HomeMy WebLinkAbout1988-1077.Keeling.90-02-06': ; ONTARIO EMPLOY~:S DE LA COURONNE
'* .' CROWN EMPLOYEES DE L 'ONTARiO
GRIEVANCE C,OMMISSION DE -//3'
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
18'0 DUNDAS STREET WEST, TORONTO, ONTARIO. MSG 1Z8- SUITE2100 TELEPHONE/TI~L~PHONE
180, RUE DUNDAS OUEST, TORONTO, (ONTARIO) MSG 1Z8 - BUREAU 2100 (415) 598.0688
1077/88
IN THE HATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between:
OLBEU (D. Keeling)
· Grievor
'- and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Employer
Before: M.V. Watters Vice-ChairpersOn
J. Solberg Member
M. O'Toole Member
Fo/ the Grievor: E. Mitchell
Counsel
Koskie & Minsky
Barristers & Solicitors
For the Employer: S. Shamie
Counsel
Hicks Morley Hamilton
Stewart Storie
Barristers & Solicitors
Hearings: March 10, 1989
September 14, 1989
OECISION
This proceeding arises from the g~ievance of Ms. Donna
Keeling dated october 11, 1988, At all material times, the
grievor was employed as a Clerk 2 in the Photo Card Oepartmen~ of
the Ontario Liquor Licence Board. The grievance claimed that she
was improperly classified at that level and requested
reclassification to Clerk 3, The Union argued the merits of the
case under 'both the 'standards' and 'usage' tests. It is now
beyond dispute that such an approach is appropriate in
classification grievances brought before this Board.
Specifically, the right to resort to both grounds was approved by
the Divisional Court in Ontario Public Service Employees' Union
v. The Queen In Right of Ontario et al., dO O.R. (2d) t42. For
purposes of this ~ward each of the arguments are dealt with
separately below,
The grievor has worked as a Clerk 2 in tme Photo Card
Department for the past five (5) years. This Department is
responsible'for receiving and reviewing applications for photo
cards which are forwarded to the L.L.B.O. by those persons,
usually around the age of nineteen (19), who wish to secure proof
of age to facilitate the purchase of alcoholic beverages at
stores or in licensed premises. Photo cards are Subsequently
issued to these individuals if the application is deemed ko be in
order. The processing period from receipt of application to
issuance of the card is approximately three (3) to four (4)
weeks. When the grievor first started in the Department in 1984,
1
it was comprised of six (5) Clerks and ~he Manager, a Hr. Bible.
~hereafter, a series of organizational changes have occurred such
that, as of the date of the grievance, the grievor was the sole
full-time Clerk within the DeparHment. From time to time, she
was assisted by Hemporary and summer staff. Subsequent to Mr.
Bible's retirement in Nay, 1987, the grievor reported directly to
Hr. Wayne Jackson, Manager-Operations SupporH. This gentleman is
responsible, inter Blia, for the operation of the Photo Card
Department. Just prior to the grievance an additional level o~
supervision was created in the form o~ She Supervisor-Support
Service. This posiHion was ocdupied by Ns. V. LeClair as of
August, 1988. Recently, the number of phoHo cards issued by ~he
Depar~men~ has been declining. The figures for ~he 198~ to 1988
period are as follows:
1984-1'985 ................................... 54,78~
1985-1985 .................................... ~5,013
1955-1987 ........ ' 27,663
1987-1988 ........................ '...' .... ' .... 11,583
This decline appears to be related to the use of the photo card
licence which apparently is considered as sufficient proo~ of age
in licensed establishments. Further, the requirement tha~
applications be certified by a ~uaran~or ~as made the process
somewhat more stringent.
The Position description of the grievors'$ joD reads ·
Purpose of Position
-To ensure the efficient an~ effective issuance of Ontario
Photo Cards by performing clerical and some related typing
duties.
2
~u~ies and Resmons bitities
Under the general supervision of the Supervisor', Support
Services:
- processes Ontario Photo Card applications received from
mail or hand deliveries, by ensuring completeness,.
.accuracy, and appropriate fees received;
- checks applications against established guidelines and
procedures for eligibility;
- returns ineligible applications to sender via form letter'
requesting additional information as needed;
- gathers necessary information from eligible applications
to be typed on Ontario Photo Cards; '
- laminates, cuts, and mails card to applicant, maintainin9
a copy of original card and filing in
numerical/alphabetical order;
- responds to telephone/in-person inquiries, providing
routine information regarding the necessary, procedures
and requirements for obtaining an Ontario Photo Card;
- maintains adequate stock of office forms and supplies,
re-ordering when necessary;
- assists in the preparation and compilation of data for
monthly statistical reports.
