discriminatory
promotion, demotion or transfer or a claim that
an employee has been discharged or disciplined
without reasonable cause, may be the subject of
a grievance and dealt with as hereinafter
provided; and
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(iii) generally to manage the operation and
undertakings of the Metropolitan Corporation and
without restricting the generality of the
foregoing to select, install and require the
operation of any equipment, plant and machinery
which the Metropolitan Corporation in its
uncontrolled discretion deems necessary for the
efficient and economical carrying out of the
operations and undertakings of the Metropolitan
Corporation.
3.03 Ail employees shall be.designated as probationary
employees during the first six (6) months of their
employment and notwithstanding any other provision of
this agreement, the Metropolitan Corporation shall have
the exclusive right to discharge probationary employees
within the first six (6) months of their employment.
The board of arbitration looked at the "common law" of labour
arbitration, and concluded that:
Ail that is required is for the employer to establish
that the probationer is unsatisfactory.
In the language of the Court, the Board then considered the
evidence of work performance and found that the Municipality had
failed
... to convince us, using the most lenient standards,
that his performance was unsatisfactory ...
(Record, p. 16)
and in the result concluded that the grievor ought to 'be
reinstated in his employment. The board, in other words, placed
an onus upon the Municipality to establish that the grievor's
work performance was unsatisfactory. The Court on review stated:
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By taking this course the Board put the grievor into the
same position as that of an employee who had completed
the probationary period and in so doing erred.
A distinction must be drawn between the scope of the
review of the board in the case of the discharge of an
employee who has acquired seniority and in the case of
the discharge of a probationary employee. In the case
of an employee who has acquired seniority, the
collective agreement allows the Board to look at the
reasonableness of the cause of the discharge. In the
case of the.probationary employee, for the Board to look
at the reasonableness of the cause of the discharge
which it has done here, is to put the probationer into
the same poSition as that of an employee who had
acquired seniority and thereby ignored the provisions of
Article 3.01 and Article 3.03. (see Her Majesty the
Oueen in Right of the Province of New Brunswick v. Mary
Leeming, Supreme Court of Canada, unreported, January
28, 1981).
The Municipality is not required to justify the
dismissal by affirmatively establishing reasonable or
any cause.
Rather, the Court went on to say:
A probationary employee would be entitled to succeed on
a grievance in relation to discharge only if he were
able to affirmatively establish that the action of the
employer was taken in bad faith in the sense that the
decision was motivated by unlawful considerations or
resulted from management actions which precluded the
probationary employee from doing his best.
It should also be noted, as later cases do, that the Court made
the following additional point before closing:
It is significant that in this agreement the right to
discharge a probationary employee has been reserved to
the Management Rights' clause.
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The development of the case law from there is
accurately tracked, as far as it goes, by arbitrator Samuels
sitting on a College case for Centennial College, in a decision
dated December 8, 1988. After reviewing the language of the
Municipality of Metropolitan Toronto case, Mr. Samuels wrote,
'commencing at page 4:
... It appears that, in the Court's view, it is
inarguable that a probationary employee could grieve a
decision to dismiss which was made in bad faith.
The persuasive value of the Divisional Court's
statement had its effect on arbitrators.
In Re Consolidated-Bathurst Packaging Ld. (St. Thomas
division) and International Woodworkers'of America,
Local 2-337 (1981), 1 LAC (3d) 10 (Adams), the board of
arbitration decided that the collective agreement could
not prevent a probationary employee from grieving a
discharge on the basis of bad faith, and cited the
Municipality of Metropolitan Toronto decision (at page
21-22) .
In Re Algonquin College and Ontario Public Service
Employees Union (1986), 22 LAC (3d) 129 (Brent), the
board of arbitration adopted this approach, citing both
the Municipality of Metropolitan Toronto and the
Consolidated-Bathurst decisions (at pages 138-141), and
found additional support for its position in the
collective labour relations context ...
