HomeMy WebLinkAboutOverholt 92-06-25 IN THE MATTER OF AN ARBITRATION
BETWEEN
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
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ST. CLAIR COLLEGE
Grievance of D.~ OPSEU File No. 91C126
Before: M.G. Mitchnick - Chairman
Jon McManus - Union Nominee
George H. Metcalfe - Employer Nominee
Appearances:
For the Union: Nelson Roland, Counsel
~he~ ry ~h~
Duncan Overholt
For the Employer: Mo Patrick Moran, Counsel
Kevin Mailloux
Hearings held in Windsor on December 2, 1991 and April 9, 1992
AWARD
This matter involves two grievances by Mr. Duncan
Overholt, one of the College's stationery engineers, concerning
the application of the "holiday" provisions of the parties'
collective agreement. Those provisions are as follows:
10. HOLIDAYS
10.1 Entitlement
An employee who has completed thirty (30) calendar days
of continuous service will receive his/her regular rate
of pay for his/her normal scheduled hours (up to a
maximum of eight (8)) for the holidays set out
following. It is understood, however, that employees
who, as of the date of observance of any of the holidays
have not yet completed thirty (30) calendar days of
continuous service but subsequently successfully
complete thirty (30) calendar days of continuous service
shall nevertheless be entitled to holiday pay in
accordance with the provisions herein: Good Friday,
Victoria Day, Dominion Day, Civic Holiday, Labour Day,
Thanksgiving Day.
10.1.1 Holiday December 25 - January 1
In addition, eligible employees shall be granted the
holiday period December 25 to January 1 inclusive
without, loss of straight time hourly earnings for
regular hours scheduled during such period.
10.2 Restriction
In order to qualify for payment of the holiday
concerned, the employee must work the full scheduled
hours of work on the work day immediately before the
holiday and the full scheduled hours of work on the work
day immediately following the holidays or holiday period
unless absent for all or part of such days for reasons
satisfactory to the College.
10.3 Substitution
When a holiday or holidays as defined in Article 10.1
falls on a Saturday or Sunday the College shall
designate the preceding Friday and/or Monday following
as a substitute day off with pay except with respect to
employees on other than a regular Monday to Friday
schedule.
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10.4 Day Off In Lieu
An employee Whose regular schedule is other than Monday
to Friday shall be entitled to a lieu day off where a
holiday as defined in Article 10.1 falls on his/her
regular day off. Where such holiday falls on a
regularly scheduled working day and the employee is
required to work, he/she shall be paid in accordance
with Article 6.2.6, or, if he/she so elects, he/she
shall receive time and one-half for all hours worked and
in addition, a lieu day off with pay. Where the
employee is entitled to a lieu day or elects for a lieu
day, such day shall be designated by the College at a
time satisfactory to the employee and acceptable to the
College.
10.5 Holiday During Vacation
When a holiday falls within an employee's vacation
period, his/her vacation shall be extended by one (1)
day either at the beginning or end of this vacation
unless the employee requests a lieu day off which is on
a date satisfactory to the College.
And completing those provisions is Article 6.2.6 of the
agreement:
6.2.6 Working on Holidays
Authorized work performed on a holiday or during the
holiday period as defined in Article 10.1 and Article
10.1.1 (or on the day designated as such under Article
10.3) shall be paid at time and one-half for all hours
worked. In addition, the employee shall be entitled to
holiday pay in accordance with Article 10.1 and Article
10.1.1 and subject to Article 10.2.
The two grievances raise different issues under the
above provisions, but in fact turn out to be somewhat related,
and indeed serve to place the whole matter in perspective. The
first grievance claims that Mr. Overholt was improperly denied
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"lieu" days for his non-scheduled work days between Christmas and
New Year's, under the provisions of Article 10.4. The engineers
in the powerhouse do not.work a Monday to Friday week, but rather
work a repeating Master schedule of seven or eight consecutive
days and receive their forty hours' pay per week on the basis of
their weekly "average" of hours. For this branch of the case the
parties made reference to this "regular" Master schedule, and on
the basis of that the grievor would have been scheduled to work
in the "Christmas week" in the year in question, 1990, on
December 25, 26, 27, 31 and January 1, and off on December 28, 29
and 30. This very matter went to arbitration over the Christmas
period for the preceding year, 1989, and resulted in an
arbitration award by Mr. Howard Brown in favour of the grievor.
The College in its opening statement was quite direct about the
basis upon which it nevertheless appears before the present board
on exactly the same issue: the "Brown" award got it wrong.
That kind of approach, particularly where the matter
involves the identical issues under the identical collective
agreement (and even the same College) raises important
institutional questions about the extent to which a party unhappy
with a legal result should be in a position to simply re-litigate
the matter in the hope of achieving a more-to-its-liking result.
