HomeMy WebLinkAboutFrenette-Fitzgerald 90-07-03IN THE MATTER OF AN ARBITRATION 90A340
BETWEEN:
Local 124
LAMBTON COLLEGE
(the "College")
and
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(the "Union")
AND IN THE MATTER OF A GRIEVANCE OF DIANE FRENETTE-FITZGERALD
SOLE ARBITRATOR Ian Springate
APPEARANCES
For the College 'Gwen Trone, Human Resources
Guy Bertrand, Vice-President, Human
Resources
Nancy Mathews, Administrative Assistant,
Industrial Training Division
For the Union Paul Mantle, .Union Spokesperson
Di Frenette-FitzGerald, Grievor
Carol McAdam, Observer '~
HEARING June 18, 1990 in Sarnia
· 2
AWARD
Introduction
These proceedings arise out of a grievance filed by Ms Diane
Frenette-FitzGerald on December 6, 1989. The grievance followed a
letter sent to the grievor by the College on November 23, 1989, in
which the College advised her that her position had been
classified as "atypical" and her pay rate raised to payband 5. In
her grievance, the grievor contended that her classification
should be reassigned to payband 7. During the grievance procedure
the College determined that the grievor should appropriately be
classified as a Secretary A, but still paid in accordance with
Payband 5. The dispute as to the proper classification of the
grievor for pay purposes was referred to arbitration pursuant to
the expedited arbitration procedure set out in Article 18.4.3 of
the applicable collective agreement.
At the arbitration hearing the College argued that the
grievor's job appropriately came within payband 5. The Union
contended that payband 7 was more appropriate. The difference
between the parties relates to the manner in which they rate
certain elements of the grievor's job under the job evaluation
system referred to in the collective agreement. In particular,
they disagree as to the proper ratings with respect to the
matrixes for job difficulty, guidance received and knowledge. The
parties do, however, agree that the position description form
· 3
prepared by the College is accurate.
Nature of the Grievor's Position
The grievor is employed in the Contract Education Department
in the College's Industrial Training Division. The Department
provides safety and environmental training courses with respect to
the proper handling of petroleum and chemical products as well as
the transportation of dangerous goods. Clients who attend these
courses are generally sponsored by their employers. Most of the
courses offered by the Department are scheduled ahead of time and
are listed in a course calendar put out by the College. If
requested to do so the Department will also design courses
specifically tailored to the needs of a particular firm. These
are referred to as contract education programs.
The administrative structure of the Industrial Training
Division was altered subsequent to the filing of the grievance.
This award addresses the situation at the time the grievance was
filed. At the relevant time Mr. Robert Wilson was the Manager and
Mr. Mark Braet the Co-ordinator of the safety and environmental
courses. Mr. Braet and two other teaching masters comprised the
full-time faculty who taught these courses. The
Division also employed a training consultant who dealt with
individual firms with respect to specially designed contract
education programs,
· 4
The grievor served as a receptionist in the administrative
area of the Industrial Training Division. In this role she
performed the normal duties of a receptionist, such as greeting
visitors, answering the telephone, taking messages and arranging
appointments. She also dealt with requests for information about
courses from potential clients. When calls related to the
possibility of the Department designing a special course for a
particular firm, the grievor took the caller's name and phone
number and passed them on to the training consultant. The
grievor, however, dealt with those calls which related to
established courses.
The parties disagree as to the nature of the discussions
between the grievor and potential clients. Ms Nancy Mathews, an
Administrative Assistant, testified that at the relevant time she
fulfilled the role of office manager for the Industrial Training
Division. She described the grievor's role as as being to pass on
the information contained in course outlin6s to clients so as to
allow the clients to decide what training to select. Ms Mathews
added that the gqievor did not have the authority to assess client
training needs.
The grievor testified that clients who called in were often
uncertain as to what course would best fill their needs, and
accordingly she developed a series of questions to ascertain what
their training requirements were. She further testified that she
recommended training programs to suit clients' needs. The grievor
5
described the most important part of her job as insuring that
clients were enrolled in the proper training program, because
otherwise they are not likely to return to the College. It was
the grievor's evidence that she was able to handle most of the
calls from clients, although if she was not certain of something
she would ask one of the teaching masters about it and later call
the client back.
