HomeMy WebLinkAbout2014-2260 Policy 16-01-13 DecisionCrown Employees
Grievance Settlement
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Commission de
règlement des griefs
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GSB#2014-2260
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Professional Engineers Government of Ontario
(Policy) Association
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The Crown in Right of Ontario
(Ministry of Transportation) Employer
BEFORE Bram Herlich Vice-Chair
FOR THE ASSOCIATION Larry Robbins
Labour Consultant
FOR THE EMPLOYER Robert Fredericks
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING August 31, October 19, 22 and 30, 2015.
Decision
Background
[1] Two grievances have been referred to this Board for determination. Both
arise as a result of the Employer’s decision to discontinue the Compressed Work Week
schedules (hereinafter the “CWW”) previously enjoyed by a large number of bargaining
unit employees. The first is an Association grievance; the second is a group grievance
filed on behalf of more than 100 named employees. While I am seized with both
matters, the parties agreed to proceed initially with the Association grievance and to
defer further consideration or litigation of the group grievance pending the instant
award. This award is therefore confined to the Association grievance.
[2] The grievance arises out of the Provincial Highways Management Division
(“PHM”) of the Ministry of Transportation. Some 300 bargaining unit engineers are
employed in PHM (this represents roughly half of the bargaining unit employees across
the entire public service, the full bargaining unit). Approximately 40% of those 300
engineers in PHM were, until the events giving rise to the grievance, working under a
CWW arrangement. While there may have been individual variations, the typical terms
of these CWW arrangements involved extending the hours of the workday in
conjunction with establishing a regular “flex day” off once every two weeks. In other
words, employees on the CWW arrangement would work fewer days (i.e. nine rather
than ten) over a two-week period, but would work more hours on the days they did
work. Thus, there would be no alteration to the total number of hours worked. Those
hours, however, would be distributed over a smaller number of days.
[3] This type of CWW had been in place for a substantial period of time. While
no discrete point of inception was identified, the evidence establishes that such
arrangements had been in place for at least 10 years and likely much longer.
[4] By letter dated February 18, 2014 the Employer advised the Association,
in a “Confidential Disclosure”, that it had taken a decision (which it would soon be
communicating to bargaining unit members) to cancel all CWW arrangements across
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the entire PHM division (subject to two minor exceptions – areas in which no employees
in the instant bargaining unit work). The letter read, in part:
The decision to cancel the compressed work week arrangements is a direct result
of the division’s changing business needs and service delivery expectations and
requirements. Public expectations and business needs continue to be more
demanding and delivery standards must be met to meet those needs. The
availability of knowledgeable staff to handle detailed requests and meet critical
business deadlines is essential. In order to ensure timely and effective service,
PHM needs to align its hours of operation with both partner and client office hours
to ensure effective support oversight. This change will maintain optimum staff
levels throughout the entire business week.
[5] Approximately a month later, by memorandum dated March 24, 2014, all
staff (including those in both the instant and other bargaining units) were advised of the
pending demise of CWWs. The memo included the following:
After a review of our requirements and to ensure we are able to provide the best
services to the public, it was determined that the compressed work week was no
longer feasible for the Division. Please note that effective September 2, 2014,
Compressed Work Week (CWW) arrangements in the Division will no longer be
available…
[6] As is evident, both the letter to the Association and the subsequent memo
to staff announced a firm decision. There was no consultation with the Association
either before or after the decision was taken (apart, of course, from what may have
transpired subsequent to the filing of the grievances). (In fairness, no collective
agreement provision requiring such consultation was referred to.) Similarly, (although
this perhaps begins to tread on the ground of the second grievance) neither was there
any Employer consideration (subject to a singular exception to which we shall come) of
individual employee circumstances, needs, or abilities to continue a CWW, with or
without modifications, in a fashion which might satisfy Employer concerns regarding
operational requirements. The prohibition on CWW was, for all intents and purposes,
full, complete and irrevocable within PHM. And, as indicated, CWWs ceased as of
September 2, 2014 (employees were provided some five months advance notice of the
change).
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[7] The case turns on the interpretation and application of Article 9.2 of the
collective agreement (in the Employer’s view, one need not consider more than the last
four words):
Work arrangements including compressed work weeks, staggered hours, flexible
hours, and employees working at home (telework) or at locations other than
headquarters, may be entered into by mutual agreement in accordance with
current practices. The Employer will make every effort to accommodate the
employee’s request, subject to operational requirements.
The evidence
[8] We heard the evidence of one Employer witness, Peter Verok, the
Regional Director of the Central Region of the PHM Division. We also heard the
evidence, tendered by the Association, of three bargaining unit engineers who have
seen their CWWs eliminated.