If the matter involved exactly the same facts (i.e., the same
claim for Mr. Overholt based on the 1989 Christmas holiday
period), it would of course be covered by the principle of res
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judicata. In the present situation, however, it is really a
question of arbitral deference, and the general approach of
arbitrators when faced with that type of situation is aptly
summed up in, for example, Canadian Johns-Manville (1976), 12
L.A.C. (2d) 266 (Burkett), at page 268:
... It is acknowledged that the doctrine of stare
decisis does not apply in labour arbitrations; one board
of arbitration is not bound by the decision of another
as it relates to the same issue even if that issue has
been decided within the context of the same bargaining
relationship. This is not to say, however, that
arbitrators are not and should not be persuaded by prior
decisions dealing with similar situations. In a general
sense arbitral jurisprudence plays a constructive role
in the collective bargaining process and performs a
positive directory function. A series of decisions
which lend a consistent interpretation to a piece of
contract language fix the meaning of that language in
its labour relations context and provide the parties
with a high degree of certainty as to the precise
meaning of the language which they are incorporating
into a collective agreement thereby minimizing both the
possibility of future disagreement and future
"litigation". In this general sense arbitral
jurisprudence also underscores the consequences of not
including certain language in a collective agreement
(i.e., contracting out) which also minimizes the
possibility of future disagreement. In a more specific
sense, arbitrators are acutely sensitive to the need for
consistency and predictability within a particular
collective bargaining relationship and are therefore
loathe to upset the award of a predecessor board dealing
with an identical issue between the same parties unless
the predecessor board has been wrong. A previous
finding on the same issue imparts an obligation to an
arbitrator who wishes to depart from it to clearly
analyze the shortcomings of the previous award and lay a
solid foundation for the departure (see Re Air Canada
and Canadian Air Line Employees Assoc. (1975), 10 L.A.C.
(2d) 113 (O'Shea); Re Electric Reduction Co. of Canada
Ltd. and Office & Professional EmDloyees Int'l Union
(1973), 2 L.A.C. (2d) 87 (Hartt); Re R.C.A. Ltd. and
Int'l Union of Electrical Workers, Local 542 (1973), 2
L.A.C. (2d) 143 (Rayner)); to do otherwise undermines
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the binding nature of the adjudication, creates
uncertainty and encourages resort to arbitration as an
alternative to negotiation. Although the doctrine of
stare decisis does not apply to labour arbitration,
previous awards which have decided the same issue
between the parties are, in the absence of an inherent
flaw in law or reasoning, at least persuasive if not
conclusive. (See the second Weiler award which refers
to Re Amalgamated Meat Cutters, Local 125 L, and Wickett
& Craig Ltd. (1963), 13 L.A.C. 363 (Arthurs); Re United
Electrical Workers and Northern Electric Co. Ltd.
(1971), 23 L.A.C. 241 (Gorsky); and Ontario Hydro and
Canadian Union of Operating Engineers (1974), unreported
(Brandt).)
We agree with those comments, and simply note that it is in no
one's interest, particularly in dealing with a "master"
collective agreement like the present, to have one arbitrator too
ready to sit in "appeal" on another one. If the result arrived
at by the initial arbitrator is a "possible" one under the terms
of the parties' collective agreement, or is "arguable", then that
interpretation of the collective agreement should be accepted, to
be addressed in contract negotiations if anywhere, rather than in
repeated litigation. (In fact, it is acknowledged before us that
the parties have in the most recent round of negotiations to
renew the collective agreement agreed to a change in the
numbering of Article 10, in accordance with the position advanced
by the College here, and in the prior case before Mr. Brown.)
In that prior case for the 1989 Christmas period, the
effect of the Master schedule was to show the grievor being off
on December 25th, 26th, and 27th. The College accorded the
grievor his "lieu" day for the 25th and 26th, but denied it to
him for the 27th, on the basis that the reference in Article 10.4
to "Article 10.1" meant only the holidays contained in Article
10.1 itself, and not Article 10.1.~. Certainly that was an
"arguable" position to take, particularly in light of the
language used by the parties in Article 6.2.6, and the numbering
of the Article as it appeared in earlier versions of the
collective agreement. But it also meant that the designated days
under Article 10.1 were entirely discrete from the designated
days under 10.1.1. And the problem with that was that it would
mean that no "lieu" days would be applicable for the "true" stat
holidays like Christmas and Boxing Day, because those appear only
in Article 10.1.1, and not 10.1. That would appear to be
somewhat anomalous, and the College itself, as noted, contributed
significantly to the anomaly by itself granting lieu days for the
25th and the 26th ("erroneously", it was apparently explained at
the hearing, on the basis that these were "stat holidays"
specifically identified by the Employment Standards Act). The
difficulty that that provided for the position of the employer
did not go unnoticed by Mr. Brown, commenting at page eight of
his award:
The holiday benefit cannot logically be confined to
the six individual'holidays in Article'10.1 for the
application of Article 10.4. The grievor did not work
on December 27th because it was his regular day off in
his regular work schedule. That day is part of the
Christmas holidays to which he is entitled in the'same
manner as December 25 and 26 which are equally not
specified in Article 10.1. As the grievor is entitled
to the holidays set out in Article 10.1.1, he is
entitled to a lieu day off for December 27th as claimed.