In Seneca College and Ontario Public Service Employees
Union (grievance of Hacker, unreported decision of Swan,
dated September 17, 1986), the board concluded that a
probationary employee could grieve that dismissal by the
College was done in bad faith, relying upon Consolidated-
Bathurst.(at pages 17-23).
In Cambrian College and Ontario.Public Service Employes
Union (grievance of Best, unreported decision of Brent,
dated April 7, 1986), the parties agreed that, for the
purposes of the case, the Union could proceed with the
grievance against dismissal of a probationary employee if
it could prove bad faith on the part of the College.
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In Re St. Lawrence College and OntariO Public Service
Employees Union (1987), 32 LAC (3d) 322 (Brent), again
there was no dispute between the parties that a
probationary employee could grieve a dismissal which was
done in bad faith. The parties did differ on the meaning
of bad faith. The Union suggested that the College's
obligation extended to treating the grievor "fairly",
whereas the College took the position that bad faith is
confined to illegality or obstruction, which is the
definition originally given by Mr. Justice Callaghan in
the Municipality of Metropolitan Toronto case (at pages-
326-7 of the Brent award). The board of arbitration held
that the test was the limited one suggested by the
College (at page 331 1/2).
In sum, whenever the issue of bad faith has been
considered expressly in the context of a grievance by a
probationary employee under the collective agreement
which concerns us, it has been decided that the
restrictions set out in Articles 8.02(a) and 11.06 do not
prevent a probationary employee from grieving a dismissal
done in bad faith. And the definition of bad faith which
has been used is the definition first suggested by Mr.
Justice Callaghan in the MuniCipality of Metropolitan
Toronto case - "in the sense that the decision was
motivated by unlawful considerations Or resulted from
management actions which precluded the probationary
employee from doing his best".
That indeed was the test articulated in the
Metropolitan Toronto case, and in the last-mentioned St. Lawrence
College case, arbitrator Brent sought to dutifully apply it. At
page 13 of the majority award (now reported without the Dissent
(1987), 32 L.A.C. (3d) 322), the board wrote:
In our view, the test to be applied when determining if
a probationary employee was properly dismissed is still
that set out by the Divisional Court, that is,
illegality or obstruction, when the court's decision is
read, it is clear that it determined that the board of
arbitration whose decision was before it had erred in
law when it decided that an employer must show
unsatisfactory performance in order to justify the
dismissal of a probationary employee in the same
position as the. employee with seniority and therefore
exceeding its jurisdiction under the collective
agreement. The court also refused to imply a term that
the managements rights' clause must be interpreted
reasonably and fairly in connection with the exercise of
discretion to dismiss'employees during their
probationary period.
Accepting then that there is an onus on the Union to
demonstrate that there was bad faith by the College in
the decision to dismiss the grievor, and that bad faith
is defined as being "motivated by unlawful
considerations" or as 'having "resulted from~management
actions which precluded the probationary employee from
doing his best", what does the evidence disclose? In
the first place, it discloses that on balance, given the
evidence before us, the grievdr can be said to have been
performing satisfactorily without any serious problems
with his work. It can also be concluded that, whatever
the long term plans for the department were, they were
never communicated either to the grievor or to the
Chairperson in such a way as to lead them to believe
that the grievor did not fit into them until April,
1987, after the grievor's workload for the next term had
been established and after his latest student
evaluations had been received. There is no evidence to
suggest that there was any reason operating in the
dean's mind other than the ones put forward in various
conversations, that is, (1) the grievor not fitting into
the long term plans of the department, (2) the grievor
being deficient in formal education, and (3)
dissatisfaction with the student evaluations. There is
no suggestion that the dismissal was motivated by anti-
union animus, by considerations of race, religion, sex,
or any other illegal ground of that sort.
There is no allegation before us that the College made
it impossible for the grievor to perform his job, or
that the whole probationary relationship was a sham from
the beginning.
The problem that we are faced with, given the Court's
definition of bad faith in this context, is that if we
evaluate the merits of the reasons for the dismissal,
other than to say that they were offered and no others
were suggested, then we are in effect holding the
College to a standard of reasonable cause. If we hold
the College to that standard, then according to the
Divisional Court we will have erred in law.