Position Reauiremen[s
- Ability to perform routine clerical functions;
- Good knowledge of office procedures including routine
filing;
- Ability to process applications Dy verifying
information, checking for accuracy and completeness;
- Accurate typing skills not to Ontario Government
Standards;
- Good interpersonal and telephone skills to respond to
enquiries in a tactful and courteous manner;
- Ability to learn and understand Ontario Photo Card
eligibility requirements and relay this information to
&he public;
- Ability to assist in the preparation of basic monthly
statistical reports by compiling data;
- Other related duties, as assigned."
The parties did not seriously dispute the accuracy of the above
job description. The Board would agree that it generally
captures most of the significant functions undertaken by the
grievor in respect of the photo card process. The grievor, in
her evidence, expanded on her various duties. It is unnecessary
to reproduce all of that testimony herein. The following
elements should be specifically noted however:
.(i) the grievor spends a considerable amount of time on the
telephone each day. She estimated that, on average,
she receives between twenty (20) and thirty (30) calls
per day from persons inquiring as to the status of
their applications or from prospective applicants
wishing to. know more about the process. Generally,
such contacts are of a routine nature although from
time to time, the grievor would be called upon to
respond to "unusual calls". Mr. Jackson stated that he
was aware the grievor occasionally took such calls and
that she attempted to answer same. He never instructed
her to cease this practice notwithstanding that such
was, in his opinion, outside of the expectations of the
position.
(ii) the grievor testified that, if she had doubts as to the
validity or competency of a guarantor, she might on her
own initiative contact same to verify the
certification. She estimated that this type of
checking would involve three (3) to four (4) telephone
calls per day. Mr. Jackson again responded that this
follow-up was not a job requirement. Indeed, he
suggested that the application should be rejected if
there was a serious question as to the sufficiency of
the guarantor. In his assessment, to do otherwise
would unnecessarily serve to increase the heavy volume
of work. Mr. Jackson was aware, nonetheless, that the
grievor occasionally made this sort of contact with
guarantors. The grievor also completes a form in
respect of applications which she believes are
fraudulent. This involves the typing of three(3) %o
four (4) lines of text outlining the nature of the
problem, This document is then given to Mr. Jackson
for his decision. We were advised that such form was
utilized infrequently throughout the year, and that
'prior to the creation of same, the grievor simply
'handed the contested application and card to Mr. Bible.
(iii)the grievor deals with approximately five (15) to seven
(7) persons per day who come to the counter for
service. We were told that applications submitted to
her in this fashion are processed on a same-day basis.
(iv) the grievor balances the revenue collected with the
number of applications received. Additionally, she
keeps track of rejected applications as the funds
accompanying same are recorded separately. Apparently,
such money is not immediately returned with the
rejected application as there is an expectation that
the request will be re-submitted once corrected, In
any event, this balancing is done'~n a daily basis and
then given to Ms, M. O'Halloran, a Clerk 3, for
verification. Ns, O'Halloran then proceeds to prepare
the requisite deposit forms, Subsequently, the grievor
employs the daily figures to create a monthly record
showing number of mail and counter applications;
number of rejections; and number of cards issued both
for the month as well as for the year to date, This
monthly record is'prepared by the grievor for Mr.
Jackson"s signature. It was the grievor's evidence
that the daily and monthly recording was done by Mr,
Bible prior to his retirement,
(v) the grievor completes a purchase order or requisition
form if supplies for the office are running low. Such
form is ultimately signed by Nr. Jackson and then taken
by the grieyor to the Purchasing Department, As noted
by Mr, Jackson, the grievor does not have signing
authority with respect to the purchase order. He
stated further that while he doesn't double check the
need for supplies, he might change the quantities to be
ordered. It was the grievor's evidence that this task
was previously performed by Mr. Bible.
(vi) the grievor arranges for the storage and shredding o~
applications. The time periods relevant to this
process are pre-determined by the Licensing And Permits
Branch, These responsibilities were formerly shared
with a number of other Clerks in the department. The'
grievor testified that she is also responsible for
responding to requests from L.C,8,0, stores across the
Province for application forms, This ~unction had in
the past been performed by another department.
5
(vii)the grievor testified that she ~n~tmucts temporary
staff and summer students on the photo card process and
that she rotates them through it's various components.
Specifically, she would show the new staff what to
and on being satisfied they could effectively complete
same, they would be assigned to learn another function.
The grievor indicated she would decide which tasks
would be allocated, and in what order, without any
input from her superiors. Mr. JacKson did not
significantly dispute the grievor's evidence. In his
opinion, however, these efforts did not constitute
supervision per se. Rather, the grievor was s~mply
familiarizing a co-worker with the photo card process.
