HomeMy WebLinkAbout1989-0008.Ford.91-09-03 ON TA RIO EMPL OYES DE LA COURONNE
; CROWN EMPLOYEES DE t 'ONTARtO
GRIEVANCE C,OMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, TORONTO, ONTARtO. MSG IZ8- SUITE 2100 TELEPHONE/T~L~PHONE
180, RUE DUNDAS OUEST, TORONTO, (ONTARIO) MSG 1Z8 - BUREAU 2100 (416! 598.0688
8/89, 760/89
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between=
OPSEU (Ford).
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Community & Social Services)
Employer
Before:
S. Stewart Vice-Chairperson
M.Gandall Member
D. Walkinshaw Member
For the Grievor: I. Roland
Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
For the Emplo~yer: M. Gottesman
Counsel
Legal Services Branch
Ministry of Community &
Social Services
~ORDER
At the hearing in this matter on December 14, _1989, the
parties entered into a Memorandum of Settlement. In
accordance with the provisions of the Memorandum of
Settlement, as set out below, its terms have the same force
and .effect as an order of the Board.
In The Matter of Two Grievances of Kirk Ford
dated December 14, 1988 and June 21, 1989
GSB 0008/89 & 760/89
OPSEU 89B476 & 89C956
MEMORANDUM OF SETTLEMENT
The parties hereby agree to settle the above-
referenced grievances of Kirk Ford on the
following terms:
1. The position of SO3 in the Strategic Systems
Development Branch which is the subject matter of
the two grievances and which is presently vacant
shall be posted and filled by competition, which
posting shall be in or about March, 1990, unless
in the meantime the position is eliminated for
lack of funding.
2. The competition referred to in paragraph 1 may
be an open competition (the "competition").
3. The competition panel shall be composed of four
persons as follows:
(a) Jan Aneevich - Manager of Employment Equity
Branch or if she is not available the next
senior person in the Branch
(b) Jean Linton, or if she is not available John
Van Vliet
2
(c) Grace Wong, or if she is not available Lloyd
Kishino
(d) Vera Anklesaria
4. The Ministry acknowledges that Kirk Ford is
qualified to be interviewed for the position of SO3
that is the subject matter of the above-mentioned
grievances and will be granted an interview in,the
comp et it ion.
5. This settlement is without precedent or prejudice
to either party with respect to any other grievance
or matter.
6. Kirk Ford and OPSEU hereby agree to withdraw the
two grievances subject to the fulfillment of the
terms of this settlement.
7. This settlement shall be made an order of the
Board.
Dated at Toronto, this]9 day of January, 1990
S. L. Stewart- Vice-Cha~irperso~n
M. Gandall ~Member
D. Walkinshaw - Member
: ', 'L ;' ~ · ,r ONTARIO EMPLOY~:$ DE LA COURONNE
~'> ~i~ ~..~. ..~,!;.-;:,,, CROWN EMPLOYEES DEL'ONTARIO
GRIEVANCE C,OMMISSION DE
SETTLEMENT REGLEMENT
BOARD' DES GRIEFS
I80 DUNDAS STREET WEST, $UITE 2100, TORONTO, ONTARIO. M5G
;80, RUE DUNOA$ OUE$T, BUREAU 2100, TORONTO [ONTARIO], MSG tZ8 FACSlMILE/T~L~COP~E : (4
15/89
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ~CT
Before
THE GRZEVANCE BETTLEMENT BO3tI~D
BETWEEN
OPSEU (Nightingale)
Gr~evor
The Crown in Right of Ontario
(Ministry of CorreCtional Services)
-Employer
BEFORE: N. Dissanayake Vice-Chairperson
F. Taylor Member
F. Gallop Member
FOR TH~ T. Hadwen
GRIEVOR Counsel
Cavalluzzo, Hayes & Shilton
Barristers & Solicitors
FOR THE G. Lee
EMPLOYER Coordinator, Workers Compensation Board
Occupational Health & Safety
Ministry of Correctional Services
HEARING May 1, 1990
2
DECISION
This is a classification grievance dated January 17,
1989, filed by the grievor, Mr. Fred Nightingale alleging that
his "classification of Clerk III should be Correctional
Officer II". The settlement desired is that he "be
reclassified to a Correctional officer II". During the
grievance procedure that followed, the employer was prepared
to allow the grievance by reclassifying the grievor's position
as CO 2 with retroactivity to 20 days before the date of
filing. However it took the position ':that the grievor must
start at the starting salary level for CO 2 and work his way
up through the merit system. The grievor took the position
that he should be placed at the highest CO 2 salary level
immediately upon his reclassification. As a result of this
disagreement, the grievance as a whole remained unresolved.