- 22 -
Significantly, as it turns out, the Union nominee to the board,
R. M. Cochrane, issued a Dissent from the majority view the
ratio of which appears to be set out commencing at page 7 as
follows:
Article 8.01(c) requires the College, if requested
by the employee, to state the reasons for the release.
One can hardly call exhibit 10 "reasons". This~document
simply sets out a general'proposition, and in no way
speaks to the reasons for releasing the grievor. In my
view, the proper inference to be drawn from this
failure to give reasons, absent .an explanation by the
employer, is that the decision was motivated by improper
considerations. I hasten to point out that no
explanation was provided by the employer at the hearing
of this matter as it elected not to call any evidence.
In various places in the decision Of the majority,
it makes reference to "reasons" for the release. In my
view, the evidence shows absolutely no reason for the
release. While it is true that the grievor testified
that Mr. Charlebois told him that the Dean had
indicated that the grievor did not fit into the
long-term plans of the College, there was absolutely no
evidence as to what the long-term plans were and why the
grievor did not fit these plans. Moreover, it is
incredulous that less than one month after signing the
grievor's S.W.F. for the fall semester, when he
obviously must have fit into the long-term plans, that
the College could then turn around and suggest that the
grievor did not fit.
There was also evidence at the Step 2 hearing in
the grievance procedure, that the College took the
position that the release was due to the second term
student evaluations. What was said at the Step 2
meeting must carry little weight in determining the
issues in this case. In any event, the evidence led by
the Union, through Ms. McFadden-Dunn and Mr. Mackey,
indicated that based-on these student evaluations, both
witnesses would rank the grievor as satisfactory or more
than satisfactory. Thus, the suggestion of the College
is absolutely erroneous.
- 23 -
Finally, there was the evidence of Ms. McFadden-
Dunn wherein, based on a conversation she had with Dean
Atchinson, she gathered an impression that the grievor
was dismissed because he did not have the academic
background. This is not evidence of the College.
Rather it is simply an impression formed by Ms.
McFadden-Dunn based on a conversation. There was no
evidence that the grievor was released because he did
not have the academic background. Even if it could be
argued that this was a reason for the dismissal, the
grievor was never put on notice that this was an
expectation and hence he was afforded no opportunity to
try to satisfy that expectation.
While I agree with the majority decisiOn wherein it
concludes that the standard of review for the release or
dismissal of a probationary employee is not the "just
cause" standard, I do not agree with the majority's
conclusion that the decision of the College in this case
was not taken in bad faith. The majority has set out in
some length the Divisional Court decision of Metro
Toronto and C.U.P.E.. Local 79 and I don't propose to
repeat it here. Suffice to say that the Divisional
Court found that a probationary employee could only
succeed in a discharge case if he was able to establish
that the employer had acted in bad faith, in the sense
of the decision being motivated by "unlawful
considerations or resulted from management actions which
precluded the probationary employee from doing his
best." This finding was made in light of a provision in
the governing Collective Agreement giving management the
exclusive right to discharge a probationary employee.
The Court found that the exercise of management's right
could not be reviewed for fairness, but only for "bad
faith."
As pointed out in Cambrian College and OPSEU (File
85k 31), (1986) unreported (G. Brent) it would be
difficult, if not impossible, to set out a comprehensive
catalogue of those considerations which could be called
unlawful. I would agree with Arbitrator Brent in that
case wherein she found that the "common feature of all
of these elements is some action or actively pursued
intention on the part of the employer which is
inconsistent with the prime purpose of the probationary
period, which is to give the employer an opportunity to
assess the newly-hired employee in a working environment
to see if he/she is really an appropriate candidate for
permanent employment." Equally so, the probationary
period provides the employee an opportunity to
- 24 -
demonstrate his ability to do the job. It is the
expectation of all parties that if the employee
satisfactorily demonstrates his ability to performthe
duties of the position, then the employment relationship
will continue. In this respect, probationary employment
differs fundamentally from an appointment for a fixed
term, such as a sessional or partial-load appointment.
