HomeMy WebLinkAboutJardine 01-02-26IN THE MATTER OF AN ARBITRATION
BETWEEN:
ST. LAWRENCE COLLEGE
("the employer")
and
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
("the union")
AND IN THE MATTER OF A CLASSIFICATION GRIEVANCE OF MR.
PETER JARDINE (OPSEU # 00D290)
ARBITRATOR: lan Springate
APPEARANCES:
For the Employer: Cindy Bleakney
Margaret Smith
For the Union: Julie Lott
Peter Jardine
HEARING: In Kingston on December 6, 2000
AWARD
INTRODUCTION
The grievor is classified as a Technician A at payband 5. By way of a
grievance dated January 31, 1998 he claimed that he should be classified as
a Technician Atypical at payband 6. The union's core point rating of the
grievor's position would place him at payband 7.
The parties agree on the contents of a Position Description Form
("PDF") respecting the grievor's position.
The evidence establishes that the grievor is a very conscientious and
hard working employee. The applicable job evaluation manual, however,
indicates that the job evaluation process is concerned with rating the duties
associated with a position and not how well an individual performs those
duties.
THE FACTORS IN DISPUTE
Both parties filed an arbitration data sheet. The sheets differ with
respect to the union's ratings for the factors of complexity and sensory
demand. The sheet filed by the employer indicates that both the union and
the employer rate the two factors at level 2. The sheet filed by the union,
however, indicates that the union rates both factors at level 3.
At the commencement of the hearing Ms. Bleakney on behalf of the
employer contended that I should not address the factors of complexity and
sensory demand. In support of this position she relied on a March 30, 2000
memo from the union to the employer. The memo took issue with four core
point ratings that the employer had assigned the grievor's position but did
not discuss the ratings for complexity or sensory demand. At the hearing
Ms. Lott on behalf of the union contended that the memo had addressed only
those core point ratings that the parties had previously discussed. I reserved
on the employer's objection to any consideration of the factors of complexity
and sensory demand and indicated that I would hear evidence with respect to
the appropriate ratings for both factors.
The parties' written briefs and oral submissions reveal that over a
lengthy period of time they engaged in extensive discussions respecting the
proper classification of the griever's position. During this process the
employer changed its approach to rating the position and later raised one of
the core point ratings that it had given. The employer was aware that the
union had rated the factors of complexity and sensory demand at level 3 well
prior to the hearing. It did not contend that it was prejudiced in terms of its
ability to address these factors. Given these considerations I am satisfied
that the union is entitled to rely on the ratings for the two factors that are set
out in its arbitration data sheet.
In addition to the factors of complexity and sensory demand the
parties disagree on the appropriate ratings for the factors of independent
action, communications/contacts and work environment. Each of these five
factors is addressed separately below.
THE CLAIM THAT THE GRIEVOR WAS PERFORMING TASKS
BEYOND WHAT WAS EXPECTED OF HIM
The griever works in the employer's School of Health Sciences. Ms.
Margaret Smith is the Director of the school. She testified that she is
responsible for academic planning and delivery, including budget matters,
staff assignments and curriculum integrity. Ms. Smith described her
position as being comparable to a dean at other colleges.
A number of Technologists are employed within the School of Health
Sciences. Ms. Smith testified that each of these technologists is assigned
lead responsibility for a course or group of courses and they dialogue with
the faculty about labs. The griever was hired to take over what Ms.
Bleakney described as ~lewer level" duties that had previously been
performed by the technologists so they could focus on ~higher level" duties.
Ms Smith is the griever's direct supervisor. Her actual contact with him,
however, is minimal. His contacts are more with faculty members and
technologists.
During the hearing Ms. Smith expressed surprise at certain of the
tasks that the griever referred to in his evidence. These were drawing blood
samples from other staff members for use in a lab, correcting problems with
certain equipment and assisting students in a computer lab. Ms. Smith
contended that these duties went beyond what was expected of the grievor.
She implied that these functions should not be considered when assessing his
position.
The grievor's evidence indicated that he drew blood at the request of
faculty members. He said that a professor might ask for blood from a female
or blood taken within the past five hours or blood that had not clotted. He
said that at times blood was taken from him for this purpose. The grievor
indicated that his work with equipment problems and assisting students
arose out of his role in setting up and running certain pieces of equipment
and from students asking him for assistance.
Although Ms. Smith was not aware of all of the tasks the grievor had
been performing this does not detract from the fact that the functions in
question had become part of his job. There is no suggestion that he furtively
or in a calculating manner took on duties in an attempt to enhance his
position. Presumably the technologists were aware of the tasks he was
performing. As noted above his taking of blood was in response to requests
by faculty members. In light of these considerations I propose to take into
account these tasks when assessing the grievor's position.
THE GRIEVOR'S DUTIES
The PDF states that the grievor under the direction of a technologist
assists with routine minor chemical, biological and microbiological
preparations. The PDF indicates the grievor spends about 20% of his time
on this task.
The grievor testified that twice a week he does a microbiology
preparation that involves racking test tubes and later filling them with media
using a pump. He said that for the histology area he uses alcohol
concentrations and formaldehyde to "make chemistry" for use with a
histology processor. He said that he makes stains designed to stain part of a
tissue. He indicated that he makes reagents using alcohol concentrations and
also disinfectants using concentrated disinfectants and distilled water. He
said that he dispenses liquid nitrogen used to keep cells alive.
The PDF states that the grievor spends approximately 10% of his time
ensuring that sufficient routine laboratory supplies such as disinfectants,
bleaches and disposables are on hand and maintaining appropriate inventory
control of these supplies. The griever's evidence indicated that through
regular inventory checks and keeping detailed records he ensures that the
laboratories are always stocked with supplies.
Approximately 10% of the grievor's time is spent doing cleanup and
maintenance efthe general prep area. Another 10% is spent in washing and
storing glassware and pipettes. The griever testified that pipettes are used
for measuring and are often contaminated after being used. He said that at
times pipettes are used to hold blood and he must be careful with them,
especially when he has an open cut.
About 15% of the grievor's time is spent washing lab coats and
veterinary supplies. He has a laundry area for this purpose. The griever
testified that each lab gets clean lab coats once a week and he washes about
800 coats per week. He said that lab coats from pathology can have blood
up to the sleeve.
In connection with its "vet tech" program the School of Health
Sciences operates a surgery where small animals are spayed and neutered for
the local humane society. Students do the pre and post operative care of the
animals and assist with the surgery. Ms. Smith described the surgery as
primarily bloodless although with some resulting bloodstains. The griever's
evidence indicated that on occasion he is called upon to wash prep sheets
covered with large amounts of blood.
Animals in for surgery are wrapped in fleece-like kennel wraps which
gather feces, urine and vomit. Students are expected to rinse out the wraps
before putting them in a laundry collection container. The griever testified
that this rinsing does not get rid of all of the material stuck on the kennel
wraps and sometimes the wraps are not rinsed.
About 20% of the grievor's time is taken up in transporting and
disposing laboratory biehazardeus garbage. Ms. Smith testified that the
griever collects closed containers that he moves to an autoclave room for
placement in an autoclave. The griever testified that he usually does not
autoclave the smaller containers. He said that he takes biohazard bags out of
these containers unless it looks like an item has poked through the bag in
which case he does decontaminate the container.
The grievor described the autoclave as being like a big pressure
cooker. He explained that it acts as a sterilizer. He said that he takes
containers to the autoclave room, removes their lids and places the
containers in the autoclave. He said that he autoclaves 8 to 15 loads of
biohazards per day. The griever testified that the autoclaving process
causes needle containers to soften and once over the preceding year this
resulted in him being poked by a needle. Presumably by this point the
needle had been decontaminated.
The grievor is responsible for collecting material from the receiving
area of the college including animal cadavers. He also transports the animal
cadavers between a freezer and a pathology lab. He said that after they have
been dissected cadavers are placed in a regular garbage bag that nine times
out of ten will break.
The grievor testified that he is involved in shut down procedures
designed to ensure that items are locked away and security cameras are in
place. Ms. Smith testified that this is a standard procedure that all staff
participate in.
The grievor testified that he is involved in a heamotology lab related
to the operation of a rubber arm that students use to practice drawing blood.
As noted above, the griever at times gives and collects blood from others.
The griever indicated that he takes blood from other individuals about twice
a week.
The grievor testified that he is often asked to set up a video
microscope that allows slides to be viewed on a VCR screen. He indicated
that he also sets up a machine that analyzes the components of blood and is
often asked to ensure that this equipment is operating within required
parameters. The griever indicated that a student might ask him for
assistance with a piece of equipment such as a microscope that is not
working properly. He said that he does not open up any of the equipment.
The grievor made a number of references in his evidence to being in
labs with blood and various media. He said that students take blood from
each other. He also said that from the receiving area he gets unscreened
blood and urine sent from hospitals.
Ms. Smith testified that faculty members and technologists work
directly with samples but the griever does not. She said that as part of the
admissions process students go through a health screening and are required
to be immunized against hepatitis B and that those going into the veterinary
program must also be immunized against rabies. Ms. Smith did not,
however, dispute the griever's contention that students are not screened for
AIDS.
COMPLEXITY
This factor measures the amount and nature of analysis, problem-
solving and reasoning required to perform job-related duties. The job
evaluation manual states that this factor measures the conceptual demands of
the job as characterized by the analysis and interpretation required for
problem and solution definition, creativity, mental challenge, degree efjeb
structure, planning activities and the variety and difficulty of tasks.
The employer rated the griever's position at level 2 which is worth 25
points. The union contends that a level 3 rating worth 41 points is more
appropriate. The level definitions and illustrative classifications contained in
the job evaluation manual for this factor read as follows:
2. Job duties require the performance of specific tasks
involving related steps, processes and/or methods.
Clerk General B; Driver; Reproduction Equipment Operator A;
Typist/Stenographer A, B, C
3. Job duties require the performance of various routine,
complex tasks involving different and unrelated processes and
methods.
Clerk General C; General Maintenance Worker; Secretary A
The PDF contains the following statement with respect to the factor of
complexity:
Assigned tasks are carried out using routine laboratory
procedures and equipment, i.e. making histology reagents;
using a balance and proper glassware; making program labels;
and labeling the finished product with a WHMIS compliant pre-
generated label.
Ms. Lott on behalf of the union noted that the grievor is expected to
assist in a number of different areas. She contended that making a histology
reagent, autoclaving, dispensing media for microbiology and running
controls on an automated blood analyzer have completely unrelated
processes and methods.
The griever performs a range of tasks that are different one from the
other. The job evaluation manual, however, lists a number of typical duties
for the various illustrative classifications for a level 2 rating. For example,
the typical duties of a Clerk General B include responding to routine
inquiries, processing standard information forms, maintaining records and
summaries, performing receptionist duties, ordering stationery and operating
a cash register. This indicates that the fact of performing different tasks is
not by itself sufficient to qualify for a level 3 rating.
The main difference between the criteria for a level 2 and level 3
rating appears to be that level 3 encompasses complex tasks whereas level 2
is appropriate for more straightforward tasks. The evidence establishes that
the griever performs tasks associated with his position carefully, accurately
and in a timely manner. None of the tasks, however, can reasonably be
described as complex. In the circumstances I confirm the level 2 rating
assigned by the employer.
SENSORY DEMAND
This factor measures demand on mental energy while performing
tasks. Consideration is given to the level or degree of concentration and the
frequency of the requirement for careful attention to detail and accuracy.
The employer rated this factor at level 2, which is worth 16 points. The
union argues for level 3 rating which is worth 28 points. The definitions for
these levels as well as the associated illustrative classifications are as
follows:
2. Job duties require moderate visual, auditory, or sensory
demand on mental energy and occasional careful
attention to detail and accuracy.
OR
Job duties require considerable visual, auditory, or
sensory demand on mental energy and periodic careful
attention to detail and accuracy.
Clerk General A; Food Service Worker A, B, C; Stationary
Engineer A, B, C
3. Job duties require moderate visual, auditory, or sensory
demand on mental energy and frequent careful attention
to detail and accuracy.
OR
Job duties require considerable visual, auditory, or
sensory demand on mental energy and occasional careful
attention to detail and accuracy.
OR
Jobs require extensive visual, auditory, or sensory
demand on mental energy and periodic careful attention
to detail and accuracy.
Clerk General C; Early Childhood Education Worker; Nurse;
Secretary A, B, C; Skilled Trades Worker; Support Services
Officer A, B, C, D; Technologist A, B, C
The PDF contains the following entry with respect to this factor:
Attention to detail is required with visual and sensory
demands, i.e. lab preps, word-processing, etc.
Task % of Time
Lab prep 30 %
Word processing 5 %
10
The grievor testified that he needs to pay attention to detail when
sticking a needle into a person to draw blood, which he does about twice a
week. He said he also must pay attention when once a week he calibrates a
pump as part of microbiology prep. The grievor must also pay attention
when measuring quantities in connection with preparations. He commented
that it takes fine motor skills to measure a cylinder of acid. The grievor
testified that when he walks into a lab he must keep a close eye on what he
picks up. He gave the example of a beaker containing a liquid that did not
have a top. He said before he handles such a beaker he will put on gloves.
Ms. Lott in her submissions contended that the grievor's job is not
similar to a food service worker, which is an illustrative classification for
level 2. She argued that it is similar to a nurse and the other illustrative
classifications for level 3 that require fine motor skills. Ms. Bleakney on
behalf of the employer argued in favour of a level 2 rating contending that
the grievor is not required to focus on or manipulate small objects.
The PDF indicates that there are visual and sensory demands on the
grievor for 35% of the time. It does not, however, indicate the level or
degree of concentration required. It would presumably be somewhat less
than what is required by Technologists A, B or C who typically conduct
experiments and who are illustrative classifications for a level 3 rating. The
grievor does at times have to pay careful attention to detail and accuracy.
This, however, appears to occur on a relatively infrequent basis. Given these
considerations I conclude that the grievor's job duties require moderate
visual and sensory demand on mental energy and occasional careful
attention to detail and accuracy. This meets the definition for a level 2
rating.
INDEPENDENT ACTION
This factor measures the independence of action and decisions
required by a job. The job evaluation manual notes that controls can be in
the form of supervision, policies, procedures or established practices. The
employer contends that a level 2 worth 19 points is appropriate for this
factor. The union seeks a level 3 rating worth 33 points. The relevant level
definitions and illustrative classifications are as follows:
11
2. Job duties are performed in accordance with
established practices under regular supervision, with
the Supervisor monitoring progress. There is limited
freedom to act independently.
Clerk General B; Security Guard; Technician A
3. Job duties are performed in accordance with general
procedures and past practices under periodic
supervision, with occasional periods of Supervisor
input or verification. There is moderate freedom to
act independently.
Clerk General C, D; General Maintenance Worker; Microcomputer
Operator B; Secretary A, B
The PDF contains the following entries with respect to this factor.
Duties are performed in accordance with general
procedures and instructions from technologists. Some
independent decision-making is required i.e. scheduling
laundry and garbage removal.
Routine tasks performed according to established
procedures.
Work is observed daily, by technologists/faculty with
feedback provided to the Director on an ongoing basis.
The incumbent has own job duties and organizes work
schedule according to the needs of the science programs.
(Typical situations or problems that are normally referred
to the Supervisor for solution are) interpersonal issues
with staff and students. Clarification of priorities when
technologists give conflicting directions.
12
With respect to the final entry above the griever testified that he could
not think of any issues he had raised with Ms. Smith other than sending her
e-mails respecting his holidays. He said that if any interpersonal issues
should arise he would raise them with Ms. Smith.
The grievor testified that he schedules his day based on such
considerations as not going into a lab to remove biohazards when someone
is in the lab lecturing. He said that he receives minimal directions from the
technologists. He gave the example of Ms. Lett advising him that she
needed certain gloves. He said that he has a white board on which
technologists can leave messages for him. The griever testified that he does
not take directions from academics but rather interacts with them to
exchange information.
Ms. Smith testified that she does not directly supervise the grievor's
work. She said that his work is monitored by faculty members and
technologists and should the need arise she will receive feedback from them.
Ms. Smith testified that many faculty members prepare written forms after a
lab and if they note a problem with the griever's role, such as not enough
gloves or the proper equipment not being available, this would be made
known to her. She said that for preparation work the griever follows
specific instructions or recipes provided by the technologists.
Ms. Lott in her submissions acknowledged that technologists give
direction to the griever. She noted, however, that technologists are not
management. She described the griever as working with but not for
academic employees. She argued that the griever is not monitored by his
supervisor.
In rating this factor I believe it noteworthy that the level definitions
use the term "supervision" as well as the term "Supervisor". The griever
follows established practices under the immediate supervision and direction
of technologists and faculty members while "the Supervisor", Ms. Smith,
monitors his progress by way of feedback from faculty and the
technologists. He has limited freedom to act independently, in large
measure due to the nature of his work. This situation comes within the
definition for a level 2 rating.
13
COMMUNICATIONS/CONTACT S
This factor measures the requirement for effective communication for
the purpose of providing advice, explanation, influencing others, and/or
reaching agreement.
The employer rated this factor at level 1 worth 16 points. The union
contends that the appropriate rating is level 2 worth 52 points. The
definitions for these levels and the related illustrative classifications are as
follows:
1. Job duties require communication of a routine nature for
the purpose of furnishing, exchanging, or discussing
factual data or information. Personal courtesy and
normal working/social relationships are required.
Caretaker A, B; Clerk Supply A, B; Driver; Food Service Worker
A,B,C
2. Job duties require communication for the purpose of
providing detailed explanations, clarification, and
interpretation of data or information. There may be need
to empathize with and understand the needs of others in
order to handle problems or complaints. Occasional
involvement with confidential information which has
moderate disclosure implications.
Clerk General B, C; Programmer A, B; Secretary A, B; Skilled
Trades Worker
The PDF contains the following description of the purpose of the
grievor's contacts with others:
Nature of Contact Purpose
Director Share info; seeking direction
Students To exchange general information
Shipping/Receiving Receive goods and transport to
appropriate site
Technologists Verbal directions
14
Faculty Receive clarification of directions
Other Support Staff To exchange information
The griever testified that he interacts with students. He gave the
example of being approached by two students who asked if they could take
blood from him. This exchange did not meet the requirement for a level 2
rating. It was not for the purpose of providing detailed explanations,
clarification and interpretation of data and information. The griever also
gave the example of walking into a computer lab and a student indicating
that he or she could not find a file after having performed an illegal
operation and him telling the student to access the back up. This type of
contact can be viewed as providing detailed explanations. The evidence as a
whole, however, including the PDF, suggests that this type of situation
occurs infrequently and does not form part of the griever's regular on-going
functions.
