HomeMy WebLinkAboutGavin 90-01-31BETWEEN:
FANSHAWE COLLEGE
(The College)
AND:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(The Union)
AND IN THE MATTER OF THE GRIEVANCE OF JANICE GAVIN,
NUMBER 88B439
BOARD OF ARBITRATION: HOWARD D. BRO~, CHAIRMAN J. McMANUS, UNION NOMINEE
R.J. GALLIVAN, COLLEGE NOMINEE
APPEARANCES FOR THE
COLLEGE: C.G. RIGGS, Q.C., COUNSEL
INGRID HOBBS
KEITH JOHNSTON
APPEARANCES FOR THE
UNION: T. HADWIN, COUNSEL
AND OTHERS
HEARINGS IN THIS MATTER WERE HELD AT LONDON ON FEBRUARY 23RD
AND SEPTEMBER 25TH, 1989.
AWARD
The grievance, dated May 20th, 1988, arises under
the provisions of a Collective Agreement in effect between
the parties and is a claim that the College was in
violation of Article 7.6 thereof by failing to pay the
lead hand premium rate to the grievor. The College
denied the grievance on the basis that the condition
of the section did not apply in that the grievor's
duties did not meet the requirements for designation
as a lead hand. The matter was thereupon referred
to arbitration pursuant to the terms of the Collective
Agreement and came on for hearing as above noted.
There is no dispute as to the Board's jurisdiction
to deal with this matter.
Article 7.6 of the Collective Agreement is as
follows:
7.6 Lead Hand Premium
Where the College determines that it is required, &
Lead Hand may be designated within a work group,
giving due consideration to the ability, qualifications
required for the position and seniority, in making the
appointment. Where the College assigns an employee
to Lead Hand responsibilities, the employee shall be
entitled to a premium in the amount of seventy-five
(75) cents per hour over his/her then current classifi-
cation rate for all hours worked dudng such assignment.
It is understood and agreed that Lead Hand assign-
ments shall not be applicable to employees in the
classifications listed below where the job duties and
rate currently reflect Lead Hand responsibilities:
Nurse 8;
Early Childhood Education Worker B.
The premium shall be payable for all hours worked but
shall not form part of the employee's straight time
hourly rate for the purposes of overtime or other
premium pay.
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The lead hand definition forms part of the
College manual and the support staff job evaluation
manual which was in effect at all material times in this
dispute. This definition provides as follows:
"Several classifications provide for a lead
hand function and the support staff collective
agreement provides for a premium to be paid
to an employee who has been designated by
management to be a lead hand. Management has
also the right to withdraw the premium when
circumstances no longer warrant the payment of
such premium.
Lead Hand Function involves assigned responsibility
for two or more employees. A Lead Hand is not a
supervisor but is involved mainly in passing
supervisor's instructions to members of work
group; explaining new projects and assignments
and normally includes other duties as follows:
1) Allocating daily work assignments, according
to established methods and procedures, and
established priorities as required.
2) Laying out work, indicating sequence of work
processes; showing employees how to do tasks
when difficulties arise; checking completeness
and accuracy of finished tasks; keeping
supervisor informed of work progress.
3) Explaining office routines, work procedures,
use of equipment or machinery, safety
procedures and regulations, explaining
precedents and past decisions.
4) Recommending changes to existing work methods
and procedures.
5) Reporting on attendance.
The Union's position is that the lead hand
description fits the grievor's responsibility to run the ·
text book area of the College book store. The grievor is
classified'as a Text Book Buyer and reports to the
Manager, Purchasing Services. The position summary of
the job description for this classification is as follows:
"Under general supervision of the Manager,
Purchasing Services, responsible for sourcing
and buying text books and reference materials
to meet College requirements."
Mr. Johnston is the Purchasing Services Manager responsible
for the book store and is not a member of the~bargaining
unit. Nancy Chipps is an employee in the bargaining unit
who is designated as a lead hand in the book store and in
the Union's submission, functions as the Assistant Manager.
There are 16 employees in the store on a regular basis which
complement increases to about 50 in January and September
which are the two volume months with regard to students
requirements. There are five areas in the book store, text
books, trade books, supplies, miscellaneous and cashiers.
