HomeMy WebLinkAboutUnion 03-03-27 IN THE MATTER OF AN ARBITRATION
BETWEEN: CONESTOGA COLLEGE
AND ONTARIO PUBLIC SERVICE
EMPLOYEES UNION, LOCAL 238
AND IN THE MATTER OF A UNION POLICY GRIEVANCE
OPSEU FILE NO. 01C378
BOARD OF ARBITRATION: MAUREEN K. SALTMAN, CHAIR
DAVID CAMELETTI, COLLEGE NOMINEE
RON DAVIDSON, UNION NOMINEE
APPEARANCES:
FOR THE COLLEGE: BRENT LABORD, COUNSEL
FOR THE UNION: IRIT KELMAN, COUNSEL
· AWARD
The grievance in this case, which was filed as a Union grievance,
alleges a violation of the collective agreement in laying off Leslie Solonik, the
senior employee at Silverheights Daycare Centre in Cambridge. There were, in
fact, only two full-time employees at Silverheights prior to the layoff: the senior
employee being Ms. Solonik, and the junior employee, Joyce Chapman. As Ms.
Chapman could be affected by the outcome of these proceedings, she was given
notice of the hearing, but chose not to attend.
At the outset of the hearing, the College raised a preliminary
objection to arbitrability on the grounds that the grievance was not properly
brought as a Union grievance. In support of its position, the College relied on
Article 18.;3.3 of the collective agreement, which is to the following effect:
18.3.3 Union Grievance
The Union shall have the right to file a grievance based on a difference
arising directly out of the Agreement concerning the interpretation,
application, administration or alleged contravention of this Agreement.
However, such grievance shall not include any matter upon which an
employee is personally entitled to grieve and the regular grievance
procedure for a grievance peculiar to an individual employee shall not be
bypassed except where the Union establishes that the employee has not
grieved an unreasonable standard that is patently in violation of this
Agreement and that adversely affects the rights of persons in the
bargaining unit. A Union grievance shall be presented in writing, signed
by the Local Union President or his/her designee to the Director of
Personnel or as designated by the College concerned, within fourteen (14)
days after the circumstances giving rise to the complaint have occurred, or
have come or ought reasonably to have come to the attention of the
Union. The grievance shall then be processed in accordance with Step
No. 3 of the grievance procedure.
The facts which are relevant to a determination of the preliminary
objection are the following: The College operates six daycare centres, which are
subject to the requirements of the Day Nurseries Act, among other statutes.
Among the statutory requirements, which are reiterated in directives issued by
the Ministry of Community and Social Services (currently, the Ministry of
Community, Family and Children's Services), are that there be a separate license
issued for each daycare centre and that one person at each location be
designated as a Supervisor.
Each of the daycare centres is staffed by Early Childhood
Education ("ECE") Workers and, in order to satisfy the statutory requirement, the
College has designated one ECE Worker at each centre as a Lead Hand to
assume the supervisory role. The designation of a Lead Hand is referred to in
the Minutes of the Support Staff Agreement Committee, dated November 11,
1998 and signed by Co-Chairs, Linda Krotz and Anne Wallace, on behalf of the
College and the Union, respectively, which provide:
Each centre will have a lead hand who will allocate daily work. Bill [Bill
Jeffrey, Dean of the School of Health and Community Services] has
identified specific work duties for the ECE area in conjunction with the
Lead Hand definition used by the college ....
The qualifications set out in the Position Description Form ("PDF")
for the classification of ECE Worker, apart from experience, are as follows:
Excellent communication and interpersonal skills in order to be an
effective team member and communicator with children, students,
parents, & colleagues.
Good time management & organization skills. Creative & innovative
curriculum planning & problem solving skills are needed in order to run a
quality child care program. Ability to apply the principals Is/c] of child
development and guidance is essential.
