HomeMy WebLinkAbout1988-0960.Connelly.89-12-01 · ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ON TARIO
GRIEVANCE C,OMMISSION DE
S I'rLEMENT REGLEMENT
180 DUNDAS STREET WEST, TORONTO. ONTARtO. VSG tZ8- SUITE 2100 TELEPNONE/TE!.~PHONE
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960/88
IN THE MATTER OF AN ARBITRATION
Under
THE CROWI~ EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between:
OPSEU (A. Connetiy) .
Grievor
- and -
The Crown in Right'of Ontario
(Ministry of Health)
Employer
Before: N.V. Dissanayake Vice-Chairperson
i. Thomson Member
i. Cowan Member
For the Grievor: K. Whitaker
Counsel
Ryder, Whitaker, Wright and Chauman
Barristers & Solicitors
For the Employer: 7I. Failes
Counsel
winkler, Fi!ion and Wakely
~arristers & Solicitors
Hearing: October 25, 1989
2
DECISION
This is a classification grievance filed on December 1,
1982. At the outset counsel for the Employer raised two
ma~ters. The first was a preliminary objection to the Board's
jurisdiction to hear the grievance on the basis that the
grievance had not been processed through the grievance
procedure in the collective agreement. The second was an
argument based on undue delay or laches. Counsel agreed'that
these issues should be determined before dealing with the
merits of the grievance.
As already noted, this grievance was filed on December
1, 1982. On December !3, 1982, Ms. Brenda Snider, the
Regional Personnel Administrator, wrote the following letter
to the grievor.
.This will acknowledge receipt of your first s~age
grievance dated t December 1982.
After discussions with your Union Representative,
Peggy Douglas it has been agreed tha~ there will be
a waiver of time limits in respect, to your
grievance.
The next contact was some 4 i/2 years later when Mr. Pat
Rooney, a staff representative of the Union, wrote to Ms.
Snider a letter dated June 3, 1987.
Further to our telephone conversation of today
please find a~ached a list of eight (8)
classification grievances submitted on DecemDer 1,
1982 from the O.H.I.P. office in Os~awa.
3
I understand a waiver of time limits was agreed
to at Stage One of the Grievance Procedure.
Please advise as to the present status of these
grievances.
Also attached is a list of seventeen (17)
classification grievances submitted, some on-April
25, '1986 and some on May 2, 1986 from the same
O.H.I.P. office.
Again, please advise as to'the status of these
grievances.
The list of eight grievances at=ached included the
grievor's.
By letter dated September 2, 1987,' Ms. Snider wrote to
Mr. Rooney as follows:
Let me first of all apologize for the delay in
responding to your letter cf June 3rd, 1987.
I have reviewed the status of the 8 classification
grievances submitted on December 15, .1982, from the
OHIP office in Oshawa and must advise that it is
our opinion, that in the old series they are
correctly classified.
Further, these 8 positions 'have now been
reclassified, as of December 31st, 1985, in the
office Administration Group series.
The other 17 grievances are in the hands of an~
arbitrator.
Please advise if any future'action will be taken.
The next occasion the Employer heard about this grievance
was when sometime early in 1989, it received copies of the
union's referral of the grievance to arbitration by the
Grievance Settlement Board.
On the basis of these facts counsel for the Employer
claims that the grievance procedure set out in article 27 of
the~co~iective agreement has not been followed. The relevant
portion of that article'reads:
ARTICLE 27 - GRIEVANCE PROCEDURE
27.1 It is the intent of this Agreement to adjust
as quickly as possible any complaints or~
differences between the parties arising from
the interpretation, application,
administration or alleged contravention of
this Agreement, including any question as
to whether a matter is arbitrable.
27.2.1 An employee who believes he has a complaint
or a difference shall first dlscuss the
complaint or difference with his supervisor
within twenty (20) days of first becoming
. aware of the complaint or difference.
37.2.2 .If 'any complaint or difference is not
~satisfact6rily settled by the supervisor
within seven (7) days of the discussion, it
may be processed within an additional ten
(10) days in the following manner.
STAGE ONE
27.3.1 The employee may file a grievance in writing
with his supervisor. The supervisor shall
give the grievor his decision in writing
within seven (7) days of the submissioh of
the grievance.
