HomeMy WebLinkAbout1989-0284.Hadwen et al.91-09-26 ONTARIO EMPL O Y/~S DE LA COURONNE
CROWN EMPLOYEES DE L'ONTAF~IO
GRIEVANCE C,OMMISSlON DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 ~NDA$ STRE~ WES~ SUt~ 2~, TORONTO, ~TAR~. MSG
180, RUE DUNDAS OUEST, BUREAU 2 ~, T~ONTO (ONTA~JO). M5G 1Z8 FACSIMtLE/T~COPlE : ~ ~6) 326- r396
284/89, 285/89, 306/89, 307/89,
308/89, 309/89, 310/89, 3[[/89
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE ~RIEV/~NCE SETTLEMENT BOARD
BETWEEN
OPSEU (Hadwen et al)
~rievor
-
The Crown in Right of Ontario
(Ministry of Revenue)
Employer
BEFORE: M. Gorsky Vice-Chairperson
M. Lyons Member
~. Roberts Member
FOR THE R. ~eale¥
~RIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE M. Failes
EMPLOYER Counsel
Winkler, Filion & Wakely
Barristers & Solicitors
HE~RIN~ July 31, 1991
DECISION
Originally there were 23 Grievors included in the following
grievances: GSB Numbers 284/89 Hadwen; 285/89 Jasmins/Kirby;
306/89 Burrows et al.; 307/89 Bristow et al.; 308/89 Strong;
309/89 Richards; 310/89 Pagett; and 311/89 Booth et al. At the
commencement of the hearing we were informed that two of the
grievances had been withdrawn: Kirby, included in 285/89 and
Testa, included in 311/89. All of the Grievors are employed as
Field Auditors and are classified as Financial Officer 2 in the
Retail Sales Tax Branch, Audit Section of the Ministry of Revenue
in its Oshawa office. As part of their duties they travel to
various locations in order to conduct retail sales tax audits.
When they are required to conduct an audit at a location away
from their office they either leave directly from their home, or
they may first report to their office before leaving for the
location where the audit is to be cOnducted. When they leave
from their home for the site where the audit is to take place,
they may be away from the office~for several days at a time. The
grievances concern the proper calculations of travel time and
mileage under articles 22 and 23 of the collective agreement.
Reference was made to Hay_ford, 1398/87 (Kates). In Abab~o et al,
1295/88 (Watters), the Hayford case was commented upon, at p.l:
At the commencement of the hearing the Board was
advised the parties agreed, as a matter of principle,
that the Employer had breached the above-mentioned
articles in the calculation of distance and travel time
entitlements. This agreement was as a consequence of
the award in Hayford, 1398/87 (Kates). Briefly stated,
that award led the parties to conclude the Employer was
obligated to pay actual distance and travel time in
contrast t6 an amount calculated pursuant to the
"lesser of principle" of which more is said below.
The policy with respect to travel time followed by the
various ministries prior to the Hayford case is set out at page 7
of that case:
It is common ground that the Ministry applied its
travel policy directive to the grievor's claim for
reimbursement and paid him the lesser amount
representing the distance between his place of
residence or his headquarters and Kingston, Ontario.
The employer conceded that had the grievor's place of
residence been located closer to Kingston than his
headquarters at Millbrook the employer would have
reimbursed his travel costs fromhis place of
residence. The employer simply argues that pursuant to
its discretion under~ its policy directive it was
entitled to determine an appropriate travel allowance
for purposes of being "on the employer's business"
under Article 22.1 of the collective agreement. And,
in exercising that discretion the employer's policy
clearly excluded from payment that portion ~f the trip
between his place of residence at Dunsford and his
headquarters location at Millbrook.
It is also conceded that the employer reimbursed
the grievor for time spent engaged in travelling to and
from his place of residence in accordance with the
requirements of Article 23.3 of the collective
agreement. There was no suggestion, having regard to
the objective of that provision, that the grievor was
anything but on the employer's business for purposes of
payment when he travelled using his own automobile
"directly" to and from his place of residence.
The Board in Hay~ord. concluded at p. 16~17:
He was required to attend.a training course at Kingston
and was authorized to use his Own automobile for that
purpose. He was not required to report to his regular
place of employment at Millbrook in order to achieve
his destination. He began and ended his trip at his
residence at Dunsford and as such he was on travel
status at that'point. As a result he was clearly "on
the employer's business" for purposes of making a
legitimate travel claim. Moreover, what convinces us
of the correctness of that conclusion is the employer's
admission that had the grievor's place of residence
been closer to Kingston than Dunsford, Ontario, he
would have been "on the.employer's business" from that
point.
Accordingly, we hold that the employer's policy
iDsofar as it has been applied to the grievor's
situation is inconsistent and in conflict with Article
22.1 of the collective agreement and has no force or
effect.
On January 11, 1989, following the Hayford decision, which
is dated July 5, 1988, E. C. Farragher, Director, Personnel
Services Branch of the Ministry of Revenue, sent a memorandum to
a number of management persons (Exhibit 3) which is as follows:
As you will be aware, bargaining unit employees who
travel directly from their homes to field assignments
are compensated for travel time (Art. 23.1 and 23.3)
and kilometres travelled (Art. 22) in accordance with
the "lesser of" principle - ie. from home to
destination and return or assigned Headquarters to
destination and return. This practice was in
accordance with government policy.