While he agreed ShelWOU]d train staff in same, it was
noted that problems arising were to be brought directly
to his attention. Mr. Jackson also indicated that Ms.
Le Clair was responsible for the "flow of work" after
her arrival in August, 1988.
(viii)the grievor advised that she worked under minimal
supervision and that she was essentially "left'on her
Own". She stated that she might not see Mr. Jackson for
several days at a time. Itlwas conceded that she might
see Ms. Le Clair more frequently, as the latter was
responsible for the typing pool located in the same
general area as her department. Hr. Jackson testified
that the grievor did not require intensive supervision
as the job was routine and one which she had performed
for a substantial period of time.
The crlass standards, for Clerk Grade 2 and 3 read as follows:
CLFRK GRADE 2
This level covers positions performing
SUMMARY OF clerical tasks of limited complexity. The
RESPONSIBILITY work requires an understanding of standard
LEVEL clerical methods that are carried out in
accordan6e with established procedures, unOer
a set of detailed instructions.
Duties may include maintaining a filing
system for documents and records, completing
various forms (i.e. customs, warehouse
manifests, or insurance), compiling simple
reports, and summaries from existing records.
TYPICAL Operation of simple office machines such as
DUTIES telex, offset press or photocopier would be
expected. Initiation of standardized form
letters, acknowledgements and reminders would
be expected. May also do a small amount of
typing.
Limited decision making is required with
regard to the setting of work schedules and
the way an assignment is undertaken.
individual work assignments are usually
reviewed by the supervisor, except in the
DECISION case of routine jobs. Deviation from
MAKING/ standard practice is referred to the
COMPLEXITY supervisoF. More difficult tasks are
preceded by detailed instructions or ~re
monitored closely. Prime responsibility
is for accuracy and an acceptable rate of
production.
Contacts are generally limited to members of
the work unit although considerable telephone
CONTACTS contact is made with individuals outside the
units. Rarely are contacts made outside
LCBO/LLBO.
No supervisory responsibility but may provide
SUPERVISION general information and assistance to staff
GIVEN performing related tasks.
Work is performed under supervision.
Supervisors outline detailed guidelines
SUPERVISZON (either written or oral) for .undertaking
RECEIVED the tasks and review completed work for
accuracy and thoroughness.
Completion of two years of secondary
ENTRANCE schooling or equivalent. A minimum of 1
'QUALIFICATZONS year of related clerical experience.
CLERK GRADE 3
SUNNARY OF This level covers positions performing
RESPONSIBILITY clerical tasks of some complexity.
LEVEL The work requires a background knowledge of
regulations, statutes and Board operations.
7
Duties may include creation, maintenance and
processing of files and records (i.e.
breakage and claims forms, establishment
licensing files, receivals forms, personnel
files etc). Other duties may include
TYPICAL preparation of standard factual reports or
DUTIES memoranda based on routine compilation of
data. May operate office machines ~n
execution of duties. May handle telephone
calls and personal callers. May also do a
small amount of typing.
Initiative is needed in following up on
errors and making necessary corrections.
DECISION Limited judgment is applied in selection
MAKING/ and interpretation of data and in proposing
COMPLEXITY options within a framework of policy or
practice.
For the majority of positions, contact is
limited to staff in the work unit or to other
CONTACTS LCBO/LLBO personnel, Contacts outside
LOBO/LLBO are usually on straight forward and
factual issues.
In some cases, clerks at this level will
oversee the work of a small team - for
SUPERVISION intermittent periods of time, providing
GIVEN guidance when needed.
Work is performed under supervision.
Instructions are clearly delineated at the'
beginning of the assignment. Because of
general experience and knowledge of the work
"SUPERVISION environment, there is little need for
RECEIVED detailed guidance or instructions. Work is
reviewed only periodically for adherence to
established policy and procedure.. In some
instances it is possible to only spot check
completed assignments.
Completion of two years secondary schooling
ENTRANCE or equivalent, A minimum of 2 years of
QUALIFICATIONS related clerical experience.
8
The issue as to the proper classification for persons
working in the Ontario Photo Card Department has previously come
before this Board.in Batho, 429/83 (Roberts). In that instance,
the grievor sought reclassification from a Typist 2 to a Clerk
Grade 3. At that juncture, there were four (4) persons in the
Department Who were responsible for the processing of the
applications in question. The Board af2~r assessing the evidence
presented, in the context of the class standards, concluded that
Clerk GE&de 2 was the appropriate classification. In so finding,
it reached the following conclusions:
" The classification of Clerk Grade 2 appears to be well
adapted to a job such as that at hand, the core duties of
which are of a routine nature. This is best seen upon
examination and application of the criterion of
"responsibility level". The celevant factor differentiating
this criterion in Grade 2 from that in Grade 3 seems to
reside in the complexity of the work. The classification of
Clerk Grade 2 requires a "limited" degree ~f complexity.