By way of comparison, the qualifications for the lead hand designation, as set out
in a document which was issued by the College in December, 1998, are the
following:
- demonstrated ability to work well with others in the completion of work
assignments
- above average communication skills (both verbal and nonverbal)
- organizational abilities in assigning work tasks
- ability to resolve problems
Although this document was distributed to Lead Hands, it would appear not to
have been sent to the Union at the time it was issued.
The smallest of the day care centres operated by the College is
Silverheights. Prior to June, 2001, Silverheights was staffed by two full-time ECE
Workers, Ms. Chapman, whose seniority dates from 1990, and Ms. Solonik,
whose seniority dates from 1986, as well as several part-time employees. Ms.
Chapman was designated as the Lead Hand. Due to changes in programming
and declining enrolment, the College found it necessary to declare a redundancy
at Silverheights, resulting in the reduction of one full-time ECE Worker position.
In deciding which ECE Worker would be laid off, the Manager of
Child Care Centres, Shelley Schenk, testified that she assessed the two Workers
in relation to the ECE qualifications, including problem-solving, interpersonal,
communication and time management skills. Ms. Schenk testified that she did
not assess lead hand qualifications, although these qualifications are similar to
those of the ECE Worker. And, although Ms. Schenk acknowledged that the
College required an ECE Worker who could assume lead hand responsibilities,
she testified that the College also required an ECE Worker with superior skills. In
Ms. Schenk's judgment, Ms. Chapman had superior interpersonal,
communication and problem-solving skills, which are among the qualifications of
ECE Worker. Accordingly, the determination was made that Ms. Solonik would
be laid off. And so, by memorandum dated May 15, 2001, the Local Union
President was notified that "lo]wing to a decline in activity and demand for child
care, re-organization of the programs and services at Silverheights Daycare will
necessitate the layoff of Leslie Solonik, ECE Worker".
Thereafter, the Employment Stability Committee ("ESC"), a bipartite
committee made up of persons appointed by the Local Union and the College,
met on three occasions, May 30, June 13 and June 18, 2001, to consider the
matter of Ms. Solonik's layoff and make recommendations to the President of the
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College with respect to alternatives which might be resorted to in order to prevent
or minimize the employee's dislocation. According to Ms. Wallace, it is the
responsibility of the Union members of the ESC to advocate for the affected
employee and to ensure compliance with the layoff procedures under the
collective agreement.
Although it would appear that there was no discussion of ECE
qualifications during the ESC meetings, Ms. Wallace maintained that there was a
discussion of lead hand qualifications. In this regard, the Union members of the
Committee were advised that Ms. Solonik was identified for layoff as she did not
have the lead hand designation. Although the Union members contended that
the lead hand designation is not a proper consideration in deciding which
employee should be laid off, there was no agreement between the Union and the
College members regarding this matter. Accordingly, the ESC was unable to
agree on recommendations and so, in accordance with the protocol to be
followed where agreement cannot be reached, the Union and the College
members made separate recommendations to the President.
The Union members' recommendation, which was dated June 15,
2001, makes reference to the fact that Ms. Solonik and Ms. Chapman are in the
same classification (ECE Worker - Payband 9); that they have equal
qualifications and, as Ms. Solonik has greater seniority, the collective agreement
requires that Ms. Chapman be laid off rather than Ms. Solonik. Accordingly, the
Union members reasoned, the College erred in proposing to lay off Ms. Solonik
instead of Ms. Chapman. Based on this reasoning, the recommendation of the
Union members states the following:
That the College withdraw the notice of layoff to the Union identifying the
layoff of Leslie Solonik. The College in its tentative determination to
undertake the action contemplated, identify Joyce Chapman, ECE Worker,
Silverheights Daycare Centre, as the appropriate employee, and who has
the/east seniority of the two employees, to be laid off. This will achieve
the reduction in full-time bargaining unit employees at the Silverehights
[sic] Daycare Centre the co#ego has determined necessary.
(emphasis in original)
Apart from this recommendation, on June 17th, Ms. Wallace wrote
to the President reiterating the Union's concerns. That memorandum reads, in
part:
During our layoff discussion about Silverheights Daycare Centre, the
college has relied on the fact that Joyce Chapman is a lead hand, and that
Leslie Solonik is not.
The college has designated the Lead Hand responsibility to one ECE
Worker at each daycare centre. The reason for this, as we understand, is
the college's obligation to comply with the Day Nurseries Act. A
'supervisor' must be identified at each daycare centre. The college has
determined that the designation of Lead Hand is equivalent to the
obligations of a daycare supervisor for the purposes of the Act. The
collective agreement allows for the provision of a Lead Hand premium,
$0.75 to reward the designation. Lead Hand is an add-on to a
classification. The collective agreement does not make any distinction
between one ECE worker and an ECE - Lead Hand worker for the
purposes of applying any articles. The designation of Lead Hand does not
afford the assigned employee to a type of 'superseniority', or any other
condition. It is excluded from the functions of Article 15 - Layoff/Recall
Process.
Many years ago, during the leadership of Donna McKenna in ECE, she
and I had many discussions about the difference between the ECE
workers assigned Lead Hand and the other ECE workers. She knew at
that time if there were layoffs, these workers would not be granted any
preferential treatment. Recall the closing of Tallpines daycare a number
of years ago, the lead hand was not treated any differently than any other
worker.
During the first meeting the Union had with the college about the need to
reduce the staffing complement at the Silverheights Daycare Centre, it
was acknowledged by the parties that the ECE Worker designated as a
Lead Hand had less seniority than the person identified to be laid off. The
college admitted this fact to be true and further declared that they knew
'seniority' would be an issue for the Union.
I have advised Linda Krotz that the college is backing the Union into a
corner and forcing us to file a Union grievance.
(emphasis in original)
Notwithstanding the reference to filing a grievance, the Union
proposed a resolution of the issue. That resolution, which is not material to a
determination of the preliminary objection, was not acceptable to the College.
Accordingly, the following day (June 18th), the College members of the ESC
issued their own recommendation to the President, supported by a rationale,
which states, in part:
· Article 15.4.2 addresses 'where the qualifications of employees in the
affected position who have completed their probationary period are
relatively eqUal as to that position, their layoff shall be on the basis of
seniority'. However, they are not relatively equal; we do not require
just an ECE Worker at Silverheights, we require an ECE Worker with
leadhand [sic] abilities and experience.
· Assignment of leadhand responsibilities as per Article 7.6 does not just
reference seniority, 'a leadhand may be designated within a work
group, giving due consideration to the ability, qualifications required for
the position and seniority, in making the appointment'.
· Leslie has the seniority but Joyce possess [s/c] the superior abilities,
has demonstrated those abilities very capably, and has the experience
to continue as the ECE Worker with the leadhand responsibilities at
Silverheights.
· Leslie lacks direct leadership experience as a leadhand, nor has she
ever expressed an interest in performing leadhand functions and she
had the opportunity to do so as recently as just this past February.
· . . . our position [is] that an employee can have the seniority but
another employee with less seniority has the superior abilities and the
experience to perform the leadhand function.
Based on this rationale, the College members recommended that
Leslie Solonik, one of two ECE Workers at Silverheights, be offered a
reassignment to one of two ECE Worker vacancies we are currently
holding and not posting until this matter is resolved. Both vacancies
are due to resignations, one at the Doon location, the other at
Waterloo. We would give Leslie the option of choosing the location.
(emphasis in original)
Although the suggestion that the laid off employee be assigned to
one of the ECE Worker vacancies was acceptable to the Union, the College's
recommendation that Ms. Solonik be laid off, rather than Ms. Chapman, was not.
In the end result, it was the College's recommendation that was accepted by the
President. Accordingly, on June 20, 2001, a notice of layoff was issued to Ms.
Solonik. Subsequently, Ms. Solonik accepted reassignment to a vacant ECE
Worker position at the Doon Child Care and did not file a grievance in respect of
the layoff (or any other matter). Instead, on June 20th, the Union filed a policy
grievance claiming a violation of Article 15.4 and, in particular, Article 15.4.2, of
the collective agreement and requesting that the layoff notice issued to Ms.
Solonik be withdrawn and reissued to the junior employee, Ms. Chapman. On
July 9th, the College responded to the grievance, taking the position (1) that the
grievance was not properly brought as a Union grievance; and (2) on the merits,
that the College required an ECE Worker with lead hand qualifications and
experience at Silverheights Daycare Centre and, therefore, chose to retain the
junior employee who possessed these qualifications and experience in
preference to the senior employee who did not.
The issue is whether the grievance in this case was properly
brought as a Union grievance.
A resolution of this issue depends upon the proper interpretation of
Article 18.3.3 of the collective agreement. Apart from Article 18.3.3, the following
provisions merit consideration:
7.6 Lead Hand Premium
Where the College determines that it is required, a Lead Hand may be
designated within a work group, giving due consideration to the ability,
qualifications required for the position and seniority, in making the
appointment. Where the College assigns an employee to Lead Hand
responsibilities, the employee shall be entitled to a premium in the amount
of seventy-five (75) cents per hour over his/her then current classification
rate for all hours worked during such assignment.
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15.4 Layoff Procedure
When a College decides that circumstances require a reduction in
personnel in any position within a classification the following provisions
shall apply:
15.4,2 Post Probationary Employees
Where the qualifications of employees in the affected position who
have completed their probationary period are relatively equal as to
that position, their layoff shall be on the basis of seniority.
Article 18.3.3 makes provision for the filing of a Union grievance.
However, in order to bring such a grievance, the Union must establish either (1)
that the grievance could not have been the subject of an individual grievance; or
(2) if the grievance could have been the subject of an individual grievance, that (i)
an individual employee has not grieved an unreasonable standard; (ii) the
standard is patently in violation of the collective agreement; and (iii) it adversely
affects the rights of persons in the bargaining unit. See, e.g., Re Algonquin
College and Ontario Public Service Employees Union; Trade Union Grievance
under Article 18.3.3 of the Collective Agreement, November 8, 1985 (Kates
(unreported)) (the "Algonquin College (Kates)" decision) and Re George Brown
College and Ontario Public Service Employees Union; Union Grievance, June 8,
1994 (Devlin (unreported)) (the "George Brown College" decision), rendered
under substantially the same language in the academic collective agreement.
In this case, there was no dispute that the grievance could have
been the subject of an individual grievance. Accordingly, in order for the
grievance to be arbitrable, the Union must bring itself within the second
alternative. It is generally accepted that under this alternative, all three criteria
must be satisfied and that failure to establish any one of the three criteria will
result in a finding that the grievance is inarbitrable. See, e.g., Re Seneca
College and Ontario Public Service Employees Union, January 31, 1991 (P.C.
Picher), referred to in the George Brown College decision.
In this regard, the College submitted that the qualifications which
are utilised in identifying an employee for layoff do not constitute a "standard"
within the meaning of Article 18.3.3. Rather, the standard is the legal standard,
or criterion, of relative equality which has been established for layoffs in Article
15.4.2, rather than the qualifications which have been established for any
particular position or the application of that standard to a particular fact situation.
In any event, the College submitted that the evidence does not support the
conclusion that it utilised lead hand, rather than ECE, qualifications in deciding
which employee would be laid off. In the alternative, the College sui3mitted that
in the unique circumstances of this case, where a single employee was retained
following layoff at the Silverheights Daycare Centre and where the College was
under a legal obligation to designate a Lead Hand at each location, it would not
have been unreasonable to take into account lead hand qualifications. Similarly,
as the College is entitled to establish qualifications which are reasonably related
to the work to be performed, and as there was a legal requirement for the
employee who was retained to assume lead hand functions, it would not have
been patently in violation of the collective agreement for the College to have
taken into account lead hand qualifications. As to the third criterion, the College
submitted that, in the circumstances of this case, involving a single incumbent at
a specific location, as there was no indication that the requirement for lead hand
qualifications was widespread, there is no basis upon which to conclude that the
alleged "standard" would have an adverse effect on bargaining unit employees
generally.
For its part, the Union submitted that the College improperly
considered Lead Hand as a position rather than a designation, and then
purported to establish qualifications in relation to that "position", the effect of
which was to give "super seniority" to Lead Hands, thereby protecting them from
layoff. By creating a form of "super seniority", it was argued, the College
established an unreasonable standard, as the College has greater discretion in
appointing a Lead Hand than in selecting a successful applicant on a job posting
in accordance with requirements of the collective agreement. Accordingly, the
College could designate an employee as a Lead Hand and then rely on lead
hand qualifications to protect that employee from layoff. In fact, the Union
submitted that, in this case, the College determined which employee would be
laid off based on lead hand, rather than ECE, skills, which was patently in
violation of the collective agreement, which requires a comparison of the relative
equality of employees in relation to the "affected position", in this case, ECE
Worker. As to the third criterion, as the College has considerably more discretion
in assigning the lead hand designation, the Union submitted that giving "super
seniority" to a Lead Hand jeopardizes seniority protections which have been
bargained for all employees and, therefore, adversely affects the rights of all
employees in the bargaining unit. Finally, the Union submitted that there is
nothing in the Day Nurseries Act which requires that supervisory responsibilities
be conferred on the most qualified employee. Accordingly, without conceding the
point, even if the junior employee would have been the best person to fulfill the
lead hand/supervisory responsibilities, it would have been possible to satisfy the
requirements of the collective agreement and the Day Nurseries Act by retaining
the senior employee and assigning her the lead hand responsibilities.
The College submitted, by way of reply, that there was no
discretion as to whom to designate as a Lead Hand when there was only one
employee retained at the Silverheights location. It was further submitted that
where the College is legally required to designate a Lead Hand, it would be
"absurd" not to take into account lead hand qualifications.
Leaving aside whether the qualifications which are utilised in
identifying an employee for layoff could constitute an unreasonable "standard",
which is patently in violation of the collective agreement, for the purposes of
Article 18.3.3, in view of the Board's determination with respect to the third
criterion set out in that Article, it is unnecessary to decide that issue. In order to
satisfy this criterion, it is necessary for the Union to establish that the
"unreasonable standard" adversely affects persons in the bargaining unit apart
from the potential grievor(s) who have not grieved. See Re Algonquin College
and Ontario Public Service Employees Union, December 4, 1983 (Weatherill
(unreported)), referred to in the George Brown College decision and in Re
Niagara College of Applied Arts and Technology and Ontario Public Service
Employees Union; Union Grievance Number 93A748, November 25, lgg3
(Brown (unreported)) (the "Niagara College" decision). Nevertheless, it would
appear that a standard which affects persons in the bargaining unit other than
potential grievors could not be the subject of a Union grievance unless it could be
shown to "impact broadly on members of the bargaining unit" (George Brown
College). Put another way, in order to qualify as a Union grievance, the standard
must "adversely affect the rights of persons in the bargaining unit taken as a
whole" (Niagara College) or, in other words, "have ... a widespread impact
generally on employees in the bargaining unit" (Algonquin College (Kates)).
Accordingly, in George Brown College, where the alleged
preferentia{ treatment in assigning work to employees who had settled or
withdrawn grievances affected only one employee who had not filed a grievance,
the majority of the board rejected an argument that the third criterion had been
satisfied on the basis that the college's conduct would deter other employees
from pursuing grievances to arbitration. As well, in Niagara College, in which a
Union grievance complained about placement on the wage grid of nine ECE
Workers who had been reclassified from Payband 7 to Payband 8, the majority of
the board found that the grievance was inarbitrable as the matter at issue related
solely to the ECE Workers affected by the reclassification and placement on the
grid and did not have an impact on other employees in the bargaining unit.
Finally, in the Algonquin College decision, the majority of the board found that the
manipulation of qualifications (in that case, a requirement for "on-the-job"
experience and a proven ability to work with the departmental supervisor that
only the external applicant, a temporary employee who had occupied the position
for approximately six months, possessed) on a job posting in order to defeat the
candidacy of internal applicants would jeopardize the preference for job
vacancies afforded to bargaining unit members and have an adverse effect on all
members of the bargaining unit, which satisfied the criteria for an appropriate
Union grievance. However, the board suggested that had the qualifications not
been manipulated to defeat the candidacy of internal applicants, then whatever
qualifications were imposed would have been limited to those employees who in
future might have an interest in applying for the job and, therefore, would not
have the widespread impact on bargaining unit employees generally so as to
warrant a Union grievance. Accordingly, even if the qualifications at issue (being
lead hand qualifications) could be said to constitute an unreasonable standard,
which was patently in violation of the collective agreement, absent evidence that
the qualifications were manipulated in order to promote the layoff of Ms. Solonik
over Ms. Chapman, they would not have had the widespread impact on
employees in the bargaining unit necessary to support a Union grievance under
Article 18.3.3.
In this case, although the Union suggested that the effect of taking
into account lead hand qualifications was to create a form of "super seniority",
thereby protecting the Lead Hand from layoff, there was no suggestion that the
qualifications had been manipulated in order to facilitate the layoff of Ms. Solonik
over Ms. Chapman. In these circumstances, the only employees who could be
adversely affected by the requirement for lead hand qualifications (to the extent it
was a requirement) were Ms. Solonik, who did not grieve, and arguably only
other ECE Workers in daycare centres operated by the College who could be
required by law to have the lead hand designation. Having regard to the
restrictive interpretation given to the third criterion in the arbitral jurisprudence,
this requirement would not have the widespread impact on bargaining unit
employees generally so as to warrant a trade union grievance. In the result, the
Board finds that the third criterion set out in Article 18.3.3 has not been met and,
· therefore, that the grievance is inarbitrable.
DATED AT TORONTO, this 27th day of March, 2003.
Chair
"David Cameletti"
College Nominee
See Addendum Attached
Union Nominee
ADDENDUM
Ron Dav~dson
Unio~.N~ee
] have observed, that in many pre,.ious awards that determi~g thai a Union grievan~
was innrbinable., tl~y were mosdy majority decisions,
'written
N~ding tha~ l find that the provisions ofAnicle ]8.3.:~ arc so ~strictive.~ ttntt it
makes it virlunlly impossible for the Union to establish the criteria necessary to saiisfy
the narrow interpretation placed upon it,. by Arbitration Boards.
It ~ould also be noted, that prior to this grievance bein~ fo~ardnd ~ arbitration the
Local Union President wrote to the President of' the College and proposed that the lead
hand gesi~natiort be re-classiiiexi to atypical ECE work-er nta ~ of pay, reasonably
compile to thai ~ttrr~tly applicable to the lead hand. The resort o£c.~urse, w~ould be to
hav~ the lead hands id] completely ~khin t~c ~ of the ~ollcctiw agreement and
avoid litigation in the mn,~f'. [Jll the ~T~pOll~, £h~ Lo(~ President r~lucsted to
speak with the College President slati~ t~, "I feel very stronsly aborn tnese~ing the
~ labour ~ons climate we have been sbic lo develop between the support sud~'~d
the colle~. We see no reason for ggs deliberate challenge and hop~ thai you will
consider our mggestion and value of our relationship."
~1?, the Union received no response. It can only assumed, that the employer
believ~ that mainudning the tmfenered right of the emplo¥~ to designate wino was to act
as a lead h~d, supercedes any need to preserve good labour relations.
~re. wi~h some relucI~ce,
most litigations, there ~ no winners, that the real issues remain unresolved and continue
to fester.