Nevertheless, by unilateral action, the employer
implemented its proposed offer of settlement. Thus, the
grievor's position was reclassified as CO 2 retroactive to 20
days prior to the date the'grievance was filed. The grievor
was placed at the starting level for CO 2. In the letter
dated October 16, 1989, announcing that decision, the employer
stated "If the reclassification does not resolve this matter,
please contact the Grievance Settlement Board to schedule an
arbitration date". The union took the position that while the
reclassification and retroactivity aspects of the grievance
3
had been satisfied by the employer's action, the issue of the
appropriate CO 2 salary level for the grievor was still in
dispute. Accordingly, the union referred the grievance to
this Board, for the determination of that issue. Counsel for
the employer raised two preliminary objections to the
arbitrability of this grievance~ The Board ruled that it will
.hear the preliminary issues as well as the merits of the
grievance together. The parties led no viva voce evidence.
The facts relevant were presented orally to the Board by
counsel.
The employer takes the position that the grievance is
moot because it has been fully satisfied ~y the employer's
action of reclassifying the grievor as CO 2 (with
retroactivity to 20 days prior to the date of filing) as
requested in the written grievance. Secondly, the employer
contends that the designation of a salary rate for an employee
is a matter relating to the merit system, which is an
exclusive function of the employer to determine under section
lB (1) (b) of the Crown Employees Collective Barqaining Act
and that therefore the Board lacks jurisdiction over that.
The written grievance simply seeks re-classification as
CO 2. Nevertheless, we do not agree that because the
grievance only raised reclassification, the grievor is
restricted to that relief. That is too narrow an
4
interpretation. A grievance must be liberally construed so
that the real complaint is dealt with. See, Re Blouin Drywal~
Contractors Ltd. (1975) 57 D.L.R. (3d) 199 (Ont. Ct. of
Appeal) and Re Electrohome Ltd. (1984) 16 L.A.C. (3d) 78
(Rayner). The issue of salary rate was raised by the union
during the grievance procedure and there were discussions,
albeit without resolution. Therefore, if indeed the salary
issue is one which is within the jurisdiction of the Board,
it cannot be said that the grievor is attempting to expand the
scope of his grievance at arbitration. He is entitled to have
the Board determine the issue that was not resolved by the
employer's unilateral action. The fact that he did not
expressly mention the salary issue does not preclude him from
raising that issue just as a grievor is not precluded from
raising issues such as retroactivity or interest merely
because those were not explicitly raised in the written
grievance. Accordingly, we dismiss the employer's first
preliminary objection.
The grievor has been employed with the Ministry of
Correctional Services since 1964. In 1983 he was holding a
position classified as CO 2. However, due to health reasons,
in August 1983 he applied successfully for a position of
Assistant Clothing and Admissions clerk classified as Clerk
III general. That amounted to a voluntary demotion because
his Clerk III position had a lower maximum pay rate than a
5
CO 2 position. In January 1986, the grievor'~ position was
reclassified by the employer as Clerk III Supply, which had
a lower maximum rate of pay than Clerk III General. However,
the grievor was accorded pay protection through "red-
circling".
It is common ground that since August 1983 the grievor
has had the same duties and responsibilities right up to the
time of his grievance. There is no suggestion that his duties
and responsibilities had changed in any material way in that
period. The Board is advised that the grievor did not grieve
earlier because until recently the pay differential between
the Clerk III classification and CO 2 clas~ificati0n was
insignificant, when the gap widened, he decided to seek the
higher paying classification.
In Re Campbell, 1257/88 (Samuels) the Board held that
there is no promotion where a grievor had not been moved to
a new position in a higher class and that where a position
occupied by the grievor is reclassified there is no promotion,
so as to trigger the application of article 5.1.2. See also,
Re Sturch II 611/86 (Forbes-Roberts). That article states
that "An employee who is promoted shall receive that rate of
pay in the salary range of the new classification which is the
next higher to his present rate of pay .... ".