The classification of Clerk Grade 3 requires "some
complexity". Because there is nothing very complex, in the
sense of being complicated or i ctricate, in a routine job,
the job most appropriately must be characterized as of
limited complexity within the meaning of the classification
of Clerk Grade 2." (page 6)
" As to the next criterion, which is "decision making/
complexity", it seems that the relevant differentiati, ng
factor is "initiative", The classification of Clerk Grade 2
requires the exercise of little, if any, initiative, while
Clerk Grade 3 requires the.exercise of limited initiative
in, e.g., "following-up on errors and making necessary
corrections." The routine of processing Ontario Photo Card
Applications, on the evidence, appears to involve the-
exercise of little, if any, initiative, within the meaning
used in the classification of Clerk Grade 2. There is
little real responsibility for following up on errors or
making necessary corrections."
(page 7)
9
" The grievor would not be expected'to supervise, but
rather familiarize the summer student with the operation of
the photographic and laminating equipment, and the various
procedures involved in the routine of processing
applications for Ontario Photo cards."
(page 4)
With respect to the criterion of "Supervision Given", the Board
found that the bulk Ofr the grievor's job involved none. It
viewed the assistance given to summer students as the provision
of "general information and assistance to staff performing
related tasks" as per the Clerk 2 standards, With respect to
"Supervision Received", the Board concluded that the duties of'
the grievor were compatible with either clerk 2 or Clerk 3. The
award noted that. there was little direct supervision of the
grievor. It was the conclusion of the Board that "this seems to
be due more to the fact that they are performing routine duties
than that they have been delegated a significant degree of
independent discretion or responsibility" (page 8). Ultimately,
the Board was not persuaded that the lack of direct supervision
could be given great weight in determining the classification of
the job of the.grievor. Reference was not made in the award to
telephone contacts with actual or prospective'applicants, On the
evidence before it , the Board found that the contacts were
generally limited to members of the work unit within the meaning
of the Clerk 2 class standards,
I~ was the position of the Union tWat the Batho case is
distinguishable'in that significant changes of a qualitative
10
nature have subseQue~tly occurred in the job. It no~ed, firstly,
that the Department is now smaller in terms of the number of
Clerks employed therein on a full-time basis. Secondly, it
submitted that the making of telephone calls and the handling-
recording of money, neither of which were referred to in BathO,
now constitute significant job functions. Thirdly, it argued
that the training offered by the grievor to temporary staff and
summer students contai'~s an eiement of supervision.
Additionally, counsel compared the specific job duties performed
by the grievor to. the evaluation criteria contained within the
respective class standards. We were urged to find that they fit-
best within the Clerk 3 standards,
In response, it was the position of the Employer that the
Batho a~ard is "strikingly similar" tO the situation now before
this Board and for that reason should be followed. In this
regard, it was submitted that the changes ~o .the job have been
quantitative, rather than qualitative, and are insufficient by
themselves ~o trigger a reclassification. Counsel further argued
that the job duties of the grievor,.as isolated above, best fit
the present classification.
The class s~andards now before us, like many others reviewed
by this Board, are lacking in precision in ~erms of the language
employed therein. It is often difficult in cases of this nature
to reach firm conclusions as to the intent of ~he standards given
11
their cryptical construction. Notwithstanding this difficulty,
this Board must accept the class standards as we find them. Our
task is to determine which of the standards tendered Pest
reflects the job actually performed by this grievor: see Levere.
1141/85 (Watters) and FloQd, 0881/85 (Knopf).
After a consideration of alt of the evidence and argument,
we would agree with the conclusion reach in Batho that the core
duties of the job are of a routine nature reflecting a "limited"
degree of complexity. We find that the work is conducted in
accordance with established procedures and that there is little
room for variance. The Board is also unable to agree that a
significant amount of background knowledge of statutes and
regulations is required to perform the tasks in the Photo Card
Department. Rather, we think that the primary responsibility in
checking applications is to ensure the proper age of the
applicant and the'existence of a competent guarantor. This does
not demand significant understanding of legislation. Generally,
it is our assessment that the level of responsibility falls
within the Clerk 2 standard.
