HomeMy WebLinkAboutSchilling 88-10-25 CONESTOGA COLLEGE
(The Employer)
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ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(The Union)
AND IN THE MATTER OF THE GRIEVANCE OF ANITA SCHILLING
O.P.S.E.U. #88A754 ~
BOARD OF ARBITRATION: Kenneth P. Swan, Chairman
Allen S. Merritt, Employer Nominee
Ron Cochrane, Union Nominee
APPEARANCES:
For the Employer: Richard Drmaj, Counsel
Betty Martin, Associate Registrar
Barbara Hartleib, Executive Asst.
to the President
John Podmore, Director, Human
Resources
Delores Smith, Human Resources
Officer
For the Union: Bram Herlich, Counsel
C. Whitehead, Chief Steward,
Local 238
A. Schilling, Grievor
AWARD
Hearings in this matter were held in Kitchener, Ontario
on June 17 and August 4, 1988, at which time the parties were
agreed that the board of arbitration had been properly appointed,
and that we had jurisdiction to hear and determine the matters at
issue between the parties. Those matters relate to the grievance
of Ms. Anita Schilling alleging that she was unjUstly discharged
from her employment on April 8, 1988, and the Employer's conten-
tion that she had irrevocably resigned on the same date.
At the close of the hearing, at the request of the
parties, we issued a brief oral decision in this matter to the
effect that the grievor should be reinstated in employment with
full compensation. Further at the request of the parties, these
are our reasons for that decision and our formal award to
conclude this arbitration.
At the hearing, certain preliminary objections were
raised by the Union in relation to the alternative position taken
by the Employer that, even if the grievor had not irrevocably
resigned, there existed just cause for her dismissal. Because of
the conclusion which we have reached in this case, based on the
merits of the two issues involved, it is not necessary to deal
with whether the Employer was properly in a position to make an
alternative argument of just cause. In all the circumstances, we
are of the view that it is better for the parties that both
issues be heard on their merits.
The grievor was employed in the Registrar's Office at
the College at the time of her dismissal. She had come, while a
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student, to that office on a two-week work experience in July of
1987. On August 17, 1987 she started on a part-time appointment
and was made full-time in September 1987. Her full-time position
was as a Transcript Clerk, in which function she had respon-
sibility for the safekeeping of some small amounts of money paid
as fees for transcript services. There is no dispute that, apart
from the issues raised here, she was a well regarded and effec-
tive employee.
Around July 1987, reports began to reach management
that lunches or parts of lunches brought to work by employees
were missing from the lunchroom which opens off the Registrar's
Office. The lunchroom is a tiny room, but it does contain a
refrigerator in which employees often place bag lunches upon
arrival at work. There is apparently virtually no room in the
lunchroom actually to eat, but scores of employees had free
access to the area.
The grievor is one of two employees who have desks near
the back of the office, close to the door to the lunchroom.
Because of the limited space available inside, it was the
practice for a substantial number of employees in the Registrar's
Office to congregate during the half-hour lunch break in the
general area of the grievor's desk to eat their lunches and
socialize briefly. Chairs would be gathered around, a credenza
would be pressed into service as a lunch table, as would nearby
desks, and the remnants of lunches would often be dropped in
nearby wastepaper baskets, including the grievor's. Although
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there had been complaints about this garbage disposal practice,
we are satisfied that it continued through all relevant periods
of time to a greater or lesser extent.
As is not unusual in circumstances like this, employees
became upset and frustrated by the continuing petty thefts from
their lunches. At first the cleaning staff were suspected of
stealing lunches at night, but it soon became evident that it was
taking place during the day, and employees naturally began
looking at each other with a certain degree of suspicion.
None of these thefts amounted to very much. Sometimes
an entire lunch would be abstracted; more often a part, often a
particularly tempting part, of a lunch would be taken. Occasion-
ally the stolen food would resurface somewhere; more often it
simply disappeared.
