HomeMy WebLinkAboutBrown, Union 89-05-11 IN THE MATTER OF AN ARBITRATION
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(hereinafter called the the Union)
FANSHAWE COLLEGE OF APPLIED ARTS AND TECHNOLGOY
(hereinafter called the Employer)
- and-
MS ANNE BROWN
(hereinafter called the Grievor)
SOLE ARBITRATOR
PROFESSOR IAN A. HUNTER
APPEARANCES:
FOR THE UNION: MS JEAN CRAWFORD, SPOKESPERSON MS EDNA HOY, OBSERVER
MS ANNE BROWN, GRIEVOR
FOR THE COLLEGE: MR. D.L. BUSCHE, ASSISTANT DIRECTOR,
HUMAN RESOURCES
MR. KEITH JOHNSTON, MANAGER;
PURCHASING SERVICES
A HEARING WAS ~ELD IN LONDON, ONTARIO ON MAY 5, 1989
AWARD
(1) Introduction
The grievance of Anne Brown alleges improper classification.
She is currently classified as Clerk General, Atypical, Payband 6.
Her position is Accounting Clerk in the Fanshawe College store.
There are four Job factors in dispute. The core point ratings
of these factors are:
Factor College UniOn
(1) Job Difficulty C3 C4
(2) Guidance Received C3 D3
(3) Communications B2 C3
(4) Knowledge: Training
and Experience C4 C5
(2) Overview of Position
The Position Description Form, and the oral evidence of the
grievor, were quite similar and accurately convey the nature of
th/s position.
The essential job functions, ranked in order of time
allocation in practice are these:
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(1) Accounts Payable
Buyers purchasing books or supplies generate a purchase order.
The grievor must match the purchase order with the supplier's
'invoice. If-satisfie~'that-~u~'-gooc%~-have--been-~-receivedT--the
grievor signs a form which authorizes the accounting office to pay
the invoice. Within this function, some independent discretion is
exercised: for example, determining whether or not to pay shipping
charges, checking to ensure against overcharging, claiming
discounts to which the college may be entitled, etc. Conversation
takes place with buyers and vendors, usually the sales
representatives or customer service representatives of publishers.
Some institutional clients maintain "open" accounts and the
incumbent must keep a ledger recording dates, amounts, etc.
The P.D.F. identifies the accounts payable function as
occupying 57% of the incumbent's time annually; the grievor
estimated the accounts payable function as occupying at least 40%
of the time. Despite this variance, which is not significant, the
evidence left me in no doubt that the accounts payable function is
the most time-consuming aspect of the position in question.
(2) Cash Handling and Verification
The incumbent has daily dealings with at least three (and at
peak periods of the college year, specifically September and June)
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as many as ten cashiers. She gets the cash from the vault at the
beginning of each day and she gives each cashier her float.
Periodically during the day she will pick up cash. She records and
deposits cash receipts. She balances and checks for accuracy the
cash report which each cashier must submit. She verifies and
deposits credit card sales. She is frequently called upon by
cashiers to authorize doubtful cheques or to approve credit card
purchases made on cards belonging to someone other than the
prospective purchaser. In the latter case, she will question a
customer and perhaps make a telephone call or two to verify
identification. She may also telephone Visa or Mastercard Centres
for authorization.
The grievor instructs cashiers on proper use of cash register,
charge card machines, and cash reports. She has some minimal
training responsibilities in respect of cashiers.
The. cash handling and verification function accounts for
something in excess of 20% of the grievor's time.
(3) Accounts Receivable
The grievor maintains a file on monies owed (for example, on
NSF cheques returned) to the College store for items purchased.
Follow-up letters requiring payment and warning of the consequences
of persistent non-payment (namely withholding grades by the
Registrar's office) are sent out over the grievor's signature.
When payments are forthcoming the grievor records this on a ledger.
She submits uncollected accounts to the Registrar or to collection
authorities. Prior to doing so, she may interview the delinquent
debtor and has discretion to grant an extension of--time-'for
payment.
The grievor estimated this function as occupying approximately
15% of her time.
(4) Subsidiary Duties
These may be briefly summarized under the following headings:
(a) Follow-up on returns
The grievor receives a copy of the shipping memo when goods
are returned. She checks to ensure that an appropriate credit (or
cheque) is subsequently given.
(b) Maintains a record of general accounting receipts
E.g., a customer may request a receipt for income tax
purposes.
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(c) Ministry of Government Services
The College maintains an account with the Ministry and the
grievor prepares the appropriate documentation.
(d) Miscellaneous
Participates in book store staff meetings; is encouraged to
submit ideas for policies and procedures manual: some minimal job
training of cashiers.
(3) Decision
My findings of fact, and conclusions, in respect of each
separate Job factor are set out below.
(a) Job Difficulty
The Job Difficulty Matrix has two elements: Complexity and
Judgment. The parties are agreed on complexity (C).
The College evaluates Judgment at level 3: "Duties performed
require a moderate degree of Judgment. Problem solving requires
the identification and breakdown of the facts and components of the
problem situation.
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The Union evaluates Judgment at. level 4: "Duties performed
require a considerable degree of Judgment. Problem solving
involves handling a variety of conventional problems, questions or
situations within established analytical techniques."