[9] Before proceeding to consider it in the detail necessary for our purposes, it
may be helpful to offer a general characterization of the evidence. While there can be
little doubt (and there was no issue) as to the relevance of all of the evidence proffered,
it stands in stark contrast, though not necessarily in contradiction. The focus of the
evidence presented by each party was remarkably different, such that there was little, if
any, clear overlap of subject matter, or at least focus, covered (and hence, little, if any,
direct conflict). The broad description may well be something of a caricature, but the
Employer’s primary focus was on theory; the Association’s on practice. The Employer
focused its analysis at an organizational macro level; the Association’s evidence was far
more specific in its particularity.
[10] Mr. Verok provided an outline of the work performed within the PHM
Division. It is responsible for 16,000 kilometres of roads, some 2700 bridges and the
associated culverts, signage and other structures throughout the province. Those
responsibilities include maintenance, repair, design and construction. PHM assesses
the work to be performed and does the necessary engineering work to prepare contract
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packages and set standards for the resulting projects. Those projects are then tendered
externally to various contractors. Once the work is let to a contractor, PHM staff,
including at least one engineer, oversee its progress. Engineers typically work as part of
team, which may vary from project to project and include a variety of internal and
external members.
[11] Not only is repair, maintenance and construction work performed by
external contractors, so too is (about 95% of) the engineering design work associated
with a given project. Thus, the chief responsibility of bargaining unit engineers in respect
of various projects is comprised of preparation work leading to the tendering of a
project. And once the project is tendered, the bargaining unit engineer responsible will
continue to oversee the progress of the project. In addition, each engineer is assigned
general responsibility for a number of bridges on an ongoing basis. The Division
oversees some 350 projects, of varying degrees of size and complexity, annually. It
should be noted that what might be described as a sea change in the manner in which
engineering (and perhaps other) work is performed in the Division now dates back
almost two decades. Mr. Verok explained that previous to that much more work was
done in-house. Now most work is outsourced and most engineering work is performed
by outside agencies.
[12] More recently, however, it appears that the division is facing different
challenges which, curiously, might be described as an embarrassment of riches coupled
with a poverty of staff. Significant public resources ($2.5 billion for 2014-2015) have
been committed to highway rehabilitation and expansion projects across the province.
There has, however, been no corresponding increase (perhaps even a reduction) in
staff.
[13] I must comment, however, that, as in the bulk of his evidence, the brush
Mr. Verok used to paint his evidentiary picture was impressively broad. Documents filed
show that there has, indeed, been a trend of increases to the Ministry capital budgets
(the vast majority of which are allotted to construction). They grew consistently from just
over $1 billion in 2001-2002 to a peak of well over $3 billion in 2010-2011. From that
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point on, they appear to have levelled off and declined somewhat – in 2013-2014 the
capital budget was pegged at some $2.8 billion. It is not entirely clear precisely how the
$2.5 billion figure above for highway rehabilitation and expansion projects in 2014-2015
fits within the historical progression. However, even with respect to the historical decline
in staff or increase in the general quantum of project management, we were provided
with little in the way of comparative empirical data to explain why or how or when
matters progressed to the critical stage claimed to necessitate the elimination of CWWs.
[14] Mr. Verok explained that efficiency is critical in the Division’s efforts to
initiate and oversee an increasing volume of work with a decreased number of staff.
And as engineers typically work as part of a team (or teams, which may vary depending
on the project concerned), Mr. Verok expressed the view that CWWs can impede the
ability of teams to function in an efficient manner. Put most simply, where one (or more)
members of any given team are routinely unavailable for one day out of every ten, that
will hamper the ability to efficiently schedule team meetings (and, of course, where
multiple team members are on CWWs, the lack of available days may not correspond,
thus exacerbating scheduling difficulties). In Mr. Verok’s view, a culture of avoiding
scheduling meetings on Mondays or Fridays (the most popular flex days) has therefore
developed. This does not enhance efficient operations. Referring to portions of the PHM
Strategic Plan and, in particular, the objective of delivering projects in the most efficient
and flexible way through, among other things, developing and implementing process
efficiencies in the procurement and management of efficiencies, Mr. Verok observed
that having staff at work five days every week helps.
[15] Mr. Verok explained how CWWs pose further impediments to efficient
operations. Each engineer has a personal roster of both bridges and projects (engineers
would typically have responsibility for 6-10 projects at any given time) for which s/he
bears primary responsibility. Should an issue arise on an urgent or time-sensitive basis,
it is always best to involve the engineer who has the most extensive knowledge of the
bridge/project in question. Such issues can arise at any time and while Mr. Verok
conceded that other engineers are capable and have dealt with situations outside of
their specific portfolios, it is, all the same, always preferable to enlist the participation of
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the engineer with the most extensive knowledge. If engineers work only nine out of ten
days, there is an increased likelihood that specific engineers will not be available on any
given day.
