HomeMy WebLinkAboutVeinott 91-02-07IN THE MATTER OF AN ARBITRATION
BETWEEN:
CAMBRIAN COLLEGE
("the College")
and
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
("the Union")
AND IN THE MATTER OF A COLLECTIVE AGREEMENT BETWEEN ONTARIO
COUNCIL OF REGENTS FOR COLLEGES OF APPLIED ARTS AND TECHNOLOGY AND
ONTARIO PUBLIC SERVICE EMPLOYEES UNION (FOR SUPPORT STAFF
EMPLOYEES)
AND IN THE MATTER OF A GRIEVANCE OF MARY JANE VEINOTT
ARBITRATOR: Ian Springate
APPEARANCES
For the College: Susan Pratt, Staff Relations Officer
For the Union: N. Luczay, Grievance Officer
Hearing: In Sudbury on January 24, 1991.
DECISION
Introduction
In October of 1987 the grievor was hired into the newly
created position of Records Officer at the College's Ontario Basic
Skills Program. She was classified as a Student Services Officer
A within payband 8. Approximately one year later her
classification was changed to that of a Student Services Officer'B
within payband 9. On November 30, 1989 the grievor provided a
faculty member with a memorandum asking that her position be
reclassified to an atypical position within payband 12. This was
followed by a formal grievance dated June 29, 1990. As a result
of meetings held with respect to the grievance, the College
reclassified the grievor's position to that of a Student Services
Officer Atypical within payband 10'. The grievor was not satisfied
with this change. Accordingly the Union referred the matter to
arbitration in accordance with the expedited arbitration procedure
set out in Article 18.4.3 of the collective agreement.
The Effective Date of Presentation of the Grievor's Complaint
Following the College's action in revising the grievor's
classification upwards, it paid her retroactive compensation back
to June 29, 1990, the date she filed her grievance. The Union
contends that she should have been compensated retroactive to
November 30, 1989, the date of her memorandum requesting that she
be reclassified. The College submits that the memorandum did not
meet the requirements of a complaint under Article 18.4.1 of the
collective agreement.
The re]evant portions of the collective agreement provide as
follows:
18.4 Classification Complaints
18.4.1 Complaint to College Official
An employee who claims, his/her assigned job is
improperly classified and that he/she should be properly
classified to another classification named in Appendix E
(i) or should be classified as an atypical position may
present a complaint in writing to the College official
designated responsible for classification complaints.
The written complaint must specify at least-the job
family and payband claimed by the employee to be
appropriate. Where the employee is claiming he/she
should be classified in an atypical position, the
written complaint must specify the payband requested and
must specify the job family where appropriate.
18.4.1.1 Retroactive Payment
It is understood that there shall be no retroactive
payment prior to the date of presentation of the written
complaint as specified above.
18.4.2 Complaint Process
18.4.2.1 Step 1 - Meeting and Information Provided
The College Official shall arrange a meeting within ten
(10) days after receiving the complaint to permit the
employee and a Local Union Representative the
opportunity of making representations in support of the
complaint.
The College Official shall ensure that the current
Position Description Form (PDF), as per Article 7.2.2,
is provided for the meeting. At the meeting, the
employee must first indicate in writing whether he/she
is in agreement with the PDF and if not what specific
disagreements he/she has with it. A discussion to
resolve any differences shall then take place. At this
meeting, following discussion on the PDF, both parties
will exchange, in writing, corepoint rating by factor
for the position in dispute.
18.4.2.2 College Official's Decision
Within five (5) days of the meeting, the College
Official shall give his/her decision in writing.
18.4.2.4 Step II
Where the complaint has not been resolved and where the
grievor is not in agreement with the PDF, then he/she
shall refer the complaint in writing to the President of
the College within seven {7) days of the date he/she
received or should have received the decision.
The President or his/her designee shall convene a
meeting concerning the grievance within fourteen (14)
days of the presentation, at which the grievor shall
have an opportunity to be present. The President or
his/her designee shall give his/her decision in writing,
within seven (7) days following the meeting.
At all relevant times responsibility for the day-to-day
operation of the Ontario Basic Skills Program rested with Ms Lynne
Wallace, the co-ordinator of the program. Ns Wallace was a
faculty member. On November 30, 1989 the grievor gave Ms Wallace
a memorandum which read as follows:
Lynne Wallace Date: Nov. 30/89
Coordinator, OBS Subject: Reclassification
Per our discussion of today, I am hereby requesting that
my position be upgraded to payband 12, as an A-typical
position.