In an appointment for a fixed term, there is not the
same'expectation for the continuation of the employment
relationship. It is precisely this difference which
resulted in the grievor rejecting the sessional
appointment which the. College offered to him.
In assessing the abilities of the employee the
employer is required to do so based upon valid
work-related criterion and not upon erroneous
considerations. Moreover, the employee is entitled to
be assessed against the same standard as other new
employees. These requirements flow from the nature of
the probationary period itself. In addition, the
College is required to administer the probationary
period in accordance with the provisions of the
Collective Agreement.
In my view, in considering the question of whether
or not the termination of the grievor was made in bad
faith, one must address the question of whether the
probationary period was administered in good faith. In
my view, it has not been. The grievor did not receive
progress reports on four month intervals, as is required
by Article 8.01(c). He was given work assignments that
exceeded the maximum allowed under the Collective
Agreement. He was charged with the responsibility along
with others, of developing courses for a new program.
In short, the College placed a number of obstacles in
the path of accomplishment, yet despite these, the
evidence suggests that the grievor performed more than
satisfactorily. The one progress report which he did
receive revealed not a single complaint or concern about
his performance. If there were complaints, (and as
pointed out above there was no evidence of any), it was
the obligation of the College to draw those to the
attention of the grievor to give him an opportunity to
demonstrate his ability in response to those particular
complaints. It would clearly be bad faith on the part
of the employer to hid its co~plaints or concerns about
the grievor until too late in the day for the grievor to
address such complaints or concerns.
- 25 -
In my view, the facts of this case even more
clearly demonstrate bad faith. The College had provided
absolutely no reasons for the termination of the
grievor, even though required to do so under Article
8.03(c). As no reasons have been provided., one must
assume that the College was entirely satisfied with his
performance up to and including the date of his
termination. The inference must be drawn that the
grievor has not been evaluated on his performance or on
valid work-related criteria. I would agree with the
majority where at page 10 it concludes that ,it would
appear that he [the grievor] was not judged on his
performance...". The majority also concludes that the
grievor's performance was satisfactory. In my view,
this alone constitutes sufficient evidence of bad faith.
In addition, I would find the different treatment
accorded to Mr. Roughton and the grievor, to constitute
bad faith. Mr. Roughton and the grievor commenced their.
full-time employment in the spring of 1986. On the
completion of their first semester of teaching, the
performance appraisals of the two men were almost
identical -- if anything, the grievor's performance
appraisal was slightly better than Mr. Roughton's.
Mr. Roughton also testified that his student appraisals
in second term were fairly similar to those the grievor
[sic]. Mr. Roughton's employment with the College was
not terminated. In my view, this must lead one to a
conclusion that the College has applied a different
standard in Mr. Roughton's case than in the grievor's.
Finally, and most importantly in my view, the
conduct of the College is totally inconsistent with the
very concept of a probationary period. The College
induced the grievor into its employ upon representations
of continued employment if he performed satisfactorily.
As pointed out earlier, the very basis of probationary
employment carried with it this expectation of continued
employment. The grievor worked very hard to meet the
expectations of his employer and as the majority points
out, it must be concluded that his work was
satisfactory. Yet the College terminated his employment
without any explanation. Surely such conduct has
rendered the entire probationary period a sham.
Accordingly, for the reasons set out above, I would
have allowed the grievance and ordered the grievor to be
reinstated with full back pay.
The case went to the Divisional Court on judicial review, and the
award of the majority was quashed in the following brief Reasons
given by Mr. Justice Campbell, concurred in by Mr. Justice Reid
and Mr. Justice O'Brien:
In its decision the board considered the Divisional
Court decision in Re Metro Toronto .and CUPE Local 43.
At p. 16 of its decision the Board stated:
...to find in favour of the Union in this~case
would be to make a finding which is
irresponsible because it would be without
jurisdiction in view of our reading of the
Divisional Court decision.
We think the board thereby declined jurisdiction.