The criterion of Typical.Outiss is not particularly helpful
to the resolution of the instant dispute. The Clerk 2 standards
refer to completion of various forms and compilation of simple
reports and summaries from existing records. The Clerk 3
standards speak of the creation of files and records and the
12
preparation of standard factual reports or memoranda based on
routine compilation of data. While it is arguable that the
reporting tasks and the completion of purchase orders could fit
into the language of either standard, we are more inclined to
consider same as examples of "simple reports and summaries"
rather than "standard factual reports or memoranda". Maintenance
of the old applications would appear to fall squarely within the
opening sentence of the Clerk'2 standards. Similarly, the use of
standard form letters is specifically contemplated within such
.standards. We would agree with the comment in Batho that the
technical aspect of the'position, ie. the opera~ion of the camera
and laminating machine is relatively uncomplicated. This aspect
of the work, together with the physical act of shredding, would
likely be encompassed by the language of both classifications.
Unlike the Clerk 3 class standard, the criteria of "Typical
Duties in respect of the Clerk 2 does not refer to the handling
of telephone calls and personal callers. It is undisputed that
th; grievor deals with both telephone and over-the-counter
inquiries. In this respect, the Clerk 3 standards more closely
reflect that aspec~ of the grievors job.. On balance however,
while the language contained within this criterion is somewhat'
equivocal, we have not been persuaded that the higher standar~
provides a better fit. Additionally, while there have certainly
been accretions to the job since Bath o, we cannot find that they
have altered the nature of the position in a qualitative sense.
To the contrary, the new tasks assigned reflect work of limited
13
complexity and are analogous to the typical duties contemplated
at the lower level. Increased quantity of work does not by
itself affect the quality of same So as to justify a
reclassification: see Lqnl~iss, 1643/84 (verity). In this regard,
the grievor herself stated: "its not a hard job, there are just a
tot of tasks involved,m`
The Board also concurs wi'th the conclusion reached in Batho
that the processing of. photo card applications involves the
exercise of little initiative. While the grievor gave evidence
as to the steps taken to deal with questionable guarantors, this
does not appear to be a required duty. An application giving
rise to such suspicion may be rejected with notification to the
applicant by way of standard form letter as to the reason for
such treatment. Indeed to do otherwise might complicate the
grievor's situation given the high volume of work. While the
Employer was aware that the grievor occasionally contacted
guarantors and may have dealt with matter~ of some substance over
the .telephone, this case may be distinguished from K~lly, 1362/85
(Fisher), There, the Employer knew that a substantial number of
supervisory duties, falling outside of thelclassification, had
been actually delegated to the grievor. The Board in that
instance properly held that the Employer had condoned the
delegation and was therefore precluded from arguing that the
duties had been voluntarily assumed. We thi~k that the extent of
the duties performed at the higher level in Kelly serves to
14
disti~nguish that case from the one now before this Board, In any
event, such contacts in our assessment do not constitute a
material part of the grievor's daily responsibility. Further, we
do not consider that the grievor's efforts in respect of
fraudulent applications is more consistent with the higher
classification, As noted above, that activity is designed to
identify an apparent problem for Hr. Jackson's ultimate
resolution. This type of referral is arguably proviOed for in
the Clerk 2 class standards in that "deviation from standard
practice is referred to the supervisor," Finally, it is the
Boards's finding that the grie.vor is primarily responsible t°
ensure accuracy in the application process at an acceptable rate
of production. We are not satisfied that she either selects or
interprets data or proposes options within a frame work of policy
or-practice.
The Batho award does not contain extensive comment on the
criterion of 'Contacts'. No reference is found therein to the
type of telephone and over the counter contacts made by this
grievor. The Board there concluded that contacts were generally
limited to members of the work unit and therefore fell within the
Clerk 2 class standards, The language found in the Clerk 2
standards is not very clear in it's import, It states that
contacts are generally limited to members of the work unit"
a]though considerable telephone contact is made with individuals
outside the units". The following sentence which indicates that
15
"rare]y are contacts made outside LCSO/LLBO" suggests to us that
these telephone contacts are meant to catch communications with
LCBO/LLBO staff outside of the unit rather than with members of
the general public, In this respect the Clerk 3 criterion, which
contemplates external contacts on straight forward and factual
issues better reflects the grievor's duties,
This Board concludes, asmdid the panel in Batho, that the
grievor's training of temporary workers and summer students does
not constitute the provision of supervision. We find it to be
more consistent with the provision of "general information and
assistance to s~aff performing related'tasks". It is our
opinion, that the grievor does not oversee the work of a small
team in the supervisory sense. Rather, she familiarizes the
employees in question as to various components of the photo card
process. While the grievor would determine the sequence of
training, after August 1988, she was not responsible-for the
"flow of work". AdditiOnally, it would seem that throughout the
period under consideration, problems of a supervisory nature
would be directed [o MK. Jackson. [n summary, we find the
grievor's duties to be more closely related to training than
supervision. The fact that she is now the sole Clerk engaged
such is insufficient to change the character of the
responsibility.