Please respond on or before Dec. 15/89.
Thanks for your attention in this matter.
"Mary Jane Veinott"
It was the grievor's evidence that on December 15, 1989 she
raised the status of her memorandum with Ms Sonia DelMissier, the
College's Dean of Academic Support Programs. In September of 1989
Ms DelMissier had temporarily assumed direct responsibility for
the Ontario Basic Skills Program. Ms DelMissier informed the
grievor that Ms Arlene Hakynen, a personal officer at the College,
had advised her that the grievor's request to be reclassified had
been referred to the Vice President of Academic Programs and that
it would be considered by the College's classification committee.
On January 18, 1990 Ms DelMissier advised the grievor that the
classification committee had met but had not considered her
request. On January 23, 1990 Ms DelNissier told the grievor that
her request was now with Mr. Hurly, the College's Director of
Human Resources.
Early in May of 1990 Ms DelMissier advised the grievor that
the classification committee had denied her request to be
reclassified. On May 29, 1990 Ms Makynen told the grievor that
her request had again been referred to the committee and that Mr.
James, the Manager of Computer Operations, would be acting as an
advisor to the committee. The grievor subsequently offered to
appear before the committee. It is not clear that the committee
actually reconsidered the matter of the grievor's classification.
According to the grievor on June 29, 1990 Ms Makynen indicated to
her that she, Mr. Hurly and Mr. James had decided that her
position was properly classified at the payband 9 level.
On June 29, 1990 the grievor filed her grievance. The key
parts of the grievance read as follows:
Statement of Grievance
That my position is improperly classified in Pay Band 9
Settlement Desired
That my position be upgraded to Pay Band 12, Atypical,
retroactive to November 30/89 (see attached complaint)
Subsequent to the filing of the grievance the parties met at
steps I and II of the complaint process outlined in Article
18.4.2. It was as a result of these meetings that the College
decided to raise the grievor's position to payband 10.
I was not advised as to which individual or individuals the
College had designated as being responsible for receiving
classification complaints. Ms Wallace, the person who received
the grievor's memorandum of November 30, 1989, however, was
clearly not such a person. Further, the grievor would not
reasonably have viewed her as having such a responsibility. Ms
Wallace did not, however, return the grievor's memorandum to her
with a notation that she did not have the authority to accept it.
Instead Ms Wallace passed the memorandum on, as did the others who
received it, until it reached officials of the College who were
responsible for dealing with classification matters. These
officials considered the grievor's situation over a lengthy period
of time before ruling against it.
Because the grievor's memorandum came to the attention of the
appropriate College officials, had the grievor indicated that it
was meant to be a complaint under Article 18.4.1 and that the
complaint process outlined in Article 18.4.2 should be followed, I
would have been prepared to regard the memorandum as a proper
complaint. The grievor did not, however, give this advice to the
College. She kept herself informed of how the College was
handling her request to be reclassified but at no point indicated
that she was dissatisfied with the procedure being followed or
that her request should be considered at the type of meetings
referred to in Article 18.4.2.
Because the grievor did not file her memorandum in accordance
with the procedures for raising a complaint under Article 18.4.1
and was content that the complaint process outlined in Article
18.4.2 not be followed, her memorandum cannot reasonably be viewed
as a c]assification complaint under the collective agreement. It
was only after the College's consideration of her memorandum did
not produce a result acceptable to her that the grievor followed
the procedure for a proper classification complaint. She did this
by filing a grievance which was taken up at steps I and II of the
complaint process. In these circumstances I find that the
effective date of the grievor's complaint under Article 18.4.1 was
the date she filed her grievance, namely June 29, 1990. Pursuant
to Article 18.4.1.1 she is not entitled to retroactive
compensation prior to this date.
The Grievor's Job Duties
At the time of the filing of the grievance the grievor was
responsible for the operation of the computer systems in the
Ontario Basic Skills Program and its French language counterpart.
The program was designed to provide educational upgrading for
people over the age of 25, many of whom were on social assistance.
Records for the program were kept separate from other College
records. The computers used by the staff of the program were not
linked to other computers in the College.
The grievor was responsible for the upkeep and maintenance of
the hardware utilized in the Ontario Basic Skills Program. Some
problems, such as a keyboard malfunctioning or a loose or dirty
connection, she dealt with herself. If there was a problem she
could not fix, she would generally contact the vendors of the
equipment to have them repair it. If it was something relatively
minor, however, such as a printer which was not functioning
properly, she might ask someone from the College's Computer
Services Department to take a look at it. Subsequent to the
filing of the grievance it was arranged that the grievor could
call the Department with respect to all maintenance problems on
most of the equipment she was responsible for.
A local area network linked the computers used in the Ontario
Basic Skills Program. When a problem developed with the system
the grievor would be the one to correct it. It appears that she
did so using instructional manuals.
The grievor was responsible for assisting the staff of the
Ontario Basic Skills Program with any problems they might have in
operating the computer equipment. This included difficulties in
entering data, accessing a data base or using a word processing
program. Generally these problems arose because the staff were
not using the software properly. In such a situation the grievor
would discuss the problem with the staff member to determine what
error he or she had made and then demonstrate the correct
procedure.
Students in the Ontario Basic Skills Program were required to
take an introductory course in using computers. Some of them also
took an optional intermediate course. Students were provided with
the opportunity to work in a computer lab to practice what they
had been taught. The grievor was generally available to assist
them if they experienced difficulties in operating the equipment.
A daily backup was done of the material contained on three
hard drives. This was done by putting the information onto
diskettes. On a weekly basis the information was also put on
tapes. The grievor generally performed these functions.
Once a month the Ontario Basic Skills Program was required to
produce an activity report for the Provincial Government.
Although during the hearing a reference was made to the Ministry
of Education, I gather that the report was actually prepared for
the Ministry of Skills Development. The required information was
compiled using a spread sheet the grievor had developed. The
grievor entered the information onto a diskette. The diskette
along with a paper report were forwarded to the Ministry.
When the grievor started in her job the computers in the
Ontario Basic Skills Program office were used primarily for word
processing. Most record keeping was done manually, the major
exception being the use of software developed by the Ministry to
keep track of student enrollments. The grievor developed several
computer systems to maintain program records. Her first step in
doing so was to talk with the staff to ascertain what they wanted
from a new system. 8he then developed flow charts showing how the
information would flow through the system. Following this she
developed a data base as well as a program to access the data base
and produce reports.
The grievor developed a scheduling system which produced
individual student and faculty schedules as well as time tables.
She also developed what she referred to as a vacation/sickness
tracking system which kept a record of the vacations and sick time
taken by both faculty and support staff and the contact hours of
faculty members.
The grievor also developed a computerized catalogue of
student files. This was done to make it easier to find the files
of students who had left the Program and later returned. The
software program also allowed a record to be kept of the last
11
person to use each file. This meant that if a file was not in the
storage area it could easily be traced.
The grievor testified that she revised existing software
four, five or six times a year. She gave the example of a
requirement that the records for a new group of clients from the
Sudbury Housing Authority be maintained separately from students
in the Ontario Basic Skills Program. The grievor took the
existing Ministry system for recording student enrollments and
developed a separate system for this group of clients.
Prior to the grievor's arrival software was already being used
to keep track of sPecial support allowances made to students in
the Ontario Basic Skills Program.- The grievor made a number of
changes to this software. She testified that she also developed a
minor program to assist with month end bank reconciliations with
respect to the support allowances. She also developed a
sub-program to allow information from several data bases to be
gathered together and automatically produce T-4 A slips which set
out the amount of special support allowances received by
individual students. Previously the slips had been typed using
information obtained manually.
After the scheduling system was operating properly, faculty
members advised the grievor that because students on their class
lists were not showing up for class, they wanted to know which
students were on a leave of absence. The grievor modified the
system so that the class lists would provide this information.
dob Difficulty Matrix
The parties disagree as to the appropriate rating of the
grievor's position for both the complexity and judgement elements
of the job difficulty matrix. The Union equates the grievor's
position with that of an Programmer/Analyst. It is clear that the
major portion of the grievor's job did not involve duties similar
to those of a Programmer/Analyst. It was instead to oversee the
operation of a computer-based record system, to use that system to
produce reports and to deal with any operating problems. The
grievor did, however, engage in certain duties which would
normally be performed by a Programmer/Analyst. A review of the
job evaluation guidance chart for the Programmer/Analyst job
family suggests that many of the grievor's functions in this area
were similar to those of a Programmer/Analyst A. Because she
actually implemented small computer systems and sub-systems,
however, she also performed some of the functions normally
associated with a Programmer/Analyst B. The job evaluation guide
chart contains the following summery of the responsibilities of a
Programmer/Analyst B: "Positions incumbents develop systems
specifications, record layouts and programs for small systems or
sub-systems through the application of systems
analysis/programming techniques."
