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HomeMy WebLinkAboutBrown-Paterson et al 90-10-04 REVISION Caat S Local 245 90A962-973 IN THE MATTER OF AN EXPEDITED ARBITRATION PR'OCEEDING UNDER ARTICLE 18.4.3 OF THE COLLECTIVE AGREEMENT BETWEEN: · ONTARIO COUNCIL OF REGENTS FOR COLLEGES OF APPLIED ARTS AND TECHNOLOGY IN THE FORM OF SHERIDAN COLLEGE [hereinafter called the "College") - and- ONTARIO PUBLIC SERVICE EMPLOYEES UNION (FOR SUPPORT STAFF EMPLOYEES) [hereinafter called the "Union") GRIEVANCES OF BROWN-PATERSON ET AL EXPEDITED ARBITRATOR: Richard H. McLaren REPRESENTATIVE OF COLLEGE: R. Spargo REPRESENTATIVE OF UNION: 3. Jackson A HEARING IN RELATION TO THIS MATTER WAS HELD AT OAKVILLE, ONTARIO, ON SEPTEMBER 2?, 1990. AWARD This matter knvolves the classification of twelve (12) Early Childhood Education (ECE "A")'workers at Sheridan College. The grievances allege that: "Based on my .duties and responsibilities I am improperly placed on the payband matrix found in the Support Staff Collective Agreement appendix E and F." The names of each of the Grievors and the date of each of their grievances are: NAME OF GRIEVOK DATE OF GRIEVANCE Theresa A. Dolan December 12, 1988 Elizabeth F. Walters December 12, 1988 Lesley J. Brown-Paterson December 15, 1988 Kara Thompson December 15, 1988 Ellen Socha December 16, 1988 John S. Hellewell April 12, 1989 Margaret L. Dunbar May 12, 1989 Lori D. Corcoran. January 19, 1990 Nancy A. MacDougall January 19, 1990 Kathryn A. Bailey March 13, 1990 Cynthia J. Lockwood April 24, 1990 Belinda Lutes June 13, 1990 Any increases in pay arising out of this award will be effective for each of these individuals as and from the date of their grievance. The Arbitrator also understands that the parties have an. -2- agreement as to how to deal with new employees who have not grieved but who work in the position of Early Childhood Education workers at the College. The Arbitrator also understands that the parties have an agreement as to what to do with individuals who have left the College and might be entitled to compensation as a result of this award. Sheridan College operates a diploma granting programme for students enrolled in its Early Childhood Education programme. Pursuant to that programme it operates a day care facility at the College in Oakville and at locations in Mississauga and Brampton. The children who are at these day care facilities are the offspring of employees of the College or the municipality in which the centre is located. There are also some children from the community at large at th~se centres. The ECE workers are employed by the College in the day care centres. It is their responsibility to run a day care centre with all of its attendant programmes and activities for the care and supervision of the children at the centre. It is also their responsibility to participate in the practical development and training of students of the College who are enrolled in its academic diploma programme. These combined functions constitute the core of duties of an ECE "A" classified worker. It is a corollary responsibility of an ECE worker to respond to the needs of the family who has placed a child in the day care c entre. The centres operate under the direction and supervision of a manager. The Oakville-Mississauga centre operates under a single manager. These centres also have a programme supervisor and the Mississauga centre has a programme assistant supervisor who is experienced with the Montessori technique. The Brampton centre has no programme supervisor. -3- The Arbitr.ator wishes to thank the parties for their presentations and the skill with which they have utilized this expedited arbitration procedure. By their co-operation and initiative they have been able to group all of the twelve Grievors together under a single expedited arbitration process using two individuals, Ms. Brown-Paterson and Ms. Walters as typical workers 'of the activities of the ECEs at the three day care centres. The success of this proceeding is very directly related to the spirit of cooperation and a willing desire to make the process work. It has made the job of the Arbitrator considerably easier. I want to thank the parties for all of their efforts. They are an example for others to follow. I recommend highly their processes and procedures to others who may be struggling to implement the expedited process or require some insight into the better utilization of it. The College had originally classified these positions on the benchmark for ECE worker "A" in accordance, with the CAAT Support Staff job evaluation manual. It results in an accumulated point total which would place these individuals in payband 7 under the collective agreement. The parties in dealing with the grievances made an attempt to resolve their differences. The grievance procedure was scrupulously followed