As already noted, the grievor referred calls respecting
contract courses to the training consultant. She testified that
what she did discuss with clients was the option of them taking a
specialized training program comprised of modules from different
courses offered by the Department. According to the grievor, if a
client decided to utilize this approach, she passed on the
information to a faculty member to cost the program. Ms Mathews
acknowledged that the grievor did suggest specific pieces of
courses to clients but noted that the grievor did not have
responsibility for either costing or authorizing such special
training courses.
In light of Ms Mathews' acknowledgement that the grievor
suggested specialized programs comprised of parts of different
courses to clients, it is logical that she would also have advised
clients with respect to regular courses. Further, there was no
evidence of anyone else in the College providing information or
advice to clients with respect to established safety and
environment training courses. These considerations lead me to
accept the grievor's evidence that she did provide such
information and advice.
As part of her clerical duties the grievor maintained files
for the Contract Education Division. She also compiled a variety
of records for statistical purposes. Using the registration forms
for safety and environmental training courses, she compiled a list
of the clients who had registered for each course. This was
passed on to a clerk who apparently registered the clients as
students in the College. The grievor also kept track of the
number of out-of-province and out-of-country clients. From
information provided to her relating to client absences from
classes, the grievor prepared attendance reports. Certain of
these were reviewed by Mr. Wilson. The grievor was also
responsible for assigning one of 12 cost account centre numbers to
purchase order requisitions and expenditures. It was the
grievor's evidence that Mr. Wilson would verify her account
numbers, although he seldom changed them. In addition, the
grievor typed letters for other departmental staff. They would
review these letters before signing them.
When a client registered for a particular course the grievor
would mail out to the client what she referred to as an
information package. The enclosed information advised the client
about class location(s) and what equipment to bring. Also
i~cluded was an invoice with respect to the cost of the course.
The grievor did not set the location, equipment requirements or
the cost of courses. She did, however, complete and sign her own
name to standard form letters, including those included in the
information package sent to clients. She also prepared the
invoices. A recent example of the type of letter the grievor
would complete and sign is set out below:
1990 - 04 - 11
Hr. Rene Chausse
C.I. L. Inc.
300 Brookdale Ave.
CORNWALL, Ontario
K6H 5V4
Dear Rene:
This will confirm your registration in the following
Safety & Environment Program offered by Lambton College:
TDG - Emergency Response May 28-June1/90 $1000.00
8 Participant(e)
Please find attached an invoice for your participation.
Thank you for your interest and support.
Sincerely,
Diane Frenette-FitzGerald (Mrs.)
Safety and Environmental Programs
A client was required to pay 50 percent of the cost of a
course if he/she cancelled within 30 days of its commencement.
This led the grievor to set a deadline which ensured that course
participants received the information package five to six weeks
before a course began.
8
The grievor was advised as to the minimum and maximum number
of clients allowed in each course. It was the grievor's evidence
that if there were not enough clients she would initiate the
cancellation of the course and so advise the appropriate teaching
master as well as the clients. It was Ms Mathews' evidence that
the grievor did not authorize the cancellation of a course but
rather advised the Manager or Co-ordinator of the situation and he
made the final decision. This evidence finds support in the
grievor's statement that if five to six weeks before a course was
to commence they were a couple of clients short, Mr. Bract, the
Co-ordinator, would ask her if she believed it likely that
additional clients would sign-up before the course was scheduled
to begin. This comment leads me to conclude that in all
probability the grievor raised the matter of a shortage of clients
with Mr. Bract and it was he who actually made the final decision
as to whether or not the course would be cancelled. The grievor
was then responsible for notifying the teaching master as well as
the clients about a cancellation.