6
Counsel for the employer concedes that article 5.1.2 did
not apply to the grievor's circumstances as a matter of law
because there was no "promotion" involved. However, it is his
contention that as a matter of practice the employer used a
method analogous to that in article 5.1.2, to determine the
grievor's salary rate upon reclassification. At the time the
grievor had the top pay rate for Clerk III, Supply, ($ 12.35).
Upon reclassification, the grievor was placed at the start
rate for CO 2, which was $ 14.42. Since that resulted in an
increase of more than 3%, the formula in article 5.1.2 has
been satisfied.
Counsel for the employer submits that determining the
appropriate salary level for the grievor involved a proper
exercise of an exclusive management function because the
different salary levels for the CO 2 classification are an
integral part of the merit system. In determining at which
level the grievor properly fit upon his reclassification as
CO 2, the employer was exercising an exclusive management
function because under section 18 of the Crown Employees
Collective Bar~ainina Act "the right to determine .... merit
system ..." is said to be included in the exclusive function
of the employer to manage. It is on that basis that counsel
argues that the present grievance challenging the employer's
decision relating to salary rate is inarbitrable.
Counsel points out that articles 27.11.1, 2.11.2 and
27.11.3 are t~e only provisions in the collective agreement
dealing with classification grievances. Those provisions deal
solely with ~ssues of proper classification. There is
absolutely no reference to proper pay rates. Similarly
Counsel argues that articles 5.1.1 to 5.8 of the collective
agreement for~~ an all inclusive code on pay administration
matters. The grievor has no rights and does not claim any
rights under any of those provisions. Accordingly, counsel
submits that the only way the Board can deal with the pay rate
issue raised b~ the grievor in the context of a classification
grievance is by amending the collective agreement, which is
not within it~ jurisdiction.
Counsel relies on Re Byng & Rambali, 1159/87, (Watters)
in support of/ his position that the control of the merit
system is a m2tter beyond the jurisdiction of the Board. In
that case the grievors alleged that their anniversary dates
were improperly established upon the implementation of the new
O.A.G. classification system. The Board relied on a prior
decision in R~ Dickie, 314/85 (Palmer) and the fact that the
I t + 1 t .
collective agreemen was si en on what effect the O A.G.
system will have an existing anniversary dates and held that
the Board lacked the jurisdiction to entertain a grievance
challenging the right of the employer "to change an
8
anniversary date in a way which adversely affected progression
through the merit system".
Counsel for the grievor submits that while determining
or establishing a merit system is an exclusive management
function which is beyond the jurisdiction of this Board, the
issue of proper placement of an employee within the merit
system already established by the employer, is an arbitrable
matter. Reliance is placed on Re Near¥, 57/88 (Saltman).
Counsel points out that section 18(2) of the Crown
Employees Collective Bar~ainin~ Act gives an employee a
statutory right to grieve an improper classification. Where
a breach is established, the Board has an untrammelled right,
and indeed a duty, to fully redress that wrong. Reliance is
placed on OPSEU and Carol Berry - and - The Crown in Right of
Ontario March 13, 1986 (Ont. Div. Ct.). Accordingly, counsel
argues that .in exercising the statutory duty to remedy a
breach of the collective agreement, the Board's authority is
not affected by anything present or absent in the collective
agreement.
Counsel for the grievor drew the Board's attention to R__e
Campbell, 15/89 (Samuels). In an award issued in 1989, the
Board had upheld the classification grievances of the
grievors, and ordered that the grievors be reclassified to
9
Service Supervisor II with retroactivity to November 1, 1987.
The employer reclassified the grievors effective November 1,
1987, but used the formula for promotions in article 5.1.1 and
placed the grievors at the starting salary level of the new
classification. The grievors claimed that when they were
reclassified as of November 1, 1987 to Service Supervisor II,
they should have received the top level of the salary range
for the new classification immediately. The Board held that
the formula in article 5.1.1 intended to govern promotions did
not apply to a reclassification of a position, and went on to
find that the issue raised was within the Board's
jurisdiction. The Board held that the wage levels are a part
of the collective agreement negotiated by the parties and that
since any matter concerning the "application" of the
collection agreement can be referred to the Boar~ according
to section 19(1) of the Act, the issue was arbitrable. In
finding for the grievors, the Board says at p. 5 "Once
correctly classified, they ought to be paid at the level they
would have been paid had they been correctly classified from
the outset".