STAGE TWO
27.3.2 If the grievance is not resolved under Stage
One, the employee may submit the grievance
to the Deputy Minister or' his designee
within seven (7) days of the date that he.
received the decision under Stage One. In
the event that no decision in writing is
received in accordance with the specified
time limits in Stage One, the grievor may
submit the grievance to the Deputy Minister
or his designee within seven (7) days Of
5
the date that the supervisor was required
to give~ his decision in w~iting in
accordance with Stage one.
27.3.3 The Deputy Minister or his designee shall
hold a meeting with the employee within
fifteen (15) days of the receipt of the
.grievance and shall g~ve the grievor his
decision in writing within seven (7) days
of the' meeting.
27.4 If the grievor is not satisfied with the
decision of the Deputy Minister or his
designee or if he does not receive the
decision within the specified time the
grievor 'may apply to the Grievance
Settlement Board for a hearing of the
grievance within fifteen (15) days of the
date he received the decis'ion or within
fifteen (15) days of the specified '.time
'limit for receiving the decision.
C~unsel specifically submits that the grievance did not
go through' stage two~ i.e. that the grievance, was not
submitted to the Deputy Minister or his designee under article
27.3.2; and that the Deputy Minister or his designee did not
hold any 'meeting as required by article 27.3.3. It is the
Employer's position that in the circumstances, the grievance
is not properly before the Board.
Counsel for the Union asserts that the grievance
procedure in article 27 was followed. The'Union's position
is that Mr. Rooney's letter dated June 3, 1987, to Ms. 'Snider
is in effect a referral to the second stage and that.when Ms.
Snider denied, the grievance by letter dated September 2, 1987,
she.was responding to the second stage referral on bshaif of
6
the Deputy Minister or his designee. Counsel claims that the
fact that the Deputy Minister or his designee did not hold the
meeting contemplated by article 27.3.3 is not a significant
defect.
Alternatively, counsel submits that even if the second
stage of the grievance procedure had not been complied with,
the grievor has an absolute right under section 18(2) of the
Crown Employees Collective Bargaining Act to proceed to
arbitration with her classification grievance. Counsel relies
on. the Board's decision in Keeling, 45/78 (Prichard)
(ADDtication for judicial review dismissed).
On the factual issue, we cannot conclude that the
grievance was processed through the second stage. The
evidence is uncontradicted that the Minister's designee is one
.Mr. Rudi Tribe. Ms. Snider has never been appointed designee
nor has she ever acted in that capacity. She admitted that
;
on occasion referrals to the designee are directed to her.
However, she always re-directed the grievances to the designee
and in all cases, the response at the second stage was made.
by the designee, after a second s~age meeting.
The content of the iet~er dated June 3, 1987 from Mr.
Rooney does not suggest that it was in~ended as a referral
to a n~w stage in the grievance procedure. At the time, the
7
Union had not received a reply at stage one. That letter was
merely seeking the Employer's response at stage one. Besides,
the evidence is that Mr. Rooney was an experienced Union
representative who was very familiar with the manner in which
grievances are dealt with by the particular Employer. Ms.
Snider testified that Mr. Rooney, through past experience,
knew that a second stage referral is to be addressed to the
Deputy Minister's designee, and that Mr. Tribe and not Ms.
Snider was that designee. Thus there is no reason to believe
that Mr. Rooney addressed the second stage referral to Ms.
Snider in error. The Union suggested that Mr. Rooney had
regarded the first stage as having been completed; that he
intended his letter to Ms. Snider as a referral 'to stage.two;
and. that he b~lieved Ms. Snider's response as a second stage
reply. However, Mr. Rooney was not called to testify to that
effect, eventhough the Union had advance notice .of the
Employer's preliminary objection. The Employer's assertion
that Mr. Rooney was still on the Union's staff was not
disputed, and no explanation was offered for his failure to
testify.
From all of the foregoing circumstances, we conclude tha~
the grievance before us did not go throughrthe second stage.
Thus the issue that remains is whether that prevents the
grievor from proceeding to arbitration.