16
It is clear from the evidence presented that the grievor
receives limited supervision in the performance of her daily
responsibilities, This is likely a consequence of two (2)
factors; firstly, the grievor has considerable experience in the
job, and secondly, the job is routine in nature, we are in
agreement with the Board in Eatho that the lack of supervision
cannot be given great weight in determining the classification of
the job of the grievor,
As is readily apparent from the above analysis, neither the
present nor claimed standards, provide a perfect, fit vis a vis the
duties performed by the grievor, There are aspects of
standards which may reasonably be construed as applying to the
photo card clerk position, Nonetheless, after considering all of
the evidence, we are unable to :onclude that the Clerk Grade 3
class standards provide the "best fit", The Board is
consequently unable to find in favour of the Union under the
first ground relied on in support of the reclassification
claimed.
Ns N. O'Halloffan, & Clerk 3 ~n the Special Occasions Permi~
(S.O.P.) Department was called by the Union as it's usage
witness. The $,0.P. Department adjoins the Photo Card
Department. 'It is staffed by four (~} Clerk 3's and one (1)
Clerk 4. The Supervisor of the Department is Hs. V, Dempsey.
Ms. O'Haltoran's evidence was focused, understandably, on the
nature of her job responsiDili%ies as of the Gate of the
grievance. This evidence may De summarized as follows:
(i) the largest part of her day (estimated at seventy-five
to eighty percent) is devoted to the checking of $.0.P.
.applications for the Toronto area. These applications which
arrive through the mail and by persons attending at the
counter are first screened by counter clerks of whom more
will be said below. They are then forwarded to the typing
pool to be transposed onto the permit form. Thereafter, Ms.
O'Halloran is required to check the documentation. The
specific checks undertaken incluOe the following":
(a) name of the applicant;
(b) the physical location of the event;
(c) the date and time of the event;
(d) whether minors wilt be attending at the event;
(e) the quantity of spirits available;
(f) the nature of the event;
(g) whether the event is advertised;
(h) disposition of the proceeds from the event; and
(i) whether food is to be served and, if so, under
what conditions.
The information provided under each of these headings will
determine eligibility for a permit; the type of permit to be
granted; the conditions tO be attached to same; the number
of persons'who m~y participate in the event; and the fee to
be charged for the permit, Assuming everything to be in
order, Ms. O'Halloran disburses copies of the permit to all
interested parties, including the applicable police
Department;
(ii) Ms. O'Halloran is the sole person involved with the
processilng of $,0.P. applications forwarded by Embassies and
Consulates. This process is similar to that employed in
re~pect of other $.0.P. applications with the exception that
it is often performed on very short noticem The Board was
informed that on occasion a permit would have to be
processed within four (4) hours for the Chairman's
signature. The majority of telephone calls received by this
witness related to this branch of her responsibilities, It
wams estimated that Ms. O'Halloran receives between two (2)
and ten (10) telephone calls per day.
(iii) Ms. O'Halloran also engages in a revenue function for
the Photo Card Department. Each day she receives from the
grievor a record of applications and rejections together
with all revenue Collected. The grievor's initial
reconciliation is reviewed after which Ms. O'Halloran
prepares a revenue collection form. This form and the
revenue is subsequently given to the cashier and is
ultimately directed to the Accounts Oepartment. As part of
this process, Ms. O'Halloran may be required to handle
situations involving N.S.F. cheques and requests for
18
refunds, Additionally, she maintains the Card Control
Register which provides a means of reconciling the numDer of
cards issued with the revenue received. The Employer
referred to Hs, O'Hal]oran's position as a Revenue Clerk,
This title was di'sputed by the grievor. While we do not
place any significance in the title per se, it is our
impression that it derived from a time when Ms. O'Halloran
handled a substantial amount'of money for a number of
departments. This is no longer the case as her revenue
function is now limited to the Photo Card Department,
(iv) Ms. O'Halloran also assists on a relief basis in the
Photo Card Department while the grievor is at lunch, during
peak periods, and at the end of the day. While there, she
performs substantially the same tasks as would normally be
undertaken by the grievor. It was estimated that two (2)
hours per day on average was devoted to photo card work.
(v) Ms. O'Halloran testified that she might also train
temporary workers and summer students. It would appear from
her evidence that any training provided was for a shorter
period of time than that given by the grievor in her
department. With respect to supervision received, Ms.