and then again at page ten:
... Wednesday, December 27th was the grievor's regular
day off as set out in his regular schedule of work and
fell on one of the holidays.provided in the holiday
period in the same manner as Christmas Day and Boxing
Day for which he was granted lieu days. There is no
support in the agreement for the College to grant lieu
days for those two days but deny a lieu day for December
27th as the reason for the lieu day application is the
same for each of those three days under Article 10.4.
Certainly in light of those considerations, it cannot be said
that the conclusion of arbitrator Brown was "clearly wrong", and
we are not persuaded to depart from it. The nub of the problem
is in trying to interpret Article 10.4 for "other than Monday to
Friday" employees in a way that is consistent with the benefit
protection sought to be accorded "Monday to Friday".employees in
Article 10.3, and the perspective on that appears to vary
depending on whether one is considering the "stat" holidays
falling in that Christmas week, like Christmas and Boxing Day, or
simply the "ordinary" days of that week. In any event, we find
the position taken by the Union and adopted by Mr. Brown in his
award to be "arguable", and we accept it as properly
determinative.
The irony of that conclusion, as noted at the hearing
when the second of Mr. Overholt's grievances ultimately came to
be argued, is that the College virtually has to rely on Mr.
Brown's interpretation of Article 10.4 in order to successfully
defend its position on that second grievance. As background to
that second grievance, we simply note that the grievor in the
spring of 1990 was contemplating booking a cruise at Christmas of
that year, and raised the question of his entitlement to insist
on the full time off within the period specified in Article
10.1.1. On all of the evidence, including the grievor's own
written chronology of events compiled in December of 1990, it
appears most likely that that query was raised in the early part
of the year not with management, but with the Union., and that it
was the Union's approach to management on the question of time
off at Christmas generally for the engineers in the power-house
that prompted a written "clarification" of the Chief Engineer's
policy regarding "vacation" time. In any event, we find that
nothing turns on that. The clarification that was issued
provided:
Shift Engineers
In response to a question concerning vacation
scheduling the following will be policy.
Vacations will be scheduled as per contract article
11.5.
Vacations for personnel involved in essential
services, such as shift engineers, will be taken during
the June, JUly, August period. Outside of this period
it is essential to have a shift engineer during normal
College working hours as we have a full compliment of
students and it is the normal hearing season.
To replace a shift engineer during the Sept. to May
period would result in a considerable expense due to
overtime payment.
"A. G. MacLellan"
Notwithstanding that general statement of policy, however, Mr.
MacLellan testified that as to the Christmas period itself, there
are normally so few shifts and hours involved that vacation time
can virtually always be worked out for a particular engineer if
he makes that specific request.
That latter statement by Mr. MacLellan is a reference
to the fact that historically, while not scheduling these
"essential service" personnel to be off entirely during the
Christmas week, the College has turned down the boiler
temperatures, thus much reducing the hours that the engineers in
the boilerhouse are required to work. At the beginning of this
particular year, however, the College had indicated its desire to
continue at full power (and staffing) throughout the Christmas
period, and the grievor never did get a direct answer on his
Christmas query until all of the parties came together for a
meeting in December. In qeneral terms, the focus of that
discussion appeared to be the precise parameters of the Christmas
schedule for the powerhouse, and when the College issued a
revised schedule that reduced both the number of days and the
number of hours in a day necessary to be worked by each of the
engineers, the Union acknowledged the College's accommodation in
the following letter:
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1990-12-19
Mr. Kevin Mailloux
SUBJECT: Holiday Schedule
I am writing further to your agreement to re-schedule
the Christmas Holiday period for the powerhouse
engineers.
The decision to reduce the number of hours to work over
the Christmas holiday period has made my members
extremely happy.
Your co-operation is greatly appreciated. Have a good
holiday.
"Sam Siddall"
The grievor testified that he was not aware of the Union's letter
in that regard, and that he himself was not pleased with the
abbreviated schedule at that point. He indicates that he has
pressed on with the instant grievanCe in order to have his right
to "time off" at Christmas, without having to take vacation,
clarified in a timely way for the next year.
