HomeMy WebLinkAboutFiore 95-01-01IN THE MATTER OF AN ARBITRATION
between
GEORGE BROWN COLLEGE OF APPLIED ARTS AND TECHNOLOGY
(hereinafter referred to as the College)
and
ONTARIO PUBLIC SERVICE EMPLOYEES UNION, LOCAL 557
(hereinafter referred to as the Union
Classification Grievance of Carmen Fiore et al.
Sole Arbitrator: G. J. Brandt
Appearances;
For the College: Christine Parsonage, Human Resources
Judith Halovanic, Mgr. Housekeeping
and Security
Mike McGee
For the Union: George Richards, Grievance Officer
Douglas Johnson, Union Representative
Carmen Fiore, Grievor
Hearing:
George Brown College
April 4, 1995
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AWARD
The grievor, Carmen Fiore is classified as a Caretaker A,
Payband 2 and is employed on the afternoon shift (4:00 p.m. to
12:00 a.m.) at the Casa Loma campus of the College. It is agreed
by the parties that, for the purpose of this case, he is
representative of all other caretakers employed at the Casa Loma
and St. James campuses of the College and who, in general, work
either the afternoon shift or the night shift. It is the
position of the union that the grievor(s) are improperly
classified as Caretaker A payband 2 and should, instead, be
classified as Caretaker B, payband 4.
The resolution of this grievance turns essentially on the
characterization of certain functions which the grievor(s), in
general, perform as part of their assigned duties and which the
union claims fall within the typical duties set out in the
classification guide charts for Caretaker B. The typical duties
of a Caretaker B are there set out as follows:
In addition to the duties described for Caretaker A:
- Uses maintenance vehicles such as snow ploughs and
tractors to maintain college grounds.
- Performs minor repairs to college buildings and
equipment as appropriate.
- Maintains maintenance equipment in good
working order. - Provides direction and guidance to
more junior caretakers. (Emphasis added)
It is the position of the union that, at the time of the
grievance in March of 1994, the grievor(s) were, albeit for brief
periods of time only, engaged in the performance of "minor
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repairs to college buildings and equipment" and in the
"maintenance of maintenance equipment in good working order". It
is further submitted by the union that if these duties are
included among the duties regularly performed by the grievor(s),
they should be classified at the Caretaker B level. Further, it
is argued that, if core point rating is used to determine the
classification, the application of the core point rating factors
to the functions in question should result in a point total
placing the grievor(s) in payband 4. That is the payband
assigned to incumbents in the Caretaker B classification.
The dispute arises out of a decision by the College to re-
write the grievor's PDF and to remove certain duties that had
appeared in an earlier PDF. This occurred as part of a general
review of all of the PDF s in the College on the occasion of the
implementation of the Gender Neutral Classification System.
Since many of the existing PDF s were outdated the College
decided to do a complete review and evaluation of all the support
staff position descriptions in order to bring them all up to date
at the time that the new classification system was to come into
operation. This was a process that was undertaken over a number
of months culminating, for this particular classification at
least, in July of 1994.
Initially a PDF for this position was generated in May, 1994
and signed by the grievor's supervisors (although not by him) on
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or about May 6th. That PDF was later changed when Ms. Halovanic
became Manager of Housekeeping and Security in May of 1994 and
conducted the general review of the PDF s in her department. In
the course of that review Ms. Halovanic determined, inter alia,
that certain duties should be removed from the PDF and,
accordingly a new July 21st PDF was written.
The May PDF set out the Duties and Responsibilities of the
position as follows:
1. Performs typical cleaning duties to maintain all campus
facilities such as: sweeping, mopping stripping and waxing
of floors, vacuuming and steam-cleaning of carpets. Cleans
and disinfects washroom and shower facilities, replenishes
all types of washroom supplies dusting and cleaning of
furniture and fixtures, collects refuse consistent with
College's recycling programme, empties and cleans
receptacles, operates equipment required for above tasks.
Performs routine maintenance on cleaning equipment. 70%
2. Performs basic ground duties as required. Maintains
clean and safe external properties/pathways as required by
regulatory bodies, 10%
3. Performs minor maintenance functions (eg. replacing light
bulbs) and assists in basic security of College property
(eg. doors locked, etc.) 5%
4. Informs supervisor (or designate of significant
maintenance or repairs required to college properties. 5%
4. Moving of furniture and equipment, set-up/teardown of
special functions. 5%
5. Other duties as assigned. 5%
TOTAL 100%
(Emphasis added)
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The description of duties and responsibilities in the July
21st PDF relied on by the College differs from the May 6th
description in that the time spent on the first duty is 75%
(rather than 70%) and, significantly for present purposes,
deletes the reference to duty number 3, viz, "performs minor
maintenance functions (eg. replacing light bulbs) and assists in
basic security of College property (eg. doors locked). What is
essentially at issue in this case is the question of whether this
duty should continue as part of the PDF and, if so, how it should
be rated in terms of the classification system.