If a course had reached its maximum number, the grievor would
generally keep a list of those unable to get into the course. If
there appeared to be a sufficient number to justify an additional
course, she would bring this to the attention of the faculty
member involved. It was Ms Mathews' evidence that the grievor did
not authorize adding a course. The evidence of the grievor,
however, as well as the wording of the position description form,
suggest that if the number of extra clients met the minimum number
required, and the appropriate faculty member was available to
teach the course, the grievor would automatically proceed to book
the necessary facilities and contact the clients about attending.
The grievor was not responsible for fixing the locations
where courses were offered but was responsible for booking the
locations. She arranged for the necessary materials to be
transported to the appropriate locations and also for a catering
firm to deliver lunches. On the first day of a course she
provided each of the clients with a schedule showing them where
they were to be at different times.
As noted above, the grievor was responsible for preparing and
sending out invoices for clients who attended a course. For most
courses, the cost per client was pre-set. Specialized courses
comprised of modules taken from different courses were costed by a
faculty member. When the grievor sent out an invoice she noted
this fact in a memorandum to the College's accounting department.
When the grievor received a cheque in response to an invoice she
forwarded it to the accounting department. By way of a tracking
sheet which she developed the grievor kept a record of the amounts
paid by clients and the amounts still owing. The accounting
department kept its own set of records which were treated as the
official records and used for auditing purposes.
The grievor testified that if someone did not pay their
account she would send out a second notice. If the client still
lO
did not pay she would raise the matter with Mr. Wilson. The
grievor described one occasion when she was discussing the matter
of an unpaid account with Gerry Silver, the College's Director of
Finance. .According to the grievor, Mr. Silver made the comment
that "you" invoiced the client and therefore you collect from him.
The grievor did not know whether Mr. Silver was referring to
herself personally or to the Contract Education Department. At
the hearing the grievor remarked that Mr. Silver knew that she had
no authority to take action against.the client to collect the
money. The same client sought to enroll in a subsequent course.
The grievor raised the matter with Derek Washington, the Dean of
Industrial Training. Mr. Washington decided that the client would
be permitted to register.
Job Difficulty Matrix
The parties agree that a rating of 3 is appropriate for the
judgement aspect of the job'difficulty matrix. This rating
indicates that the grievor's job involved a moderate degree of
judgement. The parties disagree with respect to the proper rating
for the complexity portion of the matrix. The College rated the
grievor's job at level B. The Union argues for a C rating. The
criteria for these two ratings are set out below:
B Work involves the performance of specific tasks that
involve related steps, processes or methods.
11
C Work involves the performance of various complex
tasks that include both routine and non-routine aspects
requiring different and unrelated processes and methods.
Most of the grievor's tasks were quite specific and
constituted related steps in the handling of the detailed
arrangements and paperwork relating to environmental and safety
courses. These tasks cannot reasonably be regarded as complex.
They were instead the type of tasks contemplated by a B rating.
The one exception relates to the grievor's role in providing
clients with information and advice with respect to courses.
Although the College regards these functions as part of the
grievor's duties as a receptionist, the evidence indicates that
when performing these duties the grievor was acting in the nature
of a course counsellor. Some of this counseling was of a
particularly complex and non-routine nature, such as when she
advised clients with respect to the selection of modules from
different courses so as to create a unique program suited to their
specific needs. The position description form indicates that the
grievor performed receptionist duties, which included advising
clients, for about 20 percent of her time. Notwithstanding this
fact, the grievor's role in assisting clients in the selection of
courses appears not to have been a marginal or insignificant one.
In my view, the complexity of this task should have been
recognized when rating the grievor's position. In light of these
factors I conclude that the grievor's job was more appropriately
rated at a C level for compexity.
12
Guidance Received Matrix
The parties disagree with respect to the proper rating for
both aspects of the guidance received matrix, namely the
guidelines available and the nature of review. At the relevant
time Ms Mathews was the grievor's supervisor, although the grievor
did no work for her. Ms Mathew$ did not directly check any of the
grievor's work. She did, however, receive anQ review certain
reports prepared by others which were based, in part, on data
supplied by the grievor. Mr Wilson was the person who assigned
particular tasks to the grievor and she went to him with any
administrative problems. The grievor commented that Mr. Wilson,
"was sort of my boss but not my boss." Given Mr. Wilson's general
supervisory role within the College, I do not believe that
anything turns on the fact that technically he was not the
grievor's supervisor. I regard him as coming within the term
"supervisor" as it is used in the guidance received matrix. Mr.