A recent grievance settlement board award, however,
requires that his practice be changed. The board's
award in Hayford (Corrections), G.S.B. # 1398/87
determined that employees must be compensated for all
time and distance while travelling on Ministry
business. The board found that government policy
limiting compensation for travel on a "lesser of"
basis, as described above, conflicts with the
collective agreement, as the agreement contains no such
limitation. The Human Resources Secretariat has
accepted this interpretation of the current collective
agreement as correct.
Accordingly, employees should, from the date of this
memorandum be compensated for all time and kilometres
travelled while on Ministry business. It should be
noted that employees will not be compensated for normal
travel from home to assigned headquarters. Please
ensure that all employees affected are notified of
this change.
Should you require further clarification of this
memorandum please contact either Jack Julien (6055),
Des Kirk (6059), or Dave Daniels (6901).
Exhibit 3 did not pr~ovide for retroactive payments prior to
its date. Th! position of the union was that as in Ababio, the
!
Grievers in t~is case should be entitled to retroactivity in
accordance wi~h the Hayford decision from the date of that award,
being July 5, 1988.
The grievances proceeded in the usual fashion and were
denied at the second stage. After being remitted to arbitration
and during th~ pre-hearing, there Was an agreement between the
parties to adjourn the hearing of the grievances pending the
decision in t~e Ababio case, which is set out in Exhibit 5:
CONFIDENTIAL
June 8, 1990
MEMORANDUM TO: S.J. Ivanoff
Retail Sales Tax Branch
Audit Section
FROM: Des Kirk
Supervisor Labour Relations
Personnel Services Branch
SUBJECT: Grievances G.S.B. # 284/89 Hadwen
285/89 Jasmins/Kirby
506/89 Burrows et al
307/89 Bristow et al
308/89 Strong
309/89 Richards
310/89 Pagett
311/89 Booth et al
You iwill recollect that you represented the 23 grievers
lnclI' uded in the above-noted grievances at a pre-hearing
at ~he Grieva,nce Settlement Board on August 1, 1989.
At ~hat time an Agreement was reached to adjourn these
grievances sine die, pending the outcome of the Board's
award in the case of Ababio et al (G.S.B. # 1295/88).
As ~ou are aware, the Ababio et al decision has been
handed down in respect of 12 grievers in the Retail
Sales Tax Field Office, Toronto. They were successful
in gaining retroactive application of the "Hayford
Award" to July 5, 1988. However, in light of the
Board's comments and reasoning in granting
retroactivity to these'grievors, the Ministry does not
intend to grant the same retroactivity automatically to
the grievors you represent.
You may, therefore, wish to consult with your Union's
lawyer regarding seeking a hearing date for your
grievances before the Board. I would advise you that
the Ministry's position at the Board will be that you
and'the grievors you represent are not entitled to
retroactivity beyond the normal 20 day rule based on
existing jurisprudence, ie beyond January 11/89
(approx.), which is the date upon which the "Hayford"
award was implemented Ministry-wide.
If you would like any further clarification of this
issue please feel free to call me.
Des Kirk
It was the position of the Union that the Grievors were not
aware of the Hayford decision until the posting of Exhibit #3,
and that all of the grievances were filed within twenty days of
.the various grievors becoming aware of that award. It was
submitted that the Ministry had wrongfully benefitted from the
imposition of the "lesser of" policy at the Grievors' expense and
that, accordingly, the Grievors ought to be entitled to the
benefit of the Ha3ford decision retroactively to the date of that
award.
It was the position of the Union that there was no material
difference between the facts found in the Ababio case and those
in the cases before us. Accordingly, it was submitted that this
panel of the Board was bound by the Blake decision and,
6
therefore had to fol16TM Ababio. Counsel for the Union referred
to Ababio (at p.1):
,.. Each grievance stated that the Employer was in
violation of articles 22 and 23 of the collective
agreement. The grievors requested that the Employer be
ordered to comply with these provisions. They further
claimed retroactive reimbursement together with
interest.
It was the position of the Union that it was irrelevant that
the twelve grievances in Ababio were submitted on October of
1988, and that the grievances in the cases before us were filed
in January, February and March of 1989. The factual basis for
the grievances was said to be the same and they were all filed by
the Grievors as soon as they had notice of the Hayford award.
The time difference in the filing of the grievances was said to
affect only the quantum of the retroactive payment.
It was further submitted that the fact that'the grievors in
the Ababio case were employed at an office other than the Oshawa
office of the Ministry was also irrelevant. The grievors in both
cases were required to use their automobiles to travel to audit
sites on behalf of the Ministry and were paid time and travel on
the basis of the "lesser of" policy referred to in Ha~croft.
In Ababio, at p.6-8, the Board rejected the union's claim
for retroactivity back to February 1981, when the "lesser of"
policy was first introduced. The Union in this case relied on
the alternative position taken by the union in Ababio, at pp.8-9:
It was the alternate position of the Union that
retroactivity should extend back to the date of the
Hayford award, that being July 5, 1988. Counsel noted
that the grievances were filed immediately after the
grievors learned of the award. He submitted that they
should be entitled to take advantage of the Hayford
interpretation from it's effective date as the
Employer's "lesser of principle" ceased to be valid
thereafter. Lastly, it was asserted that the Employer
would not be prejudiced by an order which in effect
would require it to comply with "the law" as
articulated in Hayford. The employer opposed this
alternate claim. It submitted that an onus existed on
the Union to bring a timely grievance. Again, this
Board was urged to limit relief to twenty (20) days
prior to the date of the grievances.