It is crucial to remember that what we are dealing with
is a classification grievance and not a grievance wherein the
grievor claims that he is not receiving his merit increase.
It has been stated clearly by the Divisional Court that the
Board's jurisdiction over a classification grievance is
10
derived from section 19(1) of the Act and that nothing in the
collective agreement can nullify or curtail that statutory
mandate (Re Carol Berry, sumra). Therefore, the absence in
article 27 of a reference to appropriate salary rate is not
an impediment to the Board's jurisdiction.
The employer has conceded that by classifyinq the
grievor's position as Clerk III Supply it has breached the
collective agreement. It is trite law that where there is a
wrong there must be a remedy. In Berry the court found that
the Board had declined jurisdiction by refusing to direct a
remedy after having found a violation.
In redressing a violation of the collective agreement,
unless the agreement dictates otherwise, the aim must be to
put the grievor in the same position he would have been in,
but for the violation. See, the Ontario Court of Appeal in
Re Blouin Drywall (supra). Is there anything in the
collective agreement that precludes this "make whole"
approach? We think not. The Cammbell decision supra is on
all fours with the grievance at hand. The only difference is
that in Cammbell, the reclassification was pursuant to a
direction of the Board, whereas here the employer has
acknowledged that there was a violatiom of the collective
agreement and has voluntarily granted the reclassification
sought in the grievance, in our view, nothing turns on that
distinction. In both cases there was a reclassification
following the filing of a grievance and there remained a
dispute as to the proper rate of pay for the grievors upon
reclassification. In Cammbell the Board held that the dispute
as to the proper rate of pay was within the Board's
jurisdiction and in deciding the matter, inquired as to where
the grievor's salary rate would have been, if the grievor's
position had been correctly classified from the outset. We
fully agree With that approach.
In our view, once there is a violation of the collective
agreement, the Board must strive to make the grievor whole as
much as possible. Whil-e the determination of the merit system
is an exclusive management function, the Board is not
precluded from placing the grievor within the appropriate
· level in that system as a form of remedying the grievor's
losses. [See, R. V. OPSEU, (1982) 38 O.R. 670, where the
Ontario Divisional Court held that under what is now section
19(1) of the Act, the Board had the power to award a job to
an unsuccessful candidate in a job competition in appropriate
circumstances as a remedy for a contravention of the
collective agreement, eventhough "appointment" is an exclusive
management function under section 18(1)].
Applying that same reasoning to the facts, we have no
difficulty deciding that the grievor was wrongly classified
12
from the time he successfully bid in to the assistant clothing
and admissions clerk job in August of 1983. The employer
agrees that as of October 1989 the grievor~ job was improperly
classified as Clerk III Supply. It is also not in dispute
that since the grievor assumed that job in August 1983, his
duties and responsibilities had not changed in any material
way. Thus simple logic dictates that if the position was
wrongly classified in 1989 it was also wrongly classified in
1983.
It is also to be noted that while the progression through
the salary levels are said to based on "merit increases",
these increases are granted almost automatically in the
absence of serious performance problems or misconduct. See
Re ~ummings, 23/89 (Barrett). There is no suggestion that the
grievor had such problems. The employer did not take issue
with the Union's assertion that in the absence of serious
performance problems or misconduct it will take a CO 2
approximately 3 years to progress from the start level to the
top CO 2 salary level. Therefore it is reasonable to conclude
that if the grievor's position had been properly classified
as CO 2 at the outset in 1983, by 1989 he would have easily
reached the top level of the CO 2 salary range. Thus the
grievor must be placed in the top salary level in the CO 2
salary range effective the agreed upon retroactive date.
13
We have considered the Re Cumminqs decision (23/89,
Barrett) relied upon by employer counsel. There the grievor's
classification grievance had been settled by the parties with
the employer~ agreeing to reclassify his position to Trade
Instruction III effective January 1, 1988, and to pay
appropriate wages from that day. In implementing the
settlement, the employer placed the grievor at the start level
of the new classification as of January 1, 1988. The grievor
claimed that he should have been placed at the maximum level
of the new classification. The Board held that the settlement
had been properly implemented.