Wilson checked the typing the grievor prepared for his signature,
her assignment of cost centre numbers as well as certain other of
her tasks.
With respect to the guidelines available portion of the
matrix, the College claims a C rating to be appropriate whereas
the Union argues for a D rating. The criteria for these two
ratings are as follows:
13
C Work is performed in accordance with general
procedures and past practices. Unfamiliar situations are
reviewed with supervisor.
D Work is performed in accordance with procedures and
past practices which may be adapted and modified to meet
particular situations and/or problems. Supervisor is
available to assist in resolving problems.
The Union contends that the 9rievor developed the procedures
which she utilized and accordingly she was capable of adapting
them as required. The procedures in question appear to be the
routines the grievor adopted to.perform the job functions assigned
to her. There is no evidence of the grievor adapting these
routines to meet particular situations. To the contrary, the
evidence suggests that when out of the ordinary situations arose,
such as the client who did not pay his fees and his subsequent
action in trying to register for a second course, they were
referred to Mr. Wilson or to Mr. Washington. The grievor was not
assisted in resolving these types of problems, as contemplated by
a D rating, but rather someone else took responsibility for them.
These factors lead me to conclude that the College appropriately
gave the grievor's job a C rating for guidelines available.
With respect to the nature of the review of the grievor's
work, the College has assigned a 3 rating whereas the Union argues
in favour of a 4 rating. The criteria for these two ratings are
as follows:
3 Work assignments are intermittently or periodically
checked for quality.
4 Work assignments are subject to a general form of
review for achievement of specific objectives and
adherence to established deadlines.
Reports and statistical data prepared by the grievor were
generally reviewed by others. The accounts receivable records
kept by the grievor were not directly checked, but the accounting
department kept a separate set of records which were utilized as
the official records. The material which went out over the
grievor's name was not checked by anyone. Given the highly
routine nature of this correspondence, as indicated by the letter
set out above, however, I do not believe anything turns on the
fact that it was not checked.
A different situation applies with respect to the grievor's
discussions with clients concerning course selections. There was
no direct review as to what she told clients or the advice she
gave to them. Indeed, such a review would have been very
difficult. If there was something the grievor did not know, she
would raise it with a faculty member. In this type of situation
the faculty member served as a resource person and not as someone
who was reviewing the grievor's performance. Although there was
no evidence of this occurring, logic suggests that if the College
had become aware of any problems concerning the manner in which
the grievor was advising clients, it would have been as a result
of complaints from the clients themselves. With respect to this
15
aspect of the grievor's job, I am satisfied that work assignments
were subject only to a general form of review.
Assigning an overall rating with respect to the nature of the
review of the grievor's work is made difficult by the fact that a
relatively small part of the grievor's time was taken up in
advising clients. In assessing the complexity of the grievor's
work I concluded that it was appropriate to credit the grievor
with the counselling aspect of her work because she performed it
on a regular basis. I am not satisfied that the same approach
logically applies with respect to the level of review. In that
over 80 percent of the grievor's work was either checked for
quality or was of a highly routine nature, Z am led to conclude
that the entitlement to a 4 rating has not been made out and that
a 3 rating was more appropriate.
Knowledge Matrix
The parties agree that the grievor's job rated a C level in
terms of the experience required to perform it, that is up to
three years of practical experience. They disagree, however, as
to the training required for the job. The College rated the
requirements at level 3, while the Union contends a level 4 rating
to be more appropriate. The criteria for these two ratings are as
follows:
3 Requires skills normally acquired through attainment
of secondary school graduation or equivalent.
16
A Requires skills normally acquired through attainment
of secondary school graduation and completion of
additional job related training courses or equivalent.