The Board's jurisdiction was not limited by the
Metropolitan Toronto decision, which turned very
narrowly on its own unique facts, including the
specific language of management rights clause 3.03
in the context of that agreement which apparently
lacked a code of positive obligations governing the
probationary period such as clause 8.01(c) of this
agreement.
It is clear from Council of Printing Industries
(1983) 42 O.R. (2d) 404 that different language in
a different agreement read as a whole might
properly be interpreted as giving a Board
jurisdiction to consider good faith, in a sense
broader than that used in Metropolitan Toronto, as
the subject of a grievance. Having regard to the
language of this agreement we think this is such a
case.
As another board said in Seneca College and OPSEU
(Hacker Grievance), 1986 unreported (Swan): at
p. 22:
It is not here the management rights clause
that is asserted to connote a requirement not
to act in bad faith, but a provision setting
out affirmative obligations upon the Employer
in respect of its conduct in relation to
probationary employees, clause 8.01 (c).
- 27 -
Instead of fettering its jurisdiction as it did the
Board in this case should have gone on to consider
the employer's good faith or lack thereof in
discharging its positive obligations in article
8.01 (c), a code for the administration of the
probationary period which was apparently not before
the court in Metropolitan Toronto.
Had it not so fettered its jurisdiction the Board
would have gone on to decide whether or not it was
satisfied in the circumstances of this case that
the employer's overall administration of the code
governing probationary employees involved the kind
of bad faith found by the dissenting.union nominee.
By applying to this case too narrow a test taken
from a case which turned on a very different
management rights clause and no code of positive
obligation such as clause 8.01 (c), and by
considering its jurisdiction fettered by that
inapplicable test, the Board committed
jurisdictional error.
Despite Mr. Gray's able argument we therefore allow
the application with costs, quash the award of the
board of arbitration, and remit the matter to the
Board to determine whether or not in the
circumstances of this case the conduct of the
employer involved the kind of bad faith found in
the dissent of the union nominee.
The College'.s application for leave to appeal that decision was
denied by the Court of APpeal, again with costs.~
The state of the law currently is, therefore, that with
provisions of the kind that exist for probationary employees
under the collective agreement for academic staff between the
Ontario Council of Regents. for the Colleges of Applied Arts and
Technology and the Ontario Public Service Employees' Union, the
termination of a probationary contract continues to be reversible
at grievance arbitration if the board of arbitration finds that
- 28 -
the employer has acted in "bad faith". And "bad faith" means not
simply "that the decision was motivated by unlawful
considerations or resulted from management actions which
· precluded the probationary employee from doing his best", but
includes as well "the kind of bad faith found in the dissent of
-the union nominee" in the St. Lawrence College case.
What is the basis then upon which the College argues in
this case that the board is without jurisdiction to inquire into
the allegations of "bad faith" put forward by Mr. Paliare? That
basis essentially is that the grievance as written by the grievor
does not on its face specifically raise the allegation of "bad
faith", but rather relies on the fact that the grievor perceived
his dismissal to be "unjust". A claim of "bad faith" is entirely
distinct from that, counsel submits, and for the board to now
hear the matter on the basis of allegations of "bad faith" is to
allow the Union to put a very different grievance before the
board, and to.attempt to get a "just cause" case before the board
under the guise of "bad faith".
A similar argument to that made by the employer here
was in fact accepted by a majority of the board in Sheridan
ColleGe (grievance of Richard Gerson), an unreported decision of
H. D. Brown issued September 8, 1987. Mr. Brown in his award
proceeded through an examination of the College cases previous to
his, noting that the issue of ."just cause" for the termination of
a probationary employee was not, under the Colleges' collective
- 29 -
agreement, an arbitrable matter, but that (speaking pre-
St. Lawrence) an allegation that "the Employer's motivation in
the release of a probationary employee was made in bad faith or
by unlawful considerations", was. Mr. Brown then wrote,
Commencing~at page 15:
In order in this.case for the Union to be allowed
to proceed with that arbitrable issue, it must be found
by the. Board that there was such an allegation by the
grievor, or that he should be allowed to amend his
grievance to include that issue, so as to have it
determined by this Board. The Employer has objected to
the expansion of the grievance. In both the Cambrian
College and Seneca College awards referred to above,
there was an allegation of bad faith by the grievors in
the grievances which is made particularly clear by
Arbitrator Swan in the paragraph of that award cited
above and in the Cambrian College [sic], the parties had
agreed to proceed with the bad faith argument. Here the
grievance statement is, "release without just or
sufficient cause" with a claim for reinstatement with
compensation and no reference in the agreement is made
to any allegation of bad faith or unlawful conduct by
the Employer in that release. We must conclude, having
considered the seriousness of the allegation itself and
of the consequence should it be proven by the Union,
that it is a separate and distinct issue from the
release of a probationary employee, which is not
referable to the grievance procedure under the agreement
and which is not part of the general terms of release
for lack of just or sufficient cause.
To'permit the allegation to be heard Under that
claim as set out in this grievance, would in our
opinion, expand the grievance by requiring the Board to
hear and decide an issue which has not been made an
allegation by the employee when the grievance was filed.
Whether there were any meeting of the parties following
the grievance, because of the objections to the
arbitrability of the grievance under the collective
agreement, there is in our view, an obvious prejudice to
the Employer in preparing a defence to the action when
that action has not been precisely or completely given
in the grievance as defined by Article 11.12 in this
agreement and in reference as above to Articles 11.01
11.02 and 11.03.
- 30 -
The concept of the application of bad faith with
regard to the probationary sections of this agreement
and particularly Article 8.01 (c), is different than the
issue dealt with in Re: City of Toronto and Civic
Employees Union. Local 43 in the decision of the S.C.O.,
June 12, 1986 referred to the Board. In our view, in
the context of these provisions, a bad faith issue could
arise, as the reason for probationary employment is to
provide a period of assessment by the Employer to
determine whether that employee should become full-time
and if that assessment is based on improperly obtained -
information, or other dishonest activities which could
have a substantive effect on the-employee's entitlement
and requirement to establish his suitability for the
job, the terms are broad enough to bring into
consideration that form of allegation. In our opinion,
on that conclusion, it is clearly a separate issue
arising from a separate allegation of wrong doing, as
opposed to insufficient cause for the release and
therefore must be included in the claim of the grievance
to be given effect by a Board of Arbitration.
We agree with Mr. Brown that (as the cases make clear)
the issue of just cause for the release of a probationary
employee and the issue of such release having been grounded in
bad faith are distinct and different issues. Whether that
premise would cause us to come to the same conclusion as the
Brown board had the case before us been initiated by the Union
using, as in the Sheridan case, the specific (and, one would have
thought, clearly understood) term "just cause", we do not have to
decide. The case here was initiated in a letter by Mr. Ellis to
the College, in which Mr. Ellis stated simply: "I grieve unjust
dismissal". It seems to us that a number of things could
'arguably make a dismissal appear "unjust" - certainly in the eyes
of an employee - but in particular it seems clear that such
things could readily be said to include the employee's view that
the employer had acted both without proper cause and in bad
faith. In that regard we agree with the reasoning of arbitrator
Brent in Algonquin College, a decision dated January 1986 and
referred to by Mr. Brown at page 6 of the Sheridan ColleGe award
-as foll'ows:
In the Algonquin-College award (Brent), the
grievance alleged unfair dismissal and the college
raised an objection concerning the jurisdiction to hear
a grievance of a probationary employee, including the
question, "if there is no substantive right
incorporating just cause, then does the arbitrator have
jurisdiction to consider an allegation that the
dismissal was in bad faith." The College in that case
as here, took the position that there was no reference
to bad faith allegation in the grievance and that it had
not been characterized that way. The Board found that
it was possible within the allegation of "unfair
dismissal" to read the grievance "as alleging something
other than just cause ....