The grievor works as a Text Book Buyer in the text book
area, which also includes Kathy Pepper, who does the orders
and returns and Mr. Doughty who is the Receiver. All three
are full time employees. Audrey Fletcher, a typist, does
work for the Text Book Section as well as in the other areas
of the store and is a part-time employee.
It is the Union's position that the grievor
is the de facto lead hand in the text book area of
the book store and has in that regard been designated by
the College, as a lead hand because of the nature of her
duties in that area where she has worked since 1980 as a
Text Book Buyer for the College. The grievor's evidence
is that her main responsibility is to oversee the text
book area and to ensure that all functions are carried
out for the servicing of faculty and customers. She
orders the texts and has Ms. Fletcher type up the purchase
orders which are sent to the publishers. The books
purchased are received through Mr. Doughty who prices and
places the books on the shelves. Ms. Pepper hand~es the
returns of the books after the session is finished. The
grievor screens the books and advises her which are to
be returned.
The grievor started her employment as a sessional
Clerk B responsible for typing and bank deposits and
reported to the bookstore Manager, an employee not in
the bargaining unit and who was located in the store.
Nancy Chipps was designated as a lead hand at that time.
In 198-4 the grievor was classified in her present position
after which she reported to Mr. Johnston who is responsible
for the book store and Purchasing Services and whose office
is located in another building. Ms. Chipps continues with
the lead hand designation in the book store. The grievor
said that no one else has been given that designation
on a full time basis by the College but she is designated
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as a lead hand in the absence of Ms. Chipps. She said her
job responsibilities have increased because the Manager
is no longer located in the store. She said about two
years earlier she discussed her responsibilities with
Mr. Johnston to determine her limitations as to delegation
of work in the area and it was her understanding as a result
that his perception of her job was that she should oversee
the text book area. She said that where extra staff are
required in her area she would tell Ms. Chipps what was
needed and the reason for it. Customers who may be
disgruntled about text book returns would be ref6rred to
Mr. Johnston. She said that when Ms. Chipps is absent for a
day or more she is designated as lead hand for the store.
She is not so designated during the break periods in a
regular day. When she is designated as a lead hand, she
receives the lead hand premium.
It is the grievor's evidence that she as
her regular duties always sees the text book department
in all aspects and assigns work to PepDer, Fletcher and
Doughty and any of the other part-time employees she
requires. She knows how this area is operated and does
not pass on supervisory instructions but does that work
herself. She explains new projects to the other employees
as well as any new assignments. She allocates daily work
assignments to Pepper, Fletcher and Doughty and priortizes
their work. When other employees in the store have free
time she would allocate filing or various other jobs for
them. The grievor said she does lay out work as well as
the sequences of process and showing the others how to
perform their work in order of importance. Where
difficulties arise, the employees ask her about the
problem. She checks the completeness and accuracy of the
work of the employees and makes sure that the receiving is
up to date with the records and would check all the
specific instructions typed in the purchase order. She
keeps the supervisor informed of the work progres~ .and if
a problem in the department arose, she would advise Ms.
Chipps or Mr. Johnston if it was a problem she could not
handle or a large amount of money was involved or for
extra staffing.
The grievor testified that she does explain office
routines and work procedures to other employees as to
returns and orders and gives directions to them.
She explained the word - Star Computer program to
Ms. Fletcher who comes to her when difficulties arise on
her computer. She explains safety procedures to the
employees and makes sure that fire exits are not blocked
by stacks of books. She said that if she found an existing
work method that could be done more efficiently, she would
automatically change it and confer with Mr. Johnston
about it later. She does not report on attendance
of employees. '~
The duties and responsibilities of the grievor's
classification are set out in the position description as
follows:
1. Responsible for the purchase of 25%
College textbook requirements, including
satellite campuses, by analyzing and
compiling datea to determine quantities.
2. Compile, maintain (by data entry) and 21%
distribute reports covering course lists/book
lists to enable departments and/or faculty
to order items piror to established deadlines.
3. Purchase reference material that co- i~%
incides with the College market to help
generate increased revenue.
4. Research reference material in conjunction 10%
with Tradebook Buyer as required by customers
to obtain items on approval for acceptance
as programme support.
5. Delegates work and certain assignments 10%
(entering computer data, typing, filing, etc.)
to other staff as required. Oversees and
reviews order processing.