Before turning to the merits of the case it is necessary to
resolve a preliminary matter raised by the College. Ms.
Parsonage, on behalf of the College, expressed some concern over
the fact that, in this grievance as well as another grievance
(George Brown College v. OPSEU/ Mariconda), the position taken by
the union at arbitration differed from that taken at the Step II
grievance meeting where, it is claimed, the grievor(s) did not
dispute the description of the Duties and Responsibilities set
down in the July 21, 1994 PDF that was relied on by the College.
Specifically, no dispute was raised concerning the deletion of
the duties originally included in the May 6th PDF. It was
submitted by the College that the Union ought not to be able to
adopt a position at arbitration different from that taken at the
Step II grievance meeting.
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This position is without foundation. It is a well
established principle of arbitration procedure that the positions
taken by the parties during grievance meeting discussions are
privileged and that, apart from questions of estoppel, nothing
prevents a party from resiling from any agreements as to fact or
law that may have been reached during the grievance meeting.
That is necessary in order to encourage good faith attempts at
settlement without risk of finding concessions made for that
purpose used against one at arbitration. Further, it is to be
noted that neither the grievor nor the local union were
represented at the Step II grievance meeting by an OPSEU
Grievance Officer who, had s/he been present, may have advised
the grievor and local union to take a different position than
they did. Accordingly, I consider it appropriate to inquire into
the matter of whether the disputed duties were a part of the
grievor(s) ' regular duties and responsibilities and, if so, how
those duties should be considered in terms of the classification
system.
Having said this I feel constrained to add that the
negotiated procedure for expedited arbitration does not work well
where there are outstanding disagreements as to the contents of
the PDF and particularly where that disagreement relates to
whether the duties are actually performed. Ideally, under the
expedited process, the task of the arbitrator is essentially one
of evaluating the "agreed upon PDF" against the Job Evaluation
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Manual. Where disputes remain as to what duties are actually
performed or whether those duties are assigned or voluntarily
assumed the inquisitorial process does not function well.
Fortunately, in this case, that difficulty is eased since the
issue is less about whether the duties in question are performed
and more about how they are to be characterized.
It is useful to break the duties in question down into 3
separate categories:
i) Minor repairs and maintenance to the building
ii) Maintenance of cleaning and polishing equipment
iii) Basic security duties.
1. Minor repairs and maintenance to the building.
Four different duties are relied on in this regard.
a) Replacement of Light Bulbs
b) Resetting circuit breakers as required.
c) Removing and cleaning grills on heating and air
conditioning vents.
d Operating the water valve shut off in emergencies.
e Repair of broken windows.
a Replacement of Light Bulbs
At the time of the grievance (March, 1994) the grievor was
told by his lead hand, Mr. Mariconda, to replace fluorescent tube
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lights in the ceiling if he saw one burnt out. The grievor
estimated that at the relevant time he would have to replace a
bulb approximately once or twice a month. He stated that he
began doing this work in the spring of 1992 and, although he had
been told not to replace mercury bulbs (which were to be replaced
by maintenance workers) he was never told not to replace the
fluorescent bulbs until the July, 1994 PDF was written. However,
this particular duty was never made a part of his PDF until it
appeared in the May 6th PDF referred to above.
Mr. McGee, the grievor's supervisor at the time of the
grievance, referred to certain discussions that he had with the
grievor and with Mr. Mariconda in December of 1993 when the issue
of including reference to this duty in the PDF was first raised.
He stated that, although the grievor was doing this work, the
vast majority of it was being done by maintenance workers (on
overtime rates) who were concerned about losing this function.
Mr. McGee wanted to save costs and proposed a removal of this
duty from that classification and its assignment to the lower
rated caretaker classification. Following further discussions
with the maintenance workers this duty was put in the Caretakers
PDF in May of 1994.
However, it did not remain there for long. Ms. Halovanic,
who became Manager of Housekeeping and Security at about the same
time in May of 1994, was unhappy about the offloading of this
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high cost item, which she considered to be a maintenance duty, on
to the caretakers in such a fashion as to take them away from
their cleaning duties. Consequently, as indicated, when the July
PDF was written, this duty was removed.
b) Resetting circuit breakers as required.