The essential difference between the parties in the
issue that was previously dealt with by Mr. Brown, as the Dissent
by Mr. Guptill makes clear, was whether Article 10.1.1 signalled
what was really a separate category of "holidays", or whether it
should simply be read as.additions to the list of those provided
for in Article 10.1. The College argued for the former, for the
purpose of the application of Article 10.4, and the Union for the
latter. Now the Union argues that particular regard must be had
to the language used by the parties in Article 10.1.1, that
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employees "shall be granted the holiday period December 25 to
January 1", and that that specific language should override any
of the more general language set out in a "management Rights"
clause. Article 3, for example, provides:
3. MANAGEMENT FUNCTIONS
3.1 Union Acknowledgements
The Union acknowledges that it is the exclusive function
of the Colleges to:
- maintain order, discipline and efficiency;
- hire, discharge, transfer, classify, assign, appoint,
promote, demote, layoff, recall and suspend or
otherwise discipline employees subject to the right to
lodge a grievance as provided for in this Agreement;
- generally to manage the College and without
restricting the generality of the foregoing, the right
to plan, direct and control operations, facilities,
programs, courses, systems and procedures, direct its
personnel, determine complement, organization, methods
and the number, location and classification of
personnel required from time to time, the number and
location of campuses and facilities, services to be
performed, the scheduling of assignments and work, the
extension, limitation, curtailment or cessation of
operations and all other rights and responsibilities
not specifically modified elsewhere in this Agreement.
The College here counters, however, that Article 10.1.1 must be
read subject to the explicit language of Article 10.4, and in
particular the second sentence (which of course can only be used
by the College if Mr. Brown was correct that 10.4 applies to the
package of "holidays" set out in Article 10.1.1 as well as those
enumerated in Article 10.1):
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'An employee whose regular schedule is other than Monday
to Friday shall be entitled to a lieu day off where a
holiday as defined in Article 10.i falls on his/her
regular day off. Where such holiday falls on a
regularly scheduled working day and the employee is
required to work, he/she shall be paid in accordance
with Article 6.2.6, or, if he/she so elects, he/she
shall receive time and one-half for all hours worked and
in addition, a lieu day off with pay. Where the
employee is entitled to a lieu day or elects for a lieu
day, such day shall be designated by the College at a
time satisfactory to the employee and acceptable to the
College.
(emphasis the College's)
The Union urges us, in the face of the language of Article
10.1.1, to narrowly read the word "required" as being due to some
cause outside of the employer's control, and files some
alternative dictionary definitions with us in suPport. More
helpful than those dictionary definitions, it seems to us,
however, is the context in which the word "required" is here
used, and our experience with the words "required to work" in
conjunction with designated "holidays" would lead us to imply no
such limitation. Indeed, as arbitrator Brown himself commented,
in the award upon which the union and Mr. Overholt here rely, at
page 10:
The reference to "eligible employees" does not exclude
employees who are required to work in the holiday period
as defined in Article 10.1.1 as part of their regular
duties.
Rather, where the language makes clear that the employee,
notwithstanding the designation of a day as a "holiday" under the
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agreement, may nonetheless be "required to work", the more
natural inference is that the designation of such days as
holidays makes them either days "off", or days that if called
upon by the employer to be worked, must be paid for by the
employer at premium rates (and subject also to any other
provision for lieu days off, such as the present Article 10.4, as
may be specified). As the evidence discloses, that appears to us
to be in accord with the practice and expectations of the parties
at this very College as well. We therefore find the broad
statements of principle put to us by the Union in such very early
cases as Standard Bread Co. (1962), 13 L.A.C. 175 (Thomas) and
General Motors of Canada Ltd. (1953), 4 L.A.C. 1481 (Finkelman)
to be of little assistance.
In the result, therefore, while we agree with the
conclusion of Mr. Brown in upholding the right of the grievor to
"lieu" days under Article 10.4 and Article 10.1.1 combined, .we
have not been persuaded that the College is in violation Article
10.1.1 in insisting on its right to schedule its non-Monday to
Friday essential service personnel to work over the Christmas
"holiday" period. That, once again, however, does not detract
from the ability of such personnel to request "vacation"
consideration for the days that theylwould otherwise be scheduled
to work during this period, and in saying that we are mindful of
the comments of the Chief Engineer Mr. MacLellan in his testimony
before us.
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The board will remain seized of the matter in the event
the parties are unable to come to agreement upon the remedy
flowing out of the board's upholding of grievance #1.
Dated at Toronto this 25th day of June, 1992.
"J. McManus"
I CONCUR:
UNION NOMINEE
"G. H. Metcalfe"
I DISSENT in part:
(see attached) EMPLOYER NOMINEE
DISSENT - IN PART
Based on the evidence and the language before us, I am of the view that the
Brown Award was wrong.
In these circumstances it is incumbent on this Board to rectify that error and
enforce the clear meaning of the language.
With respect I must dissent: