HomeMy WebLinkAboutMiller 91-05-23 IN THE MATTER OF A CLASSIFICATION ARBITRATION
BETWEEN:
OPSEU
(hereinafter called .the "Union")
- and -
FANSHAWE COLLEGE
(hereinafter called the
"College")
AND IN THE MATTER OF THE GRIEVANCE OF
TIM MILLER
Board of Arbitration:
Belinda.A.Kirkwood,Arbitrator
David Guptill, College Nominee
Jane Grimwood, Union Nominee
Appearances for the Union:
Peter Lukasiewiecz
Jean Crawford
Tim Miller
Joe Uniac
Appearances for the Employer:
Barry Brown
Judy Mills
Deshi Lawers
Paul English
The arbitration of this matter was heard at London on October
24, 1990, and on February 21, 1991.
Page 2 ~
AWARD
This grievance was initially presented to the chair
as a sole arbitrator on October 26, 1990 as part of the
expedited arbitration process. However, as the issues
presented involved a "usage" argument, and evidence of job
duties of a Caretaker C, which could not be resolved on the
testimony of the grievor and his supervisor only, the hearing
of the matter was adjourned. It was agreed that the matter
be heard by a three person board and that the three .person
board as constituted had jurisdictio~ to hear the matter.
The parties agreed that the grievor was
representative of all the Caretaker Bs who were working on
the afternoon shift at the College. The grievor claimed that
he was improperly classified as a Caretaker B (Payband 2).
He sought reclassification to the position of Caretaker C
(Payband 3). retroactively from December' 21, 1989, and
retroactive payment for the difference in his salary,
together with interest, benefits, and an adjustment of his
seniority in accordance with these changes.
The parties agreed, that at the time the grievance
was filed the Position Description Form (PDF) was inaccurate.
The ?DF has since been revised on January 10, 1990, January
19, 1990 and finally on March 7, 1990. The Union agreed that
the PDF as revised on March 7, 1990 accurately described the
grievor's position, but was incomplete.
The Union's counsel's first argument was based in
principle upon the "usage" argument. He submitted that with
the exception of the lead hand duties performed by the
Caretaker C, the grievor performed substantially the same
duties as the Caretaker C and therefore the grievor's
position ought to be rated with the same core points as the
Page 3
Caretaker C position. The Union's counsel submitted that the
lead hand was designated by management at its discretion and
was paid a premium in accordance with article 7.6 of the
collective agreement between the parties~. Therefore, he
submitted that the lead hand duties listed in the PDF were
not an appropriate consideration in the classification of a
position.
The College's counsel submitted that this Board
cannot consider the accuracy of the Caretaker C's PDF as the
Caretaker C was not grieving his classification. He
submitted that the Board's jurisdiction is confined by the
collective agreement to determine whether the grievor's PDF
is accurate, and to determine whether the grievor is properly
classified according to the CAAT Support Staff Job Evaluation
Manual and the Board does not have any jurisdiction to remove
any duties from the Caretaker C position. The College's
counsel submitted that the CAAT Support Staff Job Evalhation
Manual 'provided a typical description of the grievor's job
and therefore the grievor was properly classified as a
Caretaker B.
The evidence included the testimony of Paul English
who was a Caretaker C, the testimony of the grievor, the PDF
of the Caretaker C and the Caretaker B, and the CAAT Support
Staff Manual. There was no material dispute over the
Caretaker C's duties.
The grievor worked as a caretaker on the first two
floors of D block during the evening shift.
The nature of the grievor's tasks were as Stated on
his PDF and as corroborated by his own testimony: to clean by
scrubbing, stripping, waxing, and shampooing carpeted areas,
collecting and disposing refuse, moving furniture, cleaning
lights, window, doorways and maintaining supplies.
Page 4
The grievor had the master key to all doors in the
school except for those to the President's office and the
equipment room, and he ensured that the doors to the Music
and Industrial Arts rooms remained locked, and ensured the
safety and security of the offices. He reported any
vandalism and damage, and any necessary repairs to equipment,
however caused. The grievor also opened and locked the
classrooms that were needed.each night in accordance with a
schedule. The grievor testified that as he had held the job
since January 2, 1987 he was knowledgeable about procedures
and could resolve problems such as advising teachers what to
do if the classrooms were double-booked.
Paul English worked on A block and had the same
cleaning duties as the grievor, but he also was responsible
for lead hand duties, and assigned work to others, and
reviewed the quality of their work, although not in the
presence of the other members of his working group. In
addition, he did minor repairs to equipment.