and the College, to its credit, having acquired considerable additional information in the process of the grievance Procedure had through its President modified its position the result of which was to change the points awarded for the position from 474 to 561 which would place these individuals in payband 8. As a a result of the grievance procedure the Union's demands were modified so that the total point accumulation would be 646 placing the individuals in payband 10. Each party had thus altered its position from the original core point classification and payband. The College alteration was made during the grievance procedure and has not been implemented. The College is prepared to implement its altered position of payband 8 following this arbitration award. The relative positioning of the parties at arbitration is set out below: Management I Union ELEMENTS Rating Pts.I RatingI Pts. JOB DIFFICULTY D 4 ~1 E 5 I 222 GUIDANCE RECEIVED C 3 104 C 4 124 COM~ffUNICATIONS D 3 109 O 3 109 KNOWLEDGE TP~AINING/EXPERIENCE C 5 91 C 5 91 WORKING MANUAL C4 18 C4 18 CONDITIONS VISUAL AS ENVIRONMENTAL C4 18 C4 18 TOTAL POINTS 561 646 PAYBAND NUMBER [ 08 10 It can be seen from the foregoing table that the parties are in agreement as to the appropriate core point rating for the elements of Communications and Working Conditions and for the Training and Experience aspect of the Knowledge element. The parties' differences centre on three specific elements Job Difficulty; Guidance and Knowledge. In these latter two the parties only disagree on one aspect of the matrix. In the case of Job Difficulty they disagree on both the rating for the complexity of the job and the judgment aspect of it. The representative Grievors who attended the hearing gave a very thorough, -5- well thought-out, and excellent explanation .of their activities, and how they tie into the key word phrasing of the job evaluation programme. The Arbitrator in exercising his judgment in making the determinations in this award wishes to emphasize that what is being done is an evaluation of the core duties 'of the job. He is in no way casting any dispersions upon the particular individuals who appeared before him, nor on their very excellent and skillful presentations of the work which they do. The Arbitrator believes that the College considers all of the Grievers to be doing excellent work and is satisfied with their contribution to the College. The parties do, however, have a disagreement as to the appropriate level of pay which they ought to receive. The Union in its submissions indicated that it agreed with the Position Description Forms (PDFs) filed for each of the Grievers. There is accordingly no issue in this arbitration proceeding as to the accuracy of the PDFs. CORE POINT RATING and JOB EVALUATION FACTORS 1. JOB DIFFICULTY: COLLEGE D-4; UNION E-5 (i) Factor of Complexity - College is at D; Union is at E The Union asserts that the complexity level is at E, whereas the College asserts that it is at D. The E level of complexity of work involves; "...performance of non-routine and relatively unusual tasks that may require the application of specialized processes or methods". -6- The Union and the Grievors submit that the fact that the day care centre is in effect a laboratory for the College students enrolled in the programme makes the job by its dual role of relating to the children and providing practice, modelling and demonstration to the College students a non-routine job. The D level of complexity of work involves: "... the performance of varied non-routine complex tasks that normally require different and unrelated processes and methods." The College submits that the core functions of the job are performed in a supportive and collaborative environment with other employees including a programme supervisor in the case of the Oakville and Mississauga centres. The College has already changed from the benchmark level of C to D in recognition of differences at Sheridan College. They accordingly submit that D is the appropriate level. The College submits that the mental processes that are required to be gone through in performing the work are not at the higher E level. The Arbitrator accepts that the Grievors' duties are of a non-routine nature. They are not, however, unusual tasks as would be required for level E. · The individuals are applying knowledge and experience to non-routine complex tasks involving human relations with young children and late adolescent early adult students. Their activities require different and unrelated processes and methods because they must relate to children and college students. However, they are not at the E level where it is required that they apply specialized processes or methods. They are dealing with the dynamics of human relationships for two particularly difficult age groupings. They must respond