[16] Similar concerns were expressed with respect to requests that PHM
receives, with some regularity, for information from Queen’s Park (perhaps spurred on
by media requests or public issues or even infrequent spectacular events which may
lead to major closures) to be provided with a quick turnaround. Again, while it is
possible for staff available at the time of the request to respond competently, it is more
desirable that the engineer with the most extensive knowledge be tapped for the
response. And, once again, as these requests can come at any time, a fixed absence of
one out of ten days for an engineer on CWW will not promote the best practice.
[17] In cross-examination, Mr. Verok allowed that employees work the same
number of total hours whether or not on CWWs and that problems can arise at any time
including, though not necessarily limited to, employees’ working hours before or after
the elimination of CWWs. He nonetheless asserted (consistent with what he had earlier
described as an “all hands on deck” imperative) that he would prefer to have staff at
work five days every week than work an extra hour each of nine out of ten days.
Similarly, while he allowed that some, though certainly not all, employees exhibited
“flexibility” in harmonizing their CWWs with workplace demands from time to time, he
asserted that engineers making themselves available on their flex days was
exceptional.
[18] However, when pressed, as he repeatedly was, to describe specific
examples of operational difficulties resulting from CWWs, Mr. Verok again and again
proved unequal to the task, falling back routinely to extremely generalized responses.
He was unable to proffer a single specific instance where a CWW had posed an
operational difficulty whether in respect of scheduling a meeting; providing coverage for
an engineer on a flex day; providing answers to inquiries requiring short turnaround (he
acknowledged that such responses could be adequately provided by others but that it
was more desirable to have the response come from the person with the most extensive
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knowledge of the project or structure); facilitating collaboration; or any problems
whatsoever arising from a flex day absence.
[19] It was also clear from Mr. Verok’s evidence that the Employer never
considered the circumstances of any individual employee in determining to jettison long
established CWWs. In response to a question on the point from his counsel, he pointed
to the need for everyone to take equal part in the enterprise as a response to the
question counsel had posed about whether individual employees’ circumstances had
been considered. There was one exception to this: we heard about an employee
(presumably the only employee in the relevant group) who had been permitted to
continue on a CWW. The precise reasons for this or the process that lead to it were not
fully elucidated. We did hear later from one of the Association witnesses, Mr. Rhead,
that he had made a specific request to continue his CWW and was simply advised that
CWW was no longer available.
[20] The Association’s evidence came from George Collins, a senior structural
engineer who has worked in the Eastern Region of PHM (out of the Kingston office)
since 2009; Lija Anne Whittaker, a project engineer employed in the Central Region of
PHM and working out of the Downsview office with responsibility for the Intelligent
Transportation System in one of two provincial regions (her territory includes everything
west of Bayview as well as the entire Northeastern and Northwestern portions of the
province). She has been in that position since 2005 (and in the OPS since 2000); and
David Rhead, a concrete engineer working out of the Downsview office in the Material
Engineering and Research Office of the Highway Standards Branch of PHM. Mr. Rhead
joined the bargaining unit in 2010.
[21] For our current purposes, it is not necessary for me to review these
witnesses’ evidence either individually or in any great detail. It is, rather, sufficient to
canvass but a few of the repeated and consistent themes they voiced.
[22] All testified about the difficulties or, more precisely, the lack of same,
generated in their (over 20 years of combined) experience by working on CWWs. Each,
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perhaps to varying degrees, exhibited a willingness to approach their established
CWWs with some flexibility in the face of operational requirements. And while none had
actually come to work on a scheduled flex day in the face of an emergent demand, they
had all, from time to time, changed a scheduled flex day to meet an operational demand
(such as scheduling a meeting). In their experience no significant problems or issues
arose as a result of flex day absences – arrangements were made to minimize the
number of staff absent on any given day and (like dealing with vacations, sick leave or
other absences) arrangements were made to have remaining staff cover the portfolio of
the staff member on a flex day. None of the witnesses could recall any difficulties
emerging from the coverage of their portfolios or, indeed, their coverage of others.
[23] As far as requests for information on short turnaround time, first, it would
appear that the total number of such requests, when filtered through the full staff
complement (not all such requests land in the laps of a bargaining unit employee),
results in events that are not likely to be measured as daily or even weekly in respect of
any given bargaining unit employee. Second, the witnesses were of the view that such
requests can and have been adequately dealt with, on the odd occasion which so
requires (once or twice in six years for Mr. Collins) by other responsible staff.
[24] None of the witnesses attributed any difficulty in scheduling meetings to
the operation of CWWs. Indeed, there was some evidence to suggest that the existence
of CWWs is not the sole obstacle to the scheduling of meetings on Mondays or, more
specifically, Fridays, at least during certain portions of the year (when the schedules of
some outside collaborators may be subject to seasonal variations.) And further, it was
even suggested that the elimination of CWWs has created new difficulties in scheduling.