6. Assists in related clerical duties, i.e. 10%
answer telephones, customer service.
7. Expedite orders and advise customers on 5%
order status.
8. Review new edition/out of print notices and 4%
takes appropriate action. Review overstock of
books.
The grievor said that she now spends about 20% of her time
overseeing and reviewing order processing. The description
of the job difficulty in the position description is as
follows:
"Use considerable judgment after compiling
and analyzing data to determine quantities
of. texts, i.e. each text has its own analysis
performed - approximately 700/1000 titles
each semester. ..
Solely responsible for scheduling and timing
of reports for established deadlines, i.e.
booklists must be sent to each department
before the first class of each semester.
Research text/reference material as required
by faculty/staff, i.e. finding out availability,
price, publisher or replacement.
Respond to unsatisfied customers to rectify
problem situations such as refunds or out of
stock/out of print books.
Department ordering a text then changing the
curriculum once it has been purchased by"the
student.
As designated Lead Hand in absence of Support
Services Officer, provides staff scheduling.
Must be prepared and able to explain store
policy and procedures relating to entire store
operation when called upon to do so and offers
customer service advice.
Handle enquiries from other staff members and give
them instructions when required to do so.
Uses considerable judgment in deciding the
priorities for each day and then ensures that
those are carried out, i.e. ensuring that
night school lists are readily available for
each particular night and ensuring that all
books are available for sale if received.
Notifies staff and departments of any delays.
Examines and recommends changes to existing
documents and work procedures.
It is the grievor's evidence that she performs all the duties
of the lead hand description while overseeing the text book
department. The grievor therefore claims the lead hand
premium for that work.
The'grievor is classified as a Clerk D as a
result of a re-classification in April 1986. The
position description for her classification was finalized
in March 1988. She provided her description of her job
duties to Mr. Johnston at his request. When the position
description was completed, she reviewed it and agreed at that
time that it acurately reflected what she did. The only
change to the document whch she pointed out at the time
dealt with the exposure to cold from the Receiving
Department. She said that she was assigned the
responsibility for three full-time employees and
part-time employees as required in the department
as part of her duties to oversee the text book area.
She agreed that Mr. Johnston did not specifically
tell her that she would be responsible for these employees
as a lead head nor that he had assigned her as a lead hand
in the text book area. When Ms. Chipps is away, it is
her evidence that she is assigned to be the lead hand for
the store.
The grievor testified that in overseeing the
functions of the text book area, she performs the
requirements of a lead hand. In order to complete her tasks,
she must assign work to the other employees in that area and
give them instructions as may be required and ensure that
their duties are carried out as part. She said that
she filed her grievance concerning the lead hand
premium before she signed the job description and that
Mr. Johnston was aware of her position in that regard.
Employee evaluations are not discussed with
her. She is not involved in the discipline of any other
employee. If the employees require time off, they would
request that time through Ms. Chipps unless the grievor was
acting as the lead hand. She said that she would delegate
more work to Mr. Doughty in the receiving area ~th~n the buyer
for trade books, as text books have higher priority in
ordering but apart from that, Ms. Brooks, who is the buyer
in the Trade Department, does the same thing as she would
with regard to the receiving area. Ms. Fletcher does
typing for others in the book store as well as the grievor
and they would check her work for accuracy as well, but if
she does not have work to do, the grievor would give other
work to her. She said Ms. Pepper has her own work to do
in orders and returns and while she would provide priorities
of her work, she has not been told that she had a
responsibility for her as an employee by Mr. Johnston.
While these employees are-assigned work by others, she said
that she would deal with them more than the others at the
store as she has a larger volume of paper work. Any changes
required in the text book area are done by her unless it had
a financial cost in which case she would discuss the matter
with Mr. Johnston. The grievor is a very experienced
employee in. the book store and is the only employee
in the store who is knowledgeable about text books.
Other employees who have difficulties in that area would
naturally seek the information from her. She said that
Mr. Johnston attends at the book store on a regular
basis but not necessarily every day but as required.