The College characterizes the programmer/analysis type work
performed by the grievor as not being part of her regular core
functions. It contends that this work should not be a factor in
classifying her position. While it is true that most of the
grievor's work did not involve developing or implementing computer
systems, these functions did form part of her regular job duties.
She appears to have been engaged in these functions for more than
an insignificant amount of time. The College has obtained the
benefit of the grievor's work in this area. Accordingly, I am led
to conclude that this work is a proper factor to be taken into
account when assessing the difficulty of her job.
The College gave the grievor's job a D rating in terms of
complexity and a 5 rating for judgement. The Union argues for an
E-6 rating. The criteria for these ratings are as follows:
Complexity
D. Work involves the performance of varied, non-routine
complex tasks that normally require different and
unrelated processes and methods.
E. Work involves the performance of non-routine and
relatively unusual tasks that may require the
application of specialized processes or methods.
Judgement
5. Duties performed require a significant degree of
- judgement. Problem-solving involves interpreting
complex data or refining work methods and techniques to
be used.
6. Duties performed require a high degree of judgement.
Problem-solving requires adopting analytical techniques
and development of new information on various situations
and problems.
Classifying the grievor's job in terms of these criteria is
not easy to do. The great majority of the grievor's time was
spent performing duties which fit comfortably within a D-5 rating.
Her work in developing computer systems and making revisions to
existing software, however, would appear to have been unusual
tasks requiring the application o~ specialized processes. This
justified an E rating. I am not satisfied, however, that the
grievor was required to adopt analytical techniques and develop
new information. Accordingly, her job did not meet the criteria
for a 6 rating. Having regard, to these considerations I find an
E-5 rating to have been appropriate ~or her position.
Knowledge Matrix - Skill Element
Related to the issue of job difficulty is the skill required
for the grievor's position. The College gave the position a 5
rating while the Union argues for the maximum 6 rating. The
relevant criteria are as follows:
5. Work requires the ability to organize complex
statistical information and to understand and apply
principles of a science or professional discipline. May
operate very complex electronic instruments, laboratory
or computer equipment.
6. Work requires the ability to apply complex
principles of a discipline, such as mathematics
computing science etc. Designs testing procedures for
repetitive application, conducts standardized scientific
studies and performs statistical and other problem
analysis.
The grievor was required to apply principles of computing
science. Unlike a Programmer/Analyst B, however, she apparently
did not design testing procedures for repetitive application,
conduct scientific studies or perform statistical analysis. These
are required for a 6 rating. Accordingly I conclude that a 5
rating was appropriate.
Guidance Received Matrix
Following the meetings during the complaint process, the
College agreed with the grievor that she was entitled to an E
rating for the guidelines available .portion of the matrix. This
is the highest rating available. The College did not, however,
accept her contention that her position justified the highest
available 5 rating for the nature of the review of her work. The
College contended that a 4 rating was appropriate.
The criteria for these two ratings are as follows:
4. Work assignments are subject to a general form of
review for achievement of specific objectives and
adherence to established deadlines.
5. Work assignments are reviewed only for achievements
of broad objectives, effectiveness of results and to
ensure integration with the work of others.
As noted above, at the time of the grievance Dean DelMissier
had direct responsibility for the Ontario Basic Skills Program.
On a day to day basis, however, the grievor dealt with Ms Wallace,
a faculty member. The grievor's evidence indicated that at times
Ms Wallace advised her of specific projects to be performed, such
as keeping the records of the Sudbury Housing Authority clients
separate, but did not check her work. The grievor acknowledged,
however, that she would go to see Ms Wallace to bring her up to
date on what she was doing. Ms DelMissier testified that when she
met with Ms Wallace on a weekly basis, Ms Wallace would advise her
of what the grievor was doing. Ms DelMissier gave the example of
being told that there were problems with the server and the
grievor was trying to fix it. The grievor had a deadline for
producing the monthly reports for the Ministry. Ms DelMissier
received a copy of the reports. On the basis of this evidence, I
am satisfied that the review of the grievor's work was not simply
for the achievement of broad objectives but rather was a general
form of review for the achievement of specific objectives.
Accordingly, I find a 4 rating to be appropriate and uphold the
E-4 rating given by the College.
Communications Matrix
At the hearing the Union contended that the College had
initially given the grievor's job a C-4 rating with respect to the
communications matrix but had later lowered this to a C-3 rating.