As the caretakers simultaneously use a number of different
pieces of equipment that draw electrical power there are
occasions (possibly 2-3 times a week) when the circuits will
break and it will be necessary to locate the circuit breaker and
turn the power back on. This may require checking several (up to
20) different panels on the floor until the broken circuit is
found.
c) Removing/cleaning heating/air conditioning grills.
Both the air conditioning and heating units in the room are
covered by a panel which accumulates dust. In order to clean
them it is necessary to climb on a ladder, unscrew the panel,
take it down and, after cleaning them, replace the panel. It was
estimated that this was done approximately once a month.
d) Operating the water valve shut off in emergencies.
When, for example, a toilet is overflowing, it is necessary
to locate the shut off valve and turn the water off. In the
circumstances it is not possible to wait for a maintenance worker
to come and do the job. It may be noted that, although this
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specific duty is not referred to among the duties of
responsibilities of either PDF, one of the examples given in the
July (but not the May) PDF of where judgment needs to be
exercised is to identify the source of water found on a washroom
flor and, once identified, to turn the water off by closing the
valve or adjusting a floater. The grievor admitted that this was
a "fair" description of a situation in which judgment was
required.
e) Repair of broken windows
The grievor stated that rarely (once or twice a year) he may
be required to remove the broken glass from a window (in a door
panel) and fill the hole with a piece of cardboard and mark it in
some fashion to caution people.
ii) Maintenance of Cleaning and Polishing Equipment.
In the course of carrying out his cleaning duties the
grievor uses various pieces of equipment in respect of which it
is necessary to perform various operations which it is claimed
constitute "maintenance" of the equipment. Once or twice a week
he changes the pads on a floor polisher (buffing machine), a task
which requires him to remove a piece from the bottom (by rotating
it counterclockwise), remove the used buffer pad, replace it with
a new pad and rotate the piece back into its locked position. No
tools are required to perform this job which takes between 5 and
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10 minutes to complete.
A similar task is performed with respect to an autoscrubbing
machine that is used to wash and sanitize the floors. Once or
twice a week the grievor adjusts or replaces pads by unscrewing a
large bolt screw by hand, removing the pad, replacing it and re-
securing it. Since the floors are not level it is also necessary
from time to time to adjust the "squeegees" at the back of the
machine to ensure that they are resting flat on the floor and
mopping up water. This is done by adjusting, by hand, screws on
the side and adjusting the squeegee upwards or downwards, a job
which takes a couple of minutes to do. There is also a hand
operated lever on the side of the autoscrubber that will adjust
the squeegee.
Approximately once or twice a year the grievor may be
required to change the belts on the vacuum. This is done by
unscrewing the motor head, removing a nozzle, taking out the belt
and clipping another belt back on, and replacing the nozzle - a
job which takes between 15-20 minutes.
The union also relies on certain repair work performed with
respect to electrical chords, particularly those attached to the
vacuum cleaners. When vacuuming in the shop areas these chords
are dragged underneath metal drafting tables with sharp edges
resulting in some fraying of the chord. Initially, the chord is
repaired with electrical tape. However, if the situation becomes
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dangerous the grievor has shortened the chord by cutting it,
stripping the wires, and then re-attaching the plug. He stated
that he does this on the instruction of his Lead Hand and that he
is required to do this approximately once every two months.
iii) Basic Security duties.
In addition to ensuring that classrooms (and other rooms he
has cleaned) are locked and secured after leaving the grievor
claims to be responsible for locking 2 exterior doors of the
building at 10:00 p.m. each night when, absent special
permission, no one else should be in the building. If faculty or
students, with permission, wish to enter the building after that
time they must enter by the main entrance (which is open all
night) and at which is stationed a security guard who is not
supposed to leave his post. Consequently, the grievor considered
himself to be on a "constant security watch" during his rounds
with an obligation to check and report on intruders and to report
vandalism or theft. He stated that if, while on his rounds, he
discovered an intruder in the building after 10:00, he was
expected to approach them, check to determine if they had
permission to be there and, if not, to direct him to see the
security guard. He had no authority to eject them from the
building. However, he could not refer to any incident prior to
the grievance where this had actually occurred. Nor could he say
that he had ever been instructed to maintain a "constant security
watch". Rather, it was his interpretation of the reference in
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the May PDF to his performing "assisting in basic security" that
led him to that conclusion.
Ms. Halovanic did not dispute the grievor's claims that he
performed the various tasks referred to above. However, it was
her opinion that the removal and cleaning of heating and air
conditioning vents was a "cleaning" rather than a "maintenance"
function; that resetting circuit breakers and shutting off water
valves when necessary was simply a part of the job (the latter
contemplated by Article 4.2 of the July PDF) and that locking
doors after cleaning the rooms was a part of the cleaning
function.