differently to each but they do not have to do so in an unusual manner nor with specialized -7- processes or methods. They have training and various screening tools which they use to perform their jobs in dealing with the children. In dealing with the students they are. primarily demonstrating through their own activity the theory which the students have acquired in the classroom. Therefore, the Arbitrator finds that the College rating for complexity is correct. (ii) Factor of Judgment - College is at 4; Union is at 5 The parties also disagree concerning the judgment factor within the element of the job difficulty matrix. The Union asserts that the level of judgment required is that of level 5. The fifth level of judgment is described on the. level of job difficulty matrix as: "duties performed require a significant degree of judgment. Problem-solving involves interpreting complex data or refining work methods and techniques". The College asserts that the judgment factor in the element of job difficulty ought to be at level 4. The level 4 description reads: "duties performed require a considerable degree of judgment. Problem-solving involves handling a variety of conventional problems, questions or situations with established analytical techniques." The assert[on is that the appropriate level is $ because of the fact that these employees must exercise judgment with respect to the child, the child's family, the College student and the programme within which the College student is being trained. It is submitted that the child behaviour presents complex data which must be interpreted with programmes and developmental activities applied to them. The Union also submits that the gathering of -8- appraisal and performance information on the college students requires the evaluation of complex data. The College submits that the thought process level involved requires the application of education certain expected behaviour and adapting the individual's response [fa desired result is not. achieved. It also submitted that the judgment aspect of the student appraisal was not an evaluation of them but the observations and recording of information for others to use in an overall evaluative process. There is a judgment element to this job which is difficult to place on the judgment, job difficulty matrix, because the matrix does not deal with human interaction in its descriptive words of the activity. It is accordingly very difficult to determine with precision at which level these individuals ought to be rated. The difference between the levels involves the degree of judgment which is required. In that connection, the behaviour of young children is less complex than dealing with the behaviour of older children or adults. These individuals are trained to identify behavioural traits and the causes or reasons for them. They then apply knowledge and experience in order to adapt the behavioural traits to the activity they are engaged in. Therefore, as between the two levels the better fit seems to be the fourth level in that the problem solving involved with these children at the core of the job, but perhaps not in identifying special problems with particular children, invotves handling a variety of correctional problems using established analytical techniques which they have teamed. The ECE workers are not involved in a level of activity which requires them to refine ' the methods and techniques which they are using at least at the dore of the job duties. If that were the case then this aspect of their work woUld be at level 5. Therefore, it is concluded that they are at level 4 with respect to dealing with children. -9- With respect to the judgment associated with the evaluation of the College Students they are completing a standardized form twice a semester and providing .day to day feedback to the students. They are also required to integrate the College students into the activities in which they are engaged. There is no question that there is a level of judgment associated with this aspect of their work. It is merely' an issue of degree. The judgment associated here is of a less complex nature than that associated with dealing with the young children. Therefore, the Arbitrator concludes that the College has correctly ranked these individuals at level 4. The Arbitrator notes that the College in the grievance procedure had moved from level 3 to level 4. (iii) Conclusion with Respect to Job Difficulty Element The Arbitrator confirms the job difficulty rating to be D-4 which is that of the College. In so doing, the Arbitrator notes that during the grievance procedure the College had moved from its previous rating which was B-3. 