It appears to us.that this case is distinguishable on its
facts because the majority in Cummings at p.2 makes a factual
finding that ".the parties agreed that the grievor was properly
classified until January 1, 1988 and improperly classified
thereafter". If the breach occurred only on January 1, 1988,
then the grievor naturally must start at the start level of
the new classification when he is reclassified as of that
date, because he will be performing at that classification for
the first time.
In Re Cumminqs, the Board makes the following
observation:
There is nothing in the collective agreement
which.specifies how people are to be paid when
entering a classification that is neither a
promotion or a demotion for the employee.
Therefore, says the employer, we have no
jurisdiction to interfere with the exclusive
management right pursuant to section 18 of the
Crown Employees Collective Bargaining Act "to
determine the merit system."
What the employer did in this case, in the
absence of any direction from the collective
agreement or from the salary administration policy,
was to place the grievor on the salary grid by
analogy to article 5.1.2 of the collective agreement
which deals with pay rates in promotion cases. That
clause requires that the employee be moved to the
closest higher rate on the new pay scale provided
the increase is at least 3%. In fact, the increase
from the TI 2 maximum rate to the TI 3 minimum rate
was 15%, and that is what the grievor was paid.
In result, we find that what the employer did
here was to exercise its management right to
administer the salary provisions of the collective
agreement and the merit increase provisions in a
manner that was fair and reasonable in the
circumstances, and not. in contravention of any
provision of the collective agreement.
It is not clear whether the Board is stating in the
above-quoted passage, that the Board lacks jurisdiction to
place a grievor in a particular salary level as part of the
remedy upon finding a wrongful classification. If it does,
it is clearly in conflict with the Board's decision in
Campbell (supra). We find the approach in Re Campbell to be
the correct one.
In any event, in the particular circumstances before us,
we are convinced that we are entitled to review the employer's
action in placing the grievor in the CO 2 salary, range. Even
if the Board in remedying a successful classification
grievance, lacks the jurisdiction to review the employer's.
determination of where the grievor fits within the merit
system, in the case at hand the employer's decision did not
address the merit system at all. The employer did not turn
its mind to ~the performance level of the grievor and make a'
conscious decision that he deserves a certain level of salary.
Instead, it used the formula in article 5, presumably for
administrative convenience. This alleged "practice" of the
employer of using article 5 in reclassification situations
must necessarily result in every employee who successfully
grieves, being placed at the start level of the new
classification, provided only that it results in an increase
in pay of at least 3 percent. This will be so, regardless of
the length of time the employee had performed duties of the
new classification or the employee's quality of performance.
The management right is to determine the merit system. That
is, to decide the employee's pay rate based on his or her
merits. In this case the employer did not do that at all.
Thus it was not a proper exercise of a management right and
is not protected by section 18(1) of the Act.
For all of those reasons, it is our decision that th~
Board has jurisdiction to determine the issue of the
appropriate pay rate for the grievor upon his
reclassification.
16
On the merits, we have little difficulty concluding that
if the grievor had been properly classified from the outsets.
at the time of his grievance he would have been at the top
level of the CO 2 salary range. As we have already noted,
since the grievor has performed the same duties ever since he
bid into the job, if he was improperly classified in 1989 he
must have been improperly classified from the outset. Since
there is no suggestion that his performance was in any way
unsatisfactory, it necessarily follows that he would have
received his merit increase each year and by the time of the
grievance he would have been at the top CO 2 salary level.
The Board does not find any inconsistency, as employer
counsel suggests, between the foregoing finding and the
establishment of a retroactivity date for the
reclassification. The determination of a retroactivity date
is not a finding that the breach occured only on that date.
It merely means that the grievor is precluded from seeking
redress for losses beyond that date. What the Board has
determined here is that from the retroactivitv date forward.
the grievor is entitled to be put in the position he would
have been in, if not for the breach.
The result is that the grievance is upheld. The employer
is directed to place the grievor at the top level of the CO
2 pay range effective the agreed upon retroactivity date, and
17
to compensate him for the difference between that rate and the
rate he was paid from the agreed upon retroactivity date.
We remain seized in the event the parties encounter
difficulty in implementing the terms of this award.
Dated this ~rd day of September, 1991 at Hamilton, Ontario
N. Dissanayake
Vice-Chairperson
F. Taylor
Member
F. Gallop
Member