After considerable thought, the Board has decided
to award retroactivity to the date of the Hayford
award. We have been persuaded that rigid adherence to
the twenty (20) day rule would not be appropriate in
this instance. The Board considers it material that
these grievors filed their grievances as soon as
Hayford came to their attention. This step was taken
shortly after the release of the award and without any
delay on their part. The content of the decision
clearly demonstrated that their reliance on the opinion
of management had been ~misplaced. Given these
circumstances, and the Employer's concession that
Hayford dictated a change in their pre-existing policy
with respect to the calculation of distance and travel-
time entitlements, we remain unconvinced that it would
be inequitable to the Employer to so extend
retroactivity. The Board wishes to make clear,
however, that such extension is premised entirely on
the factual situation before us.
Counsel for the Union characterized the conclusion of the
board in Ababio as having been based on the concession by the
employer that the Hayford case dictated a change from the
previous policy and that the grievors in that case had filed
their grievances as soon as they learned of the Hayford decision.
We are asked to find that the facts in the cases before us differ
in no material way from those before the board in Ababio, and
8
that in following Bla~'~"~we 'ought to award retroactivity to the
Grievors from the date of the release of the Hayford award on
July '5, 1988.
Counsel for the Employer stated that we ought to draw no
conclusions from the agreement by the parties to adjourn the
hearing of these cases until the rendering of the Board's award
in Ababio. There was no suggestion that the adjournment was to
have any effect on this Board. If Ababio is to be binding on us
it has nothing to do with the agreement to adjourn the hearing of
the cases before us.
The essential position of the Employer was that Ababio was
wrongly decided in a "technical legal sense and from a policy
perspective." It was also argued that the facts in Ababi0 were
materially different from those in the cases before us and that
that decision should be'restricted to the specific facts and
circumstances affecting the grievors in that case. Counsel for
the Employer relied on the statement by the board in Ababio at
p.9: "The Board wishes to make clear, however, that such
extension [of retroactivity] is premised entirely on the factual
situation before us." We would find.that such statement requires
us to examine the facts in both cases to see whether they are
materially different. If they are not, we would have to examine
the extent to which Blake binds us to follow Ababio.
9
In arguing that Ababio was wrongly decided, counsel for the
Employer stated that the Board in that case had not considered
the fundamental question of jurisdiction {which it was stated had
not been put to them) relating to the grievances being out of
time by virtue of article 27.13 of the collective agreement:
Where a grievance is not processed within the time
allowed or has not been processed by the employee or
the Union within the time prescribed it shall be deemed
to have been withdrawn.
Counsel for the Employer relied upon Rolfe, 116/89 (Hatters)
at pp.6-7:
It is readily apparent to the Board that the
instant grievance was not referred to arbitration in a
timely manner as required by article 27.4 of the
collective agreement. The actual referral on October
12, 1.989 was well outside the fifteen (15) day period
contemplated therein. The Board agrees with the
submission of the Employer that the time limits set out
in the grievance procedure are mandatory in nature and
that we do not possess requisite authority to extend
same. In the Anderson award the Board made the
following comment with respect to these time limits:
"We agree that the time limits in the
collective agreement are mandatory and that
the parties have agreed in Article 27.11 (now
article 27.13) upon. a specific penalty for
non-compliance. We further agree that this
Board lacks the jurisdiction, such as that
given to boards of arbitration governed by
the Labour Relations Act, R.S.O. 1980, Chap.
228, to relieve against non-compliance with
time limits. Moreover, even if there were
such statutory authority, the parties have,
in Article 27.14 (now article 27.16), denied
the Board jurisdiction to enlarge time
limits .... " (pages 4-5)
In a similar vein the Board in Mahendra, after citing
articles 27.13 to 27.16 inclusive, stated:
10
· "The above language renders the time limits
mandatory and, unlike th~ Labour Relations
Act, there has been nothing added to the
Crown ~Employees Collective Bargainin~ Act to
give .a board of arbitration the jurisdiction
to relieve against ~ven the most minor
violations of mandatory time limits. The
Union concedes, therefore, that if the time
limits called for under the collective
agreement were not complied with, the Board
has no alternative but to dismiss the
grievance."'
(page 7)
The Board concludes that we lack the jurisdiction to
hear this grievance and that it must therefore be
dismissed.
Counsel for the Employer also Submitted that this is not a
case of a continuing grievance and relied on two cases from the
private sector. The first of these cases is Re Automatic Screw
Machine Products Ltd. (1972), 23 L.A.C. 396 (D. L. Johnston), at
pp.404-5, where the board adopted the principles, as'set out in
the case of C & W Asphalt Paving Co. (1967), 18 L.A.C. 156
(Palmer):
In passing it should be pointed out that provisions
such as the one in question are not enforced where the
act giving rise to the grievance is of a continuing or
repetitive nature: Re Retail, Wholesale & Dept. Store
Union, .Local 461, and Ca~ada Bread Co. T,td. (1963), 14
L.A.C. 296~ (J. A. Hanrahan, chairman). In such cases
those violations which are the subject of a "timely"
grievance are arbitrable: Re U.A.W. and Massey-Harris
Co. Ltd. (1952), 3 L.A.C. 1016 (H. E. Fuller, C.C.J.,
chairman). ~The rationale behind this exception was
stated by Mr. Justice Laskin (then Prof. B. Laskin,
chairman) in Re U.A.W. and C.G.E. Co. (Davenport
Workers) (1952), 3 L.A.C. 980 at p. 982:
"Where the alleged violation by the Company is
of a continuing nature, .in the sense that the jobs
or situations giving rise to the violation are of
a recurring kind, it does not follow that failure
of the Union or an employee to press for relief on
certain of those jobs or matters bars them from
11
raising the question in any subsequent case.
Again, the relevant inquiry is whether the claim
for relief was made within a reasonable time after
the matter in issue arose. It is not, in this
Board's view, a tenable principle that waiver of
rights in any one case amounts to a complete
waiver for all like cases. $o long as the
Collective Agreement affords a basis for relief
against any situation, the party entitled to its
benefits may assert its rights or refrain from
asserting them in any particular instance, subject
perhaps, to estoppel if there has been any
misleading representation upon which the other
party has relied to its detriment."
In the instant case, however, the latest alleged
violation of the agreement occurred more than five
working days before this grievance was lodged. Again,
no exception as to wages exists in the agreement as is
sometimes the case: see e.g., Re U.A.W., Local 458, and
Massey-Ferguson Ltd. (1958), 9 L.A.C. 153 (H. D Lang,
C.C.J., chairman). Consequently, this grievance is
barred from arbitration at this time. It should be
noted, however, that if the company continues with
their practice under art. 13(c), the union is not
precluded from bringing a "timely" grievance.
The second case from the private sector on the subject of
retroactivity relied upon by the Employer was Re St. Raphael's
Nursing Homes Lt~ (1985), 18 L.A.C. (3d) 430 (Roberts), at
pp.432-433:
This brings up the second issue in the
arbitration, i.e., the matter of retroactivity. The
union claimed full retroactivity to 1982, even though
the grievance was not filed until November 20, 1984.
The employer contended that any relief granted in this
arbitration ought not to be made retroactive beyond
this latter date. Both parties claimed as the basis
for their submissions on this point that they were
innocent, in the sense of there being no bad faith in
either the prior interpretation of the employer or the
delay in filing the grievance. Indeed, there was
nothing in the evidence to indicate otherwise. There
was nothing to suggest that any equity existed to
prevent the union from succeeding on its grievance.
Likewise, there was nothing to suggest that the
employer should be estopped upon any equitable ground
12
from benefiting from application of the usual rule
regarding retroactivity in the case of continuing
breaches of a collective agreement.
The usual rule with respect to continuing breaches
of a collective agreement is that:
· .. the relief or damages awarded retroactively in
such circumstances may be limited by the t~me
limit. Thus, where a grievance claimed improper
payment and the grievance was allowed, the award
limited the damages recovered to five full working
days prior to the filing of the grievance, which
was the applicable time limit for initiating the
grievance.
Brown and Beatty, Canadian Labour Arbitration, 2nd ed.
(1984), para. 2:3128, at p. 96. In short, the time-'
limit for filing the grievance bars any recovery for
that part of the continuing breach which occurred
before the commencement of that time-limit.
· . Limiting the recovery of relief in this way where
the violation of the agreement is of a continuing
nature, seems to be in line with the acknowledged
policies underlying the application in a similar manner
of statut~es of limitations in civil actions. These
policies
... are designed to safeguard the interests of the
defendant in two ways. Firstly, they seek to
protect his interest in at some time being able {o
rely on the fact that he no.longer will have to
preserve or seek out evidence to defend the claims
against him. Secondly, they grant him protection
"from insecurity, which may be economic or
psychol'ogical, or both"; at some point in time he
ought to be made secure in his reasonable
expectation that contingent liabilities will no
longer be asserted by legal action to disrupt his
finances and affect his business and social
relations.
G.D. Watson, "Amendment of Proceedings After Limitation
Periods," 53 Can. Bar Rev, 237'(1975), at pp. 272-3.
Barring the existence of circumstances which would
make it inequitable for a party to rely upon this rule,
boards of arbitration have consistently limited the
right to recovery for a continuing breach of a
collective agreement to the period of time within which
it was permissable to file the grievance: see Re Union
~as Co. of Canada Ltd. and Int'l Chemical Workers,
Local 741 (1972), 2 L.A.C. (2d) 45 (Weatherill); ~_~
U.S.W., Local 7105 and Automatic Screw Machine Products
Ltd. (1972), 23 L.A.C. 396 (Johnston); Re U.A.W. and
National Auto Radiator Manufacturing Co. (1967~, 18
L.A.C. 326 (Palmer). The two cases which'the union
relied upon to'support its argument for full
retroactivity do not seem to be inconsistent with this
principle. It appears that in both cases, there were
circumstances giving rise to an equity preventing the
employer from relying upon the usual rule. So, for
example, in R~ Leisure World Nursing Homes Ltd., North
Bay and Service Employe~s Union. Local 478 (1983), 12
L.A.C. (3d) 345 (Langille), full retroactivity was
allowed because the delay in filing the grievance was
caused by the employer. In Re Clarke Institute of
Psychiatry and Ontario Nurses' Assoc. (1982), 5 L.A.C.
(3d) 155 (Beck) [and 6 L.A.C. (3d) 131 (O'Byrne)
(dissenting)], the filing of the grievance was delayed
because of a unilateral assurance by management which
made it unfair for the employer to rely upon the usual
rule.
As previously indicated, nothing in the evidence
in the present case disclosed any basis for denying the
employer the benefit of the rule ....
The Employer also relied on Robbs et al. and Allen et al.,
0462/86 etc. (Kennedy), which dealt with a number of grievors who
claimed reclassification and asserted retroactivity entitlement
to various dates. By agreement of the parties the Board' first
dealt with the preliminary issue as to entitlement to
retroactivity. This was done because the parties had put into
effect an Office Administration Group Job Evaluation Plan that
was considering the appropriate classification for the grievors
which was to have an effective date of December 31, 1985. It was
agreed by the parties that there would be no point in proceeding
to hear the merits of the grievances unless the union could
establish an entitlement to retroactive compensation to a date
prior to December 31, 1985. The Board stated, at pp.14-16:
... However, on the fundamental issue, even if we were
to accept the Union evidence in its entirety, we cannot
14
find on that evidence that it would be reasonable for
the Grievors to conclude that they had received any
representation or warranty that there would be a
reclassification or that it ~ould be retroactive. In
Boyle the Board stated at p. 16 the following:
Thus, we do not believe it appropriate to apply
the 20-day rule where informal efforts have been
made to achieve a settlement of a dispute short of
recourse to arbitration. Those efforts should be
encouraged and, in the event that they are. not
successful in achieving settlement and it becomes
~necessary to grieve, such relief as might be
awarded by the Grievance Settlement Board should
be retroactive to the point where steps were first
taken to settle the grievance informally.
The discussions relied upon by the Union in this case
were in substance in the course of normal office
conversation and were in no sense in the context of the
settlement of any sort of dispute. No grievance of any
sort was in contemplation at the time of such
discussions.
We would agree with the characterization, of our
jurisdiction by counsel for the Employer as being one
of interpreting and applying the collective agreement
and that the only way we can elect not to enforce the
bargain reached by the parties would be in
circumstances amounting to estoppel as against the
Employer. The collective agreement, as frequently
interpreted by this Board, imposes mandatory time
limits, and for the Union to succeed in achieving an
earlier date of retroactivity this Board must be
persuaded not to apply the time limits provided in the
collective agreement. To do that, we must find that
for some reason the Employer is estopped from relying
on its strict rights as set out in the collective
agreement. We do not accept the Union argument that
some lesser standard is sufficient to warrant
retroactivity to an earlier date, and on this point
would make reference to the.prior decision of this
Board in Smith 237/81 (Roberts) at p. 7.
The relevant authorities have been reviewed by
this Board in Lowma~ 13/82, (Saltman) wherein, after
granting retroactivity beyond the normal 20-day period,
the Board commented as follows:
This is not'to suggest that an.employee who
complains to a supervisor and even receives a
sympathetic response can ignore the time limits
for filing a grievance under the collective
agreement. The case at hand is an unusual one in
which management became actively involved in the
Grievor's claim and, by their efforts, kept the
claim alive over a long period of time. It is
only in these unique circumstances that the Board
has recognized an exception to the usual arbitral
rule limiting the period of retroactive payment of
compensation to the time for filing a grievance
under the collective agreement.
It is clear from the evidence before us that Management
were in no sense actively involved in the Grievors'
claim, whatever were the perceptions of the Grievors.
It is also clear that whatever were the representations
purportedly relied upon by the Grievors, the last of
these took place in the summer of 1984, and no effort
was made by any Grievor subsequent to that time to make
further enquiries of Management or to determine the
progress of the matter. If principles of equity are to
become determinative, then it would appear that the
doctrine of Laches would be an appropriate answer to
the Grievors' claims to retroactivity. This is reall~
a case wherein there has been no active pursuit by
either side but rather a simple acquiescence in the
status quo.
In the result, therefore, we would conclude that
there is no basis to depart from the usual position of
this Board with respect to the appropriate period of
retroactivity. The 20-day rule should be applied, and
there is, therefore, no entitlement to retroactivity
that would give to the Grievors any claim during the
period prior to the effective date of the Office
Administration Group Job Evaluation Plan.
Counsel for the Employer argued that there was no
representation in the cases before us which would permit us to
find that it would be reasonable for the Grievors to have
concluded that they had received a representation or warranty
that relief would be retroactive. The matter before us proceeded
without any evidence being called, and there being no agreement
relating to any representation or warranty with respect to
retroactivity, we can find none.