2. GUIDANCE RECEIVED: COLLEGE C-3; UNION C-4 (i) Factor of Guidelines The parties are agreed that the level of guidelines available ought to be level C. (ii) Factor Nature of Review - College 3; Union 4 The Union asserts that the nature of the review for the element of guidance received is at level 4. Level 4 involves work assignments which are: "...subject to a general form of review for achievement of specific objectives and adherence to established deadlines". The College submits that the nature of review ought to be at level 3 where work assignments are at "...intermittently and/or periodically checked for quality." The submission of the Union as to the reasons for level 4 is that the supervisors with whom the Grievors review their daily work are "workers who are within the bargaining unit classified as ECE workers at a higher level". The Grievors submitted that they were only reviewed by managers on an annual basis. The College position was that the actual evaluation of an individual employee's performance during the course of a year on the job had nothing to do with the rating of this factor in the job evaluation process. The College submits that the higher level which the Union seeks requires a greater degree of independent action than these individuals have. The Arbitrator finds that these individuals work within an environment where they are interacting with the programme supervisor. It does not matter that these individuals are members of the bargaining unit and also ECE workers al: a higher level. This is a degree of supervision, not in the traditional management sense where there is an ability to discipline, reprimand or take other action with respect to the other individual; but, in the sense of a collegial co-operation in an educational aspect and a day care aspect. Their performance is checked on an ongoing basks by the Grievor's interaction with both the supervisors and the faculty in the observation and recording of performance on the student appraisal forms. Guidance to that aspect of their job is intermittent, but frequent. The check on the quality with respect to the Grievors' performance with the children is through the. parents as well as the College. It is more in the nature of a response to negative feedback and periodic check than a situation where the individuals are independent in their action and do not have supervision or others in which to seek support in carrying out their functions. Therefore, the Arbitrator confirms the appropriate level of the nature of the review to be that at which the College ranked the position; level 3. (iii) Conclusion on Guidance Received Element The Arbitrator concludes that the College ranking is correct and that these individuals ought to be rated at C-3. 3.KNOWLEDGE - COLLEGE C-5 & 4; Union C-$ & 5 (i) Factor of Training/Experience The parties are in agreement with respect to this factor. (ii) Factor of Skill - College at 4; Union at 5 The factor of skill within the knowledge element level is submitted by the 'Union is described to be at level 5. The job evaluation manual describes level 5 as work which requires: "... the ability to organize complex statistical information and to understand and to apply elementary principles of a science or professional discipline. May operate very complex electronic instruments, laboratory or computer equipment". The College submits that the appropriate level for the skill factor within the knowledge element is 4. The work required at that level is described in the evaluation manual as: "...the ability to organize statistical information and to understand elementary principles of a science or professional discipline. May operate very complex electronic instruments, laboratory or computer equipment". The submission of the Union is that the appropriate level is 5 because there is a high degree of interpersonal and communication skills involved, as well as time management skills, together with an independent planning and implementation of the child's programme. The Union submits that these individuals are applying elementary principles of a professional discipline. The demonstrating functions of their job make them teachers to the College students. The College submits that an ECE studies different philosophical approaches to dealing with young children. Then they take that level of knowledge and apply it at the beginning level. They also submit that the College students are not at these centres to learn but to be given the opportunity to practice what they have learned. Thus, the ECE is a demonstrator and not a teacher. The Arbitrator finds that the College students' presence at the day care centres is for the purpose of practicing what they have learned and not for learning new theories. While the Grievors in their presentation saw themselves as teachers they are in fact demonstrators of techniques and the application of knowledge. They act as role models but they do not present principles of a profession or discipline for learning by the College students. They set up the