The points conferred by both parties to the
elements of the grievor's position on the Arbitration Data
Sheet, were as follows:
Elements Management Union
Rating Points Rating Points
Job Difficulty A1 30 B2 75
Guidance Received A1 20 A3 54
Communications A1 15 A1 15
Knowledge/Training/ A1 18 B1 28
Experience
Knowledge/Skill 2 21 2 21
Working Conditions/ D5 33 D5 33
Manual
Page 5
Working Conditions/ A5 3 A5 3
Visual
Environmental C5 21 C5 21
Total Points 161 250
Payband Number 2 3
The particular elements of the job which were in
dispute were Job Difficulty, Guidance Received and
Training/Experience and its application to the core point
rating.
~he core point rating of these elements were as
follows :
Elements Management Union
Rating Points Rating Points
Job Difficulty A1 30 B2 75
Guidance Received A1 20 A3 54
Knowledge
Training/Experience A1 18 B1 28
Our jurisdiction is specifically circumscribed in'
article 14.4.5.2 of the collective agreement to a) determine
whether the grievor's PDF accurately reflects the assigned
job and b) to determine whether the grievor's job is properly
classified pursuant to the CAAT Support Staff Job Evaluation
Manual.
The CAAT Job Evaluation Manual sets out the three
categories of Caretakers, A, B, and C. It is a guide to the
classification of positions and is meant to cover a broad
spectrum of duties, which will be performed with different
emphases in different situations. It is used to bring
uniformity to the classification of various positions, which
in themselves may be performed by the individual in different
Page 6
ways. Accordingly, our purpose is to analyze the job duties
and the responsibilities of the position and not to assess
and classify the position on the particular expertise of the
grievor.
The CAAT Job Evaluation Manual distinguishes the
categories of caretakers by increasing duties and
responsibilities as it progresses from the Caretaker A to the
Caretaker C position. The Caretaker B performs the duties of
the Caretaker A and the Caretaker C performs the duties of
the Caretaker B and A and has further additional duties and
responsibilities.
The "usage" argument asserts that employees who are
performing substantially the same work are to be treated in
the same manner. Therefore if the grievor were performing
sUbstantially the same duties as the Caretaker C, he would be
improperly classified according to the CAAT Support Staff Job.
Evaluation Manual. Therefore, if the grievor and the
Caretaker C, as seen through the evidence of Paul English and
his PDF, were performing substantially the same job, the core
points that are attributable to Paul English as a Caretaker-C
would then be applicable to the grievor.
However, in order to apPly this concept, we must
compare the two jobs, and the' work performed by both
employees in their entirety. We cannot disregard certain
aspects of the job, otherwise the two positions would not
have the same functions and the same responsibilities and as
a result, may have ~ifferent core point ratings.
We find that both the grievor and Paul English had
the same cleaning duties.
Page 7
In addition to the grievor's cleaning
responsibilities, the grievor removes furniture and sets-up
furniture as required for special functions and meetings, at
the direction of his lead hand, another Caretaker C, but
unlike his lead hand he cannot leave the campus without a
lead hand. The grievor also reports if equipment needs to be
repaired, but he does not recommend repairs and purchase of
equipment.
The grievor ensures that the classroom areas are
available for the night classes, and locks them at the end of
class. This task was not part of his PDF, but was his
responsibility.
Although the grievor has to be aware of security,
security was not his responsibility. Although he has the
master key which allows him access to all offices except for
two, the key is to allow him access for the purpose of
cleaning and not to allow or control access to the rooms by
other persons. He has to direct unauthorized persons to
security. Nor does he have responsibility for the security
of the outside doors to the building. Similarly, it is his
experience and initiative which enables him to resolve
problems such as double-booked classes, but it is not a duty
nor responsibility of the position.
Paul English testified that in addition to his
cleaning duties, he had lead hand duties, duties to assign
specific tasks to members of his work group, and he can
priorize the tasks'to be performed by the members of the
group. He has the responsibility to review the quality of
the work done by the group, although he reviews their work
without their knowledge. He has to ensure that the members
have supplies to do their work, and he makes minor repairs
Page 8
and recommendations for the repair of equipment. He also has
duties relating to security of the buildings.
We must accept the PDF as it is presented and as
performed by Paul English, as a Caretaker C. We cannot carve
out certain duties from the PDF, nor consider them as not
performed by Paul English.
A characteristic which has been agreed to by the
parties in the CAAT Support Staff Job Evaluation Manual,
which distinguishes the duties and responsibilities of a
Caretaker C from a Caretaker B are the lead hand duties, as
exemplified in the statement that the Caretaker C "provides
direction and guidance to junior caretakers." Although there
is a provision in the 'collective agreement for the payment of
a premium if lead hand duties are performed, the payment does
not effect the content of the position. The payment only
creates an entitlement to premium pay if a person is
appointed as a lead hand at any time by management, in its
discretion.