16
Counsel for the'~Emp1Oyer also referred to Burrow~, 379/88
(Mitchnick), which was referred to by the Board in Ababio at
pp.9-10:
The Board notes that our conclusion in respect of
this aspect of the dispute is similar to that reached
in Burrows, 0379/88 (Mitchnick). In.that case, the
grievance concerned the application of travel time to
Schedule 6 employees. On May 1, 1984, a decision was
rendered in respect of another employee in a different
Ministry. This was referred to as the Fawcett award.
The grievor became aware of that decision in July 1984
and subsequently discussed it's applicability to his
situation with the Ministry's Chief Classification and
Staff Relations Officer. He was advised that the
Fawcett award was "being appealed" and therefore
elected to wait a period of time before determining how
best to proceed. A grievance was subsequently filed in
April, 1988. The Board in Burrows reviewed the
jurisprudence on the twenty (20) day rule, including
the decision in Baldwin ~n~ Lyng cited in this case.
After SO doing, it awarded retroactivity back to the
date of the Fawcett award notwithstanding the fact that
the grievor first raised the issue with the Employer
some two (2) months later.
In' Burrows,~ the grievor, an employee with'the Ministry of
Labour, claimed under article 23 of the collective agreement for
travel time incurred outside of working hours. The grievor was
an Inspector with the Ministry of Labour from 1980 and was
classified.throughout the relevant period as a Schedule 6
District Inspector for the Mining Health and Safety Branch. It
was conceded he~ was entitled to be paid'travel time, as was the
Schedule 6 grievor in Fawcett. The only issue before the Board
was the period of retroactivity. In July of 1984, the Fawcett
decision, issued May 1, 1984, upholding the claim for travel
time, came to the attention of the grievor and, .noting that Mr.
Fawcett was also a Schedule 6 employee involved in extensive
17
travel (with the Ministry of Transportation and Communications),
he telephoned Mr. Viril Peperkorn, his Ministry's Chief
Classification and Staff Relations Officer, to inquire "when we
were going to get some money." The grievor was informed that the
decision was being "appealed," and his response was: "Okay, we'll
wait and see what happens." The grievor testified that he agreed
that there was little purpose in pressing the matter any further
at that point because if the "appeal" were successful, that would
end the matter, and if it were not the Ministry could be expected
"to do the right thing." It was the grievor's evidence that he'd
had previous dealings with Mr. Peperkorn and that the latter
preferred to see matters dealt with without the need for formal
grievances, and that "Pep always came through for you." For
these reasons the grievor did not formally grieve following his
July 1984 conversation with Mr. Peperkorn but was content to
allow the "appeal" process to run its course.
A number of years went by without the grievor hearing
anything, but he did not regard this as unusual given his
experience with "appeals" to the courts in the past. In late
March of 1988, he overheard a discussion of a grievance that had
been filed for "on-call" pay and this prompted him to put in a
call to Mr. Peperkorn to see how the Fawcett matter was
proceeding. Mr. Peperkorn told him that the Fawcett "appeal" had
been withdrawn and further informed him that he was entitled to
payment for travel time. The grievor then asked Mr. Peperkorn
18
when he would be getting the money, but Mr. Peperkorn indicated
that he "[had] nothing to do with that." The grievor then
concluded that he had best file a grievance, which he did on
April 13, 1988, claiming travel time to 11:00 p.~m. when on the
road and required to stay over in the hotel for the period
extending back to the date of the Fawcett decision: May 1, 1984.
Mr. Peperkorn felt that the Fawcett decision did not have
application to the Ministry of Labour because it involved the
Ministry of Transportation and Communication. The Ministry of
Labour had always had a practice of discretionary time off for
extra work-time~ including, he assumed, travel time.
When the Ministry of Labour was ~aced with a grievance from
the London office in the spring of 1988 involving travel time, it
sought the advice of the Staff RelatioNs Branch and was informed
that the Fawcett award was to be followed. Accordingly, the
Ministry made a decision to honour all such travel time claims,
back to April 1, 1988. This was made known to the grievor at
least by the second step meeting of his grievance, and at that
meeting it was further indicated that the Ministry was prepared
to pay the grievor back twenty days from the time he' first raised
the matter'with his own supervisor.
In the ~urrows case, the Ministry argued that the grievor's
claim under the Fawcett award should be limited to the twenty
t9
days preceding the date of his grievance, and that, in light of
the practice of the discretionary time off that had otherwise
been available to him, he was estopped from going back in time to
claim overtime on a cash-payment basis.
The Board, in Burrows, referred to Baldwin and Lyng, 539/84
where the Board reviewed its jurisprudence on the question of
retroactivity. Commencing at page 8 of the decision, the Board
explained its position as follows:
The material provisions of the collective
agreement affecting the question of retroactivity
are:
27.1 It is the intent of this Agreement to
adjust as quickly as possible any
complaints or differences between the
parties arising from the interpretation,
application, administration or alleged
contravention of this Agreement,
including any question as to whether a
matter is arbitrable.
27.2.1 An employee who believes he has a
complaint or a difference shall first
discuss the complaint or difference with
his supervisor within twenty (20) days
of first becoming aware of the complaint
or difference.
The Board's jurisprudence has interpreted from
those provisions that the normal cut-off for ~he
retroactive adjustment of a grievance is 20 days
prior to the date that the grievance was actually
filed.