circumstances for the practise and application of knowledge. The childcare aspect of their work is regulated by the Day Nursery Act. -13- They are applying principles of a science or a professional discipline to their work. The legislation is intended to ensure that there is a certain minimal level of facility and skill in those running the facility in order to qualify to be a day care facility. They are not a self gonverning profession under that legislation as is a Nurse, Doctor or Lawyer. This the one area where the College did not make an alteration in its reassessments during the grievance procedure. The Arbitrator notes that it is not easy to utilize this matrix because of its association with technicians and laboratories and lack of reference to individual human relations and interaction .in the skilled component. The Arbitrator must apply the theories of a best fit rather than a precise application of the language in order to do the rating. The Arbitrator finds that the College students are not in the centre to learn and that the day care centre is used as a practical lab. The Grievors are demonstrating to the College students in practice terms. The College students are given the opportunity to practice in the lab. The Grievors provide feedback and provide their appraisal and assessment to faculty for further use in the overall evaluation process by faculty of the students' progress. There is a learning aspect to practice which is present in their activity, it is not a dominant aspect of their work. The theoretical learning by the student takes place elsewhere. It is at the core of this job that the individuals provide practice to students and provide supervision and development opportunities to the children. The level involved is more appropriate to that of 4 than 5. Therefore, the Arbitrator confirms the rating of the College. CONCLUSION The Arbitrator has confirmed the ranking of the College as it was established during the grievance procedure. That ranking involves a change in the payband from 7 to 8 which has not been put into effect despite the re-ranking of the job during the grievance procedure. The ECE "A" worker job will accordingly be re-classified by this award confirming the position of the College during the grievance procedure as Early Childcare Education Worker "B" payband 8. The grievance is allowed to this extent. It is ordered that the College re-classify the Grievors and compenskte them for any monies and benefits owing retroactive to their respective grievance dates. The Arbitrator will remain seized of the determination of the. appropriate compensation ov~ing to the Grievors for a period of sixty days from the date herein. The College is directed to determine the amount that is owing and to make payment to the Grievors within that time period. They are further directed to implement th~ award in 'respect of all of the other individuals occupying this classification pursuant to their understandings reached prior to proceeding with this arbitration. If the parties are unable to agree as to the amount that is to be paid to any of these other individuals who are affected by this award they are to submit a request in writing to me within the sixty day time period in order that I may convene a further hearing to make a final determination as to the amount ovzing to. any particular individual as a result of this a~vard. If I have received no written request for reconvening for the purposes of making any deterrrdnations under this award within the sixty day time period I will no longer have jurisdiction to deal with this matter. Finally, my thanks to the presenters for a job well done. I very much appreciate the high level of skill they brought to bear upon this proceed'rog. DATED AT LONDON, ONTARIO THIS 4th DAY OF OCTOBER, 1990. Richard H. McLaren Arbitrator 0828W ARbitRATION DATA SHEET - SUPPORT STAFF CLASSIFICATIONS SHERIDAN LESLEY BROW'N-PATERSON ET A~ COLLEGE INCUMBENT ~ PRESENT CLASSIFICATION EARLY CHILDHOOD EDUCATION WORKER "A" 7 ' AND PAYBAND SUPERVISOR E.C%~ Worker, Atypical JOB FANCILY AND PAYBAND REQUESTED BY GRIEVOR payband 10 POSITION DESCRIPTION FORM: 1. Position Description Form Attached 2. ~ Parties agree on contents of attached Position Description Form O_~R ~--~ Union disagrees with contents of attached Position Description Form SPECIFIC DETAILS OF THIS DISAGREEMENT ARE AS FOLLOWS: Job Difficulty .... ~mplexity and judgement Guidance .......... nature of review Knowledge skill (USE REVERSE SIDE IF NECESSARY) AWARD Management Union Arbitrator ELEMENTS Rating Pts. Rating Pts. Rating Pts. GUIDANCE RECEIVED C 3 ~0~ ~ ~ ~2~ 'd-~ /0% KNOWLEDGE T~INING/EXPERIENCE C 5 91 C 5 91 ~ WORKING ~AL C4 18 C4 18 ~ CONDITIONS VISUAL A5 3 A5 3 ~ PAYBAND NUMBER 08. 10 ~ ~ ATTACHED WRITTEN SUBMISSIONS: ~ The Union ~ The College ~) SIGNATURES: ~ ~ ~a:ina ~a~e ~w~rd ~a~e