Paul English has a leadership role and works with a
group as a lead hand, while the grievor, is not responsible
for any other person other than himself and has no lead hand
duties. These duties in themselves set the grievor apart from
the Caretaker C.
Therefore we find that although the grievor
performs a few tasks which the Caretaker C performs, some of
which are assigned, as unlocking and locking classrooms, and
moving furniture, and others voluntarily performed as a
result of his conscientiousness, a notable difference between
the two positions is the role of the lead hand. As we find
that we cannot ignore part of the duties performed, the
Page 9
grievor does not perform substantially the 'same tasks as the
Caretaker C and does not share the same responsibilities.
We must now consider whether the specific areas of
the job which are in dispute affect the classification of the
grievor's position.
JOB DIFFICULTY
Both the components of Complexity of the job and
Judgement required for the job were in issue.
The Union's counsel submitted that the Judgement
necessary for the job is best placed at level 2 as the
grievor must use some judgement or choice of action in tasks
such as priorizing work, selecting the specific tasks to be
done and choosing the chemicals and method of cleaning.
Level 2 is described as:
Duties performed require some judgement, or choice
of action within limits. Some analysis is required.
The College's counsel submitted that level 1
properly describes the judgement as the grievor is directed
on how to, and when to, .perform his duties. Level 1 states:
Duties performed require little or no judgement.
There is normally no need for analysis or problem-
solving.
The UnionJs counsel submitted that the Complexity
of t~e job was described by the B Category of the Job
Difficulty Matrix, which states:
Work involves the performance of specific tasks
that involve related steps, process, or methods.
Page 10 ,
The College's counsel submitted that the complexity
of the job is best described by Category A as follows:
Work involves the performance of specific routine
tasks that are straightforward and repetitive in
nature.
There is little judgement required by the grievor
in the performance of his duties. Although the grievor did
not agree that the Caretakers' Reference Manual as produced
at the hearing was not the reference manual that he had been
given, he agreed that he had been given two other manuals,
which we will also.call the Caretakers' Reference Manual, to
be used by him for his reference. He agreed that the manuals
that he had been given set out the nature of the work to be
performed, the manner in which it had to be performed and the
frequency and the priorization of the tasks. As most tasks
were directed by the Caretakers' Reference. Manual to be
performed on a daily basis, and major or specific tasks were
assigned by the lead hand, the grievor needed to use little
judgment and had little choice and over the tasks to be
performed. The grievor had to exercise little judgment in
choosing the chemicals for his heavy duty cleaning, such as
stripping and waxing floors, as the nature of the chemicals
given to the grievor were such that the chemicals related to
a specific task, and the manuals determined what had to be
done. The grievor was not responsible for recommending or
selecting chemicals.
Therefore we find that the judgement required for
the grievor's job is described by Level 1 on the Job
Difficulty Matrix.
Any task can be broken down into a series of steps:
however, "complexity" connotes a number of parts in various
Page 11
degrees of subordination. It involves an assessment of the
degree of complication.
Most of the grievor's tasks are done on a routine
basis, whether they be daily, weekly or monthly. The removal
of refuse, dust mopping, damp mopping are done daily and are
straightforward and repetitive in nature, while some of .the
maintenance of the floors is done less frequently.
Although the grievor is responsible for the
maintenance of floors which can be considered as involving a
number of steps, the work must be looked as' a totality. Th~'
act of cleaning with a chemical or stripping a floor, is a
different task from waxing the floor, but it follows the same
process of applying a chemical, although the effect of the
application of the chemical is different. The chemicals are
premixed and the manual prescribes the methodology, which is
not complex.
Therefore we find that Category A describes the
grievor's job. By application of the core point rating to
the resulting A1 category, 30 points are to be allocated to
this category.
GUIDANCE RECEIVED
There was no dispute between the parties over the
Guidelines Available to the grievor, but the parties
disagreed over the Nature of Review.
The Union argued that level 3 was applicable which
states:
Work assignments are intermittently and or
periodically checked for quality.
Page 12
The College argued that level 1 was appropriate,
which level states:
Work assignments are checked in progress and on
completion by supervisor for completeness and
accuracy.
The CAAT Support Staff Job Evaluation manual
specifically identifies the lead hand as one whD passes on
supervisor's instructions to members of a work group,
explains new projects and assignments, but is not a
supervisor. In practice, there was no supervisor on the
grievor's shift, and the grievor's lead hand only conveyed
specific instructions to the grievor. The' gri~vor was
unaware of any supervision of the quality of his work at any
time during his shift. The only time when he became aware of
any review was if there had been a specific complaint, at
which time the lead hand would draw the complaint to the
grievor's attention.
As there was no evidence of any systematic review
of the grievor"s work, and as there was no evidence of review
by a supervisor we find that level three is descriptive of
the nature of review given to the grievor's work. Therefore
the core point rating to be applied is 54.
KNOWLEDGE/TRAINING/EXPERIENCE
Both parties agreed that Level 1 is appropriate
which states:
Required skills normally acquired through
completion of elementary school education or
equivalent.
The Union's counsel submitted that up to one year
of practical experience is required and therefore category B
is applicable.
Page 13
The .College's counsel submit'ted that little or no
practical experience is required.
Our role is to consider what is the minimum
experience that is required to perform this job. Although
little or no experience may be required to perform the
simplest tasks, such as the dusting and damp mopping, greater
knowledge is required to use the chemicals and solvents that
are necessary for the various cleaning functions. It
requires experience with various chemicals to know and
understand each one's capabilities and the effects of the
solvents and chemicals on various surfaces. Specific
knowledge which can only be gained by experience is also
required to remove stains from various surfaces. In
addition, experience is required in order know the proper way
of sealing new floors and maintaining them. Furthermore as
the job must be performed without any supervision, the
grievor is unable to rely upon another for direct assistance
and therefore must rely on his own experience.
Therefore we find that up to one year of practical
experience is required for this position and by the
application of the knowledge Matrix, 28 points are to be
attributed to this category.
Therefore we find that the PDF of March 15, 1990 is
accurate with the exception that it does not include the
grievor's responsibility for locking and unlocking
classrooms.
In summary, after reviewing the areas in dispute we
find that the Job Difficulty must be rated at A1 with a core
point rating of 30, Guidance Received must be rated at A3 for
a core point rating of 54 and Experience/Training must be
Page 14 ,
rated at B1 aG a core point rating of 28. As a result that
the grievor's core point rating totals 205, which points
place him in Payband 2
Dated at Toronto, this~ d~ay 0,~, 1991.
B./A. K~i~rkwood-, Chairperson
Nominee
" I dissent" as attached
J. Grimwood, Union Nominee
Page 2
DISSENT
I have read the AWARD of the Majority in this matter, and must
respectfully disagree with the conclusion reached.
The issue around which this case revolves is the rating of the
position which the Grievor holds. The Majority has accepted certain
of the Union's submissions, resulting in an increase in the rating
from 161 to 208 points.' Unfortunately for the Grievor, 211 points are
needed to push him from Payband 2 to ~ayband 3. (Payband 1 is from
151-210 points.)
The major Union submission, however, which was not accepted by
the Majority, is that dealing with the "lead hand" concept. The
Collective Agreement,. in Article 7.6, states as follows:
"Where the College determines that it is required,
a Lead Hand may be designated within a work group,
giving due consideration to the, ability,
qualifications required for the position and
seniority, in making the appointment. Where the
College assigns an employee to Lead Hand
responsibilities, the employee shall be entitled
to a premium in the amount of seventy-five (75)
cents per hour over his/her then current
classification rate for all hours worked during
such assignment."
As can be seen, a premium of 75¢ per hour is given to the
employee.
The Union's submission was this: if the discretion to designate
someone as a Lead Hand rests with the College, based on certain
criteria, and for which a premium is therefore paid, duties of such
"Lead Hand" cannot be considered in determining whether the Grievor
and Caretaker C (Paul English), are performing "substantially the same
duties" (to use the words of the Majority). Or, put another way,
after carving out Lead Hand duties and responsibilities, are the 2
employees doing the same or substantially the same thing?
The Majority. has not specifically answered this question, but by
implication, the answer appears to be "yes". Their approach, however,
is to state:
"As we find that we cannot ignore part of the
duties performed, the grievor does not perform
substantially the same tasks as the Caretaker C
and does not share the same responsibilities."
(pp. 8-9)
Page
The "part" referred to supposedly refers to Lead Hand duties,
which are obliquely referred to in the CAAT Support Staff Job
Evaluation Manual, which states,
"Provides direction and guidance to more junior
caretakers."
The Majority has ignored, unfortunately, the boldface WARNING at
the beginning of the Rating Document.
NOTE TO RATERS:
Evaluation ~riteria drawn from the matrices describing particular
classifications are general statements which may or may not have
total applicability to a particular classification.
A clearer statement of the intention of the parties could not be
made. The Majority has therefore erred~
(i) in describing these duties as Lead Hand duties;
(ii) in determining that their inclusion in the Manual "in
themselves set the grievor apart from the Caretaker C";
(iii) in ignoring the ambiguity in the Collective Agreement as
it relates to Lead Hand duties;
(iv) in failing to find that the CAAT Manual is a Guide only;
and
(v) in failing to find that the grievor and Caretaker C
performed substantially the same duties.
I would have allowed the Grievance.'
Dated in Toronto
this 14th day of May, 1991
J~ne/Grimwood, Union Nominee