In her submissions Ms. Lott relied on the fact that in October 1998 the
employer guide charted the griever's position and in so doing assigned a
level 2 rating for communications/contacts. Underlying the union's
approach to this case is its contention that the griever's position is an
atypical one that should be core point rated. The employer's move from
guide chart rating to core point rating the griever's position led it to assign
higher ratings for the factors of training/technical skills, physical demand
and work environment than those associated with a typical Technician A. It
also assigned a lower rating for the factor of communications/contacts. I do
not regard the assignment of higher and lower ratings as an inappropriate
result of the employer changing its general approach to rating the position
provided the core point ratings are in fact accurate.
The grievor's regular job duties comfortably meet the definition for a
level 1 rating. They require communication of a routine nature for the
purpose of furnishing, exchanging or discussing factual data or information.
Accordingly, I find a level 1 rating to be appropriate.
WORK ENVIRONMENT
This factor measures working conditions in terms of the physical
environment while doing the work. Consideration is given to the probability
15
or likelihood of exposure to disagreeable elements, the nature of the
disagreeable element, length of exposure while on the job, and travel. The
employer rated this factor and level 3 worth 55 points. The union argues for
a level 4 rating worth 77 points. The relevant factor definitions and
illustrative classifications are as follows:
3 Job duties are carried out with continuous exposure to
slightly disagreeable and/or hazardous elements
OR
recurring exposure to moderately disagreeable and/or
hazardous elements
OR
occasional exposure to extremely disagreeable and/or
hazardous elements
OR
there is a requirement for moderate travel (31% - 60%).
Caretaker A, B; Clerk Supply A, B, C; Food Service Worker A, B, C;
Nurse
4 Job duties are carried out with continuous exposure to
moderately
disagreeable and/or hazardous elements
OR
recurring exposure to extremely disagreeable and/or
hazardous elements
OR
there is a requirement for extensive travel (over 61%).
Driver; General Maintenance Worker; Stationery Engineer A, B, C
The PDF contains the following entries with respect to this factor:
Exposure to disagreeable and/or hazardous elements, both
chemical and biological. Exposure to these varies depending
on whether the incumbent is in the animal care areas, other
laboratory areas or the office environment.
16
Environment % of Time
Biohazard 65%
Chemicals 30%
Animal handling: disagreeable
elements (odours/specimens/
carcasses) 50% to 80%
Ms. Lott on behalf of the union contended that the grievor's job is
more dangerous than that of the technologists since he deals with the end
products of the microbiology process and encounters hazards when cleaning
the labs. She described blood on the bench as a constant hazard. Ms. Lott
contended that the biggest danger to the grievor comes from unscreened
blood taken from students due to the fear of AIDS.
Ms. Bleakney on behalf of the employer contended that the grievor's
exposure to biohazards is not significant, the risk of exposure to hepatitis B
and rabies is removed by immunization and the chance of him making
contact with a live virus from dried blood is minimal. In her written brief
Ms. Bleakney indicated that the employer views the grievor as carrying out
his job duties with continuous exposure to slightly disagreeable and/or
hazardous elements.
The grievor is regularly exposed to disagreeable and/or hazardous
elements when handling chemicals, cleaning lab areas, washing glassware
including pipettes after their use, moving biohazardous waste and animal
carcasses, washing lab coats including some with blood on them and
washing animal wraps with blood and urine. The proper performance of his
duties reduces the extent of the hazards but does not eliminate them. In my
view the grievor's position can accurately be described as involving
continuous exposure to moderately disagreeable and/or hazardous elements.
This meets one of the definitions for a level 4 rating. Accordingly, I agree
with the union's contention that a level 4 rating is appropriate for this factor.
CONCLUSION
17
The employer's rating of the grievor's position resulted in it receiving
a total of 358 points. A level 4 rating for the work environment factor raises
this by 22 points to 380. This is still within the 331 to 390 point range for
payband 5. Accordingly, the grievor's claim to be paid at a higher payband
does not succeed.
Dated this 26th day of February 2001.
Arbitrator