Obviously the line between "moderate" and "considerable"
Judgment cannot be drawn with mathematical exactitude. Three'
considerations convince me that level 3 is the correct
classification: (1) The grievor's most essential duty involves
matching documents to performance: e.g., matching a purchase order
to an invoice; verifying a cash register report to actual cash
receipts; ensuring credit given for books returned. Certainly some
judgment is involved, but "considerable" Judgment overstates the
requirement Judging from the grievor's own evidence; (2) I have
noted the other Jobs given as examples of C3; these seem to me more
comparable with the nature of the grievor's duties, as outlined in
the evidence, than those (e.g., nurse A or library technician A)
in .C4. (3) Mr. Johnston, the grievor's supervisor and manager of
the store, described the Judgment required by the position as
"fair". I interpret this assessment as more consistent with
"moderate" than "considerable".
This conclusion is fortified when I turn to the second part
of the definition of Judgment. I asked the grievor what was the
most difficult problem she encountered. She replied that it was
deciding whether or not to allow students, delinquent in payment
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of their accounts, an extension of time for payment. A second
example she gave was where a cashier rejects payment by credit card
because the card belongs to someone other than the person
presenting it. The grievor may be called upon to (a) mollify an
angry customer, or (b) determi~e whethe~ ~ aC~eD-t~the-credit~ard
for purchase. To determine this she may (a) ask the purchaser for
further identification; or (b) call the credit card owner to
determine that the purchase is authorized.
Both problems given by the grievor exemplify a process of (1)
identifying the nature of the problem, and (2) exercising a limited
discretion to resolve it. Neither, I conclude, involve
"established analytical techniques." Accordingly, I have concluded
that C3 is the correct rating of Job Difficulty.
(b) Guidance Received
The College rates this factor C3: "Work is performed in
accordance with general procedures and past practices. Unfamiliar
situations are reviewed with supervisor."
The Union rates this factor D3: "Work is performed in
accordance with procedures and past practices which may be adapted
and modified to meet particular situations and/or problems.
Supervisor is available to assist in resolving problems."
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It will be seen that the parties are agreed on the Nature of
Review but differ on Guidelines Available.
Reference was made at the hearing to a "green book" which
'contains%~0~e policies (or in Mr. Johnston words "guidelines") on
such things as cheque cashing, charge cards, etc. (See Exhibit 2).
It was clear, particularly from the evidence of Mr. Johnston, that
the grievor has considerable discretion, within these guidelines,
to make independent decisions. These decisions do not require Mr.
Johnston's approval in individual cases. These discretionary
decisions may involve considerable amounts of money (for example,
a specific case, involving an invoice for approximately $2000, was
mentioned. Perhaps the fairest summary of the evidence on this
point was: the grievor does not have authority to rewrite the
store~s policies as contained in the green book. However, within
those guidelines or policies, she has a very wide discretion and
is expected by her supervisor to exercise it independently. This
discretion may involve decisions involving fairly substantial
amounts of cash or credit.
This evidence convinced me that the proper classification is
'D3. Clearly the grievor "adapts and modifies" store guidelines to
meet particular situations or problems. While Mr. Johnston is
available to assist her, the evidence is that she seldom requires
assistance. The position is to be reclassified on Guidance
Received as D3.
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(c) Communications
The College rates this factor B2: "Work involves contacts for
the purpose of providing detailed explanations to ensure
und6rStanding on such matters as how information-was-¢e~tect~r
how a figure was calculated. Contacts are primarily with employees
at comparable or lower levels within the College or with
individuals below middle management levels outside the College.
The Union rates this factor C3: "Work involves contacts for
the purpose of providing guidance, instruction or technical advice
or for the purpose of explaining various matters by interpreting
procedures or policy. Contacts are primarily with employees at
higher levels within the College and with individuals at middle
management levels outside the College."
All of the evidence, from both the grievor and her supervisor,
left me in no doubt that B2 is the correct classification. The
purpose of the grievor's contacts are to provide, or seek,
information. There was no evidence of the grievor providing
"technical advice", nor of the grievor interpreting College
policies or procedures. The primary level of contacts was with
employees at comparable or lower levels within the College and
below middle management levels outside the College.
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(d) Knowledge: Training and Experience
The single issue here between the parties is whether the basic
formal academic training minimally required for the position is
secondary school graduation and additional Job-related courses (the
College's position) or a two year community college diploma or
equivalent (the Union's position).
The grievor herself is living refutation of the Union's own
submission. She testified that, from the first day on the Job, she
was complimented for the excellent Job she was doing. She has
secondary school graduation plus some Job related courses. The
grievor did testify that a community college diploma might be "ver~
helpful" in performing the Job duties but not a minimum
requirement. Mr. Johnston was clear in his evidence that the
position required a secondar~ school graduate, and that he would
look for "an excellent cash'handler."
There was absolutely no evidence that would support any change
in the current rating C4. Accordingly, the appropriate
classification for the position in question is as follows:
Job Difficulty -- C3 -- 122 points
Guidance Received -- D3 -- 129 points
Communications -- B2 -- 48 points
Knowle~e: Training and Experience -- C4 -- 78 points
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Knowledge: Skill -- CB -- 34 points
Working Conditions: Manual Effort -- B4 -- 10 points
Working Conditions: Visual -- B§ -- 13 points
Working Conditions: Environmental -- AB -- 3 points
437 points, Payband 6
In respect of the Core Point Rating of Guidance Received the
grievance of Anne Brown is allowed. The rating for that 3ob factor
is changed to D3 -- 129 points. In all other respects, the
grievance of Anne Brown is dismissed.
DATED at the City of London this ~ day of May, 1989.
_ &n A. ~unter
bitrator