HomeMy WebLinkAboutVanderschaaf 96-06-11
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IN THE MATTER OF AN ARBITRATION
BETWEEN
ONTARIO PUBLIC SERVICE EMPLOYEES' UNION
LOCAL 417
(hereinafter referred to as "the Union")
- and -
ST. LAWRENCE COLLEGE
(hereinafter referred to as "the College")
GRIEVANCE OF S. VANDERSCHAAF
BEFORE: M.G. Mitchnick - Chairman
C. Masse - Union Nominee
H. Cook - Employer Nominee
FOR THE UNION:
J. Gilbert
M. White
S. Vanderschaaf
FOR THE EMPLOYER:
A. Burke
C. Blakeney
P. Finucan
Hearing held in Kingston on January 16th, 1996
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AWARD
This is the grievance of Sam Vanderschaaf, claiming that the
College failed to pay overtime as per his agreed-upon SWF for the
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winter semester of 1995.
The grievor is a long-time faculty member at the College,
and in fact was President of the Local in the mid-1980's, wnen
the new' "Workload" language, with its formula for recognizing
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"attributed" hours, first went into the collective agreement.
Centrally, Articles 11.01A and B 1 provide:
11.01 A Each teacher shall have a workload that
adheres to the provisions of this Article.
11.01 B 1 Total workload assigned and attributed by the
College to a teacher shall not exceed 44 hours in any
week for up to 36 weeks in which there are teaching --
contact hours for teachers in post-secondary programs
and for up.to 38 weeks in which there are teaching
contract hours in the case of teachers not in post-
secondary programs.
The balance of the academic year shall be reserved for
complementary functions and professional development.
Workload factors to be considered are:'
(i) teaching contact hours
(ii) attributed hours for preparation
(iii) attributed hours fOr evaluation and feedback
(iv) attributed hours for complementary functions.
.A Standard Workload Form ("SWF") is required to be provided to
members no later than six weeks before the commencement of each
teaching period. That allows a faculty member to have that
minimum period of notice of the courses and class-sections to
which he or she is being assigned. That stipulation set out in
Article 11.02 A l(a)¡ states:
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11.02 A 1 (a) Prior to the establishment of a total
workload for any teacher the supervisor shall discuss
the proposed workload with the teacher and complete the
SWF, attached as Appendix I, to be provided by the
College. The supervisor shall give a copy to the
teacher not later than six weeks prior to the beginning
of the period covered by the timetable excluding -
holidays and vacations. It is recognized that if the
SWF is subsequently revised by the College, it will not
be done without prior consultation with the teacher.
As can be seen, consultation is to take place with the faculty
member .~~}or to the final determination by the College of the
SWF, and again prior to the College making any change to it. And
Article 11.02 A 1 (b) makes any dispute over any change
referrable to the Workload Monitoring Group in the same way as
the original SWF:
11.02 A 1 (b) The College may, where a change in
circumstances requires it, amend assignments provided
to a teacher after the original assignment, subject to
the teacher's right to refer any matter to the College --
Workload Monitoring Group (WMG) referred to in 11.02 B
1 and if necessary, the Workload Resolution Arbitrator
(WRA) referred to in 11.02 Eland appointed under
11.02 F 1.
The SWF thus establishes the courses and "teaching contact" hours,>
for the faculty member. Mechanically, however, the SWF does also
serve as a basis for calculating the "total workload" of the
teacher in the weeks of the semester, and thus:
11.02.A 2 TheSWF shall include all details of the
total workload including teaching contact hours;
accumulated contract days, accumulated teaching contact
hours, number of sections, type and number of .
preparations, type of evaluation/feedback required by
the curriculum, class size, attributed hours, contact
days, language of instruction and complementary
functions.
"Class size" is a particularly relevant figure in that end-
product of "workload", since a number of the formulae used by the
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collective agreement to determine actual workload - for example,
for evaluation, feedback - obviously are driven by the number of
students being taught. As is apparent, at the point when the
SWF's are initially prepared for the staff - a minimum Df six
weeks out from the start of the semester - a number has to be
used for student enrolment that is purely an estimate. As the
greivor, an experienced faculty member acknowledged, and as one
would expect, those estimates almost never turn out to be exactly
accurate. There is, therefore, at the College an "audit" date
for the semester, when Financial Services verifies the actuál
.-- enrolment, and reconciles the SWF's for' pay purposes. That is,
if a higher than expected enrolment puts a professor over the
collective agreement's limit on total workload hours, even though
the original SWF had anticipated no overtime, the workload is re-
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calculated under the formulae, and payment is made for any
overtime so generated. Conversely, if the enrolment comes in
low, to the point where an anticipated "overtime" workload on a
SWF (i. e., more than 44 total hours a week) fails to materialize,
no overtime is paid. According to the evidence, no complaint has
ever been made about this enrolIllent-auditing, and pay-
reconciliation procedure at the College --until the present
case.