The Union also called the evidence of Mr. Doughty,
Ms. Fletcher and Ms. Pepper, however~ in the nature of the
dispute and its resolution under Article 7.6 as fndicated
below, it is not necessary for the Board to set out their
evidence in detail although it has been considered in the
cause. The purport of this evidence is that these employees
assumed at least that the grievor has performed the lead hand
function in the text book area which she controls. It is
also the evidence that Nancy Chipps is acknowledged as a
lead hand in the book store and that they have not been
told that the grievor is designated as a lead hand and
responsible for their work.
Mr. Johnston's evidence is that he has been employed
by the College since 1971-and has been Manager of Purchasing
Services since December 1981 in which job he supervises both
purchasing and the book store which has a resident
supervisor, Ms. Chipps. Each of the four departments in the
book store are distinct and each has a buyer-clerk D who is
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responsible for the overseeing of that part of the
operation of the store. That means to assure the smooth
operation of their department in whatever way is necessary
which could involve the request for additional staff and
overtime. He said that Nancy Chipps is the designated
lead hand, resident on site who reports directly to him.
She is responsible for staff scheduling, arranging re-
placements of employees, additional employees, scheduling
vacation and hours of works and breaks and report absences.
She would instruct new employees on specific equipment and
of the policy and procedures in the book store. She
receives input from the four buyers in the store as to
their suggestions of work load and staffing in their
departments. She advises him of any problems dealing with
either customers or vendors. He said that the grievor is
an excellent employee and has total knowledge of the text
book industry and has a good rapport with faculty and others
with whom she deals. She works with computer systems.
Mr. Johnston discussed the position description
with the grievor and other than a minor change, he said
this document was agreed to be correct. He has designated~
the grievor as a lead hand in the absence of Ms. Chipps
who is the designated lead hand for the store. When
the grievor is so designated, she is paid a lead hand
premium. He said that the grievor has not been assigned
the responsibility for Mr. Doughty, Ms. Pepper or Ms.
Fletcher, other than when she has been designated as a lead
hand. He said that passing of supervisor's instructions is
normally performed by Ms. Chipps but at times the grievor
could have done so after discussion with him about a
particular problem in her area and could have passed that
information to the others in her department who require it.
He said that the grievor could advise the others of work
priorities but she does not check the completeness of the
work done by Ms. Pepper and is not responsible for it. He
discusses the work of the grievor's department with her on
a fairly regular basis as he does with the other employees.
Attendance of employees is recorded and reported by
Ms. Chipps who handles all the forms for payroll in that
regard. Ms. Fletcher is the secretary for the store but
is located in the text book area where the majority of her
work arises but she does filing and typing for all the areas
in the store. He said that the majority of Mr. Doughty's
work involves the text book department but his prime
responsibility is to receive the books of loading and
recording and shelving. He would contact the department
buyers to identify the orders and to receive priorities
to deal with the books necessary to be put into the store.
It is the submission of the Union that it challenges
the failure of the College to formalize the de facto
assignment of the grievor as a lead hand as in its
submission, the grievor performs the lead hand functions
as provided by the definition. Therefore, the College
is obliged.by 7.6 to pay the lead hand premium to the
grievor. In its submission the designation can be completed
by assigning the necessary duties and responsibilities to
the individual by the College. Re Pilkington Brothers
Canada Ltd. and United Glass and Ceramic Workers, 13 L.A.C.
(2d) 287, (Burkett). In its submission the ratio of that
case supports its submission that an employee cannot be
required to perform the work of a lead hand in the text book
area without granting the designation. The grievor did fill
in as a lead hand in the absence of Nancy Chipps in which
circumstance she obtained the premium. It was argued,
however, that for the balance of her time she had a
significant degree of general responsibility for the store
whereby employees would look to her for direction and
to answer problems. For this larger function it is the
Union's position that she should be compensated by receipt
of the lead hand premium under Article 7.6.
It was submitted that her responsibilities
increased after 1984 when the staff increased in the
book store and the Manager was located off site. The
grievor is responsible for overseeing the text book
area, assigns work to the other employees and makes
sure that the functions in that area are performed
in the text book area. In its submission the evidence
indicated that the other departments did not need the
same performance of functions as those by the grievor
in text books and that those departments are not directly
comparable. It was submitted that the grievor is responsible
for three full-time employees and any required part-time
employees in the text book area which satisfies paragraph 2
of the lead hand definition. She delegates work to these
employees and oversees the department. The employees
perceive that the grievor acts as a lead hand in that area.