The decision goes on to note, however, on the same
page:
But the cases have, on the other hand, made it
equally clear that that is not a hard-and-fast
rule. As expressed in Re Smith, for example, case
#238/81, issued March 5, 1985, at pages 6 and 7:
20
The usual rule is that, barring the
existence 9f circumstances whihh would make
it inequitable for the Ministry to. rely upon
it, retroactivity will be limited to the
period of time within which it was
permissable for the grievor to file his
grievance. In the case of this Collective
Agreement, that period is 20 days prior to
the day upon which the grievance actually was
filed. See Re OPSEU and Ministry 'of the
Attorney-General, G.S.B. 71/76, in which the
Board stated:
"while it is, in our view, clear that
the employer failed to comply with the
provisions of Article 10.3 throughout
the period from January 28, 1976, we do
not believe that these employees who
initiated their complaint only on May
25, 1976, may properly claim relief
throughout that period. To the
contrary, and to hold otherwise would bc
to improperly penalize'the employer for
the breach of an agreement of which it
was nQt aware. Thus, where as here, the~
breach of the agreement is in the nature
of a continuing'one, boards of
arbitration have consistently'limited an
employee's right to claim damages for
the breach of the agreement to the
period of time within which it was
permissable to file his grievance. Re:
Union Gas Co. of Canada Ltd. (1972), 21
L.A.C. (2d) 45 (Weatherill). Re:
Automatic Screw Machine Products Ltd.
(1972), 23 L.A.C. 396 (Johnston). Re:
National Auto Radiative Manufacturing
Co. (1967), 18 L.A.C. 326 (Palmer)".
(emphasis added in the Burrows case)
The Board in Baldwin and Lynq then elaborated on the
"exceptions" to that rule, commencing at page 11 of its
award and quoted the following excerpt from the case of
Re Hooper (GSB #47/77):
With respect, this case does not limit recovery in
every situation to the date of filing a formal
grievance. Here the grievor had made his
"complaint" on or before September 1, 1985 in the
form of a request for reclassification. His
request apparently met with at least tacit
approval from everyone concerned except the
classification officers of the Civil Service
Commission, who alone were empowered to make the
final decision. In such circumstances, it would
have been premature for the grievor to file a
formal grievance until it appeared that his
request would be refused. Nevertheless, the
evidence clearly established that the job content
on which the present grievance is based existed
before September 1, 1975 and that responsible
officials of the EmPloyer had received and were
considering the grievor's request by that date.
As none of the subsequent delay in decision-making
can be laid to the grievor, he is entitled to be
considered to be improperly classified as of
September 1, 1975 and we so find.
At page 14, the Board in Baldwin and Lyng sets out the
competing policy considerations on .the question of
retroactivity as follows:
There was before the Grievance Settlement
Board on this same point and at the same time as
Re: Lowman, the case of Re: Boyle, being #675/85,
and which issued two days later than Re Lowman.
The Board in Re Boyle aptly set out the competing
policy considerations which surround this issue of
retroactivity, and more specifically, of the kinds
of circumstances which have led the Board to carve
out exceptions to the "20-day" rule. At page 15,
the Board wrote, in addressing the issue of a
retroactive date:
A more appropriate date would be July
24, 1984 when the Ministry did expect that
all the clerks be "fully knowledgeable" on
all of the four main functions. However, to
choose that date would be to ignore that line
of cases which have limited compensation to a
period of 20 days prior to the date of the
grievance. Those cases reflect the view that
where there is a continuing course of conduct
which can be the subject of a grievance at
any time, i.e. a continuing grievance,
"grievors" who postpone their decision to
grieve and seek relief should not be able to
claim compensation retroactively to a point
in time when they could have but did not
grieve. There are sound policy reasons which
support that approach. If there are disputes
or differences between the parties they
22
~'~'h'ould be aired and not permitted to'simmer.
Yet there is a.competing policy which
comes into play in this case. That is the
policy in favour of settling disputes short
of invoking the grievance procedure and
having recourse to the Grievance Settlement
Board. A rigid application of the "20 day
rule" would discourage employees from
attempting through less formal means to
settle their dispute.'
(emphasis added in the Burrows case)
In the light of the' above, the Board in Burrows concluded:
Those comments, it appears to us, point.