The series of events leading to the present complaint began
when the grievor received his SWF for the second semester of
1994-95. Reviewing that SWF, the grievor was concerned to see
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that his "Business Writing" class was showing at 50 students.
The grievor spoke to his departmental supervisor, Pat Finucan,
about that, explaining that he had no problem dealing with a
class that size, but that that would mean converting it të>
essentially a lecture format, when it really was meant to involve
a lot of "hands-on" interaction with the students. Mr. Fiducan
was persuaded by those pedagogical concerns, and it was agreed
that the course would be split into two, with the grievor
teaching both sections. The grievor's SWF was re-done, and
application of the workload formulae, including that many
students over two sections in "Business Writing", produced a
total of contact and attributed hours of 45.75 a week, or 1. 75
hours of overtime. That SWF was signed off by both the grievor
and Mr. F iducan, as the collective agreement required, ànd was;o--
filed with the department.
As it turned out, when classes actually began in that second
semester, the estimate of student enrolment for the grievor's
"Business Writing" course proved very much high. Rather than the
50 students initially postulated, therein fact were only 21
students in the first of the grievor's sections, arid 9 in the
second, for a total of 30. The grievor felt that such numbers'
failed to justify the offering of two sections, and he again went
to the office to discuss the matter. Mr. Fiducanwas not at the
Brockville campus that day, however (he is normally there only
one day a week), and the grievor accordingly discussed his
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problem with the secretary (a member of the support-staff
bargaining unit). The secretary advised that, in order to
accommodate timetable conflicts for certain of the students
allowed into the grievor's course, it was necessary to ~ntinue
with the split sections as scheduled. That, from the grievor's
point of view, was the end of the matter. He testified that he
simply carried out his work assignment as agreed between himself
and Mr. Fiducan, and promised the overtime money to his daughter,
to assist her with a car-repair bill. Unfortunately, from that
perspective, the dramatic drop in student enrolment below the
forecast also dropped the grievor's workload, on the basis of the
formula for attributed hours on feedback and evaluation, well
below the 44-hour level. That was noted by Finance in the
reconciliation that took place in March, and the numbers on ~ne
SWF were adjusted, in accordance with the College's practice, to
reflect that. It is not, however, the College's practice to copy
such a revised SWF back to the faculty member (the College in the
course of this grievance has acknowledged its deficiency in that
regard)., and the adjusted SWF is simply placed in the faculty
member's file. Because the adjustment was one that did not call
" for a payment of overtime, it was not something that was brought
to Mr. Fiducan's attention at all, and (unlike the grievor) Mr.
Fiducan had no knowledge of what the actual enrolment in the
grievor's "Business Writing" course turned out to be. Mr.
Fiducan did not in fact become aware of the matter until the
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grievor, at the end of the semester, failed to receive any
overtime payment, and raised the present complaint.
The grievor maintains that this is a proper subject ~tter
for an Article 32 grievance, and not an Artic~e 11 "workload"
grievance, because he has no complaint concerning his workload:
his workload was exactly that agreed upon between himself and Mr.
Fiducan, and he now simply seeks to be paid for it, as indicated
on his SWF. The College, for its part, does raise a
jurisdictional objection to the matter being properly before an
Article 32 arbitration board (see Niaqara College, award of this
chair dated November 29, 1995), but having recorded that, and
given the simplicity of the facts and issue, opted to have this
board hear the matter on its merits as well. --
On the merits the Union argues that thepre~semester SWF
signed off between Mr. Fiducanand the grievor constituted a
binding agreement which could not unilaterally be altered by the
College. In support of that the Union cites:
11.01 J 2 Such teaching contact hour agreed to in -
excess of the respective weekly teaching contact hour
maximum shall be compensated at the rate of 0.1% of
annual salary. Such workload hours agreed to.be in'
excess of the 44 hour weekly workload maximum shall be
comt>ensated'at the'rate of 0.1% of annual salary. Such
overtime payments shall be for the greater amount but
shall not be pyramided.