As noted, she acknowledged that the changing of light bulbs
was a maintenance function but noted that it was only in a PDF
for the period from May, 1994 to July, 1994 when a new PDF was
drafted. Similarly, she considered the "maintenance" done on the
cleaning equipment, viz changing pads on the polisher and
autoscrubber and the belts on the vacuums, to be a part of the
operation of the equipment and not properly treated as the kind
of work to be done by maintenance workers. It was her opinion
that the repair of electrical chords (beyond taping with
electrician's tape) was not a function that should have been done
by the caretakers, that when the chord reaches the condition
where it cannot be fixed in that way, it should be sent out to be
repaired or else replaced entirely. She did acknowledge,
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however, that replacement of the plug does occur; that the Lead
Hand has a tool kit that permits such repairs to be done; and
that the grievor had never been told not to do it.
In my opinion the grievance should be dismissed.
The claim in respect of the operations performed on the
cleaning equipment, changing pads, belts, adjusting the squeegee
is answered by the specific inclusion in both the May and the
July PDF of "routine maintenance on cleaning equipment" among the
basic cleaning duties of the incumbent in the position. It is
simply an integral and necessary part of the job of cleaning that
one must attend to the condition of the equipment that is being
used to clean. I do not consider this work to fall within the
meaning of the Caretaker B typical duty of "maintaining
maintenance equipment in good working order". Subject to what is
said below in respect of the repair of electrical chords, work
done by the grievor does not involve any maintenance of equipment
that is malfunctioning in any sense and that requires restoration
to "good working order" Rather the equipment is in good
"working" order; it simply requires replacement or adjustment of
that part of it which, through cleaning, becomes inoperable. In
this regard I see little difference between this function and
cleaning the end of a broom or routine washing of a dusting
cloth. Neither can, in any meaningful sense, be said to involve
"maintenance".
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I turn to the claim in respect of the repair/maintenance of
or to the building - duties which the union claims fall under the
Caretaker B duty of "performs minor repairs to buildings" Some
of these are clearly without merit. Removal of the heating and
air conditioning panels in order to clean them must surely be
characterized as "cleaning" activities. The other duties relied
on by the grievor are, however, of a different character.
Replacement of light bulbs, resetting circuit breakers, removing
broken glass and inserting cardboard in the "window", and
shutting off the water valve in the event of flood are all duties
which have no immediate relation to cleaning. Rather, they are
duties related to "repair" or maintenance of the physical
environment in which the cleaning is done.
The College submits that these functions are to be
characterized as "maintenance" functions to be performed by
general maintenance workers. While it is true that the
classification guide charts do include among the typical duties
of a General Maintenance Worker that of "undertakes minor repairs
to equipment", it is also the case that such duties are also
"typical" of the Caretaker B. Thus, merely describing the duties
as "maintenance" duties is of no assistance since such duties can
be performed both General Maintenance Workers and the Caretaker
B. It is thus, necessary to determine whether or not the
performance of these functions is sufficient to raise the
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classification of the grievor to that of Caretaker B.
The College argues that it should not since it cannot be
said that these duties occupy the "predominant or central duties
of the position" within the meaning of the Classification Manual.
It is clear that, as a matter of fact, these duties are not in
any sense the predominant duties. The only function that was
performed with any degree of frequency or regularity was
resetting circuit breakers which could occur 2 or 3 times a week.
Replacement of light bulbs was required once or twice a month,
shutting off the water valve "every couple of months" and
replacement of glass once a year. The union submits that,
notwithstanding the relative infrequency with which these duties
are performed, if they are required at all and if they are
referred to in the classification guide charts for the Caretaker
B, that should be sufficient to warrant classification at that
level.
I am unable to accept the Union's submission on this matter.
While section II(3) of the Manual which refers to the principle
of "core theory" and to the "predominant duties" of the position,
(and on which the College relies) is of some assistance, it is
not directly applicable to this situation. It is concerned
essentially with defining what is the appropriate Job Family
which is not in issue here. However, it is clear in the
instructions for the preparation of the PDF s that it is the
"significant" duties and responsibilities of the position that
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are to be recorded. Moreover, the percentage of time on each of
these duties is to be estimated. I consider that to reflect what
surely is reasonable in any classification system, that is, that
it is the position as a whole that is to be classified and that
the classification to be given a position should not be
determined by a few insignificant duties that are infrequently
performed.
I find that reasoning to be particularly attractive where
the duties in question can quite easily be considered as related
to the principal duties of the position. Thus, the most
frequently performed function, resetting circuit breakers, can
easily be so regarded as that must be done in order to provide
power to operate the cleaning equipment. Similar observations
can be made with respect to shutting off the water valve to stop
the flooding of an area.