As most engineers now leave work earlier that they had under CWWs, this can
sometimes pose some difficulty for the scheduling of afternoon meetings.
[25] And even if none of the witnesses actually reported to work on a flex day
(unless it had been re-scheduled), that is not to say they were unavailable for
consultation on those days. Mr. Rhead’s evidence was perhaps most on point. Mr.
Verok had explained that advances in technology and communications have contributed
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to the need for and expectation of prompt responses. Mr. Rhead demonstrated in his
evidence (and his willingness to keep connected by cell phone or email or text) that it is
perhaps these very same advances that permit and have allowed him to have work
related input even on a flex day.
[26] In short, the Association witnesses denied ever having had any difficulties
scheduling meetings due to CWW. Indeed, none was able to recall any specific difficulty
of any particular type that emerged from the operation of CWWs or their impact on the
Employer’s operations. Nor were they able to recall any instance where any such
difficulty had been brought to their attention by the Employer.
The positions of the parties
i. The Association
[27] The central provision is Article 9.2, which I set out again:
Work arrangements including compressed work weeks, staggered hours, flexible
hours, and employees working at home (telework) or at locations other than
headquarters, may be entered into by mutual agreement in accordance with
current practices. The Employer will make every effort to accommodate the
employee’s request, subject to operational requirements.
[28] There are a number of factors to be considered in the application of this
article, including, the Association concedes: operational requirements. Employees do
not have an absolute and unfettered right to CWWs. On the other hand, the
maintenance and implementation of CWWs is not simply a matter of Employer
discretion. The governing article must be read as a whole, including its references to
“current practices” and the Employer’s obligation to make every effort to accommodate
requests for CWWs.
[29] More specifically, the Association points out that the article contemplates
individual arrangements (it refers to the employee’s request in the singular). Yet what
the Employer has done is (subject to one exception) establish a blanket prohibition
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across the entire division, a prohibition which serves to undo well over a hundred CWW
arrangements which have been in place for (depending on individual hire dates) up to
(and, in some cases more than) a decade. (Subject perhaps only to the singular
example referred to earlier) there was never any consideration of individual employee’s
circumstances.
[30] And quite apart from that procedural dereliction, the Employer has, in any
event, utterly failed to establish that operational requirements provide any justification
for the wholesale elimination of CWWs. The lengthy history of CWWs within the division
shifts an onus onto the Employer to explain why, suddenly after (at least) a decade in
place, CWWs are no longer feasible. But not a single instance was identified where
there was any significant interference in the Employer’s ability to meet its operational
requirements as a result of CWWs. Even if, for example, it is intuitively true that widely
subscribed CWWs can effectively reduce the absolute number of days on which
meetings might be scheduled, the three grievors who testified clearly indicated that,
where necessary, they were prepared to and, on occasion, did subordinate their flex
days to operational requirements – they would and did re-schedule flex days in the face
of exigent meeting requirements. But again, there was simply no evidence of a single
instance where a CWW interfered with the ability to schedule a meeting.
[31] In support of its position, the union referred to a number of cases, all the
while acknowledging that none was directly on point. The cases dealt with collective
agreement phrases such as “so far as possible”; “every reasonable effort”; “efficient
operating requirements”; “best efforts”; and “reasonable efforts” found in the context of
different language, (largely) different collective agreements, different issues and very
different factual matrices. With one small exception, to which I shall return later, I have
found the cases of little immediate value for our purposes.
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ii. The Employer
[32] The Employer proceeds from a markedly different view of both the
relevant facts and, perhaps more critically, the proper interpretation and application of
the collective agreement.
[33] For the Employer, the proper analysis of Article 9.2 in our case begins and
ends with the four concluding words: “subject to operational requirements”. The
paramountcy of operational requirements can, it is submitted, effectively serve to negate
all of the preceding words of the article. The Employer has negotiated something of a
veto power. But the Employer goes even further in its consideration of “operational
requirements”. Any determination as to what properly constitutes operational
requirements is within the Employer’s purview. And, to the extent that determination is
subject to any arbitral review whatsoever, such review must be extremely
circumscribed. Indeed, asserts the Employer, the only operative standard is that of good
faith. Thus, if I am satisfied that the Employer, in the present case, made a good faith
assessment that its operational requirements make the continuation of any CWWs no
longer feasible, that determination (even if it is wrong or unreasonable) must stand. And
to complete the circle, that is precisely what happened here and the resulting good faith
determination means that there is no need or obligation for the Employer to consider
any other portions of 9.2, including references to current practices or making every
effort to accommodate employee requests. No matter how compelling the case any
individual employee might make for a CWW, the Employer, in view of its determination
of operational requirements, need not even consider it.
[34] Even in the absence of “data”, i.e. any specific demonstrated instances
where (at some point or points over their decade long history) the existence of CWWs
has created any significant operational difficulties, the Employer asserts that it has
demonstrated a good faith rational analysis to support their elimination.