8
Section 18(2) of the Crown Employees 'Collective
Bargaining Act reads (in part):
15(2) In addition to any other, rights of
grievance under a collective agreement, an employee
claiming,
(a) that his position has been improperly
classified;
may process such matter in accordance with the
grievance procedure provided in the collective
agreement, and failing final determination under
such procedure, the matter may be processed in
accordance with the procedure for final
determination apDlicable under section 19.
The Board in Robert wiltiamson, 107/80 (Carter) dealt
with the extent ~f the Board's jurisdiction where the
grievance procedure had not been complied with. 'In that case,
the grievor did not file a grievance with'the employer, but
directly submitted the grievance to the Grievance Settlement
Board for arbitration. As in this case, the Union there
argued that .since the subject matter of the grfevanca was
within section 18(2) of the Act - a dismissal -, the grievor
had a right t~ proceed to arbitration regardless of any
procedural requirements in the collective agreement.
At pp. 7-9 the Board states:
The issue, as we see it, is whether the
complete failure of tke grievor to resort to the
grievance, procedure makes this matter inarbitrable
at this time.- This is not.D case where it is being
argued that probationary status precludes the
grievor from having the-maStsr arbitrated, a~ the
employer's Objection is directed only to the failure
to follow the procedural 'requirements in the
collective agreement. While there is some merit in
the employer's submission that the mandatory time
limits' in the collective agreement should be
enforced, this argument has been rejected by the
Board previously in Keeling and the in Woods
224/79. In both cases it was held that the pa~ties
could not restrict the Board's statutory
jurisdiction by. relying upon mandatory procedural
barriers in their collective agreement. A reading
of the reasons given in Keetin~ can leave no doubt
as to'the fact that this Board has already given
careful and thorough consideration to this
difficult issue, and in these 'circumstances it
would be inappropriate for this panel to set sail
on a completely different tack.
Our starting point, then, is the premise
that the parties cannot enforce any provisions in
their grievance procedure that would limit the
statutory jurisdiction conferred upon the Soard by
Section 17~2) of ~he Act. This premise, however,
does not 'dictate a conclusion, that an individual
grievor can ignore th~ grievance procedure entirely
andapply immediately for arbitration of the dispute
by this Section 17(2) of the Act reads:
(2) .In addition to any other rights of grievance
under a collective agreement, an employee claiming,
(a) that his position has been improperly
classifipd;
(b) that ~e has been appraised contrary to the
governing principles and standards; or
(c) that he has been disciplined or dismissed
or suspended from his employment without'
just cause, 'may process such matter in
accordance with the grievance procedure
provided in the collective agreement, and
failing 'final determination under such
procedure, the matter may be ProceSsed in
accordance with the procedu're for 'final
determination applicable under Section. 18.
1974, c. 135, s. 9 part.
We read this provision as evincing a
legislative intent that the grievance procedure be
invoked prior to any reference being made to this
Board under Section-!8. Although this section uses
the permissive verb "may", it is permissi=e in the
10
sense of allowing the individual access to the
grievance procedure and not in the sense of
permitting, the grievor to avoid the grievance
procedure completely by moving immediately to
arbitration. The language that follows leaves no
doubt that this is the intent of the legislature,
since it is made clear that a grievance is to be
taken to arbitration "failing final determination
under such procedure" (the grievance procedure).
In other words, an employee asserting a right of
grievance under Section 17(2) of the Act must first
of all attempt to use the grievance procedure before
coming to this Board for arbitration.
This conclusion is in our view not
inconsistent with the Board's approach in KeelinG.
That decision interprets Section 17(2) of the Act
as.rendering inoperative any mandatory procedural
bars that might be contained in the grievance
procedure. It is evident that the Keeling decision
only applies once there has been resort to the
grievance Procedure and there has been no final
determination under that procedure. In these
circumstances, where there has been no attempt to
use the grievance procedure at all, we do not think
that the reasoning in Keeling applies so as to
confer upon an individual employee the right of
immediate access to arbitration. Section 17(2), in
our. view, cannot be read as eliminating any
requirement to resort to the grievance procedure
prior to taking a difference to arbitration., since
such a conclusion is neither supported by the
language of the statute nor is it consistent with
the general scheme of collective bargaining
contemplated by the legislation.