We so find here as well. The most. critical
application, it seems to us, of the "just cause/bad faith"
distinction is a clear recognition by the Union, before any case
is endorsed for arbitration, of what it is that has to be
established, in order for the board of arbitration to come to the
conclusion at the end of the case that it has the jurisdiction to
interfere. As the cases have noted without exception, the
discharge of a probationary employee is not the same as the
discharge of a seniority employee, and that exact point made by
the Divisional Court in the Municipality of Metropolitan Toronto
- 32 -
case is as clearly the law today (the St. Lawrence College case
notwithstanding) as it was back then. And to reinforce that
point arbitrators have indicated that in the case of the
termination of a probationary employee, there is an onus upon the
Union to proceed first, and to demonstrate that it is able,
°beyond the mere allegation of "bad faith", to make out a prima
facie case in support (see, for example, Centennial Colleqe,
decision of Mr. Samuels, supra, at page 13; St. Lawrence Colleg9
(Brent), and the agreement of the UniOn therein).
Apart from all of that, the Union in the present case
has raised the matter of the College's "waiver" as an alternate
ground for proceeding to hear this case on its "merits" in any
event. And in that regard the Union relies on the line of cases
emanating from the decision of Stewart, J., in Regina v. Lane et
al, ex parte Green, 66 CLLC ~14,137. There the grievance had
been incorrectly filed as a "policy" grievance, but the employer
had let the matter proceed to' arbitration before raising it. The
Court wrote:
... The Board found that management approved the filing
of the grievance at Step 3 and it seems to me that
either the company intended to lure the union and
grievor into a false sense of security or to waive any
irregularity or impropriety or procedure. Had an
earlier objection been made to the form of grievance by
.management it could have been immediately remedied
without prejudicing the position of the grievor. At the
hearing the company for the first time took the view
that the grievance was a personal one under 11.08 and
- 33 -
that this therefore required the signature of the
grievor upon the grievance papers. The grievance was in
fact and with the consent of all commenced at Step 3 and
no settlement was arrived at. The matter therefore
moved into Step 4 in which the unit Committee and the
Refinery manager could not reach accord and therefore
arbitration was had.
I am of opinion that the company was right in
regarding the grievance as being a personal one for I
cannot see how by any stretch of the imagination it
could be a policy.agreement. However I do not have to
decide whether or not a personal agreement must be, as
the Board put it, "personalized" (presumably by being
signed) by or on behalf of the employee. The company by
agreeing to Process the grievance commencing at Step 3
and by failing to raise the issue during the time when
any possible error could have been corrected has waived
its right to complain ....
There is of course a long line of arbitration cases
dealing with this "waiver" issue, but on the facts here it seems
to us that the language of Stewart, J. in the initial case of Re
Green itself covers the situation as precisely as the matter can
be put. Whatever'objection the College might have been entitled
to raise concerning the processing of the December 19, 1989
"grievance" beyond the Union-Management Committee stage, the fact
is that it did not. Rather, it explicitly "agreed to waive Step
Two" in the normal grievance/arbitration procedure, and raised no
objection when the Union advised that it was referring the matter
to the central processors for the appointment and scheduling of a
board of arbitration. That would suggest either that the College
was well aware'of the kind of "bad faith" that the grievor was
alleging in connection with his dismissal, or that it was content
to allow the matter to proceed in any event. Either way, by
- 34 -
waiting until the week prior to the arbitration to object to the
grievance proceeding on the basis of how it was drafted, the
College must, on the principles articulated by Stewart, J., be
taken to have "waived" their objection. Or putting it
differently, were we to consider it appropriate to hold the
-grievor to as high a standard in the drafting of his "grievance"
as the employer now urges upon us, we would have to find it
equally appropriate to hold the employer to a standard of clearly
articulating in a timely way any objection it might have had to
the nature of the grievance on its face, or be deemed to have
waived it.
The matter is accordingly to be scheduled to be heard
on its "merits", with the Union being given the opportunity it
seeks to establish "bad faith" in connection with the
December 7th dismissal of Mr. Ellis.
Dated at Toronto this 14th day of November, 1990.
"J. Herbert"
I CONCUR:
UNION NOMINEE
"D. Guptill"
I CONCUR:
EMPLOYER NOMINEE