[35] That conclusion proceeds from the evidence regarding the historical
decline in staff coupled with the dramatic increase in projects to be initiated and
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overseen. That combination requires (as various Employer documents, including the
strategic plan, make plain) the development and implementation of “process efficiencies
in procurement and management of consultants”. The Employer has concluded, as Mr.
Verok put it, that having people at work five days every week helps. It need not await
any clear, obvious and demonstrable correlation between having staff work nine out of
ten days and workplace inefficiencies to make the impugned change. On its face,
requiring staff to be at work five days every week is a reasonable operational
consideration.
[36] And while it may be true that individual employees, as a general matter,
do not all have to deal with information requests on short timelines on a frequent basis,
it still makes operational sense to maximize the likelihood that the person with the most
comprehensive knowledge of any particular project or structure is available to respond
to such requests. The same would of course be true in relation to issues which may
arise on an exigent basis in respect of ongoing projects or the day to day maintenance
or repair of Ministry highways, bridges or related structures. Likewise, having staff
available to make necessary decisions and provide required instructions will avoid
instances of contractors billing for their standby time while awaiting such instructions.
[37] In short, maximizing efficiencies to avoid undesired and potentially costly
contingencies is a rational approach to the Employer’s operational requirements.
[38] And, finally, while the Employer lauds the dedication and flexibility
exhibited by the three Association witnesses, it is not satisfied that such flexibility is
typical of all or even most engineers in the bargaining unit.
[39] In view of all of the above, the conclusion is inescapable that the
Employer’s assessment of its operational requirements was made in good faith. It
matters not that there could have been a better approach. I am to refrain from imposing
what I might view as the best practice. So long as the Employer has acted in good faith
its determination is not reviewable.
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[40] The Employer reviewed a significant number of decisions in support of its
position. These fell, broadly, within three categories. First, a number of cases were cited
involving this Employer and CWWs. These cases, however, all involved a different
bargaining unit, different collective agreement and very different collective agreement
language. In each of these cases the union (OPSEU) was unsuccessful in mounting a
challenge to Employer decisions regarding CWWs. In view of the different collective
agreement language involved, these cases are of little assistance in the current
exercise. The next set of cases involved challenges to the exercise of management
discretion. In these cases, Employer considerations of operational requirements led the
arbitrators to conclude that the impugned determinations were not in violation of
collective agreement obligations.
[41] Finally, the Employer referred to cases which it described as ones in
which management discretion was made subject to operational requirements. While the
language in each of these cases differs from that currently under consideration, some of
the provisions considered (or parts thereof) do bear some varying degrees of
resemblance. For example, in Renfrew County District School Board and Elementary
Teachers’ Federation of Ontario, [2000] O.L.A.A. No. 967 (Goodfellow), the collective
agreement contained the following provision:
An employee is entitled to apply for Leave of Absence (without pay) for a
specified period of time. Subject to operational requirements as determined by the
Board, such leave shall not be unreasonably denied.
[42] The requested leave in the case was denied on the basis of operational
requirements, viz. the immediate effect granting the leave would have had on the
classroom. In determining that the Employer had properly denied the leave, the
arbitrator offered the following interpretive analysis of the collective agreement (at
paragraphs 8 and 9):
The conditions under which leave may be granted are set out in the second
sentence of article 23.01, which reads: “subject to operational requirements as
determined by the Board, such leave shall not be unreasonably denied”. In my
view, this language affords management a very broad discretion in deciding
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whether to grant a leave. In particular, it appears to carve out from the usual form
of arbitral review an area referred to as “operational requirements”. It accomplishes
this in two ways: first, by indicating that it is “subject to operational requirements”
that leave shall not be unreasonably denied; second, by providing that the
operational requirements are “as determined by the Board”. Taken together, these
two parts of the sentence provide a clear indication that the scope of arbitral review
in the area of operational requirements is to be extremely limited. It will not be
enough for an arbitrator to simply disagree with management’s assessment of its
operational needs: rather, provided there is some evidence to support the Board’s
decision, an arbitrator will need to be persuaded that the Board acted arbitrarily,
discriminatorily, or in bad faith before its decision will be overturned.
[43] In Calgary Airport Authority and Public Service Alliance of Canada [2004]
C.L.A.D. No. 405 (Jones) the agreement provided:
The Employer shall, subject to operational requirements, make every
reasonable effort to schedule vacation leave at a time in a manner suitable to the
employee’s wishes.
[44] After reviewing the evidence, the arbitrator concluded that the Employer’s
determination that operational requirements during the winter months supported the
denial of the grievor’s request and that the Employer’s general policy (which
contemplated possible exceptions) to deny vacation leaves during the winter for certain
employees was reasonable.
[45] Union of Northern Workers and The Minister Responsible for the Public
Service 2003 CarswellNat 6245 (T. Jolliffe) involved the denial of a request for a CWW.
The grievor was a case manager in a Young Offender’s facility. He had been working on
a daily schedule of 7:30am to 4:00pm. When the Employer altered his schedule to
8:30am to 5:00pm, the grievor requested a CWW, working nine days out of ten from
7:30 to 5:00. The Employer denied the request and the grievance followed. The
collective agreement contemplated CWWs, but included, inter alia, a requirement that
there be no resulting decrease in productivity. Access to CWWs was “not to be
unreasonably withheld”. The arbitrator was presented with evidence that the early
morning hour the grievor sought to resurrect was not an optimal time for holding case
conferences – indeed, it was for that reason that the Employer had altered the start time
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prior to the CWW request. Further, it was established that the grievor already had a
significant backlog in uncompleted case conferences and case management reports. In
that factual context, the arbitrator concluded that the Employer’s denial of access to the
CWW was reasonable and did not offend the collective agreement.
[46] Before concluding its submissions, the Employer also urged me to resist
any temptation to characterize its discontinuation of CWWs as a blanket prohibition. The
impugned decision is not one that applies across the bargaining unit. It is, rather, one
that applies to one division within one Ministry. While almost all engineers employed in
this Ministry do work in PHM, they represent only about 50% of the total number of
bargaining unit employees across the OPS. I was also pointed to excerpts from a
confidential “Q & A” document prepared for managers, a document which, on its face,
appears to contemplate (at least the theoretical) possibility of continued or renewed
participation in CWWs. It included the following instructions to mangers:
• All inquiries from the employees with special circumstances require
discussion with the manager and director for ultimate decision by PHMT.
Managers should provide rationale to their director to bring to PHMT for
discussion
…
• All decisions to allow participation in CWW require a discussion and decision
by the manager and director before coming to PHMT. A business case is
required that demonstrates cost savings and advantages to the business
[47] This demonstrates that the Employer’s analysis of operational
requirements did, effectively, consider each individual in the workplace. However, the
Employer concluded that its concerns regarding operational requirements applied to
every position without exception. The result (perhaps even regardless of individual
circumstances) is that operational requirements were determined to “trump” all other
considerations.
[48] In its most concise articulation, the Employer submits that a consideration
of operational requirements is critical to the interpretation and application of article 9.2.
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Any assessment of operational requirements is for the Employer to make. And as long
as that assessment is made in good faith, as the evidence demonstrates occurred here,
it must be allowed to stand. Thus, the Employer has demonstrated that operational
requirements (in its assessment) make the continuation of CWWs no longer feasible
and the instant grievance ought therefore to be dismissed.
Decision
[49] For the reasons which now follow, I have determined that the grievance
must be allowed. In my view the Employer’s case suffers significant legal and factual
frailties.
[50] Leaving aside, for the moment, the important question of the standard of
arbitral review of its determination, the Employer’s assessment that operational
requirements necessitated the elimination of CWWs is, on the evidence before me,
suspect, at best. The basis for the determination was largely theoretical and, in fact,
unrelated to any specific identified operational difficulties. The Employer referred us to
the Q&A document for other purposes. But that document (e.g. in Q3 and Q7) makes it
plain that the Employer’s determination to eliminate long standing CWWs was made
even though there had been no incidents or instances of abuse and even though the
Employer expected its own managers (or at least some of them) to express the view
that CWWs had been working well in their offices.
[51] Thus, the decision was based largely on the assertion that CWWs could
or might create operational difficulties and that the Employer ought not to be required
to await the proliferation of such difficulties. Rather, it ought to be permitted to assess
its operational requirements in a proactive fashion to thereby avoid any instances of
such anticipated issues.
[52] This approach might be more persuasive if the workplace were a tabula
rasa and this was the first ever consideration of CWW. But, in a fashion which mirrors
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the collective agreement provision to which I shall soon turn, there is far more context,
far more history here. But self-imposed blinders have permitted the Employer to ignore
that context and history in making its assessment of operational requirements.
[53] The broadly identified areas of concern are the manner in which CWWs
can impede the scheduling of meetings and also prevent the person with the most
comprehensive knowledge of a project, bridge or structure from responding to exigent
operational demands or requests for information in a timely fashion. (The latter concern
extends to possible liability for the standby costs of contractors awaiting instructions.)
[54] Even without considering the evidence which minimizes their cogency,
the latter sets of concerns raise questions, at least to the extent that they relate to
dealing with exigent or time-sensitive matters. The emergence of such individual
matters is not synchronized with anyone’s schedule. They can and do arise at any
time. The only way to insure that the person with the most comprehensive knowledge
of all given projects, bridges and structures is always available would be to have each
bargaining unit member at work on a 24/7 basis. That is not a possibility. The most the
Employer can therefore hope to achieve is to maximize the likelihood that the proper
people are at work at the relevant times. But the CWWs the Employer chose to
discontinue did not in any way alter the total number of hours worked by bargaining
unit employees. In the absence of any empirical evidence to suggest, for example, that
issues are more likely to arise on every second Friday rather than during the extended
daily hours worked, it is difficult to see how the distribution of the same number of
hours would make any statistically significant difference.
[55] The Association’s evidence uniformly suggested that the difficulties, if
any, posed by CWWs to the Employer’s operational requirements were minimal and
manageable. That evidence was not seriously challenged, except to suggest that the
experience of the three Association witnesses may not be typical. But again, and at the
risk of repetition, the Employer did not provide a single specific instance of a conflict
(manageable or otherwise) between CWWs and operational requirements. There was
no meeting pointed to that could not be scheduled; no response to urgent situations or
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requests for information that could not be provided; and no instance identified where
waiting time attributable to CWWs led to charges for contractors’ standby time.
[56] In view of the foregoing, it is less than clear that the Employer has
established that CWWs, as they previously existed, are no longer feasible. However, I
agree with Employer counsel that whether or not I would have come to the same
conclusion the Employer did regarding the feasibility of CWWs is not the issue in this
case and, ultimately, is of no moment. I do not agree, however, that in order to dispose
of and dismiss the grievance in this case, all I need do is satisfy myself that the
Employer’s assessment was made in good faith. The proper approach flows from the
provision of the collective agreement, to which I now turn. Once again, I set out the
article:
Work arrangements including compressed work weeks, staggered hours, flexible
hours, and employees working at home (telework) or at locations other than
headquarters, may be entered into by mutual agreement in accordance with
current practices. The Employer will make every effort to accommodate the
employee’s request, subject to operational requirements.
[57] For our purposes, the article may be considered as comprised of a
number of components. First, it contemplates the implementation of various work
arrangements by mutual agreement. If the article concluded at that point, the result
might bring us closer to the kind of collective agreement provision the Employer says
we have. There would arguably be no specific legal obligation on either party to agree
and neither would there be any explicit limitation (whether with respect to operational
requirements or otherwise) on the exercise of Employer discretion in that regard. There
is, of course, much more to the provision. It refers to “current practices” and, at the time
the CWWs were discontinued, the then current and very established practice was one
which saw a very significant number of bargaining unit employees on CWWs. Further,
the Employer is obliged to “make every effort to accommodate the employee’s request
[for an arrangement such as CWW]”. And, finally, the availability of alternate work
arrangements and the Employer’s obligation to agree to any particular request is subject
to operational requirements.
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[58] The Employer asks me to interpret this article in much the same way
arbitrator Goodfellow interpreted the provision before him in the Renfrew case above,
more specifically to conclude that the scope of my review is extremely limited; it will not
be enough for me to simply disagree with the Employer’s assessment of operational
requirements. Unless I am persuaded that the Employer acted arbitrarily,
discriminatorily or in bad faith I ought not intervene.
[59] I do note, however, that the arbitrator, in formulating his view also pointed
to and relied upon the fact that the collective agreement in that case (unlike ours)
specifically provided that operational requirements were “as determined by the Board”.
More importantly, however, the arbitrator went on to qualify the articulated test as
follows:
Of course, this assumes that the Board has undertaken an actual
assessment. … it must look at the circumstances of the individual request,
consider what impact the leave would have on its operational requirements and
determine whether that impact can be successfully ameliorated. For the Board to
fail to undertake such an assessment would be to deprive the provision of any real
meaning. Thus, while the discretion afforded the Board is indeed a broad one, it is
one that must be exercised in the context of the given case.
[60] The Employer has also urged me not to conclude that its prohibition was a
blanket one. Whether or not that description depends on OPS-wide application, the
Employer’s determination appears to have been applied uniformly across the PHM
division, one which is significant in respect of numbers of bargaining unit engineers
across the OPS and (at least virtually) all-encompassing within the present Ministry. I
say “appears” because there was limited evidence to suggest that one PHM engineer
has been permitted to work on a CWW even after its elimination for all others. It may be
difficult to say whether this is an exception that proves or subverts the rule. But we also
heard that Mr. Rhead’s request for consideration was, effectively, rejected out of hand,
with the bald reply that CWWs are “not available”. This differential treatment remained
unexplained. There does not appear to have been any process or consideration or
weighing of individual circumstances which would comply with either the observations
from the Renfrew case above or even the Employer’s own Q&A document. And,
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similarly, there was no evidence that the individual circumstances of any one of the over
100 signatories to the group grievance were ever canvassed or considered.
[61] When the Employer has permitted even a single exception to its “rule”, it is
difficult for it to then assert, as it effectively does, that operational requirements warrant
a complete discontinuation of CWWs regardless of individual employee circumstances.
[62] In my view, this shortcoming, standing alone, might well be sufficient to
lead to the conclusion that the Employer has failed to meet its collective agreement
obligations. In my view, however, there are more fundamental failings in the Employer’s
approach. This returns me to the question of the propriety of the Employer’s
assessment of operational requirements.
[63] Referring to the decision of this Board in OPSEU (Union Grievance) and
Ontario Clean Water Agency GSB File No. 263/98; 200o CanLII 20500 (Abramsky),
(hereinafter “OCWA”), the Association proposed a different approach to the
interpretation of the collective agreement.
[64] While the case involved a different issue, collective agreement and
bargaining agent, the language bears some resemblance, at least in form and structure,
to that under consideration. The operative portion of the agreement provided:
An employee identified as surplus shall receive six (6) months notice of lay-off or,
with mutual consent, an employee may resign and receive equivalent pay in lieu
of notice. Pay in lieu of notice for the balance of the notice period shall only be
granted where the Employer determines that operational requirements permit an
employee’s exit from the workplace prior to the expiration of six (6) months
notice.
[65] Referring to a number of decisions of this and other boards (including Re
Young and the Crown in Right of Ontario (Ministry of Community and Social Services)
(1979), 24 L.A.C. (2d)145 (Swinton)), the Board adopted a reasonableness test in the
reading of the collective agreement provision and, ultimately concluded that Employer
had not been reasonable in respect of its determination of operational requirements.
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[66] The reading and standard offered in the OCWA case may well be more
apposite to the language here under consideration. But even if there is some conflict
between the Renfrew and OCWA cases, it is not one I need resolve. In my view, the
Employer has failed to meet either standard – its decision to eliminate CWWs, in
particular, the process employed to arrive at that decision was both arbitrary and
unreasonable.
[67] In the three decisions referred to earlier and relied upon by the Employer,
there was ample evidence in each case to sustain the conclusion that a consideration of
operational requirements supported the Employer’s view. Apart from the Employer’s
expressed opinion in our case, there is little such evidence. While it would be
inappropriate for me to simply impose what I might view as the “correct” approach, it is
equally insufficient for the Employer to simply assert that it, in good faith, truly believes
its own opinions and is thereby spared any further scrutiny of its administration of the
collective agreement.
[68] While there may well be some question as to the correctness of the
Employer’s determination, I come to my conclusion not on the basis of what the
Employer concluded. Rather, my focus is on how the Employer made its determination.
There is much the Employer failed to consider. It formulated its “big picture” theoretical
construct and then acted on what it viewed as an almost axiomatic general principle that
“it is better to have all staff at work 10 out of every 10 days rather than the same number
of hours distributed over nine days”. The “all-hands on deck” imperative seems to have
driven the exercise.
[69] And while viewed in pristine isolation, there may be some intuitive
attraction to the driving proposition, that does not permit the Employer to ignore the
history and context of CWWs and the governing collective agreement language and to
then claim it has acted in a reasonable or even non-arbitrary fashion.
[70] Effectively, the Employer ignored:
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• the substantial history of the “current practice” regarding CWWs at the time the
decision was taken;
• the fact that it was unable to identify a single instance (in at least a decade of its
history) where CWWs have collided with operational requirements; and
• the fact that at least some, even if not all, of its engineers are able to exhibit
sufficient flexibility in their approach to CWWs to insure that operational
requirements are not compromised
[71] This latter point clearly suggests that there might have been viable options
apart from the retention of CWWs in their previous form or their complete elimination.
There is no evidence that the Employer made any effort whatsoever to consider and
assess any such options.
[72] And, finally, neither can I ignore the fact that (apart from a singular
exception, less than fully explained) the Employer declined to consider and weigh the
individual circumstances of any of its engineers formerly on CWWs, over 100 of whom
are signatories to the group grievance in which they seek the maintenance of their
CWWs. But the Employer failed to make any effort whatsoever to accommodate any of
those individual employee requests.
[73] The Employer’s failure to weigh or even consider a host of factors clearly
material to the issue but rather to cleave unflinchingly to a postulated principle was both
arbitrary and unreasonable and, consequently, a breach of its collective agreement
obligations.
[74] The Association has requested a series of remedial responses, which I
need not detail at this stage. Rather, I remit this matter to the parties and will remain
seized in the event they are unable to resolve issues of remedy.
[75] I trust the parties will view this as the positive opportunity it provides.
There is still the outstanding group grievance which might require an examination of the
individual circumstances of over 100 engineers. Returning, however, to the concept of
“mutual agreement” in Article 9.2, this may be an opportunity for the parties to come to
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an agreement that may both provide for the continuation (even in a modified form) of
CWWs while addressing the Employer’s perceived concerns regarding operational
requirements.
[76] The grievance is allowed.
Dated at Toronto, Ontario this 13th day of January 2016.
Bram Herlich, Vice-Chair