The grievor is a secondary school graduate. While in her
current position she took three of the safety and environmental
courses offered by the Department. She did $o on her own
initiative. The grievor testified that she took the courses so ae
to be better able to advise clients. The Union basis its claim
for a 4 rating on the fact the grievor took the courses in
question. The criteria for a 4 rating, however, do not refer to
the skills or job related training an incumbent actually
possesses. Neither do they refer to training which would assist
on incumbent. Reference ie instead made to required skills. This
indicates that what is to be looked at are the minimum skill and
training levels required to perform the job. In the instant case
the College set the minimum formal educational requirement as
grade twelve or equivalent. I recognize the possibility that
there may be cases where the College sets the formal educational
requirements for a job too low and that an incumbent will be
required to utilize skills acquired through additional training.
Such, however, was not the case here. By relying on available
course material and using faculty members as resource persons, the
grievor, as well as anyone who might have replaced her, was able
to advise clients as to the nature and content of the courses
offered by the Department. The fact that the grievor took the
three courses would have assisted her in performing her job. The
courses, however, were not necessary, as demonstrated by the fact
17
that she did not take the great majority of courses offered by the
Department. In these circumstances I conclude that a 3 rating was
appropriate.
Conclusion
The manner in which the grievor's job was rated by the
College resulted in it being given a total of 373 points on the
rating scheme. Had it not been for the grievor's activities in
assisting and providing advise to clients with respect to course
selections, Z would have upheld this rating. As indicated above,
however, these activities warrant her job being awarded a higher C
rating in terms of job complexity. A C rating with respect to job
complexity results in the job receiving a total of 122 points on
the job difficulty matrix rather than the 96 points assigned by
the College. The additional points raise the point total for the
job to 399. This point total comes within payband 6.
Having regard to the above, I reject the Union's claim that
the grievor's job should be paid in accordance with payband 7. I
do, however, find that the grievor is entitled to, and direct that
she be, paid in accordance with payband 6. I will remain seized
of this matter in the event the parties are unable to agree on the
amount of compensation payable to the grievor with respect to time
already worked.
Dated at Toronto, this 3rd day of July, 1990.
lan Springate
ARBITRATION DATA SHEET - SUPPORT STAFF Cr~SSIFICATIONS
COLLEGE LAMBTON INCUMBENT Diane Frenette-Fitzgerald
PRESENT CLASSIFICATION Secretary A
AND PAYBAND 5 SUPERVISOR Nancy Mathews
(at time of grievance)
JOB FAMILY AND PAYBAND REQUESTED BY GRIEVOR Pay. band 7
POSITION DESCRIPTION FORM:
1. Position Description Form Attached
2. FT~ Parties agree on contents of attached Position Description Form
o_E
~ Union disagrees with contents of attached Position Description Form
SPECIFIC DETAILS OF THIS DISAGREEMENT ARE AS FOLLOWS:
(USE REVERSE SIDE IF NECESSARY)
AWARD
Management Union Arbitrator
ELEMENTS Rating Pts. Rating Pts. Rating Pts.
JOB DIFFICULTY B 3 96 C 3 122
GUIDANCE RECEIVED c 3 104 O 4 150
COMIMUNI CATIONS B 3 59 B
KNOWLEDGE TRAINING/EXPERIENCE C 3 64 C 4 7~ " -
SKILL 3 34 3 34 -
WORKING MANUAL A 5 3 A 5 3
CONDITIONS VISUAL B 4 ~0 B 4
ENVIRONMENTAL A 5 3 A 5 3
TOTAL POINTS 373 459
PAYBAND NUMBER 5 7
· =~-~a~n WWITTEN SUBMISSIONS:
~ The Union
' ~-] The College (Optional)
SIGNATURES:
FOR THE UNION FOR MANAGEMENT
D. Fr-ene t re-Fit zCerald
~ (Gr~evor) , (Date) (Date)
(Union Rep. ) (Date)
Hearing Date AwarJ Date