The replacement of bulbs cannot be seen as associated with
the cleaning function. However, there is another consideration
that is relevant to the determination of how this function should
be characterized. The grievor appears to be one of the few
caretakers who routinely performed a function which, according to
Mr. McGee was a maintenance function mostly performed by the
general maintenance workers. It was never included in his PDF
until May of 1994 when Mr. McGee attempted to have it transferred
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over to the caretakers - albeit only temporarily. The grievor
himself stated that he did not consider that he had done a good
job as a caretaker unless he had replaced all the bulbs that were
burnt out.
In the circumstances I consider the performance of this
particular function to be irrelevant to the task before me. It
is fundamental in job evaluation systems that it is the position
and not the incumbent that is to be evaluated. Accordingly, it
is necessary to disregard duties which are not a part of the
assigned duties of the position but which have been voluntarily
assumed by the incumbent - either because s/he is a conscientious
employee or because s/he is attempting to "bootstrap" into a
higher classification. I find sufficient support in the evidence
for reaching the conclusion that this was a duty which the
grievor conscientiously took upon himself to perform but which
was never really a part of his assigned duties except for the
period from May to July. Further, it is my task to take a
"snapshot" of the position at the time of the grievance. Since I
have found that this duty was not an assigned duty until May of
1994 it cannot be considered as one of the duties and
responsibilities of the grievor in March of 1994 when the
grievance was filed.
Similar observations can be made with respect to the claim
that the grievor "assists in basic security services" The
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grievor himself stated that he had never been assigned those
duties and simply considered them to be a part of his
responsibilities. Moreover, while these were referred to in the
May PDF, there is no indication that they were ever any part of a
PDF at the time of the grievance. Finally, it would appear that
the duty to "lock the door" after using a room is not one which
would appear to attract any attention in terms of the
classification system. Ail employees of the College, whether
caretakers or others, are instructed to lock the doors after they
use them. In that sense they are all involved in ensuring some
security. It is not reasonable to build a claim for a higher
classification based on the performance of a duty that is
performed by everyone.
I turn finally to the matter of repair and replacement of
electrical chords. This work is not like that of replacing a
buffer pad or adjusting a squeegee, each of which is done in
connection with the normal operation of the machine. Rather,
there is a sense in which it can be said that such repair
restores the equipment to good "working order" or involve some
"minor repair to equipment" as contemplated in the typical duties
referred to in the guide charts for the Caretaker B position. It
bears some similarity to duties like resetting circuit breakers
or turning off a water valve insofar as the activity of cleaning
cannot continue unless the chord is repaired. However, it is
also different in that it involves somewhat more than the simple
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act of flipping a switch or turning a tap - each of which are
unskilled activities. It requires some knowledge of how to
safely re-attach a plug to an electrical chord.
I am therefore persuaded that this particular duty is one
which clearly falls under the Caretaker B category. However,
since it is only performed, on the grievor's estimation, every
two months or 6 times a year I cannot consider it sufficient to
raise the grievor to the classification of Caretaker B.
Having said this I would observe that I do not consider it
proper that the College should assign (or permit the assignment)
of this duty to people in the grievor's classification. By
equipping the lead hand with a tool kit for this purpose it would
appear that the College wishes to have this duty performed by the
caretakers. In that regard its conduct is not consistent with
the position it maintained at arbitration, viz, that this is a
function that belongs to the general maintenance worker and
should not be done by the caretaker.
If that is the case it is, in my opinion, incumbent on the
College to ensure that this work is assigned to the general
maintenance worker. This is not a situation like the circuit
breaker tripping or the floor flooding where common sense
dictates that the matter be attended to by the caretakers on duty
without the necessity of calling in a maintenance worker, at
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premium rates, simply to turn off a tap or flip a circuit breaker
switch. The condition of the electrical chords is something that
can be regularly monitored and, as and when repairs are
necessary, such work can be assigned to maintenance workers to
do.
It is simply not right to expect this work to be done by the
caretakers, largely because it is convenient to have them to it
on the spot, without recognizing that work in the form of higher
payment. However, for the reasons given, I am unable to find
that, on the basis of this duty alone, the grievor is entitled to
relief which, in effect, would permit him to jump from payband 2
to payband 4. That would compensate him at a level far in excess
of what would be appropriate given the frequency with which he
performs the function.
Consequently, for the reasons given, the grievance is
dismissed.
Dated at LONDON, Ont. this day of , 1995
G. J. Brandt, Sole Arbitrator