O'Halloran reports to Ms. Oempsey who holds a position
equivalent to Mr. Jackson. This reporting is in respect of
the $.0.P. work. She reports to Hr. Jackson vis a vis the
photo card work. Further, Ns. O'Halloran perioOical]y
checks her S.O.P. work with the clerk 4 in that department.
('vi) Lastly, the Boa'rd was advised that there are three (3)
"counter-clerks" in the S.O.P. Department each of whom are
classified at the Clerk 3 level. These individuals receive
the applications coming in through the mai] and over the
counter; take in the revenue associated ~.ith same; and
respond to telephone inquiries.
It was the position of the Union that the duties of the
grievor and Ms. O'Hat]oran are virtually the same. Counsel noted
that for at least two (2) hours per day their tasks are
identical. It was further submitted that for the balance of the'
day the 'respective work is substantially similar in'that both
employees (i) receive application forms and check same for
accuracy; (ii) issue the item applied for; (iii) handle telephone
calls and engage iln over the counter work; (iv) share
19
responsibility for balancing of funds; and serve as resource
persons for temporary staff, including students. We were also
urged to find that the differences in their Jobs, especially in
respect of training provided and supervision received favoured
the grievor. Specifically, it was submitted that she gave more
of the former and received less of the latter than dig Ms.
O'Hatloran. For these reasons, the Union argued that the grievor
should be classified at the same level as Ms. O'Hatloran.
Alternately, reference was made to the duties performed by the
counter-clerks in the S.O.P. Department. We were asked
conclude that these duties were similar in nature to those
performed by the grievor and that such similadity
reclassification to Clerk Grade 3.
In response, the Employer asserted that the grievor's duties
are not identical to those'performed Dy Ms. O'Halloran. It was
submitted tha~ in'respect of the revenue function in the Photo
Card Department, Hs. O'Halloran has the ultimate responsibility
-and accountability in contrast to the grievor who simply provides
for an initial accoun=ing, Counsel noted ~ha~ =he grievor only
fills in for Ns, O'Halloran in respect of [hi's specific =ask when
she is away from the office due to illness or vacation.
Secondly, it was argued that ~he S.O.P. process, including that
relating to Diplomatic and Consular permits, is materially
different from the work performed in the Pho[o Card Departmen~
~n that it is more complex, requires grea~er checking, and mus~
2O
be completed under more stringent time constraints, Alternately,
counsel argued that the Union had not established a'consistent
practice of variation of the class standards on ~the part of the
Employer, It was his submission that this requirement was not
satisfied by the Union as it had only identified one (1) employee
in the higher classification who allegedly performed the same
work as the grievor, Lastly, it should be noted that counsel for
the Employer objected to Mr. Jackson being cross-examined with
respect' to the duties of the counter-clerks. It was his
submission that as Ms. O'Halloran was the sole usage witness
called by th'e Union, cross-examination should be restricted to a
comparison between her job and that of the grievor. Counsel
suggested that it would be improper to allow the Union to expand
it's case in this fashion. After considering the objection, the
Board elected against the limitation of cross-examination. The
Employer did not subsequently call any other witness from the
S,O.P, Department to contest the ostensible similarities put
forward by the Union.
The Board is in agreement with the following excerpt from
NcCour~. 198/78 ($altman) as to the test to be employed in
assessing · usage argument:
"When [he Union rests its case on a comparison with the'
duties of another job, it seeks to show that the Employer
has modified its written standards. Although every duty
between the two jobs need not be identical (nor could they
ever be completely identical), the duties of the two jobs
must be virtually the same .... "
(page 9)
2~
A similar statement is found in Leworthy, 26/80 (Roberts) at
page 8. After a review of the evidence and submissions, it is
the judgment of this Board that the core functions of t~e two (2)
jobs in question are neither substantially similar nor virtually
identical. In our estimation, Che thrust of the evidence points
to a material dissimilarity.
It is undisputed that for approximately two (2) hours per
day, Ms. O'Halloran replaces or assists the gr~evor in t~e Photo
Card Department. For that period of time they clearly function
in an identical fashionI. Such period, ~owever, is insufficient
by itself to justify a reclassification. It is necessary So lo6k
at how Ms. O'Halloran spends the balance of her day as her work-
in t~e Photo Card area does not constitute the major, or core,
Dart of her job. Approximately seventy-five (?5) to eighty. (80)
percent of MS. O'Halloran's time ~s devoted to the checking and
issuance of 8.O.P. permits. This ~s inclusive of her efforts in
respect of Consular and DiPlomatic applications. As indicated
above, the Board considers that t~e S,O.P. work performed by Ms.