[Emphasis the Union's]
11.01 E 3 The number of students in a course or section
shall be determined initially by the College's planning
estimates and recorded on the SWF as provided for in
11.02.
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The number of students in a course or section shall be
reviewed after the enrolment audit dates and not later
than the completion of the course or section or, at the
request of the teacher, following the last day for
withdrawal of registration by the student(s), and
revised where appropriate ...
The essence of the Union's argument is that the grievor1Wås not
shown his revised SWF until a point (in the grievance procedure)
well after completion of the course, and that he has never been
consulted on the change, as contemplated by Article 11.02 A 1
(a) above.
These are not arguments, in the board's view, that can be
given weight to for the purpose of upholding the grievance. The
use of the word "agreed" in Article 11.01 J 1, it seems to us in
the context, is designed simply to make it clear that it is only
excess hours which have been authorized that the College is ---
committing to pay overtime for. Bearing in mind the whole scheme
of the "workload" articles, ,it also seems apparent that the type
of "revision" contemplated by the above articles are those that
involve an act or initiative on the part of the College, and a
change to the faculty member's course or section assignment.
That, in turn, is the type of change that would generate the need
for further consultation. Here, as a practical matter, there is
nothing to "consult" on. That is what the grievor is really
acknowledging wherihe states that there ,is no issue here that he
would want to refer to a Workload Monitoring arbitrator.' The
"change" is simply enrolment driven, and one that, from the
collective agreement, is a known possibility from the outset. If
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the simple inclusion of the enrolment-driven elements of the
formula in the collective agreement do not make that clear enough
on its own, the explicit recognition of it in 11.01 E 3 flags it
beyond question. The adjustment that took place here is ~actly
what that Article contemplates will happen. Again, that Article
reads:
11.01 E 3 The number of students in a course or, section
shall be determined initially by the College's planning
estimates and recorded on the SWF as provided for in
11.02.
The number of students in a course or section shall be
reviewed after the enrolment audit dates and not later
than the completion of the course or section or, at the
request of the teacher, following the last day for
withdrawal of registration by the student(s), and
revised where appropriate ...
The "revision" that took place here, it can be seen, was the
"revision" referred to, and expressly contemplated, by the ---
provisions of Article 11.01 E3 -- not the type referred to in
Article 11.02 A1(a) (where further consultation with the staff
member, prior to effecting any change in work assignment, would
obviously be required). Further regarding Article 11.01E], we
note that the "review", or audit, did take place by the College
prior to the end of the course as required. And the final
enrolment number, coming out of that audit, is not in dispute.
Article 11.01E 3 does not go onto explicitly state that there
must be some further communication to the faculty member of the
revised enrolment number at that point -- and the critical ,fact,
being the shortfall in anticipated enrolment, is one that would
be more obvious to the faculty member than to perhaps anyone else
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at the College. A faculty member concerned with what that drop
in enrolment might be doing to his or her projected overtime can
always make that calculation on the formula, or ask the College
for clarification if in doubt. That said, the present grievance
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demonstrates that where such re-calc~lation of the workload hours
does in fact produce a change in a faculty member's overtime/non-
overtime status from that originally anticipated in the SWF,
communication of that at the same time to the faculty member
would be a useful practice for Colleges to adopt.
The fact remains here, however, that the grievor performed
no work for the College beyond the normal, non-overtime hours
stipulated by the collective agreement, and no act on the part of
the College, or the grievor, either caused that or would have
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changed that. The grievor's claim for overtime, as he explained
in his testimony, is on the basis that he agreed to teach two
sections of Business Writing, and (notwithstanding his subsequent
efforts to avoid that for the College) that he did that. But the
grievor has been given full credit for that on the final SWF; the
problem is that, with the drop in enrolment reducing his workload
on feedback and evaluation, he still did not end up performing
any overtime. Given this inescapable conclusion (and the express
language of Article 11.01 E 3 of the collective agreement), there
is, in the board's view, no useful purpose ,to be served the
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parties by considering the College's preliminary objection, and
the grievance is hereby dismissed on its merits.
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Dated at Toronto this 1l~ day of ~ne 1996 ~
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M. G. Mitchnick
"C. Masse"
C. Masse
"H. Cook"
H. Cook
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