It was submitted that to meet the summary of her job
description the grievor performs the lead hand function
although that term is not included in the position
description. It was submitted the grievor does pass
instructions to members of the work group, explains new
projects and assignments to other employees and
provides certain information in addition to daily
work assignments to all three of the other employees
in her department. She priortizes receiving and
stocking for Mr. Doughty and arranges other work for cashiers
who have free time. She monitors the work of Mr. Doughty and
others and keeps her supervisor informed of the work of her
department and recommends changes to her supervisor or may
take direct action if change is needed. As the grievor
is held accountable to oversee the work in the department,
it must in its submission be taken that Management has
assigned this responsibility to the grievor.
It is the submission for the College that in order
to obtain the lead hand premium, there must be a
designation by the College that within a work group a lead
hand is required. It is only when that is done that the
College is responsible for payment of the premium. It
relies on the lead hand definition which has been applied
by both parties on this issue and the terms of the job
description agreed by the parties and acknowledged by the
grievor to be accurate. In its submission the requirements
of the position description covers the requirements of the
grievor and performance of her duties and while it is
acknowledged that the grievor is resourceful and an
excellent employee who acts with initiative to perform
the work required, she is paid under her classification for
that work which is not beyond her job description. When the
grievor acts in the absence of Ms. Chipps she is designated
as a lead hand and is paid the premium but otherwise has not
been designated by the College and is not held to be
responsible for the work of the other employees in her
department. In its submission there is nothing inconsistent
in the position description with the duties and
responsibilities required of the grievor in her regular
work. Management does not hold her responsible for the
work of the employees in her department as a lead hand
although she is responsible for the work required by the
College as set out in the position desription. Ms. Chipps
is designated as a lead hand in the store and is recognized
as such by the other employees and is the individual
responsible for attendance, reporting and scheduling of the
other employees. For the short period of time that
Ms. Chipps may be absent from the building on a regular day,
it cannot in its submission be found that ~he grievor
assumes the responsibility of a lead hand. It is only when
Management has designated the grievor as a lead hand in the
absence of Ms. Chipps that she has been paid and is entitled
to the lead hand premium. In its submission as Management
has not made a designation of lead hand duties to the
grievor at any time, the grievor cannot claim the premium
provided by Article 7.6.
The Union has the onus to establish that the College
is in breach of Article 7.6 of the Collective Agreement
by failing to pay the lead hand premium to the grievor as
alleged in her grievance dated May 20th, 1988, retroactive
to January 29th, 1988. To satisfy that onus, the Union
must establish that a lead hand was required in the text
book department of the book store of the College and that
the College failed to so designate that employee in that
capacity when in fact the need or requirement existed,
not as a matter of a vacancY, but as a matter of job duties
required of the grievor.
It is the uncontradicted evidence that
Nancy Chipps has been designated by Management as the
lead hand for the book store and at the time of the grievance
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continued in that capacity. It has only been in her absence
for a day or more that the grievor has been designated
by Management as the lead hand in that department and in
that regard assumed the responsibilities of the lead hand
performed regularly by Ms. Chipps. When she is absent
during the course of a regular day on breaks or at staff
meeting or such like, it is not practical to consider the
appointment pro tem of the grievor as a lead hand for short
and irregular portions of the regular work day. Clearly
that is not required by Management or by the employees as
Ms. Chipps, although away from the book store, is working
in the course of her regular employment and does not lose
her designation by the fact of attending meetings or taking
her regular breaks during the day. To allow that
consideration would require the College to pay the lead hand
premium in the book store for the grievor and Ms. Chipps
for the same hours of work which is not consistent with a
determination that a lead hand is required under Article
7.6 which is the function of Management.