O'Halloran is substantially different from that done ~y the
grievor vis a vis the photo card aopl~cations. Firstly, and
from :he evidence presented, we think that the former work
involves a more extensive process in terms of the number and'
types of checks which must be completed. We are satisfied that
the checking done by Ms. O'Halloran 'reeuires a greater knowledge
base than is needed for the checking of photo cards. In respect
22
of the latter, the gr'ievor is simply required to ascertain the
age of the app]icant and to ensure the existence of an apparently
competent guarantor, In contrast, the S.O.P. clerk mus~ check
the lengthy list of factors reproduced above to determine
eligibility for a permit; the type of' permit to be granSe~; the
conditions to be attached to same; the number of persons who may
participate in the event; and the fee to be charged for the
permit· In many r~soects, the subject matter being assessed Dy
Ms. O'Halloran is more complex. For example, ~he is required to
ensure that the premises at which the event is to be held can
safely house the number'of person~ attending. This mEy require a
secondary review of manuals within the office which indicate
approved capacities. As well, ~he is required to ensure that all
pertinent health and safety aoprovals are in place. This aspect
of the checking is indicative of the greater level of comp]exity
inherent in the S.O.P. work. This same comment applies to the
processing of Consular and Diplomatic permits. In that area,
however, ~pp]icatiOns must be processed on what is frequently
very short notice. It is apparent from the evidence that the
grievor has not been involved with the S.O.P. process in the past
to any material extent, The Board has not been persuaded that
she could asmume Ns. O'Hatloran's responsibilities without firs~
having been exposed to a significant period of training. This is
consistent with %he existence of a qualitative difference between
the j.ObS under consideration. The fact that the taking of
telephone inquiries and the provision of trainin9 is common to
23
both positions does not reduce the extent of this difference.
Lastly, it would appear that the grievor occasionally, performs
the revenue function which is normally undertaken Dy Ms.
O'Halloran. This is limited to those situations where the
incumbent is ill or away on vacation. The Board is unable to
conclude that this infrequent assumption of the duties of t~e
higher level justifies the grievor's claim to a reclassification.
As stated above, the Union supported its ~rimary usage
argument by reference to the counter clerks. Evidence of their
genera] duties was provided in the examination of Ms. O'Halloran
and in the cross-examination of Hr. Jackson. While this evidence
is suggestive of a similarity between their work and that of the
grievor, we do not consider it sufficient to compel the
reclassification claimed. It would have been helpful to the
Board had one of these clerks been called as a witness. The
apparent similarities could then have been explored in a more
comprehensive fashion, and the Board would then h~ve been better
able to reach a firm conclusion on the issue.
It is apparent to both parties, and to the Board, that the
grievor is. an excellent employee in all respects. Without doubt,
she is extremely capable in the context of the Photo Card
Department. The Board, however, is not empowered to resolve
classification disputes on the basis of the grievor's potential
or quality of performance. Our task is to assess the job or
2~
position in question, not the merit or worth of the incumbent-
see Flood previously cited.
In arriving at our conclusion that the grievance must fail,
the Board has also had regard to the following authorities cited
by the parties: CoRDer, O551/88 (Gorsky); Gho-Chu, 66/82
(Teplitsky); Moore and Bateman, 770,771/84 (Brent); and Car'valho,
1~84/84 (Roberts).
It is unnecessary in the circumstances to comment further on
these awards.
For all of the aDove reasons, the grievance is denied.
Dated at Windsor, Ontario this 6th day of FebruarT, tqqO.
M.V. Watters, Vice-Chairperson
"I dissent_" (Dtssenl: attached)
J. Solbet$, Hembe£
H. O'Toole, Hember
25
Dissent from Janet Solberg
Union Nominee -.
Reference Ontario Liquor Board Employees Union and
Liquor Control Board of Ontario
Grievance of Keeling (~1077/88)
The filing of this grievance should come as no surprise.
The grievor i~ the sole permanent occupant of the Photo Card
Department, an important, unrelentingly busy and productive
place of work which once employed six clerks and a manager.
While I would agree that the work is often of a routine nature,
many of the grievor's duties fit comfortably within the higher
classification standard. And just as important, when the
department manager retired, it is undisputed that the grievor
took over some of his responsibilities~
Now,.I am not suggesting that this case was clearcut. But I
would have judged the grievor's situation very differently,
especially with respect to her supervisory, fiduciary and
public functions. In the end, I think that the Board has been
excessively cautious in its evaluation of the grievor's
responsibilities and the requirements of the position.