convincingly to the position adopted by the Union in
the present case. Unlike, one assumes, the bulk of
Schedule 6 employees potentially affected by the
Fawcett decision, the grievor made the connection with
his own case at once and immediately took action to
register his'claim with Mr. Peperkorn, an
appropriately-placed individual intended by the
Ministry to handle such matters,.and with whom the
grievor had dealt in the past. But Mr. Peperkorn quite
reasonably suggested, in effect, that the grievor ought
to wait and see what happened with the appeal, and the
grievor just as reasonably agreed. The grievor did
then let the matter sit for a considerable period of
time; he had,. however, placed the matter in the hands
of Staff Relations management, expecting them to
monitor the situation and, if and when the time came,
"do the right thing". And it is not difficult to
accept the grievor's evidence that, based on past
experience, the matter of appeals to the Courts can
involve a matter of years. There is in fact no
evidence before us as to when that "appeal" was~in fact
withdrawn - for all we know, it could have been some
time closer to 1988 than 1984 - but in any event, what
prejudice can the Ministry be said to have. suffered as
a result of the grievor's patience and trust? The
Ministry ~does not, before us, raise any defence to the
Fawcett award, ultimately accepted by it, and the
logical extension of that is, that if the grievor had
re-opened the discussion earlier, the Ministry would
simply have been told by the Civil Service Commission,
assuming the appeal had by then been abandoned, to
apply the decision in Fawcett to all employees in the
grievor's position that much sooner. As it is, the
grievor is the only individual before us who explicitly
registered his claim at the time Fawcett first
appeared, and he is the only one thus in a position to
ask to have his claim back-dated to that point, now
that the status of the Fawcett case itself has been
confirmed. We can, in accordance with the
jurisprudence of the Board above, think of no reason in
policy or equity to now deprive the grievor of the full
benefit of the claim he so clearly drew to management's
attention in July of 1984. Rather, we find, in
accordance with the language of the collective
agreement, that the grievor reasonably chose to wait,
as Mr. Peperkorn suggested, until the appeal on Fawcett
had been disposed of, and that he in fa6t could be said
to have had no "complaint" or "difference" which
required processing.until Mr. Peperkorn advised the
grievor that the appeal had been withdrawn, but that
the grievor still might not be granted any money.
(Emphasis in Burrows)
The Board in Ababio saw a connection between its conclusion
in respect of the subject of' retroactivity and that reached by
the board in Burrows. The matter that it specifically referred
to in Burrows was the fact that the grievor in that case had been
"advised that the Fawcett award was 'being appealed' and
therefore elected to wait a period of time before determining how
to best proceed." An examination of the Burrows case makes it
abundantly clear that that is how the Board did view the matter.
That is "the grievor reasonably chose to wait, as Mr. Peperkorn
suggested, until the appeal on Fawcett had been disposed of, and
that he in fact could be said to have had no 'complaint' or
'difference' which required processing until Mr. Peperkorn
advised the grievor that the appeal had been withdrawn, but that
the grievor still might~ not be granted any money." (Emphasis in
the Burrows case)
24
Because the Board in Ababio"was so insistent in restricting
its finding on the subject of retroactivity: "the board Wished to
make clear, however, that such extension is premised entirely on
the factual situation before us," it is necessary to review the
agreed to facts.of the case before us with the facts as found in
Ababio. The reason for not adhering to the 20 day rule in Ababio
was based on certain features that the Board considered material:
1. "... these grievors £iled their grievances as soon as
Hayford came to their attention." We do not believe
that counsel for the Employer took issue with the
statement by counsel for the Union that the'Grievors
f~led their grievances as soon as ~ayford came to their
attention.
2. "This step was taken shortly after the release of the
[Hayford] award and without any delay on their part."
· The grievors in Ababio filed their grievances "im early
October 1988" (p~3). Unlike the grievances in Ababio,__
which were filed within three months of the release of
the Hayford award, the grievances in the case before us.
were filed some six to eight months after the release
of that award.
3. "The content of the decision clearly demonstrated that
25
their reliance on the opinion of management had been
misplaced." There appears to be a link between this
item and the reliance of the grievor in the Fawcett
case. At least our reading of the reference to the
Burrows case in Ababio appears to support this
conclusion. In the case before us, there is no
evidednce of any reliance on the part of the Grievors
on the opinion of managemeDt which reliance "had been
misplaced." This is a very significant difference, and
cannot be overlooked as it was fundamental to the
decision in AbabbLo.
As the Board in Ababio was very explicit in limiting its
conclusion to the "factual situation before [them]," we would be
giving that decision more weight than it is entitled to, given
the difference in certain fundamental facts in the cases before
US.
Counsel for the Union argued that there was a responsibility
on the Employer to make the Hayford award known to all Ministries
immediately upon its being released, and that the Employer would
suffer no detriment in having to pay the amounts required under
the latter award from the date of its release.. The situation
might have been different if there was evidence that the delay
was a result of a desire to obtain an unwarranted financial
advantage by delaying the time fr'om which the payments were to be
26
made as required by Hayfo~d. .'There was no evidence in the Ababio
case, nor in the case before.us, of duplicitous conduct on the
part of the Employer that would alter the situation. In the
absence of some representation or warranty as was found in the
Burrows case, or in the absence of what appears to have been
treated as a species of representation or warranty in the Ababio'
case, there is no basis in the case before'us to extend the
jurisprudence of the Board Pronounced in the cases above referred
to. This is a case where there was a recurring breach of the
collective agreement where the Grievors could have, at any time,
filed their grievances. There was no evidence that their failure
to do so at an early time was as a result of some action on the
part of the Employer that would make it inequitable for the
Employer to insist that'the usual rule with respect to
retroactivity be followed. The argument that the Employer would
suffer no detriment if the relief was made retroactive to the
date ~ayfo.rd was released could be made in any case where a
continuing violation of the collective agreement was established
which was not grieved at the time of the first violation. In such
a case,'as has been shown above, the awarding of retractivity
would depend on the existance of factors which are not present in
the cases before us.
In the result, the relief to the Grievors can only be made
retroactive from the normal 20 days prior to the filing of the
respective grievances. The Board will remain seized in the event'
27 r
that there are difficulties in implementing the award.
Dated at Toronto, Ontario this 26~h day of September,
1991.
H. Roberts - Member