It is as well the obligation of the Union in this
case to establish the factual base for the claim within the
lead hand definition which is provided by the parties in
relation to the job evaluation procedure and which has
application in the assistance to the Board in its
interpretation and application of Article 7.6 of the
agreement. The Board finds that the grievor is involved
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in her department with two or more employees, both full
and part-time, but the evidence of Mr. Johnston, which
we accept, establishes that at no time was the grievor
assigned by him or anyone else from Management, the
responsibility for these employees in the sense of the
requirements of paragraph two of that definition. The job
duties set forth in sub-paragraphs 1-4 are to some degree,
according to the evidence, dealt with by the grievor in
relation to the other employees in her department such as
establishing priorities and indicating sequence of work and
checking their work and advising her supervisor of the
progress of the work. The grievor does not report on
employee attendance, does not become involved in scheduling
of hours of work, vacations or requests for time off, all
of which the other employees acknowledge is dealt with by
Ms. Chipps for it is only in her absence that the grievor
when designated as a lead hand would be involved in such
matters. The grievor is not given the responsibility to
discipline employees or to deal with their job evaluations.
The grievor bases her claim essentially on her perception
that as she had been told by Mr. Johnston that she was to
oversee her department and having regard to the many
functions in that most important department in the book
store, those functions overlap and are consistent with the
lead hand definition and therefore claims the lead hand
premium for all of these duties on a regular basis which she
performs.
The grievor's claim in this regard, however, does not
properly take into account the requirements of her job
description in the classification of text book buyer which it
was agreed to accurately reflect the duties and
responsibilities of her position at the time of the
grievance. We find that all of the concerns with regard to
the grievor's perception of her job in relation to the lead
hand responsibilities are found within her job description.
For that reason alone, the grievor's claim cannot be
sustained. The ten specified job duties and responsibilities
set out above in our view support that conclusion with
particular reference to paragraphs 1, 2 and 5, which relate
to the summary of her position. In addition, her concerns
of the responsibility in her present duties are set out
specifically in the description of the job difficulty in
Section C of the position description. She is compensated
under that description for such things as inquiries from
staff members and others and using her judgment to determine
priorities and recommends changes to procedures of work and
as well is designated as a lead hand in the absence of the
Support Services Officer when she may provide staff
scheduling.
Taking the requirements of the grievor's position
description along with'the lead hand definition and having
regard to the requirement of its designation by the College
of a lead hand in order to require the payment of the lead
hand premium under Article 7.6, it is clear that the evidence
in this matter does not support the grievor's claim. A
premium over and above a regular classification rate
is obviously meant to compensate for additional
duties or responsibilities than required in the
classification and is subject to the terms which
the parties place in their agreement for the application
of such wage premiums. Where as here, the regular job
duties as described in the position description
encompass the very responsibilities relied on by the
employee to establish an addition to the regular wage
rate, unless Management has taken a positive step to
designate the employee in a position of lead hand, we
find that there has not been a de facto designation
as argued by the Union established as the requirement
for such designation does not exist.
The responsibilities for which such a p~mium would
attach, have been covered by the parties in the grievor's
job description. Having reviewed the evidence
before us, the Board finds that the duties and
responsibilities relied on by the grievor to support
her claim for the premium do not exceed her job
description to the extent that she would reasonably fall
within the lead hand definition so as to conclude that she
was acting in fact as a lead hand although not being so
designated by Management in the book store or within her
department. Paragraph 2 of the definition requires the
assigned responsibility for employees. The evidence
establishes that Management did not assign the responsibility
of any employees to the grievor other than on those
occasions when she was specifically designated by the College
as a lead hand when Ms. Chipps was absent from work. All
of the other responsibilities which were referred to in
the evidence, which the grievor performs, are fully contained
in our view within the parameters of the position-'
description and are responsibilities for which she is paid
under her present classification wage rate.
The Board finds that there is no basis on the
facts of this case to allow a lead hand premium for
work which has not been determined to be required
by Management the grievor as a lead hand nor in
circumstances where the grievor's regular duties
as required by the position description and for
which she is paid, includes those specific
responsibilities which she asserts as establishing
extra classification responsibilities in the form of lead
hand duties. The Board rejects the Union's submissions in
that regard and finds that the evidence does not establish
that the College denied the lead hand premium to the grievor
contrary to Article 7.6 of the Collective Agreement as
alleged.
For all of the foregoing reasons it is the Board's
award that the grievance is dismissed.
DATED AT OAKVILLE, THIS ~ DAY OF JANUARY, 1990.
HOWARD D. BROWN, CHAIRMAN
J. McMANUS, UNION NOMINEE
R.J. GALLIVAN, COLLEGE NOMINEE