In addition to the inevitable mutual suspicion, the
Employer arranged for the installation of a security mirror
outside the lunchroom so that anyone inside could be seen from
the hallway, and employees were asked to keep an eye on people
going in and out of the lunchroom. In addition, a log of items
stolen was maintained for a while, until management concluded
that the maintenance of the log might in itself be acting as a
kind of scoreboard for a thief whose motives were more
mischievous than larcenous. It may be noted that between July
30, 1987 and March 8, 1988, when the list was discontinued, the
grievor appears as having complained on three occasions of thefts
from her own lunch.
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On March 25, 1988, Ms. Betty Martin, the Associate
Registrar, was visited by an employee, Marilew Smart. Ms. Smart
made certain allegations which she felt implicated the grievor in
a specific theft. She also expressed concern about the fact that
the grievor handled some amounts of money collected as fees for a
transcript. We shall turn below to the precise, details of the
allegations, but it is significant to observe that Ms. Martin
felt that there was insufficient evidence in all the circumstan-
ces to proceed further at that time.
On March 28, the following Monday, Ms. Martin and Ms.
Barbara Hartlieb, the Assistant to the President, consulted about
the matter, and observed that the thefts corresponded to the
grievor's period of employment. They decided to revise the
procedure for accounting for incidental transcript fees, and a
new procedure was designed. On that day, Ms. Smart pointed out
some cash in the cabinet beside the grievor's desk, which Ms.
Smart at least found suspicious in certain respects.
On March 30, the new cash control procedures were
reviewed with the grievor and the receptionist, who would share
responsibility for the cash under the new procedures which would
take effect on April 5, the first working day of the new fiscal
year.
On April 5, Ms. Smart, having heard of a missing
sandwich, attempted to get further evidence of the grievor's
complicity. She enlisted another employee, Ms. Krista Martin,
and they made certain observations which they reported to Ms.
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Betty Martin on April 6.
On April 7, Ms. Betty Martin and the Director of Human
Resources, Mr. J.G. Podmore, met to discuss the issue. All
persons consulted supported an immediate discharge, without any
further attempt to gather evidence, and it was decided that Ms.
Betty Martin would proceed to meet the grievor and discharge her.
To that end, Ms. Betty Martin arranged a meeting on
Friday, April 8 at about 3:20 p.m., approximately 40 minutes
before the regular quitting time. The two of them met alone in
the Registrar's Office. Ms. Martin informed the grievor that she
had a serious matter to discuss with her relating to the series
of thefts at the College. She told her that she had evidence
that the grievor was involved in two of those thefts, if not all
of them. The grievor strongly denied any involvement, but Ms.
Martin insisted that there was sufficient evidence "to be
produced in a court of law if necessary". Ms. Martin then
offered the grievor the opportunity to resign, stating that if
she did so the theft would not appear on her record, and strongly
implying, in our view of the facts, that if she did not do so
criminal proceedings would be commenced. Ms. Martin agrees that
she made it very clear to the grievor that, whether she resigned
or not, her employment would not continue and that one way or
another she would be removed from the College that very day.
Ms. Martin then produced a letter of resignation
already prepared and typed for the grievor's signature. The
grievor indicated that she felt that she really didn't have much
choice, and signed the letter. She was given time to gather her
belongings and leave, and she then went outside the College to
await her brother who was scheduled to give her a ride home that
day.
The grievor was, by that time, extremely upset and con-
fused, and was soon in tears. She told her brother the rough
outlines of what had occurred, and he took some steps to assist
her in obtaining advice as to what options she might have.
During that evening she consulted her fiance, wrote down every-
thing that had happened as best she could recall it, and spoke
with a fellow employee who gave her the name of the Union Chief
Steward. On Monday morning she phoned that person, Mr. Chuck
Whitehead, and related what had occurred. They met on the
Tuesday morning, and a grievance was filed immediately after-
wards.
The following day, the grievance was returned with a
covering letter to the effect that the College's position was
that the grievor had resigned, and that she therefore had no
grievance rights under the collective agreement. From that
point, the matter proceeded to arbitration before us as detailed
above.
The first issue to be dealt with is the effectiveness
of the grievor's resignation. We were referred to a number of
cases in relation to this issue, including Re Head and Commis-
sioner of the Ontario Provincial Police (1980) 109 D.L.R. (3d)
507 (Div. Ct.); reversed (1981) 127 D.L.R. (3d) 366 (C.A.)
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affirmed (1985) 16 D.L.R. (4th) 768n (S.C.C.); Re Coca Cola Ltd.
and United Brewery Workers (1980), 26 L.A.C. (2d) 354 (Beck); R_~e
O.P.S.E.U. (Mansell) and Crown in Right of Ontario, Crown
Employees Grievance Settlement Board Case 598/83, September 26,
1984 (Verity); Re Mack Canada Inc. and International Association
of Machinists and Aerospace Workers, Lodge 2281 (1982), 3 L.A.C.
(3d) 320 (Kennedy); Re Miracle Food Mart and United Food and
Commercial Workers, Locals 175 and 1633 (1983), 11 L.A.C. (3d)
320 (Swan); Re Canada Packers Inc. and United Food and Commercial
Workers Union, Local l14-P (1984), 17 L.A.C. (3d) 1 (Rayner); R_~e
Beacon Hill Lodge, Ottawa and Ontario Nurses' Association (1985),
17 L.A.C. (3d) 65 (Brent); Re Miracle Food Mart Steinberg Inc.
(Ontario) and United Food and Commercial Workers Union, Local 175
(1985), 19 L.A.C. (3d) 65 (Brunner); and Re Federal Pioneer
Limited and Communications, Electronic, Electrical, Technical and
Salaried Workers of Canada, Local 521, unreported, April 7, 1986
(Weatherill).
The arbitral jurisprudence, confirmed by the decision
of the Court of Appeal in Re Head, is to the effect that a
resignation will only be valid if it is made in circumstances of
a conjunction of sufficient objective conduct by an employee to
constitute a resignation, and a real subjective intention to
resign employment finally and absolutely. Here the signature on
the resignation form constitutes sufficient objective conduct;
the question is whether there is also a concurrent subjective
intention actually to resign.
While this is a close case, we have concluded that
there is not a sufficiently clear demonstration of such an
intent. The evidence makes it clear that the grievor was stunned
by the allegations against her, which, as she said in her
testimony, "came out of the blue". She was told that there was
sufficient evidence against her to proceed "in a court of law",
an assertion which, however innocently, was simply false as will
be seen below. Whether or not it was entirely intended, the
grievor was left with the distinct impression that a refusal to
resign would result in criminal prosecution.
Finally, she felt she was left no choice, and it is
clear from the evidence of Ms. Betty Martin that she would indeed
be given no choice whatsoever. If she did not resign she would
be discharged, and she was left with the distinct impression that
discharge would mean disgrace, prosecution and the real pos-
sibility of criminal penalties.
It is also relevant to observe that the grievor was
neither represented by a Union official, nor was it suggested to
her that such representation might be appropriate. It is true
that she did not ask for any such representation, but this
appears to have been a result of the suddenness of the accusation
and the demand for a resignation, and a certain lack of sophis-
tication in the rights of employees in a unionized environment.
It is also of relevance that, the choice between resignation and
discharge having been offered, the grievor was permitted no time
to think through her options. It was, on all of the evidence, a
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decision which she was forced to make immediately, with sig-
nificant consequences likely if she chose not to resign.
Finally, the grievor's conduct following her resigna-
tion is inconsistent with anything but a fleeting abandonment
of her rights in the despair of the moment. She had immediately
denied the theft, and continued to deny them to anyone who asked.
By that evening, she had written out her own version of events,
and had secured the name of the Union representative to contact.
On the morning of the next working day, she had made contact with
that person and had indicated that she wished to be represented
by the Union and to challenge the allegations made against her.
As soon as a meeting could be arranged with the Chief Steward, a
grievance was filed. None of this is consistent with a sober,
reflective look at the options available, an assessment of the
consequences attached to each option, and a firm decision to
resign.
In the result, therefore, we are of the view that the
grievor's resignation cannot be allowed to stand, and must be
considered to have been induced by pressures which rendered it
not a free expression of her own will. Every case of this nature
must turn on its own facts, but we are of the view that this
conclusion is entirely consistent with the approach taken by
arbitrators and the courts in the cases cited above.
It therefore remains to assess whether or not the
Employer had independent grounds to discharge the grievor. We
think that it is important to observe that Ms. Betty Martin
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honestly and reasonably believed that such grounds did exist on
the basis of her understanding of what had been seen by Ms. Smart
and Ms. Krista Martin, and that she acted reasonably on the basis
of her assumptions about what evidence would be available.
Moreover, although the effect of her interview with the grievor
was to place inadmissable pressures on the grievor, it is clear
that she did so because she thought that the grievor had been
caught essentially red-handed, and made the offer of resignation
as a humane alternative to discharge and disgrace.
However honestly motivated, however, the Employer's
actions must stand or fall upon the actual evidence available,
and~ that depends upon what Ms. Smart and Ms. Krista Martin
actually saw, and not on what Ms. Betty Martin understood them to
have seen.
Ms. Smart testified that on March 25, 1988 she saw the
grievor in the lunchroom beside the microwave holding a bag. She
described the total package as "bags within bags", upon which she
did not elaborate. She then said something to Ms. Smart to the
effect that "there is enough lunch in here for three days". The
grievor then left the lunchroom, and shortly after a Ms. Nancy
Rozelle entered, looked in the refrigerator and said that her
lunch was missing. Ms. Smart asked what was in it, and was told
that it contained a meat sandwich, some vegetables and three
pumpkin muffins.
Shortly after, Ms. Smart had lunch with the grievor in
the general area of the grievor's desk. She observed a look of
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delighted surprise on the grievor's face when she opened her
lunch .again, and saw the grievor eating a "very dark" muffin by
removing one piece at a time from the bag. Something about this
conduct made Ms. Smart suspicious, and she decided to look in the
lunch bag when the grievor was washing off her dishes after
lunch. At that time, Ms. Smart looked inside a bag on the floor
beside the grievor's desk, where she saw a jellied meat sandwich.
She asked Ms. Rozelle subsequently what kind of sandwich was
missing, and was informed that it was a jellied meat sandwich.
At this point, Ms. Smart decided to enlist Ms. Krista
Martin, who agreed to engage the grievor in conversation when she
went to the washroom later in the day. During this absence of
the grievor, Ms. Smart lifted the sandwich, and saw mushrooms and
what she thought were cherry tomatoes. She then talked to Ms.
Rozelle again, and was told that the missing vegetables were
mushrooms and radishes. Based upon this, she concluded that she
should talk to Ms. Hartlieb, and that ultimately led her to her
interview with Ms. Martin.
A number of things should be observed about this
incident. First, the person who might have been able to identify
the missing parts of the lunch, although it will be obvious that
individual mushrooms and radishes are extremely difficult to
identify, and jellied meat sandwiches might all look the same,
was Ms. Rozelle. Ms. Rozelle never saw the missing pieces in the
bag, but simply reported to Ms. Smart who acted as intermediary
between the evidence and the only person who might have been able
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to identify the evidence.
Second, there is no clear connection between the bag
held by the grievor in the kitchen, the bag from which the
grievor was eating a muffin, and the bag on the floor. Ms. Smart
did not see the bag put on the floor by the grievor, did not have
the bag under constant observation and never saw the grievor and
the bag in any kind of contact again. The only connecting
feature is that the bag in each case was a bag provided by a
supermarket chain operating in the local area, which would be
available to virtually anyone and of which there could easily be,
in all likelihood, more than one in the area at any given time.
There were certain other observations made by Ms. Smart
which were either inconclusive or not a part of the Employer's
case, or both. The most important observation, and the one on
which Ms. Barbara Martin relied in deciding to discharge the
grievor, occurred on April 5. On that day, it became known
around the lunch break that chicken salad sandwiches belonging to
a Mr. Joe Young were missing from the refrigerator. When Ms.
Smart learned of this, she decided to investigate. During the
day, she had seen a plastic bag provided by a Canadian winery on
the floor beside the grievor's desk. After the grievor left work
for the day, she returned to her desk and found the same bag and
found one and one-half chicken sandwiches inside it. She showed
the bag to Ms. Krista Martin, and they ultimately delivered the
bag to Ms. Hartlieb, who showed it the following day to Mr.
Young. Mr. Young was able to identify the sandwiches as those
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missing from his own lunch.
It will be observed that on this occasion there is
nothing whatsoever to connect the bag with the grievor except for
the fact that it was sitting beside her desk on the floor. No
one saw her place it there, no one saw her acknowledge its
presence or even notice it. The connection with the grievor is
solely its placement on the floor near her desk.
In general, Krista Martin's evidence corroborates, to
the extent that she was involved, that of Ms. Smart. There is
one aspect in particular, however, that contradicts Ms. Smart's
recollection, and the contradiction is particularly material.
Ms. Martin remembers the bag on April 5, 1988 being found not on
the floor beside the grievor's desk, but rather in her waste-
basket. If Ms. Martin is correct, that would distance the bag
even more from the grievor's possession or even possible posses-
sion, since the evidence is clear that it was not uncommon for
people to discard remnants of lunches in the wastepaper baskets
in this area.
Obviously, there were reasonable grounds for Ms. Smart,
Ms. Krista Martin and for management to be suspicious of the
grievor. Unfortunately, what they had seen might have been
sufficient grounds to commence an investigation, but was far from
sufficient grounds to pronounce the investigation closed and the
grievor guilty.
We agree with the submission of counsel for the
Employer that circumstantial evidence can sometimes be sufficient
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to establish just cause for discharge, and we acknowledge that to
be the substance of the arbitral decisions cited to us. On the
other hand, with no rational connection between the grievor and
the identified stolen goods on April 5, and only a marginally
closer connection between the grievor and the bag in which was
found food never properly identified as stolen goods on March 25,
what is available to us here simply does not rise to a standard
sufficient to be called circumstantial, or any kind of evidence,
of anything.
In fairness to Ms. Betty Martin, we observe that she
understood the connections to have been much clearer than the
evidence of the two employees could actually bear out, and she
acted upon her understanding that the grievor had been directly
connected to both bags. However honestly she believed that, that
was simply not the case. In the result, the Employer did not
have just cause to dismiss the grievor, and the grievance must
therefore be allowed.
This is, all in all, a very unsatisfactory resolution
of this matter. The thief has not been apprehended, and the
grievor has had a considerable shadow of suspicion cast over her.
We can only hope that whoever was responsible for this childish
and irrational behaviour will recognize that it is a high stakes
game, in which the penalties for losing can include the loss of a
job, an indelible branding as a thief, and a strong possibility
of criminal sanctions. While on this occasion well meaning
amateur detectives failed to provide sufficient evidence on which
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a board of arbitration could act, on a future occasion a thief
may find that his or her co-workers have clearly caught him or
her out.
In the result, the grievor is entitled to be reinstated
in employment with full compensation for all time lost as a
result of the discharge. At the request of the parties, we
remain seized of this matter in case there should be any dif-
ficulty, in the implementation of our award.
DATED AT TORONTO, Ontario this 25th day of October, 1988.
K~eth P. Swan, Chairman
I concur "Allen S. Merritt"
Allen S. Merritt, Employer Nominee
I concur "Ron Cochrane"
Ron Cochrane, Union Nominee