Where does this. leave the grievor? In our
view his application to this Board is prema=ure, as
no attempt has been made to resolve this matter
through the grievance procedure. Before we may
seize jurisdiction in this case it must be first
established that the grievor has been unable to
resolve the matter under the grievance procedure in
the collective agreement. Since the grievor has not
established this pre-condition to our jurisdiction,
then this Board has no jurisdiction at this time and
the application must be dismissed.
(Emphasis added)
In Keeiin~ itself, the Board observed at p. 20:
Given, therefore the statutory right of the
employee to reject the outcome of the grievance
process and to turn to the procedure for arbitration
pursuant to section 18, this right cannot, for the
reasons given in Re-Jovce be limited or denied by
the terms of the collective agreement.
Keeling does not state that the grievor is entitled to
avoid or by-pass the grievance procedure. The statutory right
recognized is "to reject the outcome of the grievance process
and 'to turn to the procedure for arbitration pursuant to
section 18 (now section 19)". And Williamson has held that
this right "only applies once there has been resort to the
grievance procedure and there has been no final determination
under that procedure."
This conclusion is supported by the language in section
18(2). The right given to an employee is "to process.such
matter in accordance with the. Grievance procedure provided in
the collective a~reement, and failin~ final determination
under such ~rocedure, the matter may be processed in
accordance with the procedure for final determination
applicable under section 19." If the legislature intended to
permit a grievor to proceed to arbitration by-passing the
grievance procedure, it would have had no need to include the
emphasized portion of section 18(2).
12
Counsel for the Union attempted to distinguish the
Witliamson decision on the basis that~ it dealt with a
situation where the grievance, procedure had been completely
ignored. Counsel refers to the use of phrases such as "having'
resort to" and "invoking" the grievance procedure, and argues
that at~ that Wi!liamson required is that the grievance
procedure be resorted to in some way. He submits that the
decision does not require that all'stages of the grievance
procedure be complied with.
We disagree. In Wi!liamson0 the Board talked about the
need to invoke or resort to the grievance procedure, because
that was the fact situation before it. The Board makes it
clear that the pre-condition for the application of section
18(2) and. Keeling is the failure to finally resolve the
grievance through the-grievance procedure..As already noted
section 18(2) itself qualifies the right to proceed to
arbitration with the words "failing final determination under
such procedure". It cannot be said that there has been a
failure to finally determine a grievance, when only part of' ·
'the grievance Procedure has been resorted to. If invoking or
having some resort to the grievance procedure is all that is
required, where do you draw the line? Can a grievor file a
grievance at staqe one and .simultaneously file for
'arbitration?
There are significant policy reasons which require
consideration in determining' this.issue. In our View, the
legislature has chosen to make the right to arbitration
conditional upon the failure 'to 'finally determine the
grievance through the grievance procedure for a very good.
policy reason. Presumably, the. parties have structured the
grievance procedure in the collective agreement which would
provide optimum opportunity for resolution of .the dispute
through discussion with the various levels of management.
The objective' of the grievance procedure is to encourage
resolution of disputes through meaningful discussion between
the parties without the need for litigation. The evidence is
that at stage one it is rarely that a face to fa'ce discussion
takes place. The meaningful discussion occurs a stage
when the Parties mee~ pursuant to article 27.3.3. To allow
~he grievor to proceed to arbitration without following these
steps 'is to encourage litigation and discourage mutual
discussion. This does not make any labour relations sense at
all. "
Eor all of the following reasons we find that there has
been no failure of final determination of this grievance under
the grievance procedure. Accordingly, this Board has no
jurisdiction to arbitrate the same under section 18(2) and 19
of the Act and the grievance must be dismissed.
14
Given this outcome, the Board does not feel a need to
determine the "laches" issue. This dismissal does not
preclude the griever from making a subsequent reference to
this Board if this dispute is not resolved through th~
grievance procedure. If it does come before the Board, that
panel will have to deal with the "laches" issue..
Dated this 1st day of December, 1989 at Hamilton, Ontario
Nimal V. Dissanayake
Vice-Chairperson
/
/ / I.J Thomson
' i~Cowan
Member