The Union submitted that such a reassessment had been improper.
This matter was not pursued, however, after the College insisted
that it had always given the position a C-3 rating.
The College argues for a C rating wi~h respect to the purpose
of the grievor's contacts, the Union for a D rating. The criteria
for these two ratings are set out below. I note that the notes to
raters which accompany the matrix state that only those contacts
that occupy a significant portion of time and are a regular and
integral part of the job are to be taken into consideration.
C. Work involves contacts for the purpose of providing
guidance or instruction or technical advice or for the
purpose of explaining various matters by interpreting
procedures or policy.
D. Work involves contacts for the purpose of problem
identification and solution with respect to matters of
considerable importance requiring tact, diplomacy and
persuasion.
The grievor contended that she needed tact and diplomacy when
dealing with other staff in the Ontario Basic Skills Program when
they encountered a problem in operating the software. A D rating,
however, indicates that tact and diplomacy are required with
respect to matters of considerable importance, Logically this
does not relate to a consultation with staff to ascertain where
they have erred in operating software. The great majority of the
grievor's contacts were with other .staff in the Ontario Basic
Skills Program for the purpose of providing instruction and
technical advice. Having regard to these considerations I find
that a C rating was appropriate.
With respect to the level of the grievor's contacts, the
College rated her job at level 3 while the Union argues for a 4
rating. The criteria for these two ratings are as follows:
3. Contacts are primarily with employees at higher
levels within the College and with individuals at middle
management levels outside the College.
4. Contacts are primarily with employees at senior
management levels within the Colleges and outside the
Colleges.
At the hearing the parties took issue as to which of the
grievor's contacts might properly be regarded as having been w~th
individuals at senior as opposed to middle management levels, I
need not decide this issue, In order to qualify for a 4 rating
the grievor's contacts had to primarily be with individuals at
senior management levels. The grievor's contacts, however, were
primarily with staff within the Ontario Skills Development
Program These individuals were clearly not senior management.
In these circumstances ! confirm the C-3 rating given by the
College,
Working Conditions Matrix - Manual Effort Element
The College assigned the grievor a B-5 rating. The grievor
claimed a C-2 rating. I find the College's rating to be the more
reasonable one, I note that the College's rating actually gives
the grievor's job a marginally higher point total than the rating
she claimed was appropriate.
Conclusion
In response to the grievance the College agreed to reclassify
the grievor's position. In doing so it accorded the position a
point total of 668. Hy finding that the grievor was entitled to
an E-5 rating with respect to the job difficulty matrix adds an
additional 28 points. This raises the point total to 696, which
brings the position within payband 11.
Having regard to all o? the above, I conclude that at the
time she filed her grievance the grievor was entitled to be
classified as a Support Services Officer Atypical within payband
11.
I will remain seized of this matter to deal with any
difficulties arising out of the implementation of my award.
Dated at Toronto this 7th day of February, 1991.
Arbitrator
· '' ARBITRATION DATA SHEET - SUPPORT STAFF _CTASSIFICATIOH~ f-
¢,'0 Lf,,EGE CAMSRI ~ IN~B~ M.J. ~ ~NOTT ~'
~SE~ C~BSIFI~TIO'~ SUPP0~T SF~v~c~ mr~C~R ATYPICAL
~D PAYBAND 10 SUP~VISOR z~ ~v=N
JOB F~ILY ~D PAYED ~QUESTED 3Y GRIPER SUPP6~T S~RVICES 0FFIC~R ~
ATYPICAL, PAYB~ND 12
POSITION DESCRIPTION FO]tM=
1. Position Description Form Attached
~. ~ Paz~lem agree on contents o~ attached Position Deecrigtion Form
~ Union disagrees with contents of attached Position Oescription Form
SPECIFIC DETAILS OF THIS DISAGREEMENT ARE AS FOLLOWS=
(USE REVER~E SIDE IF NECESSARY) . 1 AWARD
ELEMENTS Rating P~s. Rating Pts. Ra~ing Pts.
JOB DIFFI~LTY DS
GUzD~CE ~CEZ~D E4 177 ES 200 E ~ /77
CO~1~TIONS C~
~OW~E T~INING/BXP~ENCE C6 105'
~NDITIONS VISUAL C5 2~ C~ 21 L ~ 2/
A~AC~D ~I~EN SU~ISSIONS:
~ The Union
FOR THE ~IOH FOR ~AG~~
( Date
l~FlevoF) (Date)
., Hearing Date - ~ward'Date